Ameriprise Financial Inc (AMP) shareholders
AMPNYSEInvestment AdviceFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Oct 30, 2026Score 18/3030% below fair value
$519.43+5.95 (+1.16%)
Close on Nov 13, 2026Market cap $45.09BP/E 11.7Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
90.4%
78M of 87M shares
Institutional holders
1,385
108 new, 95 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 25 sales
Net sold $65.94M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 7,395,693 | 8.20% | 13G (passive) amendment | Jun 30, 2026 |
| Vanguard Capital Management | 6,841,348 | 7.54% | 13G (passive) | Mar 31, 2026 |
| Vanguard Portfolio Management | 5,276,992 | 5.81% | 13G (passive) | Mar 31, 2026 |
| State Street Corporation | 4,595,792 | 5.10% | 13G (passive) | Mar 31, 2026 |
| Ameriprise Financial, Inc. IRS No Joint filing with Columbia Management Investment Advisers, LLC IRS No (6.89%) | 2,340,317 | 6.89% | 13G (passive) | Sep 30, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of AMP | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 7,935,137 | 9.14% | $3.64B | −690,810 | 0.05% |
| Vanguard Capital Management LLC | 5,900,661 | 6.80% | $2.71B | −31,390 | 0.06% |
| Vanguard Portfolio Management LLC | 5,176,700 | 5.96% | $2.37B | −77,497 | 0.11% |
| State Street Corp | 4,672,743 | 5.38% | $2.14B | +80,156 | 0.06% |
| Geode Capital Management, LLC | 2,756,276 | 3.17% | $1.26B | −117,395 | 0.07% |
| Aristotle Capital Management, LLC | 2,083,285 | 2.40% | $955.76M | −128,392 | 2.00% |
| Morgan Stanley | 1,743,842 | 2.01% | $800.01M | −265,899 | 0.04% |
| Goldman Sachs Group Inc | 1,643,021 | 1.89% | $753.75M | +183,271 | 0.07% |
| Nuveen, LLC | 1,490,792 | 1.72% | $683.92M | −8,288 | 0.16% |
| Aqr Capital Management LLC | 1,324,189 | 1.53% | $607.48M | −151,145 | 0.21% |
| Norges Bank | 1,290,282 | 1.49% | $591.93M | New | 0.06% |
| Boston Partners | 1,192,056 | 1.37% | $547.07M | +36,420 | 0.49% |
| FMR LLC | 1,157,398 | 1.33% | $530.97M | −65,568 | 0.02% |
| JPMorgan Chase & Co | 1,101,289 | 1.27% | $492.05M | −358,974 | 0.03% |
| Northern Trust Corp | 1,095,302 | 1.26% | $502.48M | −31,294 | 0.06% |
| Dimensional Fund Advisors LP | 1,076,218 | 1.24% | $493.63M | +51,460 | 0.09% |
| First Trust Advisors LP | 1,075,144 | 1.24% | $493.23M | +92,048 | 0.29% |
| Federated Hermes, Inc. | 1,013,123 | 1.17% | $464.78M | −38,571 | 0.67% |
| Invesco Ltd. | 939,460 | 1.08% | $430.99M | +17,760 | 0.03% |
| Royal Bank of Canada | 819,638 | 0.94% | $376.02M | +12,408 | 0.06% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 1,385 | 78M | 90.4% | 108 / 464 | 535 / 95 | 6M | 6M |
| Q1 2026 | 1,391 | 78M | 90.4% | 120 / 478 | 510 / 134 | 18M | 8M |
| Q4 2025 | 1,425 | 81M | 92.8% | 178 / 449 | 517 / 89 | 7M | 10M |
| Q3 2025 | 1,363 | 84M | 97.2% | 125 / 441 | 486 / 107 | 8M | 5M |
| Q2 2025 | 1,364 | 81M | 93.8% | 121 / 468 | 502 / 105 | 4M | 6M |
| Q1 2025 | 1,369 | 84M | 96.2% | 112 / 493 | 486 / 112 | 6M | 4M |
| Q4 2024 | 1,392 | 83M | 95.7% | 209 / 426 | 496 / 58 | 4M | 8M |
