HAPNNasdaqPersonal Credit InstitutionsFiscal year ends December 31
Happen, Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Jul 30, 2026
$14.29−0.20 (-1.38%)
Close on Oct 19, 2026
- Market cap
- $1.68B
- P/E (TTM)
- 8.6
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
90.3%
104M of 115M shares
Institutional holders
245
39 new, 39 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
0 buys · 30 sales
Net sold $9.97M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 8,465,358 | 7.50% | 13G (passive) amendment | Mar 31, 2025 |
| Vanguard Portfolio Management | 7,716,293 | 6.69% | 13G (passive) | Mar 31, 2026 |
| Wellington Management Group LLP | 6,698,689 | 5.90% | 13G (passive) | Jun 30, 2025 |
| Bay Pond Investors (Bermuda) L.P. | 5,882,684 | 5.10% | 13G (passive) | Apr 17, 2026 |
| Bay Pond Partners, L.P. | 5,866,912 | 5.10% | 13G (passive) | Apr 17, 2026 |
| Vanguard Capital Management | 5,772,120 | 5.00% | 13G (passive) | Jun 30, 2026 |
| Dimensional Fund Advisors LP | 5,760,141 | 5.00% | 13G (passive) | Mar 31, 2026 |
| Richard Mashaal | 5,748,093 | 5.00% | 13G (passive) | Jun 13, 2025 |
| Wellington Group Holdings LLP | 15,284,869 | 13.30% | 13G (passive) amendment | Jun 30, 2026 |
| Wellington Investment Advisors Holdings LLP | 11,971,842 | 10.40% | 13G (passive) amendment | Feb 27, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of HAPN | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Wellington Management Group Llp | 15,284,869 | 13.24% | $317.01M | +2,526,895 | 0.05% |
| BlackRock, Inc. | 10,062,332 | 8.72% | $208.69M | +474,545 | 0.00% |
| Vanguard Portfolio Management LLC | 8,248,984 | 7.15% | $171.08M | +615,117 | 0.01% |
| Dimensional Fund Advisors LP | 6,287,112 | 5.45% | $130.39M | +526,971 | 0.02% |
| Vanguard Capital Management LLC | 4,912,518 | 4.26% | $101.89M | +6,774 | 0.00% |
| T. Rowe Price Investment Management, Inc. | 3,714,344 | 3.22% | $77.04K | +1,624,655 | 0.05% |
| Senvest Management, LLC | 3,346,293 | 2.90% | $69.40M | −1,200,519 | 2.04% |
| American Century Companies Inc | 3,149,433 | 2.73% | $65.32M | +449,161 | 0.03% |
| Geode Capital Management, LLC | 2,946,283 | 2.55% | $61.12M | −169,371 | 0.00% |
| State Street Corp | 2,942,505 | 2.55% | $61.02M | +49,585 | 0.00% |
| Westfield Capital Management Co LP | 2,500,134 | 2.17% | $51.85M | +382,591 | 0.17% |
| Long Focus Capital Management, LLC | 1,665,849 | 1.44% | $34.55M | −270,151 | 0.88% |
| Driehaus Capital Management LLC | 1,601,909 | 1.39% | $33.22M | −407,767 | 0.19% |
| D. E. Shaw & Co., Inc. | 1,576,086 | 1.37% | $32.69M | +806,416 | 0.02% |
| Walleye Capital LLC | 1,517,757 | 1.32% | $31.48M | +1,202,426 | 0.11% |
| Bank Of America Corp /De/ | 1,486,448 | 1.29% | $30.83M | +176,824 | 0.00% |
| JPMorgan Chase & Co | 1,403,804 | 1.22% | $28.83M | +1,098,382 | 0.00% |
