Happen, Inc. (HAPN) shareholders
HAPNNasdaqPersonal Credit InstitutionsFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Oct 29, 2026Score 8/3036% below fair value
$15.27−0.45 (-2.86%)
Close on Nov 12, 2026Market cap $1.76BP/E 8.5Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
90.5%
104M of 115M shares
Institutional holders
245
39 new, 39 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
0 buys · 31 sales
Net sold $9.48M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Wellington Management Company LLP Joint filing with Wellington Management Group LLP (13.30%), Wellington Group Holdings LLP (13.30%) and 1 more | 15,284,869 | 13.10% | 13G (passive) amendment | Jun 30, 2026 |
| Vanguard Portfolio Management | 9,715,806 | 8.41% | 13G (passive) amendment | Sep 30, 2026 |
| BlackRock, Inc. | 8,465,358 | 7.50% | 13G (passive) amendment | Mar 31, 2025 |
| Wellington Management Group LLP Joint filing with Wellington Group Holdings LLP (5.90%), Wellington Investment Advisors Holdings LLP (5.90%) and 1 more | 6,698,689 | 5.90% | 13G (passive) | Jun 30, 2025 |
| Bay Pond Investors (Bermuda) L.P. | 5,882,684 | 5.10% | 13G (passive) | Apr 17, 2026 |
| Bay Pond Partners, L.P. | 5,866,912 | 5.10% | 13G (passive) | Apr 17, 2026 |
| Vanguard Capital Management | 5,772,120 | 5.00% | 13G (passive) | Jun 30, 2026 |
| Dimensional Fund Advisors LP | 5,760,141 | 5.00% | 13G (passive) | Mar 31, 2026 |
| Richard Mashaal Joint filing with Senvest Management, LLC (5.00%) | 5,748,093 | 5.00% | 13G (passive) | Jun 13, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of HAPN | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Wellington Management Group Llp | 15,284,869 | 13.27% | $317.01M | +2,526,895 | 0.05% |
| BlackRock, Inc. | 10,062,332 | 8.73% | $208.69M | +474,545 | 0.00% |
| Vanguard Portfolio Management LLC | 8,248,984 | 7.16% | $171.08M | +615,117 | 0.01% |
| Dimensional Fund Advisors LP | 6,287,112 | 5.46% | $130.39M | +526,971 | 0.02% |
| Vanguard Capital Management LLC | 4,912,518 | 4.26% | $101.89M | +6,774 | 0.00% |
| T. Rowe Price Investment Management, Inc. | 3,714,344 | 3.22% | $77.04M | +1,624,655 | 0.05% |
| Senvest Management, LLC | 3,346,293 | 2.90% | $69.40M | −1,200,519 | 2.04% |
| American Century Companies Inc | 3,149,433 | 2.73% | $65.32M | +449,161 | 0.03% |
| Geode Capital Management, LLC | 2,946,283 | 2.56% | $61.12M | −169,371 | 0.00% |
| State Street Corp | 2,942,505 | 2.55% | $61.02M | +49,585 | 0.00% |
| Westfield Capital Management Co LP | 2,500,134 | 2.17% | $51.85M | +382,591 | 0.17% |
| Long Focus Capital Management, LLC | 1,665,849 | 1.45% | $34.55M | −270,151 | 0.88% |
| Driehaus Capital Management LLC | 1,601,909 | 1.39% | $33.22M | −407,767 | 0.19% |
| D. E. Shaw & Co., Inc. | 1,576,086 | 1.37% | $32.69M | +806,416 | 0.02% |
| Walleye Capital LLC | 1,517,757 | 1.32% | $31.48M | +1,202,426 | 0.11% |
| Bank Of America Corp /De/ | 1,486,448 | 1.29% | $30.83M | +176,824 | 0.00% |
| JPMorgan Chase & Co | 1,403,804 | 1.22% | $28.83M | +1,098,382 | 0.00% |