| Q3 2024 | 1,266 | 87M | 100.0% | 112 / 425 | 460 / 80 | 12M | 5M |
| Q2 2024 | 1,248 | 88M | 100.0% | 104 / 479 | 414 / 80 | 4M | 8M |
| Q1 2024 | 1,241 | 93M | 100.0% | 150 / 420 | 416 / 57 | 7M | 5M |
| Q4 2023 | 1,162 | 91M | 100.0% | 169 / 339 | 438 / 72 | 10M | 5M |
| Q3 2023 | 1,086 | 86M | 98.8% | 88 / 349 | 396 / 65 | 3M | 4M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
864 funds held AMP in Q2 2026, 53% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of AMP | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 2,878,956 | 3.32% | $1.32B | 0.06% | Jun 30, 2026 |
| Vanguard 500 Index Fund | 2,329,721 | 2.68% | $1.07B | 0.06% | Jun 30, 2026 |
| Vanguard Mid-Cap Index Fund | 1,965,092 | 2.26% | $901.51M | 0.40% | Jun 30, 2026 |
| iShares Core S&P 500 ETF | 1,238,720 | 1.43% | $568.28M | 0.06% | Jun 30, 2026 |
| Fidelity 500 Index Fund | 1,168,369 | 1.35% | $520.75M | 0.06% | May 31, 2026 |
| Vanguard Value Index Fund | 862,268 | 0.99% | $395.57M | 0.16% | Jun 30, 2026 |
| Disciplined Value Mid Cap Fund | 812,789 | 0.94% | $372.88M | 1.61% | Jun 30, 2026 |
| Vanguard Windsor Ii Fund | 722,754 | 0.83% | $394.51M | 0.59% | Jul 31, 2026 |
| First Trust Rising Dividend Achievers ETF | 653,204 | 0.75% | $299.66M | 1.22% | Jun 30, 2026 |
| State Street(R) Financial Select Sector SPDR(R) ETF | 608,082 | 0.70% | $278.96M | 0.54% | Jun 30, 2026 |
| Vanguard Mid-Cap Value Index Fund | 582,486 | 0.67% | $267.22M | 0.72% | Jun 30, 2026 |
| Vanguard Dividend Appreciation Index Fund | 508,629 | 0.59% | $277.63M | 0.21% | Jul 31, 2026 |
| Vanguard Institutional Index Fund | 488,025 | 0.56% | $223.89M | 0.06% | Jun 30, 2026 |
| Invesco S&P 500 Equal Weight ETF | 413,886 | 0.48% | $225.92M | 0.23% | Jul 31, 2026 |
| JPMorgan Mid Cap Value Fund | 391,671 | 0.45% | $179.68M | 1.61% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| James M. Cracchiolo | CHAIRMAN AND CEO, Director | 109,371 | 0.13% | Jul 30, 2026 |
| Dawn M. Brockman | SVP AND CONTROLLER | 860 | 0.00% | Aug 12, 2026 |
| Heather J. Melloh | EVP AND GENERAL COUNSEL | 3,937 | 0.00% | Aug 12, 2026 |
| Deirdre Davey McGraw | EVP Mktg, Strat. & Comms. | 4,008 | 0.00% | Aug 10, 2026 |
| Walter Stanley Berman | EXECUTIVE VP AND CFO | 16,881 | 0.02% | Jul 30, 2026 |
| William Jerryl Williams | Pres, Wealth Mgmt Advisor Grp | 6,883 | 0.01% | Jul 29, 2026 |
| William F. Truscott | CEO, GLOBAL ASSET MANAGEMENT | 17,464 | 0.02% | Jul 13, 2026 |
| Petruzillo Kelli A. Hunter | Exec VP of Human Resources | 4,458 | 0.01% | Jul 13, 2026 |
| Gerard P. Smyth | EVP & Hd. of Tech. & Serv. Del | 14,013 | 0.02% | May 18, 2026 |
| Gumer Alvero | PRESIDENT-INSURANCE&ANNUITIES | 5,685 | 0.01% | Feb 11, 2026 |
| William Davies | EXECUTIVE VP, GLOBAL CIO | 14,529 | 0.02% | Feb 3, 2026 |
| Joseph Edward Sweeney | PRES-AWM PRODUCTS & SERVICES | 11,754 | 0.01% | Feb 3, 2026 |
| Christopher J. Williams | Director | 200 | 0.00% | Nov 5, 2026 |
| Robert Francis Sharpe JR | Director | 11,777 | 0.01% | May 12, 2026 |
| Brian T. Shea | Director | 3,089 | 0.00% | May 1, 2026 |
