AMPNYSEInvestment AdviceFiscal year ends December 31
AMERIPRISE FINANCIAL INC
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 4, 2026
$480.41−20.39 (-4.07%)
Close on Oct 19, 2026
- Market cap
- $44.63B
- P/E (TTM)
- 11.6
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
88.8%
78M of 88M shares
Institutional holders
1,385
108 new, 95 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 25 sales
Net sold $65.94M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 7,395,693 | 8.20% | 13G (passive) amendment | Jun 30, 2026 |
| Vanguard Capital Management | 6,841,348 | 7.54% | 13G (passive) | Mar 31, 2026 |
| Vanguard Portfolio Management | 5,276,992 | 5.81% | 13G (passive) | Mar 31, 2026 |
| State Street Corporation | 4,595,792 | 5.10% | 13G (passive) | Mar 31, 2026 |
| Ameriprise Financial, Inc. IRS No | 2,340,317 | 6.89% | 13G (passive) | Sep 30, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of AMP | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 7,935,137 | 8.98% | $3.64B | −690,810 | 0.05% |
| Vanguard Capital Management LLC | 5,900,661 | 6.68% | $2.71B | −31,390 | 0.06% |
| Vanguard Portfolio Management LLC | 5,176,700 | 5.86% | $2.37B | −77,497 | 0.11% |
| State Street Corp | 4,672,743 | 5.29% | $2.14B | +80,156 | 0.06% |
| Geode Capital Management, LLC | 2,756,276 | 3.12% | $1.26B | −117,395 | 0.07% |
| Aristotle Capital Management, LLC | 2,083,285 | 2.36% | $955.76M | −128,392 | 2.00% |
| Morgan Stanley | 1,743,842 | 1.97% | $800.01M | −265,899 | 0.04% |
| Goldman Sachs Group Inc | 1,643,021 | 1.86% | $753.75M | +183,271 | 0.07% |
| Nuveen, LLC | 1,490,792 | 1.69% | $683.92M | −8,288 | 0.16% |
| Aqr Capital Management LLC | 1,324,189 | 1.50% | $607.48M | −151,145 | 0.21% |
| Norges Bank | 1,290,282 | 1.46% | $591.93M | New | 0.06% |
| Boston Partners | 1,192,056 | 1.35% | $547.07M | +36,420 | 0.49% |
| FMR LLC | 1,157,398 | 1.31% | $530.97M | −65,568 | 0.02% |
| JPMorgan Chase & Co | 1,101,289 | 1.25% | $492.05M | −358,974 | 0.03% |
| Northern Trust Corp | 1,095,302 | 1.24% | $502.48M | −31,294 | 0.06% |
| Dimensional Fund Advisors LP | 1,076,218 | 1.22% | $493.63M | +51,460 | 0.09% |
| First Trust Advisors LP | 1,075,144 | 1.22% | $493.23M | +92,048 | 0.29% |
| Federated Hermes, Inc. | 1,013,123 | 1.15% | $464.78M | −38,571 | 0.67% |
| Invesco Ltd. | 939,460 | 1.06% | $430.99M | +17,760 | 0.03% |
| Royal Bank of Canada | 819,638 | 0.93% | $376.02M | +12,408 | 0.06% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 1,385 | 78M | 88.8% | 108 / 464 | 535 / 95 | 6M | 6M |
| Q1 2026 | 1,391 | 78M | 88.9% | 120 / 478 | 510 / 134 | 18M | 8M |
| Q4 2025 | 1,425 | 81M | 91.2% | 178 / 449 | 517 / 89 | 7M | 10M |
| Q3 2025 | 1,363 | 84M | 95.5% | 125 / 441 | 486 / 107 | 8M | 5M |
| Q2 2025 | 1,364 | 81M | 92.2% | 121 / 468 | 502 / 105 | 4M | 6M |
| Q1 2025 | 1,369 | 84M | 94.5% | 112 / 493 | 486 / 112 | 6M | 4M |
