Oppenheimer Holdings Inc (OPY) shareholders
OPYNYSESecurity Brokers, Dealers & Flotation CompaniesFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Oct 30, 2026Score 13/3020% below fair value
$89.68−1.77 (-1.94%)
Close on Nov 12, 2026Market cap $960.58MP/E 12.1Yield 0.80%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
41.7%
4M of 11M shares
Institutional holders
121
25 new, 17 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
2 buys · 1 sales
Net sold $419.94K
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of OPY | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Dimensional Fund Advisors LP | 520,326 | 4.86% | $54.91M | +23,293 | 0.01% |
| Jb Capital Partners LP | 503,954 | 4.70% | $53.19M | – | 8.23% |
| American Century Companies Inc | 391,977 | 3.66% | $41.37M | +39,190 | 0.02% |
| Vanguard Capital Management LLC | 384,352 | 3.59% | $40.56M | −6,881 | 0.00% |
| BlackRock, Inc. | 203,463 | 1.90% | $21.47M | +16,397 | 0.00% |
| Royce & Associates LP | 170,076 | 1.59% | $17.95M | −3 | 0.14% |
| RBF Capital, LLC | 163,771 | 1.53% | $17.28M | – | 0.72% |
| Boston Partners | 158,375 | 1.48% | $16.71M | +26,941 | 0.01% |
| Arbiter Partners Capital Management LLC | 133,198 | 1.24% | $14.06M | +78,199 | 3.70% |
| Morgan Stanley | 106,924 | 1.00% | $11.28M | +18,779 | 0.00% |
| Geode Capital Management, LLC | 92,029 | 0.86% | $9.72M | +5,465 | 0.00% |
| Charles Schwab Investment Management Inc | 86,324 | 0.81% | $9.11M | −14,528 | 0.00% |
| Bridgeway Capital Management, LLC | 76,547 | 0.71% | $8.08M | +3,488 | 0.14% |
| State Street Corp | 75,734 | 0.71% | $7.99M | +15,936 | 0.00% |
| Algert Global LLC | 74,147 | 0.69% | $7.83M | +37,328 | 0.09% |
| Two Sigma Investments, LP | 62,606 | 0.58% | $6.61M | +21,975 | 0.00% |
| Arrowstreet Capital, Limited Partnership | 56,690 | 0.53% | $5.98M | −15,345 | 0.00% |
| JPMorgan Chase & Co | 56,398 | 0.53% | $5.88M | +2,574 | 0.00% |
| Millennium Management LLC | 56,398 | 0.53% | $5.95M | −10,935 | 0.00% |
| Empowered Funds, LLC | 49,554 | 0.46% | $5.23M | +3,488 | 0.03% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 121 | 4M | 41.7% | 25 / 47 | 31 / 17 | 1M | 0M |
| Q1 2026 | 116 | 4M | 39.5% | 23 / 39 | 32 / 14 | 1M | 0M |
| Q4 2025 | 109 | 4M | 39.4% | 17 / 39 | 30 / 16 | 0M | 0M |
| Q3 2025 | 109 | 4M | 38.3% | 22 / 40 | 33 / 10 | 1M | 0M |
| Q2 2025 | 98 | 4M | 37.3% | 23 / 33 | 22 / 10 | 0M | 0M |
| Q1 2025 | 86 | 4M | 35.3% | 5 / 21 | 38 / 13 | 0M | 0M |
| Q4 2024 | 95 | 4M | 34.6% | 16 / 28 | 28 / 10 | 0M | 0M |
| Q3 2024 | 89 | 4M | 34.2% | 19 / 26 | 21 / 9 | 1M | 0M |
| Q2 2024 | 80 | 3M | 32.3% | 12 / 17 | 32 / 4 | 0M | 0M |
| Q1 2024 | 72 | 3M | 32.1% | 7 / 20 | 32 / 11 | 0M | 0M |
| Q4 2023 | 77 | 3M | 32.1% | 13 / 26 | 22 / 10 | 0M | 0M |
| Q3 2023 | 75 | 3M | 31.7% | 6 / 26 | 28 / 18 | 0M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
100 funds held OPY in Q2 2026, 40% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of OPY | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 303,935 | 2.84% | $32.08M | 0.00% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 303,151 | 2.83% | $27.79M | 0.10% | May 31, 2026 |
| U.S. Small Cap Value Portfolio | 130,837 | 1.22% | $13.95M | 0.07% | Jul 31, 2026 |
| Boston Partners Small Cap Value Fund II | 76,319 | 0.71% | $7.00M | 0.86% | May 31, 2026 |
| U.S. Targeted Value Portfolio | 69,671 | 0.65% | $7.43M | 0.04% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 69,671 | 0.65% | $7.35M | 0.01% | Jun 30, 2026 |
