Regional Management Corp. (RM) shareholders
RMNYSEPersonal Credit InstitutionsFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Oct 30, 2026Score 14/3029% below fair value
$34.74−0.55 (-1.56%)
Close on Nov 12, 2026Market cap $310.83MP/E 7.0Yield 3.45%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
91.5%
8M of 9M shares
Institutional holders
124
20 new, 8 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
3 buys · 115 sales
Net sold $19.68M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Robert MacArthur Joint filing with Forager Fund, LP (11.00%), Forager Capital Management, LLC (11.00%) and 1 more | 1,086,102 | 11.00% | 13G (passive) amendment | May 3, 2024 |
| Kissel Edward Urban Joint filing with Forager Capital Management, LLC (10.50%), Forager Fund, L.P. (10.50%) and 1 more | 1,040,469 | 10.50% | 13G (passive) amendment | Jun 9, 2025 |
| Forager Capital Management, LLC Joint filing with Forager Fund, L.P. (9.10%), Kissel Edward Urban (9.10%) and 1 more | 899,026 | 9.10% | 13G (passive) amendment | Mar 31, 2025 |
| Dimensional Fund Advisors LP | 759,118 | 7.70% | 13G (passive) amendment | Dec 29, 2023 |
| MacArthur Robert Symmes Joint filing with Forager Capital Management, LLC (8.40%), Forager Fund, L.P. (8.40%) and 1 more | 753,636 | 8.40% | 13G (passive) amendment | Sep 30, 2026 |
| BlackRock, Inc. | 715,029 | 7.80% | 13G (passive) amendment | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of RM | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 1,153,246 | 12.89% | $47.51M | +16,792 | 0.00% |
| Forager Capital Management, LLC | 948,458 | 10.60% | $39.08M | −70,805 | 14.69% |
| Basswood Capital Management, L.L.C. | 855,425 | 9.56% | $35.24M | +34,748 | 1.40% |
| Dimensional Fund Advisors LP | 690,610 | 7.72% | $28.45M | −1,424 | 0.01% |
| Lsv Asset Management | 341,632 | 3.82% | $14.08M | −1,600 | 0.03% |
| Vanguard Capital Management LLC | 335,593 | 3.75% | $13.83M | −9,249 | 0.00% |
| Tieton Capital Management, LLC | 318,259 | 3.56% | $13.11M | −1,965 | 0.00% |
| American Century Companies Inc | 289,157 | 3.23% | $11.91M | +28,288 | 0.01% |
| Geode Capital Management, LLC | 225,101 | 2.52% | $9.28M | +12,515 | 0.00% |
| Renaissance Technologies LLC | 185,541 | 2.07% | $7.64M | −37,692 | 0.01% |
| State Street Corp | 173,238 | 1.94% | $7.14M | −744 | 0.00% |
| Goldman Sachs Group Inc | 156,538 | 1.75% | $6.45M | −6,259 | 0.00% |
| Wellington Management Group Llp | 124,788 | 1.39% | $5.14M | −34,800 | 0.00% |
| Charles Schwab Investment Management Inc | 122,205 | 1.37% | $5.03M | −37,622 | 0.00% |
| Bridgeway Capital Management, LLC | 121,804 | 1.36% | $5.02M | +4,595 | 0.09% |
| Hillsdale Investment Management Inc. | 113,717 | 1.27% | $4.69M | +16,200 | 0.11% |
| Arrowstreet Capital, Limited Partnership | 111,884 | 1.25% | $4.61M | +3,445 | 0.00% |
| Morgan Stanley | 109,554 | 1.22% | $4.51M | +25,761 | 0.00% |
| Jacobs Levy Equity Management, Inc | 105,713 | 1.18% | $4.36M | +34,619 | 0.02% |
| Northern Trust Corp | 89,941 | 1.01% | $3.71M | −2,685 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 124 | 8M | 91.5% | 20 / 53 | 32 / 8 | 1M | 0M |
| Q1 2026 | 113 | 8M | 90.3% | 15 / 46 | 34 / 16 | 1M | 0M |