| Q4 2024 | 1,392 | 83M | 94.0% | 209 / 426 | 496 / 58 | 4M | 8M |
| Q3 2024 | 1,266 | 87M | 98.6% | 112 / 425 | 460 / 80 | 12M | 5M |
| Q2 2024 | 1,248 | 88M | 99.9% | 104 / 479 | 414 / 80 | 4M | 8M |
| Q1 2024 | 1,241 | 93M | 100.0% | 150 / 420 | 416 / 57 | 7M | 5M |
| Q4 2023 | 1,162 | 91M | 100.0% | 169 / 339 | 438 / 72 | 10M | 5M |
| Q3 2023 | 1,086 | 86M | 97.1% | 88 / 349 | 396 / 65 | 3M | 4M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of AMP | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 2,878,956 | 3.26% | $1.32B | 0.06% | Jun 30, 2026 |
| Vanguard 500 Index Fund | 2,329,721 | 2.64% | $1.07B | 0.06% | Jun 30, 2026 |
| Vanguard Mid-Cap Index Fund | 1,965,092 | 2.22% | $901.51M | 0.40% | Jun 30, 2026 |
| iShares Core S&P 500 ETF | 1,238,720 | 1.40% | $568.28M | 0.06% | Jun 30, 2026 |
| Fidelity 500 Index Fund | 1,168,369 | 1.32% | $520.75M | 0.06% | May 31, 2026 |
| Vanguard Value Index Fund | 862,268 | 0.98% | $395.57M | 0.16% | Jun 30, 2026 |
| Disciplined Value Mid Cap Fund | 812,789 | 0.92% | $372.88M | 1.61% | Jun 30, 2026 |
| Vanguard Windsor Ii Fund | 722,754 | 0.82% | $394.51M | 0.59% | Jul 31, 2026 |
| First Trust Rising Dividend Achievers ETF | 653,204 | 0.74% | $299.66M | 1.22% | Jun 30, 2026 |
| State Street(R) Financial Select Sector SPDR(R) ETF | 608,082 | 0.69% | $278.96M | 0.54% | Jun 30, 2026 |
| Vanguard Mid-Cap Value Index Fund | 582,486 | 0.66% | $267.22M | 0.72% | Jun 30, 2026 |
| Vanguard Dividend Appreciation Index Fund | 508,629 | 0.58% | $277.63M | 0.21% | Jul 31, 2026 |
| Vanguard Institutional Index Fund | 488,025 | 0.55% | $223.89M | 0.06% | Jun 30, 2026 |
| Invesco S&P 500 Equal Weight ETF | 413,886 | 0.47% | $225.92M | 0.23% | Jul 31, 2026 |
| JPMorgan Mid Cap Value Fund | 391,671 | 0.44% | $179.68M | 1.61% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| James M. Cracchiolo | CHAIRMAN AND CEO, Director | 109,371 | 0.12% | Jul 30, 2026 |
| Dawn M. Brockman | SVP AND CONTROLLER | 860 | 0.00% | Aug 12, 2026 |
| Heather J. Melloh | EVP AND GENERAL COUNSEL | 3,937 | 0.00% | Aug 12, 2026 |
| Deirdre Davey McGraw | EVP Mktg, Strat. & Comms. | 4,008 | 0.00% | Aug 10, 2026 |
| Walter Stanley Berman | EXECUTIVE VP AND CFO | 16,881 | 0.02% | Jul 30, 2026 |
| William Jerryl Williams | Pres, Wealth Mgmt Advisor Grp | 6,883 | 0.01% | Jul 29, 2026 |
| William F. Truscott | CEO, GLOBAL ASSET MANAGEMENT | 17,464 | 0.02% | Jul 13, 2026 |
| Petruzillo Kelli A. Hunter | Exec VP of Human Resources | 4,458 | 0.01% | Jul 13, 2026 |
| Gerard P. Smyth | EVP & Hd. of Tech. & Serv. Del | 14,013 | 0.02% | May 18, 2026 |
| Gumer Alvero | PRESIDENT-INSURANCE&ANNUITIES | 5,685 | 0.01% | Feb 11, 2026 |
| William Davies | EXECUTIVE VP, GLOBAL CIO | 14,529 | 0.02% | Feb 3, 2026 |
| Joseph Edward Sweeney | PRES-AWM PRODUCTS & SERVICES | 11,754 | 0.01% | Feb 3, 2026 |
| Christopher J. Williams | Director | 200 | 0.00% | Jul 30, 2026 |