| Charles Schwab Investment Management Inc | 1,309,425 | 1.14% | $27.16M | −9,137 | 0.00% |
| Northern Trust Corp | 1,231,567 | 1.07% | $25.54M | +215,881 | 0.00% |
| Price T Rowe Associates Inc /Md/ | 1,205,353 | 1.05% | $25.00M | +650,130 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 245 | 104M | 90.5% | 39 / 92 | 75 / 39 | 16M | 15M |
| Q1 2026 | 248 | 103M | 89.5% | 46 / 83 | 90 / 51 | 30M | 14M |
| Q4 2025 | 256 | 99M | 86.1% | 49 / 86 | 83 / 27 | 17M | 15M |
| Q3 2025 | 242 | 97M | 84.3% | 53 / 78 | 74 / 33 | 15M | 10M |
| Q2 2025 | 225 | 93M | 80.4% | 25 / 80 | 90 / 33 | 11M | 8M |
| Q1 2025 | 234 | 89M | 77.4% | 43 / 80 | 78 / 42 | 15M | 11M |
| Q4 2024 | 237 | 87M | 75.6% | 65 / 67 | 75 / 38 | 18M | 17M |
| Q3 2024 | 210 | 85M | 74.2% | 39 / 82 | 56 / 25 | 21M | 12M |
| Q2 2024 | 198 | 85M | 73.8% | 35 / 71 | 52 / 14 | 10M | 12M |
| Q1 2024 | 180 | 88M | 76.0% | 31 / 48 | 62 / 22 | 14M | 10M |
| Q4 2023 | 172 | 84M | 72.7% | 28 / 64 | 53 / 38 | 13M | 10M |
| Q3 2023 | 184 | 81M | 69.9% | 36 / 73 | 49 / 25 | 13M | 15M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
249 funds held HAPN in Q2 2026, 44% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of HAPN | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 3,474,454 | 3.02% | $72.06M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 2,942,929 | 2.55% | $61.04M | 0.07% | Jun 30, 2026 |
| Vanguard Small-Cap Index Fund | 2,508,214 | 2.18% | $52.02M | 0.03% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 2,358,224 | 2.05% | $42.09M | 0.16% | May 31, 2026 |
| Vanguard Strategic Equity Fund | 1,859,088 | 1.61% | $38.56M | 0.32% | Jun 30, 2026 |
| T. Rowe Price Small-Cap Value Fund, Inc. | 1,650,554 | 1.43% | $34.23M | 0.32% | Jun 30, 2026 |
| Vanguard Small-Cap Value Index Fund | 1,591,996 | 1.38% | $33.02M | 0.05% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 1,325,287 | 1.15% | $27.49M | 0.03% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 1,255,353 | 1.09% | $24.03M | 0.07% | Jul 31, 2026 |
| Harbor Small Cap Growth Fund | 1,247,441 | 1.08% | $23.88M | 0.90% | Jul 31, 2026 |
| U.S. Small Cap Value Portfolio | 1,023,736 | 0.89% | $19.59M | 0.10% | Jul 31, 2026 |
| Vanguard Strategic Small-Cap Equity Fund | 949,040 | 0.82% | $19.68M | 0.63% | Jun 30, 2026 |
| U.S. Targeted Value Portfolio | 862,232 | 0.75% | $16.50M | 0.10% | Jul 31, 2026 |
| iShares Russell 2000 Value ETF | 830,105 | 0.72% | $17.22M | 0.12% | Jun 30, 2026 |
| Dimensional U.S. Targeted Value ETF | 783,167 | 0.68% | $14.99M | 0.10% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Scott Sanborn | CEO, Director | 1,462,774 | 1.27% | Aug 27, 2026 |
| Jordan Cheng | General Counsel & Secretary | 100,813 | 0.09% | Nov 6, 2026 |
| Steven C. Mattics | Bank - Chief Lending Officer | 78,952 | 0.07% | Aug 27, 2026 |
| Andrew LaBenne | Chief Financial Officer | 252,809 | 0.22% | Aug 27, 2026 |
| Fergal Stack | SVP, Corporate Controller | 45,001 | 0.04% | Aug 27, 2026 |