| Q4 2025 | 117 | 8M | 90.2% | 15 / 46 | 33 / 11 | 0M | 0M |
| Q3 2025 | 113 | 8M | 89.7% | 19 / 45 | 32 / 7 | 0M | 1M |
| Q2 2025 | 101 | 8M | 92.1% | 9 / 45 | 33 / 13 | 1M | 1M |
| Q1 2025 | 106 | 8M | 92.4% | 17 / 39 | 34 / 5 | 1M | 0M |
| Q4 2024 | 95 | 8M | 92.5% | 9 / 45 | 23 / 5 | 1M | 0M |
| Q3 2024 | 91 | 8M | 88.4% | 17 / 35 | 22 / 4 | 2M | 0M |
| Q2 2024 | 79 | 8M | 87.2% | 9 / 35 | 25 / 7 | 1M | 1M |
| Q1 2024 | 77 | 8M | 88.7% | 2 / 26 | 33 / 7 | 0M | 0M |
| Q4 2023 | 82 | 8M | 90.2% | 7 / 30 | 29 / 8 | 0M | 0M |
| Q3 2023 | 83 | 8M | 89.1% | 12 / 34 | 25 / 8 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
176 funds held RM in Q2 2026, 44% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of RM | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 249,939 | 2.79% | $10.30M | 0.01% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 238,365 | 2.66% | $8.76M | 0.03% | May 31, 2026 |
| Vanguard Total Stock Market Index Fund | 230,098 | 2.57% | $9.48M | 0.00% | Jun 30, 2026 |
| U.S. Small Cap Value Portfolio | 161,458 | 1.80% | $5.21M | 0.03% | Jul 31, 2026 |
| BlackRock Advantage Small Cap Core Fund | 110,570 | 1.24% | $4.06M | 0.08% | May 29, 2026 |
| Vanguard Extended Market Index Fund | 97,780 | 1.09% | $4.03M | 0.00% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 96,870 | 1.08% | $3.13M | 0.01% | Jul 31, 2026 |
| U.S. Targeted Value Portfolio | 95,361 | 1.07% | $3.08M | 0.02% | Jul 31, 2026 |
| U.S. Small Cap Portfolio | 81,404 | 0.91% | $2.63M | 0.01% | Jul 31, 2026 |
| Schwab Fundamental U.S. Small Company ETF | 80,810 | 0.90% | $2.97M | 0.03% | May 31, 2026 |
| iShares Russell 2000 Value ETF | 75,630 | 0.85% | $3.12M | 0.02% | Jun 30, 2026 |
| Dimensional U.S. Targeted Value ETF | 67,549 | 0.75% | $2.18M | 0.02% | Jul 31, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 65,304 | 0.73% | $2.69M | 0.11% | Jun 30, 2026 |
| Fidelity Enhanced Small Cap Core ETF | 63,697 | 0.71% | $2.62M | 0.05% | Jun 30, 2026 |
| Omni Small-Cap Value Fund | 56,100 | 0.63% | $2.31M | 0.17% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Lakhbir S. Lamba | President and CEO, Director | 55,734 | 0.62% | Aug 13, 2026 |
| Robert William Beck | President and CEO, Director | 84,017 | 0.94% | Aug 12, 2025 |
| Elizabeth A. Canini | EVP, Chief Credit Risk Officer | 1,275 | 0.01% | Nov 4, 2026 |
| Catherine R. Atwood | SVP and General Counsel | 52,707 | 0.59% | Oct 30, 2026 |
| Steven B. Barnette | VP, Chief Accounting Officer | 17,865 | 0.20% | Aug 4, 2026 |
| Manish Parmar | EVP, Chief Credit Risk Officer | 71,847 | 0.80% | Jul 2, 2026 |
| Harpreet Rana | EVP, Chief Fin & Admin Officer | 63,635 | 0.71% | Jul 2, 2026 |
| Brian J. Fisher | EVP, Chief Strat/Dev Officer | 46,117 | 0.52% | Jul 2, 2026 |
| Sandra K. Johnson | Director | 17,873 | 0.20% | Nov 6, 2026 |
| Matthew A. Lindenbaum | Director, 10% owner | 34,748 | 0.39% | Nov 5, 2026 |
| Basswood Opportunity Partners, L.P. | Director, 10% owner | 457,110 | 5.11% | Nov 5, 2026 |
| Basswood Financial Fund, Ltd. | Director, 10% owner | 4,984 | 0.06% | Nov 5, 2026 |
| Basswood Financial Fund, L.P. | Director, 10% owner | 106,291 | 1.19% | Nov 5, 2026 |
