Neptune Insurance Holdings Inc. (NP) shareholders
NPNYSEInsurance Agents, Brokers & ServiceFiscal year ends December 31
$28.34−0.21 (-0.74%)
Close on Nov 13, 2026Market cap $3.92BP/E 91.4Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
48.5%
67M of 138M shares
Institutional holders
136
50 new, 12 sold out
Net institutional buying
2M
In Q2 2026
Insider trades, 12 months
2 buys · 28 sales
Net sold $444.95M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Trevor R. Burgess | 49,595,000 | 34.02% | 13G (passive) | Sep 30, 2025 |
| Ftv Vii, L.P. Joint filing with FTV-NE Aggregator, LLC (23.63%), Growth VII-Centre, L.P. (23.63%) and 1 more | 22,350,631 | 23.63% | 13G (passive) | Sep 30, 2025 |
| Gene Yoon Joint filing with BSIV Hold 101, LP (20.65%), BSIV Hold 101 GP, LLC (20.65%) and 2 more | 19,530,472 | 20.65% | 13G (passive) | Sep 30, 2025 |
| Growth VII-Centre, L.P. Joint filing with Ftv Vii, L.P. (17.19%), FTV-NE Aggregator, LLC (17.19%) and 1 more | 16,310,781 | 17.19% | 13G (passive) amendment | Jun 30, 2026 |
| Bregal Sagemount Management LP Joint filing with BSIV Hold 101, LP (15.02%), BSIV Hold 101 GP, LLC (15.02%) and 2 more | 14,252,718 | 15.02% | 13G (passive) amendment | Jun 30, 2026 |
| T. Rowe Price Investment Management, Inc. | 5,764,064 | 6.10% | 13G (passive) amendment | Jun 30, 2026 |
| Jonathan Carlon | 5,685,000 | 5.91% | 13G (passive) | Sep 30, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NP | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| FTV Management Company, L.P. | 16,310,781 | 11.80% | $513.79M | −6,039,850 | 100.00% |
| Bregal Sagemount IV General Partner Jersey Ltd | 14,252,718 | 10.32% | $448.96M | −5,277,754 | 100.00% |
| T. Rowe Price Investment Management, Inc. | 5,764,064 | 4.17% | $181.57M | +1,022,901 | 0.12% |
| BlackRock, Inc. | 2,706,202 | 1.96% | $85.25M | +2,325,778 | 0.00% |
| Alliancebernstein L.P. | 1,562,853 | 1.13% | $37.81M | +392,107 | 0.01% |
| Vanguard Portfolio Management LLC | 1,544,775 | 1.12% | $48.66M | +832,331 | 0.00% |
| Azora Capital LP | 1,467,570 | 1.06% | $46.23M | +513,541 | 1.95% |
| Vanguard Capital Management LLC | 1,398,858 | 1.01% | $44.06M | +579,757 | 0.00% |
| JPMorgan Chase & Co | 1,348,503 | 0.98% | $41.13M | −132,600 | 0.00% |
| Driehaus Capital Management LLC | 1,297,130 | 0.94% | $40.86M | New | 0.24% |
| Woodline Partners LP | 1,178,446 | 0.85% | $37.12M | +200,352 | 0.11% |
| Capital World Investors | 1,131,365 | 0.82% | $35.64M | +30,865 | 0.00% |
| Ameriprise Financial Inc | 1,106,169 | 0.80% | $34.84M | +140,829 | 0.01% |
| Capital International Investors | 944,971 | 0.68% | $29.77M | −403,683 | 0.01% |
| Lord, Abbett & Co. LLC | 915,229 | 0.66% | $28.83M | +714,161 | 0.08% |
| Freestone Grove Partners LP | 851,067 | 0.62% | $26.81M | New | 0.17% |
| Geode Capital Management, LLC | 830,768 | 0.60% | $26.17M | +629,231 | 0.00% |
| Frontier Capital Management Co LLC | 746,054 | 0.54% | $23.50M | −240,794 | 0.22% |
| State Street Corp | 693,496 | 0.50% | $21.85M | +595,316 | 0.00% |
| Artisan Partners Limited Partnership | 654,812 | 0.47% | $20.63M | New | 0.03% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 136 | 67M | 48.5% | 50 / 55 | 24 / 12 | 15M | 13M |
| Q1 2026 | 99 | 65M | 47.1% | 34 / 32 | 21 / 26 | 6M | 5M |
| Q4 2025 | 94 | 66M | 47.5% | 91 / 3 | 0 / 2 | 65M | 0M |
| Q3 2025 | 5 | 0M | 0.1% | 5 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
138 funds held NP in Q2 2026, 27% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of NP | Value | % of fund | As of |
|---|---|---|---|---|---|