| Charles Schwab Investment Management Inc | 1,309,425 | 1.13% | $27.16M | −9,137 | 0.00% |
| Northern Trust Corp | 1,231,567 | 1.07% | $25.54M | +215,881 | 0.00% |
| Price T Rowe Associates Inc /Md/ | 1,205,353 | 1.04% | $25.00K | +650,130 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 245 | 104M | 90.3% | 39 / 92 | 75 / 39 | 16M | 15M |
| Q1 2026 | 248 | 103M | 89.3% | 46 / 83 | 90 / 51 | 30M | 14M |
| Q4 2025 | 256 | 99M | 85.9% | 49 / 86 | 83 / 27 | 17M | 15M |
| Q3 2025 | 242 | 97M | 84.2% | 53 / 78 | 74 / 33 | 15M | 10M |
| Q2 2025 | 225 | 93M | 80.3% | 25 / 80 | 90 / 33 | 11M | 8M |
| Q1 2025 | 234 | 89M | 77.3% | 43 / 80 | 78 / 42 | 15M | 11M |
| Q4 2024 | 237 | 87M | 75.4% | 65 / 67 | 75 / 38 | 18M | 17M |
| Q3 2024 | 210 | 85M | 74.1% | 39 / 82 | 56 / 25 | 21M | 12M |
| Q2 2024 | 198 | 85M | 73.7% | 35 / 71 | 52 / 14 | 10M | 12M |
| Q1 2024 | 180 | 88M | 75.8% | 31 / 48 | 62 / 22 | 14M | 10M |
| Q4 2023 | 172 | 84M | 72.6% | 28 / 64 | 53 / 38 | 13M | 10M |
| Q3 2023 | 184 | 81M | 69.8% | 36 / 73 | 49 / 25 | 13M | 15M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of HAPN | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 3,474,454 | 3.01% | $72.06M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 2,942,929 | 2.55% | $61.04M | 0.07% | Jun 30, 2026 |
| Vanguard Small-Cap Index Fund | 2,508,214 | 2.17% | $52.02M | 0.03% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 2,358,224 | 2.04% | $42.09M | 0.16% | May 31, 2026 |
| Vanguard Strategic Equity Fund | 1,859,088 | 1.61% | $38.56M | 0.32% | Jun 30, 2026 |
| T. Rowe Price Small-Cap Value Fund, Inc. | 1,650,554 | 1.43% | $34.23M | 0.32% | Jun 30, 2026 |
| Vanguard Small-Cap Value Index Fund | 1,591,996 | 1.38% | $33.02M | 0.05% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 1,325,287 | 1.15% | $27.49M | 0.03% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 1,255,353 | 1.09% | $24.03M | 0.07% | Jul 31, 2026 |
| Harbor Small Cap Growth Fund | 1,247,441 | 1.08% | $23.88M | 0.90% | Jul 31, 2026 |
| U.S. Small Cap Value Portfolio | 1,023,736 | 0.89% | $19.59M | 0.10% | Jul 31, 2026 |
| Vanguard Strategic Small-Cap Equity Fund | 949,040 | 0.82% | $19.68M | 0.63% | Jun 30, 2026 |
| U.S. Targeted Value Portfolio | 862,232 | 0.75% | $16.50M | 0.10% | Jul 31, 2026 |
| iShares Russell 2000 Value ETF | 830,105 | 0.72% | $17.22M | 0.12% | Jun 30, 2026 |
| Dimensional U.S. Targeted Value ETF | 783,167 | 0.68% | $14.99M | 0.10% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Scott Sanborn | CEO, Director | 1,462,774 | 1.27% | Aug 27, 2026 |
| Jordan Cheng | General Counsel & Secretary | 106,413 | 0.09% | Sep 4, 2026 |
| Steven C. Mattics | Bank - Chief Lending Officer | 78,952 | 0.07% | Aug 27, 2026 |
| Andrew LaBenne | Chief Financial Officer | 252,809 | 0.22% | Aug 27, 2026 |
| Fergal Stack | SVP, Corporate Controller | 45,001 | 0.04% | Aug 27, 2026 |