| Basswood Financial Long Only Fund, L.P. | Director, 10% owner | 455,631 | 5.09% | Nov 5, 2026 |
| Bennett D. Lindenbaum | Director, 10% owner | 460,490 | 5.15% | Nov 5, 2026 |
| Basswood Capital Management, L.L.C. | Director, 10% owner | 99,970 | 1.12% | Nov 5, 2026 |
| Maria Contreras-Sweet | Director | 39,696 | 0.44% | May 26, 2026 |
| Julie Booth | Director | 8,988 | 0.10% | May 26, 2026 |
| Jonathan David Brown | Director | 34,748 | 0.39% | May 26, 2026 |
| Carlos Palomares | Director | 74,196 | 0.83% | May 26, 2026 |
| Roel C. Campos | Director | 117,784 | 1.32% | May 26, 2026 |
| Michael R. Dunn | Director | 106,692 | 1.19% | May 26, 2026 |
| Steven J. Freiberg | Director | 164,496 | 1.84% | May 26, 2026 |
| Basswood Partners, L.L.C. | Director, 10% owner | 30,021 | 0.34% | Feb 24, 2026 |
| Basswood Strategic Financial Fund, L.P. | Director, 10% owner | – | – | Feb 19, 2025 |
| Edward Urban Kissel | 10% owner | 1,021,296 | 11.41% | Sep 17, 2026 |
| Forager Fund, L.P. | 10% owner | 948,458 | 10.60% | Sep 17, 2026 |
| Robert Symmes MacArthur | 10% owner | 953,475 | 10.66% | Sep 17, 2026 |
| Forager Capital Management, LLC | 10% owner | 919,136 | 10.27% | Sep 17, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Sandra K. Johnson Director | Nov 5, 2026 | Sale(10b5-1 plan) | −691 | $39.45 | $27.26K | 17,873 |
| Sandra K. Johnson Director | Nov 5, 2026 | Sale(10b5-1 plan) | −2,009 | $38.27 | $76.88K | 18,564 |
| Basswood Capital Management, L.L.C. Director, 10% owner | Nov 5, 2026 | Sale | −16 | $40.01 | $640 | 96,563 |
| Basswood Capital Management, L.L.C. Director, 10% owner | Nov 5, 2026 | Sale | −1 | $40.01 | $40 | 4,552 |
| Basswood Capital Management, L.L.C. Director, 10% owner | Nov 5, 2026 | Sale | −41 | $40.01 | $1.64K | 243,068 |
| Basswood Capital Management, L.L.C. Director, 10% owner | Nov 5, 2026 | Sale | −2 | $40.01 | $80 | 18,581 |
| Basswood Capital Management, L.L.C. Director, 10% owner | Nov 5, 2026 | Sale | −17 | $40.01 | $680 | 448,064 |
| Basswood Capital Management, L.L.C. Director, 10% owner | Nov 4, 2026 | Sale | −5,106 | $39.80 | $203.22K | 96,579 |
| Basswood Capital Management, L.L.C. Director, 10% owner | Nov 4, 2026 | Sale | −265 | $39.80 | $10.55K | 4,553 |
| Basswood Capital Management, L.L.C. Director, 10% owner | Nov 4, 2026 | Sale | −13,369 | $39.80 | $532.09K | 243,109 |
| Basswood Capital Management, L.L.C. Director, 10% owner | Nov 4, 2026 | Sale | −661 | $39.80 | $26.31K | 18,583 |
| Basswood Capital Management, L.L.C. Director, 10% owner | Nov 4, 2026 | Sale | −5,353 | $39.80 | $213.05K | 448,081 |
| Basswood Capital Management, L.L.C. Director, 10% owner | Nov 3, 2026 | Sale | −1,926 | $39.00 | $75.11K | 101,685 |
| Basswood Capital Management, L.L.C. Director, 10% owner | Nov 3, 2026 | Sale | −90 | $39.00 | $3.51K | 4,818 |
| Basswood Capital Management, L.L.C. Director, 10% owner | Nov 3, 2026 | Sale | −4,829 | $39.00 | $188.33K | 256,478 |
| Basswood Capital Management, L.L.C. Director, 10% owner | Nov 3, 2026 | Sale | −3,874 | $39.00 | $151.09K | 19,244 |
| Elizabeth A. Canini EVP, Chief Credit Risk Officer | Nov 2, 2026 | Award | +1,275 | – | – | 1,275 |