| SMALLCAP World Fund Inc | 2,019,121 | 1.46% | $63.60M | 0.07% | Jun 30, 2026 |
| T. Rowe Price Small-Cap Stock Fund, Inc. | 1,761,205 | 1.27% | $55.48M | 0.60% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 1,055,903 | 0.76% | $33.26M | 0.00% | Jun 30, 2026 |
| T. Rowe Price Institutional Small-Cap Stock Fund | 931,428 | 0.67% | $29.34M | 0.58% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 925,630 | 0.67% | $29.16M | 0.04% | Jun 30, 2026 |
| JPMorgan Small Cap Equity Fund | 767,075 | 0.56% | $24.16M | 0.84% | Jun 30, 2026 |
| Vanguard Small-Cap Index Fund | 760,695 | 0.55% | $23.96M | 0.01% | Jun 30, 2026 |
| AB Small Cap Growth Portfolio | 759,721 | 0.55% | $23.93M | 0.76% | Jun 30, 2026 |
| T. Rowe Price Small-Cap Value Fund, Inc. | 721,740 | 0.52% | $22.73M | 0.21% | Jun 30, 2026 |
| Lord Abbett Developing Growth Fund Inc | 609,987 | 0.44% | $19.34M | 0.87% | Jul 31, 2026 |
| Baron Small Cap Fund | 600,000 | 0.43% | $18.90M | 0.66% | Jun 30, 2026 |
| Columbia Small Cap Value Discovery Fund | 529,458 | 0.38% | $16.79M | 0.67% | Jul 31, 2026 |
| College Retirement Equities Fund - Total Global Stock Account | 438,616 | 0.32% | $13.82M | 0.01% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 416,104 | 0.30% | $13.19M | 0.04% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 309,845 | 0.22% | $9.76M | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Trevor R. Burgess | Chief Executive Officer, Director, 10% owner | 45,848,520 | 33.18% | Nov 10, 2026 |
| James Steiner | Chief Financial Officer, Director | 4,295,226 | 3.11% | Oct 2, 2026 |
| Matthew Paul Duffy | President & Chief Risk Officer | 1,619,798 | 1.17% | Nov 12, 2026 |
| David Stanley Edward Noble | Director | 47,454 | 0.03% | Oct 2, 2026 |
| Jonathan Winant Carlon | Director | 6,365,480 | 4.61% | Oct 2, 2026 |
| Cristian A. Melej | Director | 69,042 | 0.05% | Oct 2, 2026 |
| Michael Warren Vostrizansky | Director | 23,000 | 0.02% | Feb 24, 2026 |
| Blair J. Greenberg | Director | – | – | Sep 30, 2025 |
| Growth VII-Centre, L.P. | 10% owner | 14,442,941 | 10.45% | Jul 31, 2026 |
| Gene Yoon | 10% owner | 19,530,472 | 14.13% | Jul 31, 2026 |
| FTV Management VII, L.P. | 10% owner | – | – | Jul 31, 2026 |
| FTV NE-Aggregator, LLC | 10% owner | 16,310,781 | 11.80% | Jul 31, 2026 |
| Ftv Vii, L.P. | 10% owner | – | – | Jul 31, 2026 |
| Sagemount Management LP Bregal | 10% owner | 12,620,558 | 9.13% | Jul 31, 2026 |
| Sagemount IV General Partner Jersey Ltd Bregal | 10% owner | – | – | Jul 31, 2026 |
| BSIV Hold 101, LP | 10% owner | 20,350,595 | 14.73% | Jul 31, 2026 |
| BSIV Hold 101 GP, LLC | 10% owner | – | – | Jul 31, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Matthew Paul Duffy President & Chief Risk Officer | Nov 11, 2026 | Sale | −86,000 | $28.28 | $2.43M | 1,619,798 |
| Matthew Paul Duffy President & Chief Risk Officer | Nov 10, 2026 | Sale | −86,000 | $28.04 | $2.41M | 1,705,798 |
| Matthew Paul Duffy President & Chief Risk Officer | Nov 9, 2026 | Sale | −88,000 | $28.03 | $2.47M | 1,791,798 |
| Trevor R. Burgess Chief Executive Officer, Director, 10% owner | Nov 9, 2026 | Sale(10b5-1 plan) | −4,431 | $27.63 | $122.45K | 1,902,520 |
| Trevor R. Burgess Chief Executive Officer, Director, 10% owner | Nov 6, 2026 | Sale(10b5-1 plan) | −66,568 | $27.68 | $1.84M | 1,906,951 |
| Trevor R. Burgess Chief Executive Officer, Director, 10% owner | Nov 5, 2026 | Sale(10b5-1 plan) | −449 | $28.44 | $12.77K | 1,973,519 |
| Trevor R. Burgess Chief Executive Officer, Director, 10% owner | Nov 5, 2026 | Sale(10b5-1 plan) | −104,268 | $27.75 | $2.89M | 1,973,968 |