| Dov Eytan Haselkorn | Chief Risk Officer | – | – | Mar 9, 2026 |
| Annie Armstrong | Chief Risk Officer | 399,814 | 0.35% | Feb 27, 2026 |
| Erin Selleck | Director | 75,380 | 0.07% | Sep 17, 2026 |
| Stephen M. Cutler | Director | 13,715 | 0.01% | Jun 4, 2026 |
| Michael P. Zeisser | Director | 13,715 | 0.01% | Jun 4, 2026 |
| Janey Whiteside | Director | 13,715 | 0.01% | Jun 4, 2026 |
| Syed Faiz Ahmad | Director | 13,715 | 0.01% | Jun 4, 2026 |
| Kathryn Reimann | Director | 13,715 | 0.01% | Jun 4, 2026 |
| Timothy J. Mayopoulos | Director | 13,715 | 0.01% | Jun 4, 2026 |
| Allan R. Landon | Director | 13,715 | 0.01% | Jun 4, 2026 |
| John C. Morris | Director | 19,121 | 0.02% | Jun 5, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Erin Selleck Director | Sep 15, 2026 | Sale(10b5-1 plan) | −7,148 | $16.68 | $119.23K | 75,380 |
| Erin Selleck Director | Sep 4, 2026 | Sale(10b5-1 plan) | −2,057 | $17.41 | $35.81K | 82,528 |
| Jordan Cheng General Counsel & Secretary | Sep 3, 2026 | Sale(10b5-1 plan) | −2,800 | $17.56 | $49.17K | 106,413 |
| Scott Sanborn CEO, Director | Aug 26, 2026 | Sale(10b5-1 plan) | −28,750 | $18.25 | $524.69K | 1,462,774 |
| Fergal Stack SVP, Corporate Controller | Aug 25, 2026 | Option exercise | +1,907 | – | – | 45,001 |
| Fergal Stack SVP, Corporate Controller | Aug 25, 2026 | Option exercise | +1,569 | – | – | 46,570 |
| Fergal Stack SVP, Corporate Controller | Aug 25, 2026 | Tax withholding | −2,682 | $18.25 | $48.95K | 43,888 |
| Fergal Stack SVP, Corporate Controller | Aug 25, 2026 | Option exercise | +3,117 | – | – | 43,094 |
| Steven C. Mattics Bank - Chief Lending Officer | Aug 25, 2026 | Option exercise | +6,179 | – | – | 78,952 |
| Steven C. Mattics Bank - Chief Lending Officer | Aug 25, 2026 | Tax withholding | −13,697 | $18.25 | $249.97K | 65,255 |
| Steven C. Mattics Bank - Chief Lending Officer | Aug 25, 2026 | Option exercise | +21,034 | – | – | 72,773 |
| Jordan Cheng General Counsel & Secretary | Aug 25, 2026 | Option exercise | +3,504 | – | – | 111,806 |
| Jordan Cheng General Counsel & Secretary | Aug 25, 2026 | Option exercise | +2,884 | – | – | 114,690 |
| Jordan Cheng General Counsel & Secretary | Aug 25, 2026 | Tax withholding | −5,477 | $18.25 | $99.96K | 109,213 |
| Jordan Cheng General Counsel & Secretary | Aug 25, 2026 | Option exercise | +5,728 | – | – | 108,302 |
| Scott Sanborn CEO, Director | Aug 25, 2026 | Option exercise | +6,621 | – | – | 1,506,380 |
| Scott Sanborn CEO, Director | Aug 25, 2026 | Tax withholding | −14,856 | $18.25 | $271.12K | 1,491,524 |
| Scott Sanborn CEO, Director | Aug 25, 2026 | Option exercise | +8,045 | – | – | 1,499,759 |
| Scott Sanborn CEO, Director | Aug 25, 2026 | Option exercise | +13,151 | – | – | 1,491,714 |
| Andrew LaBenne Chief Financial Officer | Aug 25, 2026 | Option exercise | +7,509 | – | – | 240,809 |
