OPYNYSESecurity Brokers, Dealers & Flotation CompaniesFiscal year ends December 31
OPPENHEIMER HOLDINGS INC
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Jul 31, 2026
$99.96−0.57 (-0.57%)
Close on Oct 19, 2026
- Market cap
- $1.15B
- P/E (TTM)
- 11.3
- Dividend yield
- 0.72%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
41.7%
4M of 11M shares
Institutional holders
121
25 new, 17 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
2 buys · 1 sales
Net sold $419.94K
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of OPY | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Dimensional Fund Advisors LP | 520,326 | 4.86% | $54.91M | +23,293 | 0.01% |
| Jb Capital Partners LP | 503,954 | 4.71% | $53.19M | – | 8.23% |
| American Century Companies Inc | 391,977 | 3.66% | $41.37M | +39,190 | 0.02% |
| Vanguard Capital Management LLC | 384,352 | 3.59% | $40.56M | −6,881 | 0.00% |
| BlackRock, Inc. | 203,463 | 1.90% | $21.47M | +16,397 | 0.00% |
| Royce & Associates LP | 170,076 | 1.59% | $17.95M | −3 | 0.14% |
| RBF Capital, LLC | 163,771 | 1.53% | $17.28M | – | 0.72% |
| Boston Partners | 158,375 | 1.48% | $16.71M | +26,941 | 0.01% |
| Arbiter Partners Capital Management LLC | 133,198 | 1.24% | $14.06M | +78,199 | 3.70% |
| Morgan Stanley | 106,924 | 1.00% | $11.28M | +18,779 | 0.00% |
| Geode Capital Management, LLC | 92,029 | 0.86% | $9.72M | +5,465 | 0.00% |
| Charles Schwab Investment Management Inc | 86,324 | 0.81% | $9.11M | −14,528 | 0.00% |
| Bridgeway Capital Management, LLC | 76,547 | 0.71% | $8.08M | +3,488 | 0.14% |
| State Street Corp | 75,734 | 0.71% | $7.99M | +15,936 | 0.00% |
| Algert Global LLC | 74,147 | 0.69% | $7.83M | +37,328 | 0.09% |
| Two Sigma Investments, LP | 62,606 | 0.58% | $6.61M | +21,975 | 0.00% |
| Arrowstreet Capital, Limited Partnership | 56,690 | 0.53% | $5.98M | −15,345 | 0.00% |
| JPMorgan Chase & Co | 56,398 | 0.53% | $5.88M | +2,574 | 0.00% |
| Millennium Management LLC | 56,398 | 0.53% | $5.95M | −10,935 | 0.00% |
| Empowered Funds, LLC | 49,554 | 0.46% | $5.23M | +3,488 | 0.03% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 121 | 4M | 41.7% | 25 / 47 | 31 / 17 | 1M | 0M |
| Q1 2026 | 116 | 4M | 39.6% | 23 / 39 | 32 / 14 | 1M | 0M |
| Q4 2025 | 109 | 4M | 39.4% | 17 / 39 | 30 / 16 | 0M | 0M |
| Q3 2025 | 109 | 4M | 38.3% | 22 / 40 | 33 / 10 | 1M | 0M |
| Q2 2025 | 98 | 4M | 37.3% | 23 / 33 | 22 / 10 | 0M | 0M |
| Q1 2025 | 86 | 4M | 35.3% | 5 / 21 | 38 / 13 | 0M | 0M |
| Q4 2024 | 95 | 4M | 34.7% | 16 / 28 | 28 / 10 | 0M | 0M |
| Q3 2024 | 89 | 4M | 34.2% | 19 / 26 | 21 / 9 | 1M | 0M |
| Q2 2024 | 80 | 3M | 32.3% | 12 / 17 | 32 / 4 | 0M | 0M |
| Q1 2024 | 72 | 3M | 32.1% | 7 / 20 | 32 / 11 | 0M | 0M |
| Q4 2023 | 77 | 3M | 32.2% | 13 / 26 | 22 / 10 | 0M | 0M |
| Q3 2023 | 75 | 3M | 31.7% | 6 / 26 | 28 / 18 | 0M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of OPY | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 303,935 | 2.84% | $32.08M | 0.00% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 303,151 | 2.83% | $27.79M | 0.10% | May 31, 2026 |
| U.S. Small Cap Value Portfolio | 130,837 | 1.22% | $13.95M | 0.07% | Jul 31, 2026 |
| Boston Partners Small Cap Value Fund II | 76,319 | 0.71% | $7.00M | 0.86% | May 31, 2026 |
| U.S. Targeted Value Portfolio | 69,671 | 0.65% | $7.43M | 0.04% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 69,671 | 0.65% | $7.35M | 0.01% | Jun 30, 2026 |
| U.S. Small Cap Portfolio | 49,705 | 0.46% | $5.30M | 0.03% | Jul 31, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 49,554 | 0.46% | $5.23M | 0.22% | Jun 30, 2026 |
