NPNYSEInsurance Agents, Brokers & ServiceFiscal year ends December 31
Neptune Insurance Holdings Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Oct 22, 2026
$29.30−0.06 (-0.20%)
Close on Oct 19, 2026
- Market cap
- $4.28B
- P/E (TTM)
- 117.2
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
48.8%
67M of 137M shares
Institutional holders
136
50 new, 12 sold out
Net institutional buying
2M
In Q2 2026
Insider trades, 12 months
2 buys · 11 sales
Net sold $421.47M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| T. Rowe Price Investment Management, Inc. | 5,764,064 | 6.10% | 13G (passive) amendment | Jun 30, 2026 |
| Jonathan Carlon | 5,685,000 | 5.91% | 13G (passive) | Sep 30, 2025 |
| Trevor R. Burgess | 49,595,000 | 34.02% | 13G (passive) | Sep 30, 2025 |
| Ftv Vii, L.P. | 22,350,631 | 23.63% | 13G (passive) | Sep 30, 2025 |
| Gene Yoon | 19,530,472 | 20.65% | 13G (passive) | Sep 30, 2025 |
| Growth VII-Centre, L.P. | 16,310,781 | 17.19% | 13G (passive) amendment | Jun 30, 2026 |
| Bregal Sagemount Management LP | 14,252,718 | 15.02% | 13G (passive) amendment | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NP | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| FTV Management Company, L.P. | 16,310,781 | 11.89% | $513.79M | −6,039,850 | 100.00% |
| Bregal Sagemount IV General Partner Jersey Ltd | 14,252,718 | 10.39% | $448.96M | −5,277,754 | 100.00% |
| T. Rowe Price Investment Management, Inc. | 5,764,064 | 4.20% | $181.57K | +1,022,901 | 0.12% |
| BlackRock, Inc. | 2,706,202 | 1.97% | $85.25M | +2,325,778 | 0.00% |
| Alliancebernstein L.P. | 1,562,853 | 1.14% | $37.81M | +392,107 | 0.01% |
| Vanguard Portfolio Management LLC | 1,544,775 | 1.13% | $48.66M | +832,331 | 0.00% |
| Azora Capital LP | 1,467,570 | 1.07% | $46.23M | +513,541 | 1.95% |
| Vanguard Capital Management LLC | 1,398,858 | 1.02% | $44.06M | +579,757 | 0.00% |
| JPMorgan Chase & Co | 1,348,503 | 0.98% | $41.13M | −132,600 | 0.00% |
| Driehaus Capital Management LLC | 1,297,130 | 0.95% | $40.86M | New | 0.24% |
| Woodline Partners LP | 1,178,446 | 0.86% | $37.12M | +200,352 | 0.11% |
| Capital World Investors | 1,131,365 | 0.82% | $35.64M | +30,865 | 0.00% |
| Ameriprise Financial Inc | 1,106,169 | 0.81% | $34.84M | +140,829 | 0.01% |
| Capital International Investors | 944,971 | 0.69% | $29.77M | −403,683 | 0.01% |
| Lord, Abbett & Co. LLC | 915,229 | 0.67% | $28.83K | +714,161 | 0.08% |
| Freestone Grove Partners LP | 851,067 | 0.62% | $26.81M | New | 0.17% |
| Geode Capital Management, LLC | 830,768 | 0.61% | $26.17M | +629,231 | 0.00% |
| Frontier Capital Management Co LLC | 746,054 | 0.54% | $23.50M | −240,794 | 0.22% |
| State Street Corp | 693,496 | 0.51% | $21.85M | +595,316 | 0.00% |
| Artisan Partners Limited Partnership | 654,812 | 0.48% | $20.63M | New | 0.03% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 136 | 67M | 48.8% | 50 / 55 | 24 / 12 | 15M | 13M |
| Q1 2026 | 99 | 65M | 47.4% | 34 / 32 | 21 / 26 | 6M | 5M |
| Q4 2025 | 94 | 66M | 47.8% | 91 / 3 | 0 / 2 | 65M | 0M |
| Q3 2025 | 5 | 0M | 0.1% | 5 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of NP | Value | % of fund | As of |
|---|---|---|---|---|---|
| SMALLCAP World Fund Inc | 2,019,121 | 1.47% | $63.60M | 0.07% | Jun 30, 2026 |
| T. Rowe Price Small-Cap Stock Fund, Inc. | 1,761,205 | 1.28% | $55.48M | 0.60% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 1,055,903 | 0.77% | $33.26M | 0.00% | Jun 30, 2026 |
| T. Rowe Price Institutional Small-Cap Stock Fund | 931,428 | 0.68% | $29.34M | 0.58% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 925,630 | 0.67% | $29.16M | 0.04% | Jun 30, 2026 |
| JPMorgan Small Cap Equity Fund | 767,075 | 0.56% | $24.16M | 0.84% | Jun 30, 2026 |
| Vanguard Small-Cap Index Fund | 760,695 | 0.55% | $23.96M | 0.01% | Jun 30, 2026 |