| Andrew LaBenne Chief Financial Officer | Aug 25, 2026 | Option exercise | +6,179 | – | – | 246,988 |
| Andrew LaBenne Chief Financial Officer | Aug 25, 2026 | Tax withholding | −13,371 | $18.25 | $244.02K | 233,617 |
| Andrew LaBenne Chief Financial Officer | Aug 25, 2026 | Option exercise | +12,274 | – | – | 233,300 |
| Fergal Stack SVP, Corporate Controller | Aug 20, 2026 | Sale(10b5-1 plan) | −37,500 | $18.11 | $679.13K | 39,977 |
| Fergal Stack SVP, Corporate Controller | Aug 19, 2026 | Sale(10b5-1 plan) | −37,500 | $18.64 | $699.00K | 77,477 |
| Fergal Stack SVP, Corporate Controller | Aug 18, 2026 | Sale(10b5-1 plan) | −40,000 | $18.86 | $754.40K | 114,977 |
| Andrew LaBenne Chief Financial Officer | Aug 10, 2026 | Sale(10b5-1 plan) | −13,929 | $19.37 | $269.80K | 221,026 |
| Scott Sanborn CEO, Director | Aug 5, 2026 | Sale(10b5-1 plan) | −28,750 | $20.56 | $591.10K | 1,478,563 |
| Scott Sanborn CEO, Director | Jul 15, 2026 | Sale(10b5-1 plan) | −28,750 | $20.08 | $577.30K | 1,507,313 |
| Jordan Cheng General Counsel & Secretary | Jul 1, 2026 | Sale(10b5-1 plan) | −5,500 | $20.85 | $114.68K | 102,574 |
| Scott Sanborn CEO, Director | Jul 1, 2026 | Sale(10b5-1 plan) | −25,000 | $21.00 | $525.00K | 1,536,063 |
| Fergal Stack SVP, Corporate Controller | Jul 1, 2026 | Sale(10b5-1 plan) | −50,000 | $21.01 | $1.05M | 154,977 |
| Scott Sanborn CEO, Director | Jun 24, 2026 | Sale(10b5-1 plan) | −28,750 | $19.17 | $551.14K | 1,561,063 |
| Fergal Stack SVP, Corporate Controller | Jun 16, 2026 | Sale(10b5-1 plan) | −60,000 | $19.00 | $1.14M | 204,977 |
| Jordan Cheng General Counsel & Secretary | Jun 10, 2026 | Sale(10b5-1 plan) | −5,500 | $17.46 | $96.03K | 108,074 |
| Scott Sanborn CEO, Director | Jun 9, 2026 | Sale(10b5-1 plan) | −4,899 | $18.00 | $88.18K | 1,589,813 |
| Erin Selleck Director | Jun 5, 2026 | Sale(10b5-1 plan) | −2,391 | $17.40 | $41.60K | 81,157 |
| Timothy J. Mayopoulos Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Stephen M. Cutler Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Erin Selleck Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Scott Sanborn CEO, Director | Jun 2, 2026 | Sale(10b5-1 plan) | −23,851 | $17.86 | $425.98K | 1,594,712 |
| Kathryn Reimann Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Syed Faiz Ahmad Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Janey Whiteside Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Allan R. Landon Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Michael P. Zeisser Director | Jun 2, 2026 | Award | +13,715 | – | – | 13,715 |
| Jordan Cheng General Counsel & Secretary | May 28, 2026 | Sale(10b5-1 plan) | −5,500 | $17.00 | $93.50K | 113,574 |
| Andrew LaBenne Chief Financial Officer | May 28, 2026 | Sale(10b5-1 plan) | −20,000 | $17.00 | $340.00K | 234,955 |
| Steven C. Mattics Bank - Chief Lending Officer | May 25, 2026 | Tax withholding | −38,574 | $15.63 | $602.91K | 51,739 |