| Trevor R. Burgess Chief Executive Officer, Director, 10% owner | Nov 4, 2026 | Sale(10b5-1 plan) | −3,685 | $29.95 | $110.35K | 2,078,236 |
| Trevor R. Burgess Chief Executive Officer, Director, 10% owner | Nov 4, 2026 | Sale(10b5-1 plan) | −72,874 | $28.80 | $2.10M | 2,081,921 |
| Trevor R. Burgess Chief Executive Officer, Director, 10% owner | Nov 3, 2026 | Sale(10b5-1 plan) | −43,018 | $29.13 | $1.25M | 2,154,795 |
| Trevor R. Burgess Chief Executive Officer, Director, 10% owner | Nov 2, 2026 | Sale(10b5-1 plan) | −57,190 | $29.46 | $1.68M | 2,197,813 |
| Trevor R. Burgess Chief Executive Officer, Director, 10% owner | Oct 30, 2026 | Sale(10b5-1 plan) | −53,669 | $29.05 | $1.56M | 2,255,003 |
| Matthew Paul Duffy President & Chief Risk Officer | Oct 8, 2026 | Sale(10b5-1 plan) | −30,802 | $28.47 | $876.84K | 1,879,798 |
| Matthew Paul Duffy President & Chief Risk Officer | Oct 8, 2026 | Sale(10b5-1 plan) | −53,639 | $27.88 | $1.50M | 1,910,600 |
| Matthew Paul Duffy President & Chief Risk Officer | Oct 6, 2026 | Sale(10b5-1 plan) | −41,392 | $27.15 | $1.12M | 1,964,239 |
| Matthew Paul Duffy President & Chief Risk Officer | Oct 2, 2026 | Sale(10b5-1 plan) | −1,200 | $28.48 | $34.18K | 2,005,631 |
| Matthew Paul Duffy President & Chief Risk Officer | Oct 2, 2026 | Sale(10b5-1 plan) | −38,537 | $27.65 | $1.07M | 2,006,831 |
| Trevor R. Burgess Chief Executive Officer, Director, 10% owner | Sep 30, 2026 | Award | +480,544 | – | – | 2,308,672 |
| Trevor R. Burgess Chief Executive Officer, Director, 10% owner | Sep 30, 2026 | Tax withholding | −254,836 | $27.35 | $6.97M | 1,828,128 |
| James Steiner Chief Financial Officer, Director | Sep 30, 2026 | Award | +75,288 | – | – | 546,176 |
| James Steiner Chief Financial Officer, Director | Sep 30, 2026 | Tax withholding | −64,777 | $27.35 | $1.77M | 470,888 |
| Matthew Paul Duffy President & Chief Risk Officer | Sep 30, 2026 | Award | +191,896 | – | – | 2,045,368 |
| Matthew Paul Duffy President & Chief Risk Officer | Sep 30, 2026 | Tax withholding | −98,381 | $27.35 | $2.69M | 1,853,472 |
| Jonathan Winant Carlon Director | Sep 30, 2026 | Award | +9,568 | – | – | 606,980 |
| Jonathan Winant Carlon Director | Sep 30, 2026 | Tax withholding | −6,088 | $27.35 | $166.51K | 597,412 |
| David Stanley Edward Noble Director | Sep 30, 2026 | Award | +28,704 | – | – | 43,704 |
| Cristian A. Melej Director | Sep 30, 2026 | Award | +9,568 | – | – | 69,042 |
| James Steiner Chief Financial Officer, Director | Sep 14, 2026 | Other | −3,349,050 | – | – | 535,665 |
| James Steiner Chief Financial Officer, Director | Sep 14, 2026 | Other | +3,349,050 | – | – | 3,749,050 |
| Jonathan Winant Carlon Director | Sep 14, 2026 | Sale | −50,000 | $31.15 | $1.56M | 603,500 |
| James Steiner Chief Financial Officer, Director | Sep 9, 2026 | Other | +400,000 | – | – | 400,000 |
| James Steiner Chief Financial Officer, Director | Sep 9, 2026 | Other | −400,000 | – | – | 3,884,715 |
| James Steiner Chief Financial Officer, Director | Sep 9, 2026 | Other | −400,000 | – | – | 3,349,050 |
| James Steiner Chief Financial Officer, Director | Sep 9, 2026 | Other | +400,000 | – | – | 400,000 |
| James Steiner Chief Financial Officer, Director | Aug 13, 2026 | Sale | −57,012 | $31.71 | $1.81M | 4,284,715 |
| James Steiner Chief Financial Officer, Director | Aug 13, 2026 | Sale | −57,012 | $31.71 | $1.81M | 3,749,050 |
| James Steiner Chief Financial Officer, Director | Aug 12, 2026 | Sale | −42,988 | $31.08 | $1.34M | 4,341,727 |
| James Steiner Chief Financial Officer, Director | Aug 12, 2026 | Sale | −42,988 | $31.08 | $1.34M | 3,806,062 |