| AB Small Cap Growth Portfolio | 759,721 | 0.55% | $23.93M | 0.76% | Jun 30, 2026 |
| T. Rowe Price Small-Cap Value Fund, Inc. | 721,740 | 0.53% | $22.73M | 0.21% | Jun 30, 2026 |
| Lord Abbett Developing Growth Fund Inc | 609,987 | 0.44% | $19.34M | 0.87% | Jul 31, 2026 |
| Baron Small Cap Fund | 600,000 | 0.44% | $18.90M | 0.66% | Jun 30, 2026 |
| Columbia Small Cap Value Discovery Fund | 529,458 | 0.39% | $16.79M | 0.67% | Jul 31, 2026 |
| College Retirement Equities Fund - Total Global Stock Account | 438,616 | 0.32% | $13.82M | 0.01% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 416,104 | 0.30% | $13.19M | 0.04% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 309,845 | 0.23% | $9.76M | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| James Steiner | Chief Financial Officer, Director | 4,284,715 | 3.12% | Sep 16, 2026 |
| Trevor R. Burgess | CEO & Chairman of the Board, Director, 10% owner | 46,028,964 | 33.54% | Mar 13, 2026 |
| Matthew Paul Duffy | President & Chief Risk Officer | 1,951,853 | 1.42% | Oct 3, 2025 |
| David Stanley Edward Noble | Director | 18,750 | 0.01% | Sep 30, 2026 |
| Jonathan Winant Carlon | Director | 6,362,000 | 4.64% | Sep 15, 2026 |
| Michael Warren Vostrizansky | Director | 23,000 | 0.02% | Feb 24, 2026 |
| Cristian A. Melej | Director | 20,000 | 0.01% | Oct 3, 2025 |
| Blair J. Greenberg | Director | – | – | Sep 30, 2025 |
| Growth VII-Centre, L.P. | 10% owner | 14,442,941 | 10.52% | Jul 31, 2026 |
| Gene Yoon | 10% owner | 19,530,472 | 14.23% | Jul 31, 2026 |
| FTV Management VII, L.P. | 10% owner | – | – | Jul 31, 2026 |
| FTV NE-Aggregator, LLC | 10% owner | 16,310,781 | 11.89% | Jul 31, 2026 |
| Ftv Vii, L.P. | 10% owner | – | – | Jul 31, 2026 |
| Sagemount Management LP Bregal | 10% owner | 12,620,558 | 9.20% | Jul 31, 2026 |
| Sagemount IV General Partner Jersey Ltd Bregal | 10% owner | – | – | Jul 31, 2026 |
| BSIV Hold 101, LP | 10% owner | 20,350,595 | 14.83% | Jul 31, 2026 |
| BSIV Hold 101 GP, LLC | 10% owner | – | – | Jul 31, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| James Steiner Chief Financial Officer, Director | Sep 14, 2026 | Other | −3,349,050 | – | – | 535,665 |
| James Steiner Chief Financial Officer, Director | Sep 14, 2026 | Other | +3,349,050 | – | – | 3,749,050 |
| Jonathan Winant Carlon Director | Sep 14, 2026 | Sale | −50,000 | $31.15 | $1.56M | 603,500 |
| James Steiner Chief Financial Officer, Director | Sep 9, 2026 | Other | +400,000 | – | – | 400,000 |
| James Steiner Chief Financial Officer, Director | Sep 9, 2026 | Other | −400,000 | – | – | 3,884,715 |
| James Steiner Chief Financial Officer, Director | Sep 9, 2026 | Other | −400,000 | – | – | 3,349,050 |
| James Steiner Chief Financial Officer, Director | Sep 9, 2026 | Other | +400,000 | – | – | 400,000 |
| James Steiner Chief Financial Officer, Director | Aug 13, 2026 | Sale | −57,012 | $31.71 | $1.81M | 4,284,715 |
| James Steiner Chief Financial Officer, Director | Aug 13, 2026 | Sale | −57,012 | $31.71 | $1.81M | 3,749,050 |
| James Steiner Chief Financial Officer, Director | Aug 12, 2026 | Sale | −42,988 | $31.08 | $1.34M | 4,341,727 |
| James Steiner Chief Financial Officer, Director | Aug 12, 2026 | Sale | −42,988 | $31.08 | $1.34M | 3,806,062 |
| Sagemount Management LP Bregal 10% owner | Jul 29, 2026 | Sale | −1,632,160 | $33.22 | $54.22M | 12,620,558 |
| Growth VII-Centre, L.P. 10% owner | Jul 29, 2026 | Sale | −1,867,840 | $33.22 | $62.05M | 14,442,941 |
| Sagemount Management LP Bregal 10% owner | May 19, 2026 | Sale | −688,403 | $26.40 | $18.17M | 14,252,718 |
| FTV NE-Aggregator, LLC 10% owner | May 19, 2026 | Sale | −787,806 | $26.40 | $20.80M | 16,310,781 |
| Sagemount Management LP Bregal 10% owner | May 15, 2026 | Sale | −4,589,351 | $26.40 | $121.16M | 14,941,121 |