| Catherine R. Atwood SVP and General Counsel | Oct 29, 2026 | Sale(10b5-1 plan) | −810 | $38.01 | $30.79K | 52,707 |
| Catherine R. Atwood SVP and General Counsel | Oct 29, 2026 | Sale(10b5-1 plan) | −1,310 | $37.47 | $49.09K | 53,517 |
| Catherine R. Atwood SVP and General Counsel | Oct 29, 2026 | Sale(10b5-1 plan) | −480 | $36.14 | $17.35K | 54,827 |
| Catherine R. Atwood SVP and General Counsel | Oct 19, 2026 | Sale(10b5-1 plan) | −200 | $35.01 | $7.00K | 55,307 |
| Forager Capital Management, LLC 10% owner | Sep 17, 2026 | Sale | −10,401 | $32.22 | $335.12K | 919,136 |
| Forager Capital Management, LLC 10% owner | Sep 16, 2026 | Sale | −9,064 | $32.19 | $291.77K | 929,537 |
| Forager Capital Management, LLC 10% owner | Sep 15, 2026 | Sale | −9,857 | $32.26 | $317.99K | 938,601 |
| Bennett D. Lindenbaum Director, 10% owner | Sep 2, 2026 | Award | +23,764 | $33.10 | $786.59K | 453,434 |
| Bennett D. Lindenbaum Director, 10% owner | Sep 1, 2026 | Award | +4,064 | $31.86 | $129.48K | 429,670 |
| Bennett D. Lindenbaum Director, 10% owner | Sep 1, 2026 | Sale | −1,159 | $31.65 | $36.68K | 23,118 |
| Catherine R. Atwood SVP and General Counsel | Aug 24, 2026 | Sale(10b5-1 plan) | −200 | $35.00 | $7.00K | 55,507 |
| Lakhbir S. Lamba President and CEO, Director | Aug 12, 2026 | Buy | +3,500 | $31.76 | $111.16K | 55,734 |
| Lakhbir S. Lamba President and CEO, Director | Aug 11, 2026 | Buy | +6,500 | $31.59 | $205.34K | 52,234 |
| Steven B. Barnette VP, Chief Accounting Officer | Aug 3, 2026 | Award | +4,393 | – | – | 17,865 |
| Steven B. Barnette VP, Chief Accounting Officer | Jul 10, 2026 | Sale(10b5-1 plan) | −3,274 | $43.30 | $141.76K | 13,472 |
| Catherine R. Atwood SVP and General Counsel | Jul 2, 2026 | Award | +8,321 | – | – | 55,707 |
| Brian J. Fisher EVP, Chief Strat/Dev Officer | Jul 2, 2026 | Award | +13,247 | – | – | 46,117 |
| Manish Parmar EVP, Chief Credit Risk Officer | Jul 2, 2026 | Award | +10,695 | – | – | 71,847 |
| Harpreet Rana EVP, Chief Fin & Admin Officer | Jul 2, 2026 | Award | +17,466 | – | – | 63,635 |
| Steven B. Barnette VP, Chief Accounting Officer | Jul 1, 2026 | Sale(10b5-1 plan) | −1,600 | $42.04 | $67.26K | 16,746 |
| Sandra K. Johnson Director | Jun 1, 2026 | Gift | −1,360 | – | – | 20,573 |
| Sandra K. Johnson Director | May 26, 2026 | Sale | −1,000 | $36.00 | $36.00K | 21,933 |
| Maria Contreras-Sweet Director | May 21, 2026 | Award | +3,829 | – | – | 39,696 |
| Carlos Palomares Director | May 21, 2026 | Award | +4,286 | – | – | 74,196 |
| Jonathan David Brown Director | May 21, 2026 | Award | +3,337 | – | – | 34,748 |
| Roel C. Campos Director | May 21, 2026 | Award | +3,583 | – | – | 117,784 |
| Julie Booth Director | May 21, 2026 | Award | +3,829 | – | – | 8,988 |
| Matthew A. Lindenbaum Director, 10% owner | May 21, 2026 | Award | +3,337 | – | – | 34,748 |
| Sandra K. Johnson Director | May 21, 2026 | Award | +3,583 | – | – | 22,933 |
| Michael R. Dunn Director | May 21, 2026 | Award | +3,583 | – | – | 106,692 |
| Steven J. Freiberg Director | May 21, 2026 | Award | +3,829 | – | – | 142,048 |
| Lakhbir S. Lamba President and CEO, Director | May 13, 2026 | Award | +36,613 | – | – | 45,734 |