| Schwab Fundamental U.S. Small Company ETF | 44,604 | 0.42% | $4.09M | 0.05% | May 31, 2026 |
| Vanguard Strategic Small-Cap Equity Fund | 41,039 | 0.38% | $4.33M | 0.14% | Jun 30, 2026 |
| U.S. Micro Cap Portfolio | 37,205 | 0.35% | $3.97M | 0.05% | Jul 31, 2026 |
| Royce Micro-Cap Fund | 36,114 | 0.34% | $3.81M | 0.89% | Jun 30, 2026 |
| Dimensional U.S. Targeted Value ETF | 34,110 | 0.32% | $3.64M | 0.03% | Jul 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Capital Markets ETF | 34,081 | 0.32% | $3.60M | 0.86% | Jun 30, 2026 |
| Dimensional U.S. Small Cap ETF | 31,764 | 0.30% | $3.39M | 0.02% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Robert S. Lowenthal | CEO, Director | 134,531 | 1.26% | May 11, 2026 |
| Albert G. Lowenthal | Chairman, Director, 10% owner | 368,684 | 3.44% | May 11, 2026 |
| Brad M. Watkins | CFO | – | – | May 11, 2026 |
| DENNIS P. McNAMARA | Secretary | 20,177 | 0.19% | May 11, 2026 |
| Teresa Glasser | Director | 18,400 | 0.17% | Mar 3, 2026 |
| R. Lawrence Roth | Director | 18,400 | 0.17% | Mar 3, 2026 |
| Suzanne Spaulding | Director | 5,900 | 0.06% | Feb 27, 2026 |
| Paul M. Friedman | Director | 30,900 | 0.29% | Feb 27, 2026 |
| Timothy Martin Dwyer | Director | 28,400 | 0.27% | Feb 27, 2026 |
| Evan Behrens | Director | 7,025 | 0.07% | Feb 27, 2026 |
| Stacy J. Kanter | Director | 5,900 | 0.06% | Feb 27, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| DENNIS P. McNAMARA Secretary | Mar 2, 2026 | Sale | −4,673 | $90.67 | $423.70K | 20,177 |
| R. Lawrence Roth Director | Feb 26, 2026 | Other | +1,400 | – | – | 18,400 |
| Teresa Glasser Director | Feb 26, 2026 | Other | +1,400 | – | – | 18,400 |
| Stacy J. Kanter Director | Feb 26, 2026 | Other | +1,400 | – | – | 5,900 |
| Paul M. Friedman Director | Feb 26, 2026 | Other | +1,400 | – | – | 18,400 |
| Timothy Martin Dwyer Director | Feb 26, 2026 | Other | +1,400 | – | – | 28,400 |
| Suzanne Spaulding Director | Feb 26, 2026 | Other | +1,400 | – | – | 5,900 |
| Evan Behrens Director | Feb 26, 2026 | Other | +1,400 | – | – | 7,025 |
| Robert S. Lowenthal Director | Jan 28, 2026 | Other | +35,505 | – | – | 129,608 |
| DENNIS P. McNAMARA Secretary | Jan 28, 2026 | Other | +3,084 | – | – | 24,850 |
| Albert G. Lowenthal CEO, Director, 10% owner | Jan 28, 2026 | Other | +55,725 | – | – | 254,876 |
| Robert S. Lowenthal CEO, Director | Nov 28, 2025 | Buy | +11.28 | $67.98 | $767 | 4,273 |
| Albert G. Lowenthal Chairman, Director, 10% owner | Nov 28, 2025 | Buy | +44.05 | $67.98 | $2.99K | 16,680 |
| Suzanne Spaulding Director | Sep 22, 2025 | Other | +3,000 | – | – | 4,500 |
| Robert S. Lowenthal CEO, Director | Aug 29, 2025 | Buy | +10.67 | $71.72 | $765 | 4,262 |
| Albert G. Lowenthal Chairman, Director, 10% owner | Aug 29, 2025 | Buy | +41.65 | $71.72 | $2.99K | 16,636 |
| DENNIS P. McNAMARA Secretary | Aug 5, 2025 | Sale | −2,000 | $73.81 | $147.62K | 21,766 |
| Paul M. Friedman Director | Jun 10, 2025 | Sale | −3,500 | $63.31 | $221.59K | 17,000 |
| Paul M. Friedman Director | Jun 9, 2025 | Sale | −3,500 | $63.32 | $221.62K | 20,500 |
| Paul M. Friedman Director | Jun 6, 2025 | Sale | −3,000 | $63.11 | $189.33K | 24,000 |
| Robert S. Lowenthal CEO, Director | May 9, 2025 | Buy | +12.07 | $63.22 | $763 | 4,251 |
| Albert G. Lowenthal Chairman, Director, 10% owner | May 9, 2025 | Buy | +47.11 | $63.22 | $2.98K | 16,594 |
| Robert S. Lowenthal CEO, Director | Feb 28, 2025 | Buy | +11.67 | $65.19 | $761 | 4,239 |