| Liane J. Pelletier | Director | 200 | 0.00% | May 1, 2026 |
| Glynis Bryan | Director | 200 | 0.00% | May 1, 2026 |
| Blixt Dianne Neal | Director | 1,000 | 0.00% | May 1, 2026 |
| Amy DiGeso | Director | 156 | 0.00% | May 1, 2026 |
| W. Edward Walter | Director | 1,000 | 0.00% | May 2, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Walter Stanley Berman Executive VP and CFO | Jan 29, 2031 | Award | +6,630 | – | – | 23,558 |
| Dawn M. Brockman SVP AND CONTROLLER | Aug 10, 2026 | Sale | −472 | $558.93 | $263.81K | 713 |
| Heather J. Melloh EVP AND GENERAL COUNSEL | Aug 10, 2026 | Tax withholding | −469 | $559.62 | $262.46K | 3,937 |
| Heather J. Melloh EVP AND GENERAL COUNSEL | Aug 10, 2026 | Option exercise | +722 | $197.87 | $142.86K | 4,406 |
| Deirdre Davey McGraw EVP Mktg, Strat. & Comms. | Aug 6, 2026 | Sale | −2,400 | $558.28 | $1.34M | 3,373 |
| Deirdre Davey McGraw EVP Mktg, Strat. & Comms. | Aug 6, 2026 | Tax withholding | −2,191 | $558.08 | $1.22M | 5,773 |
| Deirdre Davey McGraw EVP Mktg, Strat. & Comms. | Aug 6, 2026 | Option exercise | +1,000 | $298.09 | $298.09K | 7,964 |
| Deirdre Davey McGraw EVP Mktg, Strat. & Comms. | Aug 6, 2026 | Option exercise | +1,000 | $165.41 | $165.41K | 5,964 |
| Deirdre Davey McGraw EVP Mktg, Strat. & Comms. | Aug 6, 2026 | Option exercise | +1,000 | $197.87 | $197.87K | 6,964 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Jul 28, 2026 | Sale | −1,900 | $546.67 | $1.04M | 107,633 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Jul 28, 2026 | Option exercise | +52,932 | $165.41 | $8.76M | 160,565 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Jul 28, 2026 | Sale | −16,120 | $545.28 | $8.79M | 109,533 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Jul 28, 2026 | Tax withholding | −34,912 | $545.83 | $19.06M | 125,653 |
| Walter Stanley Berman EXECUTIVE VP AND CFO | Jul 28, 2026 | Option exercise | +10,905 | $165.41 | $1.80M | 16,514 |
| Walter Stanley Berman EXECUTIVE VP AND CFO | Jul 28, 2026 | Option exercise | +23,206 | $197.87 | $4.59M | 39,720 |
| Walter Stanley Berman EXECUTIVE VP AND CFO | Jul 28, 2026 | Tax withholding | −23,099 | $550.81 | $12.72M | 16,621 |
| Walter Stanley Berman EXECUTIVE VP AND CFO | Jul 28, 2026 | Sale | −422 | $549.76 | $232.00K | 5,609 |
| Walter Stanley Berman EXECUTIVE VP AND CFO | Jul 28, 2026 | Sale | −10,590 | $548.92 | $5.81M | 6,031 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 28, 2026 | Sale | −908 | $541.90 | $492.05K | 6,780 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 28, 2026 | Sale | −3,200 | $540.07 | $1.73M | 7,688 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 28, 2026 | Sale | −4,102 | $538.23 | $2.21M | 10,888 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 28, 2026 | Tax withholding | −6,840 | $538.01 | $3.68M | 14,990 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 28, 2026 | Option exercise | +10,948 | $165.41 | $1.81M | 21,830 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 27, 2026 | Sale | −6 | $537.61 | $3.23K | 10,882 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 27, 2026 | Sale | −7,888 | $537.08 | $4.24M | 10,888 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 27, 2026 | Tax withholding | −2,131 | $537.08 | $1.14M | 18,776 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 27, 2026 | Option exercise | +3,634 | $126.89 | $461.12K | 20,907 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 9, 2026 | Option exercise | +53.98 | – | – | 17,297 |
| William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Jul 9, 2026 | Tax withholding | −23.98 | $500.16 | $11.99K | 17,273 |
| Petruzillo Kelli A. Hunter Exec VP of Human Resources | Jul 9, 2026 | Tax withholding | −98.19 | $500.16 | $49.11K | 4,208 |
| Petruzillo Kelli A. Hunter Exec VP of Human Resources | Jul 9, 2026 | Option exercise | +207.19 | – | – | 4,306 |
| Dawn M. Brockman SVP AND CONTROLLER | Jul 9, 2026 | Tax withholding | −9.04 | $500.16 | $4.52K | 1,185 |
| Dawn M. Brockman SVP AND CONTROLLER | Jul 9, 2026 | Option exercise | +26.04 | – | – | 1,194 |
| William F. Truscott CEO, GLOBAL ASSET MANAGEMENT | Jul 9, 2026 | Tax withholding | −180.64 | $500.16 | $90.35K | 4,794 |
| William F. Truscott CEO, GLOBAL ASSET MANAGEMENT | Jul 9, 2026 | Option exercise | +391.64 | – | – | 5,186 |
| Gerard P. Smyth EVP & Hd. of Tech. & Serv. Del | May 14, 2026 | Option exercise | +2,221 | $165.41 | $367.38K | 13,795 |
| Gerard P. Smyth EVP & Hd. of Tech. & Serv. Del | May 14, 2026 | Sale | −6,255 | $472.52 | $2.96M | 6,103 |
| Gerard P. Smyth EVP & Hd. of Tech. & Serv. Del | May 14, 2026 | Tax withholding | −1,437 | $471.22 | $677.14K | 12,358 |
| Robert Francis Sharpe JR Director | May 8, 2026 | Sale | −1,200 | $465.83 | $559.00K | 6,300 |
| William F. Truscott CEO, GLOBAL ASSET MANAGEMENT | Feb 10, 2026 | Sale | −5,000 | $532.08 | $2.66M | 12,149 |
| Gumer Alvero PRESIDENT-INSURANCE&ANNUITIES | Feb 9, 2026 | Sale | −4,658 | $542.88 | $2.53M | 4,621 |
| Gumer Alvero PRESIDENT-INSURANCE&ANNUITIES | Feb 9, 2026 | Tax withholding | −4,950 | $542.78 | $2.69M | 9,279 |
| Gumer Alvero PRESIDENT-INSURANCE&ANNUITIES | Feb 9, 2026 | Option exercise | +4,865 | $126.89 | $617.32K | 14,229 |
| Gumer Alvero PRESIDENT-INSURANCE&ANNUITIES | Feb 9, 2026 | Option exercise | +3,428 | $179.84 | $616.49K | 9,364 |
| Walter Stanley Berman EXECUTIVE VP AND CFO | Feb 5, 2026 | Sale | −7,000 | $544.22 | $3.81M | 5,609 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −4,507 | $543.88 | $2.45M | 134,925 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −6,886 | $545.04 | $3.75M | 128,039 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −1,782 | $545.76 | $972.54K | 126,257 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −2,928 | $547.51 | $1.60M | 123,329 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −15,696 | $548.61 | $8.61M | 107,633 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −7,136 | $540.11 | $3.85M | 149,310 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −4,235 | $541.46 | $2.29M | 145,075 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 4, 2026 | Sale | −5,643 | $542.78 | $3.06M | 139,432 |