| Robert Francis Sharpe JR | Director | 11,777 | 0.01% | May 12, 2026 |
| Brian T. Shea | Director | 3,089 | 0.00% | May 1, 2026 |
| Liane J. Pelletier | Director | 200 | 0.00% | May 1, 2026 |
| Glynis Bryan | Director | 200 | 0.00% | May 1, 2026 |
| Blixt Dianne Neal | Director | 1,000 | 0.00% | May 1, 2026 |
| Amy DiGeso | Director | 156 | 0.00% | May 1, 2026 |
| W. Edward Walter | Director | 1,000 | 0.00% | May 2, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Walter Stanley Berman Executive VP and CFO | Jan 29, 2031 | Award | +6,630 | – | – | 23,558 |
| Dawn M. Brockman SVP AND CONTROLLER | Aug 10, 2026 | Sale | −472 | $558.93 | $263.81K | 713 |
| Heather J. Melloh EVP AND GENERAL COUNSEL | Aug 10, 2026 | Tax withholding | −469 | $559.62 | $262.46K | 3,937 |
| Heather J. Melloh EVP AND GENERAL COUNSEL | Aug 10, 2026 | Option exercise | +722 | $197.87 | $142.86K | 4,406 |
| Deirdre Davey McGraw EVP Mktg, Strat. & Comms. | Aug 6, 2026 | Sale | −2,400 | $558.28 | $1.34M | 3,373 |
| Deirdre Davey McGraw EVP Mktg, Strat. & Comms. | Aug 6, 2026 | Tax withholding | −2,191 | $558.08 | $1.22M | 5,773 |
| Deirdre Davey McGraw EVP Mktg, Strat. & Comms. | Aug 6, 2026 | Option exercise | +1,000 | $298.09 | $298.09K | 7,964 |
| Deirdre Davey McGraw EVP Mktg, Strat. & Comms. | Aug 6, 2026 | Option exercise | +1,000 | $165.41 | $165.41K | 5,964 |
| Deirdre Davey McGraw EVP Mktg, Strat. & Comms. | Aug 6, 2026 | Option exercise | +1,000 | $197.87 | $197.87K | 6,964 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Jul 28, 2026 | Sale | −1,900 | $546.67 | $1.04M | 107,633 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Jul 28, 2026 | Option exercise | +52,932 | $165.41 | $8.76M | 160,565 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Jul 28, 2026 | Sale | −16,120 | $545.28 | $8.79M | 109,533 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Jul 28, 2026 | Tax withholding | −34,912 | $545.83 | $19.06M | 125,653 |
| Walter Stanley Berman EXECUTIVE VP AND CFO | Jul 28, 2026 | Option exercise | +10,905 | $165.41 | $1.80M | 16,514 |
| Walter Stanley Berman EXECUTIVE VP AND CFO | Jul 28, 2026 | Option exercise | +23,206 | $197.87 | $4.59M | 39,720 |
| Walter Stanley Berman EXECUTIVE VP AND CFO | Jul 28, 2026 | Tax withholding | −23,099 | $550.81 | $12.72M | 16,621 |
| Walter Stanley Berman EXECUTIVE VP AND CFO | Jul 28, 2026 | Sale | −422 | $549.76 | $232.00K | 5,609 |
| Walter Stanley Berman EXECUTIVE VP AND CFO | Jul 28, 2026 | Sale | −10,590 | $548.92 | $5.81M | 6,031 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 28, 2026 | Sale | −908 | $541.90 | $492.05K | 6,780 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 28, 2026 | Sale | −3,200 | $540.07 | $1.73M | 7,688 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 28, 2026 | Sale | −4,102 | $538.23 | $2.21M | 10,888 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 28, 2026 | Tax withholding | −6,840 | $538.01 | $3.68M | 14,990 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 28, 2026 | Option exercise | +10,948 | $165.41 | $1.81M | 21,830 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 27, 2026 | Sale | −6 | $537.61 | $3.23K | 10,882 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 27, 2026 | Sale | −7,888 | $537.08 | $4.24M | 10,888 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 27, 2026 | Tax withholding | −2,131 | $537.08 | $1.14M | 18,776 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 27, 2026 | Option exercise | +3,634 | $126.89 | $461.12K | 20,907 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 9, 2026 | Option exercise | +53.98 | – | – | 17,297 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 9, 2026 | Tax withholding | −23.98 | $500.16 | $11.99K | 17,273 |
| Petruzillo Kelli A. Hunter Exec VP of Human Resources | Jul 9, 2026 | Tax withholding | −98.19 | $500.16 | $49.11K | 4,208 |
| Petruzillo Kelli A. Hunter Exec VP of Human Resources | Jul 9, 2026 | Option exercise | +207.19 | – | – | 4,306 |
| Dawn M. Brockman SVP AND CONTROLLER | Jul 9, 2026 | Tax withholding | −9.04 | $500.16 | $4.52K | 1,185 |
| Dawn M. Brockman SVP AND CONTROLLER | Jul 9, 2026 | Option exercise | +26.04 | – | – | 1,194 |
| William F. Truscott CEO, GLOBAL ASSET MANAGEMENT | Jul 9, 2026 | Tax withholding | −180.64 | $500.16 | $90.35K | 4,794 |
| William F. Truscott CEO, GLOBAL ASSET MANAGEMENT | Jul 9, 2026 | Option exercise | +391.64 | – | – | 5,186 |
| Gerard P. Smyth EVP & Hd. of Tech. & Serv. Del | May 14, 2026 | Option exercise | +2,221 | $165.41 | $367.38K | 13,795 |
| Gerard P. Smyth EVP & Hd. of Tech. & Serv. Del | May 14, 2026 | Sale | −6,255 | $472.52 | $2.96M | 6,103 |
| Gerard P. Smyth EVP & Hd. of Tech. & Serv. Del | May 14, 2026 | Tax withholding | −1,437 | $471.22 | $677.14K | 12,358 |
| Robert Francis Sharpe JR Director | May 8, 2026 | Sale | −1,200 | $465.83 | $559.00K | 6,300 |
| William F. Truscott CEO, GLOBAL ASSET MANAGEMENT | Feb 10, 2026 | Sale | −5,000 | $532.08 | $2.66M | 12,149 |
| Gumer Alvero PRESIDENT-INSURANCE&ANNUITIES | Feb 9, 2026 | Sale | −4,658 | $542.88 | $2.53M | 4,621 |
| Gumer Alvero PRESIDENT-INSURANCE&ANNUITIES | Feb 9, 2026 | Tax withholding | −4,950 | $542.78 | $2.69M | 9,279 |
| Gumer Alvero PRESIDENT-INSURANCE&ANNUITIES | Feb 9, 2026 | Option exercise | +4,865 | $126.89 | $617.32K | 14,229 |
| Gumer Alvero PRESIDENT-INSURANCE&ANNUITIES | Feb 9, 2026 | Option exercise | +3,428 | $179.84 | $616.49K | 9,364 |
| Walter Stanley Berman EXECUTIVE VP AND CFO | Feb 5, 2026 | Sale | −7,000 | $544.22 | $3.81M | 5,609 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −4,507 | $543.88 | $2.45M | 134,925 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −6,886 | $545.04 | $3.75M | 128,039 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −1,782 | $545.76 | $972.54K | 126,257 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −2,928 | $547.51 | $1.60M | 123,329 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −15,696 | $548.61 | $8.61M | 107,633 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −7,136 | $540.11 | $3.85M | 149,310 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −4,235 | $541.46 | $2.29M | 145,075 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −5,643 | $542.78 | $3.06M | 139,432 |