| FTV NE-Aggregator, LLC 10% owner | May 15, 2026 | Sale | −5,252,044 | $26.40 | $138.65M | 17,098,587 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Mar 13, 2026 | Buy | +50,000 | $18.71 | $935.50K | 2,082,964 |
| Michael Warren Vostrizansky Director | Feb 20, 2026 | Buy | +23,000 | $21.50 | $494.50K | 23,000 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Buy | +50,000 | $20.00 | $1.00M | 2,032,964 |
| Jonathan Winant Carlon Director | Oct 2, 2025 | Buy | +5,000 | $20.00 | $100.00K | 653,500 |
| James Steiner CFO and Secretary, Director | Oct 2, 2025 | Buy | +119,050 | $20.00 | $2.38M | 4,384,715 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | +511,000 | – | – | 511,000 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Award | +1,982,964 | – | – | 1,982,964 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | −511,000 | – | – | 0 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | −17,885,000 | – | – | 0 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | −25,039,000 | – | – | 0 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | −511,000 | – | – | 0 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | +17,885,000 | – | – | 17,885,000 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | −17,885,000 | – | – | 0 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | −25,039,000 | – | – | 0 |
| Trevor R. Burgess CEO & Chairman of the Board, Director, 10% owner | Oct 2, 2025 | Other | +25,039,000 | – | – | 25,039,000 |
| James Steiner CFO and Secretary, Director | Oct 2, 2025 | Other | +3,730,000 | – | – | 3,730,000 |
| James Steiner CFO and Secretary, Director | Oct 2, 2025 | Other | −3,730,000 | – | – | 0 |
| James Steiner CFO and Secretary, Director | Oct 2, 2025 | Award | +535,665 | – | – | 4,265,665 |
| Matthew Paul Duffy President & Chief Risk Officer | Oct 2, 2025 | Award | +791,853 | – | – | 1,951,853 |
| Matthew Paul Duffy President & Chief Risk Officer | Oct 2, 2025 | Other | +1,160,000 | – | – | 1,160,000 |
| Matthew Paul Duffy President & Chief Risk Officer | Oct 2, 2025 | Other | −1,160,000 | – | – | 0 |
| Jonathan Winant Carlon Director | Oct 2, 2025 | Award | +73,500 | – | – | 648,500 |
| Jonathan Winant Carlon Director | Oct 2, 2025 | Other | +575,000 | – | – | 575,000 |
| Jonathan Winant Carlon Director | Oct 2, 2025 | Other | −575,000 | – | – | 0 |
| Jonathan Winant Carlon Director | Oct 2, 2025 | Other | +511,000 | – | – | 511,000 |
| Jonathan Winant Carlon Director | Oct 2, 2025 | Other | −511,000 | – | – | 0 |
| Jonathan Winant Carlon Director | Oct 2, 2025 | Other | +4,599,000 | – | – | 4,599,000 |
| Jonathan Winant Carlon Director | Oct 2, 2025 | Other | −4,599,000 | – | – | 0 |
| Cristian A. Melej Director | Oct 2, 2025 | Other | +20,000 | – | – | 20,000 |
| Cristian A. Melej Director | Oct 2, 2025 | Award | +39,474 | – | – | 59,474 |
| Cristian A. Melej Director | Oct 2, 2025 | Other | −20,000 | – | – | 0 |
| Gene Yoon 10% owner | Oct 1, 2025 | Sale | −820,123 | $18.75 | $15.38M | 19,530,472 |
| FTV NE-Aggregator, LLC 10% owner | Oct 1, 2025 | Sale | −678,019 | $18.75 | $12.71M | 22,350,631 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Duffy Matthew Officer | Oct 2, 2026 | 165,570 | $4.51M | Oct 2, 2026 | Restricted Stock Units |
| Winant Carlon Jonathan Director of Corporate Development | Sep 14, 2026 | 50,000 | $1.58M | Sep 14, 2026 | Stock Option Exercise |
| Steiner James Director and Chief Financial Officer | Aug 12, 2026 | 100,000 | $3.16M | Aug 12, 2026 | Employer Grant |
| Ftv Vii, L.P. 10% Stockholder | Jul 29, 2026 | 1,867,840 | $62.05M | Jul 29, 2026 | Converted from convertible preferred stock acquired in a private placement. |
| Bsiv Hold 101, Lp 10% Stockholder | Jul 29, 2026 | 1,632,160 | $54.22M | Jul 29, 2026 | Converted from convertible preferred stock acquired in a private placement. |