Lufax Holding Ltd (LU) shareholders
LUNYSEFinance ServicesFiscal year ends December 31
$6.58−0.48 (-6.80%)
Close on Nov 12, 2026Market cap $5.70BP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
4.0%
70M of 1.73B shares
Institutional holders
75
17 new, 16 sold out
Net institutional buying
-10M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Ping An Insurance (Group) Company of China, Ltd. Joint filing with An Ke Technology Company Limited (44.90%), China Ping An Insurance Overseas (Holdings) Limited (28.40%) | 1,579,768,074 | 73.30% | 13D (active) amendment | Aug 20, 2026 |
| Tun Kung Company Limited Joint filing with Tongjun Investment Company Limited (7.80%) | 134,453,441 | 7.80% | 13G (passive) amendment | Dec 31, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of LU | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Alpine Investment Management Ltd | 13,939,985 | 0.80% | $18.40M | +1,535,985 | 4.47% |
| Yunqi Capital Ltd | 10,950,138 | 0.63% | $14.45M | – | 11.57% |
| Vanguard Capital Management LLC | 7,573,448 | 0.44% | $10.00M | −2,128,259 | 0.00% |
| BlackRock, Inc. | 5,781,769 | 0.33% | $7.63M | −48,722 | 0.00% |
| Acadian Asset Management LLC | 4,693,040 | 0.27% | $6.19M | −1,252,929 | 0.01% |
| Charles Schwab Investment Management Inc | 4,414,394 | 0.25% | $5.83M | −462,980 | 0.00% |
| UBS Group AG | 4,193,458 | 0.24% | $5.54M | +2,935,979 | 0.00% |
| Norges Bank | 3,151,227 | 0.18% | $4.16M | New | 0.00% |
| Vanguard Fiduciary Trust Co | 2,049,280 | 0.12% | $2.71M | −567,008 | 0.00% |
| State Street Corp | 1,462,988 | 0.08% | $1.93M | −836,432 | 0.00% |
| Jane Street Group, LLC | 1,312,511 | 0.08% | $1.73M | +513,726 | 0.00% |
| Legal & General Group Plc | 1,187,221 | 0.07% | $1.57M | −357,607 | 0.00% |
| Allianz Asset Management GmbH | 1,077,551 | 0.06% | $1.42M | −26,421 | 0.00% |
| JPMorgan Chase & Co | 597,392 | 0.03% | $800.51K | +575,326 | 0.00% |
| Barometer Capital Management Inc. | 572,800 | 0.03% | $756.10K | +38,100 | 0.21% |
| Invesco Ltd. | 490,846 | 0.03% | $647.92K | −137,136 | 0.00% |
| Morgan Stanley | 451,248 | 0.03% | $595.65K | −26,666 | 0.00% |
| Northern Trust Corp | 420,583 | 0.02% | $555.17K | −56,696 | 0.00% |
| Numerai GP LLC | 403,029 | 0.02% | $532.00K | New | 0.04% |
| JBF Capital, Inc. | 339,884 | 0.02% | $448.65K | – | 0.06% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 75 | 70M | 4.0% | 17 / 13 | 29 / 16 | 10M | 20M |
| Q1 2026 | 75 | 80M | 4.6% | 10 / 14 | 36 / 17 | 19M | 10M |
| Q4 2025 | 83 | 83M | 4.8% | 12 / 24 | 32 / 16 | 12M | 15M |
| Q3 2025 | 89 | 87M | 5.0% | 9 / 36 | 30 / 17 | 16M | 29M |
| Q2 2025 | 97 | 100M | 5.7% | 13 / 34 | 33 / 18 | 18M | 15M |
| Q1 2025 | 102 | 96M | 5.6% | 16 / 38 | 32 / 14 | 26M | 13M |
| Q4 2024 | 102 | 86M | 5.0% | 15 / 34 | 36 / 25 | 17M | 17M |
| Q3 2024 | 112 | 86M | 5.0% | 27 / 32 | 27 / 21 | 16M | 13M |
| Q2 2024 | 107 | 88M | 5.1% | 22 / 30 | 39 / 36 | 18M | 35M |
| Q1 2024 | 122 | 107M | 6.2% | 41 / 34 | 38 / 32 | 48M | 29M |
| Q4 2023 | 113 | 88M | 5.1% | 113 / 0 | 0 / 0 | 88M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