| Dov Eytan Haselkorn | Chief Risk Officer | – | – | Mar 9, 2026 |
| Annie Armstrong | Chief Risk Officer | 399,814 | 0.35% | Feb 27, 2026 |
| Erin Selleck | Director | 75,380 | 0.07% | Sep 17, 2026 |
| Stephen M. Cutler | Director | 13,715 | 0.01% | Jun 4, 2026 |
| Michael P. Zeisser | Director | 13,715 | 0.01% | Jun 4, 2026 |
| Janey Whiteside | Director | 13,715 | 0.01% | Jun 4, 2026 |
| Syed Faiz Ahmad | Director | 13,715 | 0.01% | Jun 4, 2026 |
| Kathryn Reimann | Director | 13,715 | 0.01% | Jun 4, 2026 |
| Timothy J. Mayopoulos | Director | 13,715 | 0.01% | Jun 4, 2026 |
| Allan R. Landon | Director | 13,715 | 0.01% | Jun 4, 2026 |
| John C. Morris | Director | 19,121 | 0.02% | Jun 5, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Jordan Cheng General Counsel & Secretary | Nov 5, 2026 | Sale(10b5-1 plan) | −2,800 | $16.76 | $46.93K | 100,813 |
| Jordan Cheng General Counsel & Secretary | Oct 29, 2026 | Sale(10b5-1 plan) | −2,800 | $16.00 | $44.80K | 103,613 |
| Erin Selleck Director | Sep 15, 2026 | Sale(10b5-1 plan) | −7,148 | $16.68 | $119.23K | 75,380 |
| Erin Selleck Director | Sep 4, 2026 | Sale(10b5-1 plan) | −2,057 | $17.41 | $35.81K | 82,528 |
| Jordan Cheng General Counsel & Secretary | Sep 3, 2026 | Sale(10b5-1 plan) | −2,800 | $17.56 | $49.17K | 106,413 |
| Scott Sanborn CEO, Director | Aug 26, 2026 | Sale(10b5-1 plan) | −28,750 | $18.25 | $524.69K | 1,462,774 |
| Fergal Stack SVP, Corporate Controller | Aug 25, 2026 | Option exercise | +1,907 | – | – | 45,001 |
| Fergal Stack SVP, Corporate Controller | Aug 25, 2026 | Option exercise | +1,569 | – | – | 46,570 |
| Fergal Stack SVP, Corporate Controller | Aug 25, 2026 | Tax withholding | −2,682 | $18.25 | $48.95K | 43,888 |
| Fergal Stack SVP, Corporate Controller | Aug 25, 2026 | Option exercise | +3,117 | – | – | 43,094 |
| Steven C. Mattics Bank - Chief Lending Officer | Aug 25, 2026 | Option exercise | +6,179 | – | – | 78,952 |
| Steven C. Mattics Bank - Chief Lending Officer | Aug 25, 2026 | Tax withholding | −13,697 | $18.25 | $249.97K | 65,255 |
| Steven C. Mattics Bank - Chief Lending Officer | Aug 25, 2026 | Option exercise | +21,034 | – | – | 72,773 |
| Jordan Cheng General Counsel & Secretary | Aug 25, 2026 | Option exercise | +3,504 | – | – | 111,806 |
| Jordan Cheng General Counsel & Secretary | Aug 25, 2026 | Option exercise | +2,884 | – | – | 114,690 |
| Jordan Cheng General Counsel & Secretary | Aug 25, 2026 | Tax withholding | −5,477 | $18.25 | $99.96K | 109,213 |
| Jordan Cheng General Counsel & Secretary | Aug 25, 2026 | Option exercise | +5,728 | – | – | 108,302 |
| Scott Sanborn CEO, Director | Aug 25, 2026 | Option exercise | +6,621 | – | – | 1,506,380 |
| Scott Sanborn CEO, Director | Aug 25, 2026 | Tax withholding | −14,856 | $18.25 | $271.12K | 1,491,524 |
| Scott Sanborn CEO, Director | Aug 25, 2026 | Option exercise | +8,045 | – | – | 1,499,759 |
| Scott Sanborn CEO, Director | Aug 25, 2026 | Option exercise | +13,151 | – | – | 1,491,714 |
| Andrew LaBenne Chief Financial Officer | Aug 25, 2026 | Option exercise | +7,509 | – | – | 240,809 |