| Sagemount Management LP Bregal 10% owner | Jul 29, 2026 | Sale | −1,632,160 | $33.22 | $54.22M | 12,620,558 |
| Growth VII-Centre, L.P. 10% owner | Jul 29, 2026 | Sale | −1,867,840 | $33.22 | $62.05M | 14,442,941 |
| Sagemount Management LP Bregal 10% owner | May 19, 2026 | Sale | −688,403 | $26.40 | $18.17M | 14,252,718 |
| FTV NE-Aggregator, LLC 10% owner | May 19, 2026 | Sale | −787,806 | $26.40 | $20.80M | 16,310,781 |
| Sagemount Management LP Bregal 10% owner | May 15, 2026 | Sale | −4,589,351 | $26.40 | $121.16M | 14,941,121 |
| FTV NE-Aggregator, LLC 10% owner | May 15, 2026 | Sale | −5,252,044 | $26.40 | $138.65M | 17,098,587 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Mar 13, 2026 | Buy | +50,000 | $18.71 | $935.50K | 2,082,964 |
| Michael Warren Vostrizansky Director | Feb 20, 2026 | Buy | +23,000 | $21.50 | $494.50K | 23,000 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Buy | +50,000 | $20.00 | $1.00M | 2,032,964 |
| Jonathan Winant Carlon Director | Oct 2, 2025 | Buy | +5,000 | $20.00 | $100.00K | 653,500 |
| James Steiner CFO and Secretary, Director | Oct 2, 2025 | Buy | +119,050 | $20.00 | $2.38M | 4,384,715 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | +511,000 | – | – | 511,000 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Award | +1,982,964 | – | – | 1,982,964 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | −511,000 | – | – | 0 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | −17,885,000 | – | – | 0 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | −25,039,000 | – | – | 0 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | −511,000 | – | – | 0 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | +17,885,000 | – | – | 17,885,000 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | −17,885,000 | – | – | 0 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | −25,039,000 | – | – | 0 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | +25,039,000 | – | – | 25,039,000 |
| James Steiner CFO and Secretary, Director | Oct 2, 2025 | Other | +3,730,000 | – | – | 3,730,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
8.20%
2M shares short
Days to cover
3.4
At 1M shares a day
Change since last report
-8.0%
From 2M shares
Short volume, 20 days
46.0%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Neptune Insurance's stock actually held short. Settlement fails (shares not delivered on time) peaked at 26,195 shares on Oct 9, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Matthew Paul Duffy Officer, Director | Nov 10, 2026 | 86,000 | $2.41M | Nov 10, 2026 | Previously Exercised Options |
| Matthew Paul Duffy Officer, Director | Nov 9, 2026 | 88,000 | $2.47M | Nov 9, 2026 | Previously Exercised Options |
| Trevor R. Burgess Chief Executive Officer | Oct 30, 2026 | 406,152 | $11.85M | Oct 30, 2026 | Acquired as compensation -- Restricted Stock Units |
| Matthew Paul Duffy Officer | Oct 2, 2026 | 165,570 | $4.51M | Oct 2, 2026 | Restricted Stock Units |
| Jonathan Winant Carlon Director of Corporate Development | Sep 14, 2026 | 50,000 | $1.58M | Sep 14, 2026 | Stock Option Exercise |
| James Steiner Director and Chief Financial Officer | Aug 12, 2026 | 100,000 | $3.16M | Aug 12, 2026 | Employer Grant |
| Ftv Vii, L.P. 10% Stockholder | Jul 29, 2026 | 1,867,840 | $62.05M | Jul 29, 2026 | Converted from convertible preferred stock acquired in a private placement. |
| BSIV Hold 101, LP 10% Stockholder | Jul 29, 2026 | 1,632,160 | $54.22M | Jul 29, 2026 | Converted from convertible preferred stock acquired in a private placement. |
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