| Gerard P. Smyth EVP & CIO | Feb 2, 2026 | Award | +1,014 | – | – | 11,574 |
| William F. Truscott CEO, GLOBAL ASSET MANAGEMENT | Feb 2, 2026 | Award | +2,536 | – | – | 4,794 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 2, 2026 | Award | +11,988 | – | – | 156,446 |
| Gumer Alvero PRESIDENT-INSURANCE&ANNUITIES | Feb 2, 2026 | Award | +405 | – | – | 5,936 |
| Joseph Edward Sweeney PRES-AWM PRODUCTS & SERVICES | Feb 2, 2026 | Award | +1,702 | – | – | 11,458 |
| Walter Stanley Berman EXECUTIVE VP AND CFO | Feb 2, 2026 | Award | +2,790 | – | – | 12,609 |
| William Davies EXECUTIVE VP, GLOBAL CIO | Feb 2, 2026 | Award | +529 | – | – | 14,529 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| M. Brockman Dawn Officer | Aug 10, 2026 | 472 | $263.82K | Aug 10, 2026 | Vesting of Compensatory Equity Awards (See Remarks) |
| McGraw Deirdre Officer | Aug 6, 2026 | 2,400 | $1.34M | Aug 6, 2026 | Vesting of Compensatory Equity Awards (See Remarks) |
| Stanley Berman Walter Officer | Jul 28, 2026 | 11,012 | $6.05M | Jul 28, 2026 | Employee Stock Option |
| M. Cracchiolo James Officer, Director | Jul 28, 2026 | 18,020 | $9.83M | Jul 28, 2026 | Employee Stock Option |
| J. Williams William Officer | Jul 28, 2026 | 8,210 | $4.43M | Jul 28, 2026 | Vesting of Compensatory Equity Awards (See Remarks) |
| J. Williams William Officer | Jul 27, 2026 | 7,894 | $4.24M | Jul 27, 2026 | Vesting of Compensatory Equity Awards (See Remarks) |
| P. Smyth Gerard Officer | May 14, 2026 | 6,255 | $2.96M | May 14, 2026 | Vesting of Compensatory Equity Awards (See Remarks) |
| Robert Francis Sharpe JR Director | May 8, 2026 | 1,200 | $554.23K | May 8, 2026 | Compensation |
| Fredrick Truscott William Officer | Feb 10, 2026 | 5,000 | $2.66M | Feb 10, 2026 | Vesting of Compensatory Equity Awards - See Remarks |
| Alvero Gumer Officer | Feb 9, 2026 | 4,658 | $2.53M | Feb 9, 2026 | Vesting of Compensatory Equity Awards |
| Stanley Berman Walter Officer | Feb 5, 2026 | 7,000 | $3.81M | Feb 5, 2026 | Vesting of Compensator y Equity Awards |
| M. Cracchiolo James Officer, Director | Feb 4, 2026 | 48,813 | $26.60M | Feb 4, 2026 | Vesting of Compensator y Equity Awards |
| Robert Francis Sharpe JR Director | Nov 21, 2025 | 1,500 | $676.06K | Nov 21, 2025 | Compensation |
| J. Melloh Heather Officer | Sep 4, 2025 | 1,500 | $768.50K | Sep 4, 2025 | Vesting of Compensator y Equity Awards |
| Fredrick Truscott William Officer | Aug 19, 2025 | 9,929 | $5.03M | Aug 19, 2025 | Employee Stock Options |