| Catherine R. Atwood SVP and General Counsel | May 13, 2026 | Award | +6,444 | – | – | 47,386 |
| Harpreet Rana EVP, Chief Fin & Admin Officer | May 13, 2026 | Award | +14,645 | – | – | 46,169 |
| Brian J. Fisher EVP, Chief Strat/Dev Officer | May 13, 2026 | Award | +5,125 | – | – | 32,870 |
| Manish Parmar EVP, Chief Credit Risk Officer | May 13, 2026 | Award | +5,125 | – | – | 61,152 |
| Catherine R. Atwood SVP and General Counsel | May 11, 2026 | Sale(10b5-1 plan) | −3,000 | $35.06 | $105.18K | 40,942 |
| Forager Fund, L.P. 10% owner | Apr 29, 2026 | Sale | −2,916 | $38.50 | $112.27K | 948,458 |
| Forager Fund, L.P. 10% owner | Apr 28, 2026 | Sale | −2,101 | $39.59 | $83.18K | 951,374 |
| Robert Symmes MacArthur 10% owner | Apr 21, 2026 | Sale | −5,788 | $40.18 | $232.56K | 953,475 |
| Robert Symmes MacArthur 10% owner | Apr 20, 2026 | Sale | −15,000 | $39.68 | $595.20K | 959,263 |
| Robert Symmes MacArthur 10% owner | Apr 17, 2026 | Sale | −7,173 | $38.56 | $276.59K | 974,263 |
| Steven B. Barnette VP, Chief Accounting Officer | Apr 17, 2026 | Sale(10b5-1 plan) | −1,600 | $40.00 | $64.00K | 18,346 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
5.13%
0M shares short
Days to cover
4.0
At 0M shares a day
Change since last report
-1.4%
From 0M shares
Short volume, 20 days
53.5%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Regional Management's stock actually held short. Settlement fails (shares not delivered on time) peaked at 1,760 shares on Aug 24, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Basswood Opportunity Partners, L.P. 10% Stockholder | Nov 9, 2026 | 771 | $27.95K | Nov 9, 2026 | (3) |
| Basswood Financial Long Only Fund, L.P. 10% Stockholder | Nov 9, 2026 | 38 | $1.38K | Nov 9, 2026 | (3) |
| Basswood Financial Fund, Ltd. 10% Stockholder | Nov 9, 2026 | 15 | $544 | Nov 9, 2026 | (3) |
| Basswood Financial Fund, L.P. 10% Stockholder | Nov 9, 2026 | 295 | $10.69K | Nov 9, 2026 | (3) |
| Basswood Capital Management, L.L.C. 10% Stockholder | Nov 9, 2026 | 309 | $11.20K | Nov 9, 2026 | (3) |
| Basswood Opportunity Partners, L.P. 10% Stockholder | Nov 5, 2026 | 41 | $1.62K | Nov 5, 2026 | (3) |
| Basswood Financial Fund, Ltd. 10% Stockholder | Nov 5, 2026 | 1 | $40 | Nov 5, 2026 | (3) |
| Basswood Financial Fund, L.P. 10% Stockholder | Nov 5, 2026 | 16 | $632 | Nov 5, 2026 | (3) |
| Basswood Financial Long Only Fund, L.P. 10% Stockholder | Nov 5, 2026 | 2 | $79 | Nov 5, 2026 | (3) |
| Basswood Capital Management, L.L.C. 10% Stockholder | Nov 5, 2026 | 17 | $672 | Nov 5, 2026 | (3) |
| Sandra K. Johnson Director | Nov 5, 2026 | 8,100 | $322.91K | Nov 5, 2026 | RSU/A AWARD ACQUIRED ON 5/18/23 TO 5/15/25 |
| Basswood Capital Management, L.L.C. 10% Stockholder | Nov 4, 2026 | 5,353 | $207.59K | Nov 4, 2026 | (3) |
| Basswood Opportunity Partners, L.P. 10% Stockholder | Nov 4, 2026 | 13,369 | $518.45K | Nov 4, 2026 | (3) |
| Basswood Financial Fund, L.P. 10% Stockholder | Nov 4, 2026 | 5,106 | $198.01K | Nov 4, 2026 | (3) |
| Basswood Financial Long Only Fund, L.P. 10% Stockholder | Nov 4, 2026 | 661 | $25.63K | Nov 4, 2026 | (3) |
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