| Albert G. Lowenthal Chairman, Director, 10% owner | Feb 28, 2025 | Buy | +45.56 | $65.19 | $2.97K | 16,547 |
| R. Lawrence Roth Director | Jan 30, 2025 | Other | +1,500 | – | – | 17,000 |
| Stacy J. Kanter Director | Jan 30, 2025 | Other | +1,500 | – | – | 4,500 |
| Evan Behrens Director | Jan 30, 2025 | Other | +1,500 | – | – | 5,625 |
| Paul M. Friedman Director | Jan 30, 2025 | Other | +1,500 | – | – | 27,000 |
| Timothy Martin Dwyer Director | Jan 30, 2025 | Other | +1,500 | – | – | 27,000 |
| Suzanne Spaulding Director | Jan 30, 2025 | Other | +1,500 | – | – | 1,500 |
| Teresa Glasser Director | Jan 30, 2025 | Other | +1,500 | – | – | 17,000 |
| Albert G. Lowenthal CEO, Director, 10% owner | Jan 28, 2025 | Other | +39,689 | – | – | 199,151 |
| Robert S. Lowenthal Director | Jan 28, 2025 | Other | +19,308 | – | – | 94,103 |
| DENNIS P. McNAMARA Secretary | Jan 28, 2025 | Other | +3,085 | – | – | 23,766 |
| Albert G. Lowenthal CEO, Director, 10% owner | Nov 22, 2024 | Buy | +47.89 | $61.85 | $2.96K | 16,501 |
| Robert S. Lowenthal Director | Nov 22, 2024 | Buy | +12.27 | $61.85 | $759 | 4,228 |
| Albert G. Lowenthal CEO, Director, 10% owner | Aug 23, 2024 | Buy | +56.48 | $52.26 | $2.95K | 16,453 |
| Robert S. Lowenthal Director | Aug 23, 2024 | Buy | +14.47 | $52.26 | $756 | 4,216 |
| Evan Behrens Director | Aug 19, 2024 | Sale | −750 | $50.78 | $38.09K | 4,125 |
| DENNIS P. McNAMARA Secretary | Jul 31, 2024 | Sale | −6,000 | $51.28 | $307.68K | 20,681 |
| Albert G. Lowenthal CEO, Director, 10% owner | May 24, 2024 | Buy | +54.73 | $44.79 | $2.45K | 16,397 |
| Robert S. Lowenthal Director | May 24, 2024 | Buy | +14.02 | $44.79 | $628 | 4,201 |
| Evan Behrens Director | May 10, 2024 | Sale | −4,125 | $43.65 | $180.06K | 4,875 |
| Albert G. Lowenthal CEO, Director, 10% owner | Feb 23, 2024 | Buy | +60.94 | $40.08 | $2.44K | 16,343 |
| Robert S. Lowenthal Director | Feb 23, 2024 | Buy | +15.61 | $40.08 | $626 | 4,187 |
| Albert G. Lowenthal CEO, Director, 10% owner | Jan 30, 2024 | Other | +40,683 | – | – | 159,462 |
| Robert S. Lowenthal Director | Jan 30, 2024 | Other | +11,257 | – | – | 74,795 |
| DENNIS P. McNAMARA Secretary | Jan 30, 2024 | Other | +2,357 | – | – | 26,681 |
| A. Winn Oughtred Director | Jan 25, 2024 | Other | −3,000 | – | – | 23,150 |
| William Ehrhardt Director | Jan 25, 2024 | Other | −3,000 | – | – | 37,350 |
| Paul M. Friedman Director | Jan 25, 2024 | Award | +3,000 | – | – | 25,500 |
| A. Winn Oughtred Director | Jan 25, 2024 | Award | +3,000 | – | – | 26,150 |
| R. Lawrence Roth Director | Jan 25, 2024 | Award | +3,000 | – | – | 15,500 |
| William Ehrhardt Director | Jan 25, 2024 | Award | +3,000 | – | – | 40,350 |
| Stacy J. Kanter Director | Jan 25, 2024 | Award | +3,000 | – | – | 3,000 |
| Evan Behrens Director | Jan 25, 2024 | Award | +3,000 | – | – | 9,000 |
| Timothy Martin Dwyer Director | Jan 25, 2024 | Award | +3,000 | – | – | 25,500 |
| Teresa Glasser Director | Jan 25, 2024 | Award | +3,000 | – | – | 15,500 |
| Robert S. Lowenthal Director | Nov 24, 2023 | Buy | +15.32 | $40.68 | $623 | 4,171 |
| Albert G. Lowenthal CEO, Director, 10% owner | Nov 24, 2023 | Buy | +59.81 | $40.68 | $2.43K | 16,282 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| M. Friedman Living Trust Paul Director | Jun 10, 2025 | 3,500 | $221.58K | Jun 10, 2025 | Director Compensation |
| M. Friedman Living Trust Paul Director | Jun 9, 2025 | 3,500 | $221.62K | Jun 9, 2025 | Director Compensation |
| M. Friedman Living Trust Paul Director | Jun 6, 2025 | 3,000 | $189.32K | Jun 6, 2025 | Director Compensation |