| Andrew LaBenne Chief Financial Officer | Aug 25, 2026 | Option exercise | +6,179 | – | – | 246,988 |
| Andrew LaBenne Chief Financial Officer | Aug 25, 2026 | Tax withholding | −13,371 | $18.25 | $244.02K | 233,617 |
| Andrew LaBenne Chief Financial Officer | Aug 25, 2026 | Option exercise | +12,274 | – | – | 233,300 |
| Fergal Stack SVP, Corporate Controller | Aug 20, 2026 | Sale(10b5-1 plan) | −37,500 | $18.11 | $679.13K | 39,977 |
| Fergal Stack SVP, Corporate Controller | Aug 19, 2026 | Sale(10b5-1 plan) | −37,500 | $18.64 | $699.00K | 77,477 |
| Fergal Stack SVP, Corporate Controller | Aug 18, 2026 | Sale(10b5-1 plan) | −40,000 | $18.86 | $754.40K | 114,977 |
| Andrew LaBenne Chief Financial Officer | Aug 10, 2026 | Sale(10b5-1 plan) | −13,929 | $19.37 | $269.80K | 221,026 |
| Scott Sanborn CEO, Director | Aug 5, 2026 | Sale(10b5-1 plan) | −28,750 | $20.56 | $591.10K | 1,478,563 |
| Scott Sanborn CEO, Director | Jul 15, 2026 | Sale(10b5-1 plan) | −28,750 | $20.08 | $577.30K | 1,507,313 |
| Jordan Cheng General Counsel & Secretary | Jul 1, 2026 | Sale(10b5-1 plan) | −5,500 | $20.85 | $114.68K | 102,574 |
| Scott Sanborn CEO, Director | Jul 1, 2026 | Sale(10b5-1 plan) | −25,000 | $21.00 | $525.00K | 1,536,063 |
| Fergal Stack SVP, Corporate Controller | Jul 1, 2026 | Sale(10b5-1 plan) | −50,000 | $21.01 | $1.05M | 154,977 |
| Scott Sanborn CEO, Director | Jun 24, 2026 | Sale(10b5-1 plan) | −28,750 | $19.17 | $551.14K | 1,561,063 |
| Fergal Stack SVP, Corporate Controller | Jun 16, 2026 | Sale(10b5-1 plan) | −60,000 | $19.00 | $1.14M | 204,977 |
| Jordan Cheng General Counsel & Secretary | Jun 10, 2026 | Sale(10b5-1 plan) | −5,500 | $17.46 | $96.03K | 108,074 |
| Scott Sanborn CEO, Director | Jun 9, 2026 | Sale(10b5-1 plan) | −4,899 | $18.00 | $88.18K | 1,589,813 |
| Erin Selleck Director | Jun 5, 2026 | Sale(10b5-1 plan) | −2,391 | $17.40 | $41.60K | 81,157 |
| Timothy J. Mayopoulos Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Stephen M. Cutler Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Erin Selleck Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Scott Sanborn CEO, Director | Jun 2, 2026 | Sale(10b5-1 plan) | −23,851 | $17.86 | $425.98K | 1,594,712 |
| Kathryn Reimann Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Syed Faiz Ahmad Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Janey Whiteside Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Allan R. Landon Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Michael P. Zeisser Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Jordan Cheng General Counsel & Secretary | May 28, 2026 | Sale(10b5-1 plan) | −5,500 | $17.00 | $93.50K | 113,574 |
| Andrew LaBenne Chief Financial Officer | May 28, 2026 | Sale(10b5-1 plan) | −20,000 | $17.00 | $340.00K | 234,955 |
| Steven C. Mattics Bank - Chief Lending Officer | May 25, 2026 | Tax withholding | −38,574 | $15.63 | $602.91K | 51,739 |
| Steven C. Mattics Bank - Chief Lending Officer | May 25, 2026 | Option exercise | +6,179 | – | – | 90,313 |