| Steven C. Mattics Bank - Chief Lending Officer | May 25, 2026 | Option exercise | +6,179 | – | – | 90,313 |
| Steven C. Mattics Bank - Chief Lending Officer | May 25, 2026 | Option exercise | +84,134 | – | – | 84,134 |
| Scott Sanborn CEO, Director | May 25, 2026 | Option exercise | +8,045 | – | – | 1,626,799 |
| Scott Sanborn CEO, Director | May 25, 2026 | Option exercise | +6,620 | – | – | 1,633,419 |
| Scott Sanborn CEO, Director | May 25, 2026 | Tax withholding | −14,856 | $15.63 | $232.20K | 1,618,563 |
| Scott Sanborn CEO, Director | May 25, 2026 | Option exercise | +13,150 | – | – | 1,618,754 |
| Fergal Stack SVP, Corporate Controller | May 25, 2026 | Option exercise | +1,907 | – | – | 266,088 |
| Fergal Stack SVP, Corporate Controller | May 25, 2026 | Option exercise | +1,569 | – | – | 267,657 |
| Fergal Stack SVP, Corporate Controller | May 25, 2026 | Tax withholding | −2,680 | $15.63 | $41.89K | 264,977 |
| Fergal Stack SVP, Corporate Controller | May 25, 2026 | Option exercise | +3,117 | – | – | 264,181 |
| Jordan Cheng General Counsel & Secretary | May 25, 2026 | Option exercise | +3,504 | – | – | 121,671 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Erin Selleck Director | Sep 4, 2026 | 9,205 | $160.26K | Sep 4, 2026 | Restricted Stock Lapse |
| Jordan Cheng Officer | Sep 3, 2026 | 8,400 | $147.50K | Sep 3, 2026 | Restricted Stock Lapse |
| Sanborn Scott Director, Officer | Aug 26, 2026 | 25,000 | $456.50K | Aug 26, 2026 | Restricted Stock Units |
| Fergal Stack Officer | Aug 18, 2026 | 115,000 | $2.17M | Aug 18, 2026 | Restricted Stock Lapse - See Remarks |
| C. Morris John Former Affiliate | Jun 18, 2026 | 7,232 | $138.13K | Jun 18, 2026 | Restricted Stock Vesting Under a Registered Plan |
| Fergal Stack Officer | Jun 16, 2026 | 110,000 | $2.09M | Jun 16, 2026 | Restricted Stock Lapse - See Remarks |
| Erin Selleck Director | Jun 5, 2026 | 2,391 | $41.60K | Jun 5, 2026 | Restricted Stock Lapse |
| Sanborn Scott Director, Officer | Jun 2, 2026 | 143,750 | $2.64M | Jun 2, 2026 | Restricted Stock Units |
| Andrew LaBenne Officer | May 28, 2026 | 33,929 | $576.79K | May 28, 2026 | Performance Stock Lapse - See Remarks |
| Jordan Cheng Officer | May 28, 2026 | 21,500 | $365.50K | May 28, 2026 | Restricted Stock Lapse - See Remarks |
| Annie Armstrong Former Affiliate | Mar 17, 2026 | 19,998 | $279.97K | Mar 17, 2026 | RSU / PSU |
| Annie Armstrong Officer | Dec 11, 2025 | 25,330 | $506.60K | Dec 11, 2025 | Restricted Stock Lapse |
| Erin Selleck Director | Dec 5, 2025 | 4,780 | $93.07K | Dec 5, 2025 | Restricted Stock Lapse - See Remarks |
| C. Sanborn Scott Director, Officer | Oct 23, 2025 | 30,000 | $495.60K | Oct 23, 2025 | Restricted Stock Units |
| Andrew LaBenne Officer | Sep 15, 2025 | 20,903 | $356.16K | Sep 15, 2025 | Restricted Stock Lapse |