34 funds held LU in Q1 2026, 73% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Yong Suk Cho | Chief Executive Officer, Director | – | – | Mar 18, 2026 |
| Tongzhuan Xi | Chief Financial Officer, Director | – | – | Mar 17, 2026 |
| Jia LJ Liu | Chief Financial Officer | – | – | Oct 20, 2026 |
| Xiaodi Wang | Chief Compliance Officer | – | – | May 6, 2026 |
| Jinliang Mao | Chief Technology Officer | 34,694 | 0.00% | Mar 18, 2026 |
| Dongqi Chen | General Manager | 6,189 | 0.00% | Mar 18, 2026 |
| Xiang (XJ) Ji | Co-Chief Executive Officer | – | – | Mar 17, 2026 |
| Tao (TW) Wu | See Remarks | – | – | Mar 17, 2026 |
| Jianbo Cheng | Chief Risk Officer | – | – | Mar 17, 2026 |
| Wai Kin Chim | Director | – | – | Aug 4, 2026 |
| Siu Hong Cheng | Director | – | – | Apr 24, 2026 |
| Ernest Koon Wing Ip | Director | – | – | Apr 24, 2026 |
| Dicky Peter Yip | Director | – | – | Mar 18, 2026 |
| David Xianglin Li | Director | – | – | Mar 18, 2026 |
| Rusheng Yang | Director | – | – | Mar 17, 2026 |
| Wai Ping Tina Lee | Director | – | – | Mar 17, 2026 |
| Peifeng Li | Director | – | – | Mar 17, 2026 |
| Shibang Guo | Director | – | – | Mar 17, 2026 |
| Fangfang Cai | Director | – | – | Mar 17, 2026 |
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 1M shares a day
Change since last report
-92.4%
From 6M shares
Short volume, 20 days
64.2%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Lufax's stock actually held short. Settlement fails (shares not delivered on time) peaked at 66,227 shares on Aug 18, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Tun Kung Company Limited An affiliate in last 90 days | Dec 17, 2024 | 17,690,620 | $46.00M | Dec 17, 2024 | Pre-IPO Investment |
| Dongqi Chen Officer, GENERAL MANAGER | Jun 28, 2024 | 881 | $2.04K | Jun 28, 2024 | CASHLESS EXERCISE SALE OF EMPLOYEE SHARES GRANTED UNDER COMPANY SHARE INCENTIVE PLAN |
| Gibb Gregory Dean Director, CO CHIEF EXECUTIVE OFFICER | May 7, 2024 | 18,784 | $87.16K | May 7, 2024 | CASHLESS EXERCISE SALE OF EMPLOYEE SHARES GRANTED UNDER COMPANY SHARE INCENTIVE PLAN |
| Jinliang Mao Officer | Mar 28, 2024 | 2,894 | $12.42K | Mar 28, 2024 | CASHLESS EXERCISE SALE OF EMPLOYEE SHARES GRANTED UNDER COMPANY SHARE INCENTIVE PLAN |
| Lim Youn Jeong Officer | Mar 27, 2024 | 4,850 | $20.95K | Mar 27, 2024 | Cashless exercise of employee shares under share incentive plan |
| Jinliang Mao Officer | Mar 26, 2024 | 4,111 | $18.00K | Mar 27, 2024 | Open Market Purchase |
| Tun Kung Company Limited Owner, Affiliate | Sep 27, 2023 | 10,000,000 | $11.40M | Sep 27, 2023 | Pre-IPO Investment |
| Tun Kung Company Limited Owner, Affiliate | Aug 30, 2023 | 6,940,000 | $8.26M | Aug 29, 2023 | Pre-IPO Investment |
| Tun Kung Company Limited Owner, Affiliate | Jun 20, 2023 | 10,000,000 | $15.80M | Jun 20, 2023 | Pre-IPO Investment |
| Jinliang Mao Officer | Jun 14, 2023 | 12,332 | $21.00K | Jun 14, 2023 | Open Market Purchase |
| Tun Kung Company Limited Owner, Affiliate | Jun 13, 2023 | 30,000,000 | $47.40M | Jun 13, 2023 | Pre-IPO Investment |
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