| Steven C. Mattics Bank - Chief Lending Officer | May 25, 2026 | Option exercise | +84,134 | – | – | 84,134 |
| Scott Sanborn CEO, Director | May 25, 2026 | Option exercise | +8,045 | – | – | 1,626,799 |
| Scott Sanborn CEO, Director | May 25, 2026 | Option exercise | +6,620 | – | – | 1,633,419 |
| Scott Sanborn CEO, Director | May 25, 2026 | Tax withholding | −14,856 | $15.63 | $232.20K | 1,618,563 |
| Scott Sanborn CEO, Director | May 25, 2026 | Option exercise | +13,150 | – | – | 1,618,754 |
| Fergal Stack SVP, Corporate Controller | May 25, 2026 | Option exercise | +1,907 | – | – | 266,088 |
| Fergal Stack SVP, Corporate Controller | May 25, 2026 | Option exercise | +1,569 | – | – | 267,657 |
| Fergal Stack SVP, Corporate Controller | May 25, 2026 | Tax withholding | −2,680 | $15.63 | $41.89K | 264,977 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
5.89%
7M shares short
Days to cover
2.1
At 3M shares a day
Change since last report
-13.8%
From 8M shares
Short volume, 20 days
41.3%
Of volume reported to FINRA
Shares sold short, last 5 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Happen's stock actually held short. Settlement fails (shares not delivered on time) peaked at 114,400 shares on Sep 25, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Erin Selleck Director | Sep 4, 2026 | 9,205 | $160.26K | Sep 4, 2026 | Restricted Stock Lapse |
| Jordan Cheng Officer | Sep 3, 2026 | 8,400 | $147.50K | Sep 3, 2026 | Restricted Stock Lapse |
| Scott Sanborn Director, Officer | Aug 26, 2026 | 25,000 | $456.50K | Aug 26, 2026 | Restricted Stock Units |
| Fergal Stack Officer | Aug 18, 2026 | 115,000 | $2.17M | Aug 18, 2026 | Restricted Stock Lapse - See Remarks |
| John C. Morris Former Affiliate | Jun 18, 2026 | 7,232 | $138.13K | Jun 18, 2026 | Restricted Stock Vesting Under a Registered Plan |
| Fergal Stack Officer | Jun 16, 2026 | 110,000 | $2.09M | Jun 16, 2026 | Restricted Stock Lapse - See Remarks |
| Erin Selleck Director | Jun 5, 2026 | 2,391 | $41.60K | Jun 5, 2026 | Restricted Stock Lapse |
| Scott Sanborn Director, Officer | Jun 2, 2026 | 143,750 | $2.64M | Jun 2, 2026 | Restricted Stock Units |
| Andrew LaBenne Officer | May 28, 2026 | 33,929 | $576.79K | May 28, 2026 | Performance Stock Lapse - See Remarks |
| Jordan Cheng Officer | May 28, 2026 | 21,500 | $365.50K | May 28, 2026 | Restricted Stock Lapse - See Remarks |
| Annie Armstrong Former Affiliate | Mar 17, 2026 | 19,998 | $279.97K | Mar 17, 2026 | RSU / PSU |
| Annie Armstrong Officer | Dec 11, 2025 | 25,330 | $506.60K | Dec 11, 2025 | Restricted Stock Lapse |
| Erin Selleck Director | Dec 5, 2025 | 4,780 | $93.07K | Dec 5, 2025 | Restricted Stock Lapse - See Remarks |
| Scott Sanborn Director, Officer | Oct 23, 2025 | 30,000 | $495.60K | Oct 23, 2025 | Restricted Stock Units |
| Andrew LaBenne Officer | Sep 15, 2025 | 20,903 | $356.16K | Sep 15, 2025 | Restricted Stock Lapse |
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