| Gerard P. Smyth EVP & CIO | Feb 2, 2026 | Award | +1,014 | – | – | 11,574 |
| William F. Truscott CEO, GLOBAL ASSET MANAGEMENT | Feb 2, 2026 | Award | +2,536 | – | – | 4,794 |
| James M. Cracchiolo CHAIRMAN AND CEO, Director | Feb 2, 2026 | Award | +11,988 | – | – | 156,446 |
| Gumer Alvero PRESIDENT-INSURANCE&ANNUITIES | Feb 2, 2026 | Award | +405 | – | – | 5,936 |
| Joseph Edward Sweeney PRES-AWM PRODUCTS & SERVICES | Feb 2, 2026 | Award | +1,702 | – | – | 11,458 |
| Walter Stanley Berman EXECUTIVE VP AND CFO | Feb 2, 2026 | Award | +2,790 | – | – | 12,609 |
| William Davies EXECUTIVE VP, GLOBAL CIO | Feb 2, 2026 | Award | +529 | – | – | 14,529 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
3.18%
3M shares short
Days to cover
4.2
At 1M shares a day
Change since last report
+4.9%
From 3M shares
Short volume, 20 days
57.2%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Ameriprise Financial's stock actually held short. Settlement fails (shares not delivered on time) peaked at 16,032 shares on Oct 13, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Dawn M. Brockman Officer | Aug 10, 2026 | 472 | $263.82K | Aug 10, 2026 | Vesting of Compensatory Equity Awards (See Remarks) |
| Deirdre Davey McGraw Officer | Aug 6, 2026 | 2,400 | $1.34M | Aug 6, 2026 | Vesting of Compensatory Equity Awards (See Remarks) |
| Walter Stanley Berman Officer | Jul 28, 2026 | 11,012 | $6.05M | Jul 28, 2026 | Employee Stock Option |
| James M. Cracchiolo Officer, Director | Jul 28, 2026 | 18,020 | $9.83M | Jul 28, 2026 | Employee Stock Option |
| William Jerryl Williams Officer | Jul 28, 2026 | 8,210 | $4.43M | Jul 28, 2026 | Vesting of Compensatory Equity Awards (See Remarks) |
| William Jerryl Williams Officer | Jul 27, 2026 | 7,894 | $4.24M | Jul 27, 2026 | Vesting of Compensatory Equity Awards (See Remarks) |
| Gerard P. Smyth Officer | May 14, 2026 | 6,255 | $2.96M | May 14, 2026 | Vesting of Compensatory Equity Awards (See Remarks) |
| Robert Francis Sharpe JR Director | May 8, 2026 | 1,200 | $554.23K | May 8, 2026 | Compensation |
| William F. Truscott Officer | Feb 10, 2026 | 5,000 | $2.66M | Feb 10, 2026 | Vesting of Compensatory Equity Awards - See Remarks |
| Gumer Alvero Officer | Feb 9, 2026 | 4,658 | $2.53M | Feb 9, 2026 | Vesting of Compensatory Equity Awards |
| Walter Stanley Berman Officer | Feb 5, 2026 | 7,000 | $3.81M | Feb 5, 2026 | Vesting of Compensator y Equity Awards |
| James M. Cracchiolo Officer, Director | Feb 4, 2026 | 48,813 | $26.60M | Feb 4, 2026 | Vesting of Compensator y Equity Awards |
| Robert Francis Sharpe JR Director | Nov 21, 2025 | 1,500 | $676.06K | Nov 21, 2025 | Compensation |
| Heather J. Melloh Officer | Sep 4, 2025 | 1,500 | $768.50K | Sep 4, 2025 | Vesting of Compensator y Equity Awards |
| William F. Truscott Officer | Aug 19, 2025 | 9,929 | $5.03M | Aug 19, 2025 | Employee Stock Options |
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