| U.S. Small Cap Portfolio | 49,705 | 0.46% | $5.30M | 0.03% | Jul 31, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 49,554 | 0.46% | $5.23M | 0.22% | Jun 30, 2026 |
| Schwab Fundamental U.S. Small Company ETF | 44,604 | 0.42% | $4.09M | 0.05% | May 31, 2026 |
| Vanguard Strategic Small-Cap Equity Fund | 41,039 | 0.38% | $4.33M | 0.14% | Jun 30, 2026 |
| U.S. Micro Cap Portfolio | 37,205 | 0.35% | $3.97M | 0.05% | Jul 31, 2026 |
| Royce Micro-Cap Fund | 36,114 | 0.34% | $3.81M | 0.89% | Jun 30, 2026 |
| Dimensional U.S. Targeted Value ETF | 34,110 | 0.32% | $3.64M | 0.03% | Jul 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Capital Markets ETF | 34,081 | 0.32% | $3.60M | 0.86% | Jun 30, 2026 |
| Dimensional U.S. Small Cap ETF | 31,764 | 0.30% | $3.39M | 0.02% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Robert S. Lowenthal | CEO, Director | 134,531 | 1.26% | May 11, 2026 |
| Albert G. Lowenthal | Chairman, Director, 10% owner | 368,684 | 3.44% | May 11, 2026 |
| Brad M. Watkins | CFO | – | – | May 11, 2026 |
| DENNIS P. McNAMARA | Secretary | 20,177 | 0.19% | May 11, 2026 |
| Teresa Glasser | Director | 18,400 | 0.17% | Mar 3, 2026 |
| R. Lawrence Roth | Director | 18,400 | 0.17% | Mar 3, 2026 |
| Suzanne Spaulding | Director | 5,900 | 0.06% | Feb 27, 2026 |
| Paul M. Friedman | Director | 30,900 | 0.29% | Feb 27, 2026 |
| Timothy Martin Dwyer | Director | 28,400 | 0.27% | Feb 27, 2026 |
| Evan Behrens | Director | 7,025 | 0.07% | Feb 27, 2026 |
| Stacy J. Kanter | Director | 5,900 | 0.06% | Feb 27, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| DENNIS P. McNAMARA Secretary | Mar 2, 2026 | Sale | −4,673 | $90.67 | $423.70K | 20,177 |
| R. Lawrence Roth Director | Feb 26, 2026 | Other | +1,400 | – | – | 18,400 |
| Teresa Glasser Director | Feb 26, 2026 | Other | +1,400 | – | – | 18,400 |
| Stacy J. Kanter Director | Feb 26, 2026 | Other | +1,400 | – | – | 5,900 |
| Paul M. Friedman Director | Feb 26, 2026 | Other | +1,400 | – | – | 18,400 |
| Timothy Martin Dwyer Director | Feb 26, 2026 | Other | +1,400 | – | – | 28,400 |
| Suzanne Spaulding Director | Feb 26, 2026 | Other | +1,400 | – | – | 5,900 |
| Evan Behrens Director | Feb 26, 2026 | Other | +1,400 | – | – | 7,025 |
| Robert S. Lowenthal Director | Jan 28, 2026 | Other | +35,505 | – | – | 129,608 |
| DENNIS P. McNAMARA Secretary | Jan 28, 2026 | Other | +3,084 | – | – | 24,850 |
| Albert G. Lowenthal CEO, Director, 10% owner | Jan 28, 2026 | Other | +55,725 | – | – | 254,876 |
| Robert S. Lowenthal CEO, Director | Nov 28, 2025 | Buy | +11.28 | $67.98 | $767 | 4,273 |
| Albert G. Lowenthal Chairman, Director, 10% owner | Nov 28, 2025 | Buy | +44.05 | $67.98 | $2.99K | 16,680 |
| Suzanne Spaulding Director | Sep 22, 2025 | Other | +3,000 | – | – | 4,500 |
| Robert S. Lowenthal CEO, Director | Aug 29, 2025 | Buy | +10.67 | $71.72 | $765 | 4,262 |
| Albert G. Lowenthal Chairman, Director, 10% owner | Aug 29, 2025 | Buy | +41.65 | $71.72 | $2.99K | 16,636 |
| DENNIS P. McNAMARA Secretary | Aug 5, 2025 | Sale | −2,000 | $73.81 | $147.62K | 21,766 |
| Paul M. Friedman Director | Jun 10, 2025 | Sale | −3,500 | $63.31 | $221.59K | 17,000 |
| Paul M. Friedman Director | Jun 9, 2025 | Sale | −3,500 | $63.32 | $221.62K | 20,500 |
| Paul M. Friedman Director | Jun 6, 2025 | Sale | −3,000 | $63.11 | $189.33K | 24,000 |
| Robert S. Lowenthal CEO, Director | May 9, 2025 | Buy | +12.07 | $63.22 | $763 | 4,251 |
| Albert G. Lowenthal Chairman, Director, 10% owner | May 9, 2025 | Buy | +47.11 | $63.22 | $2.98K | 16,594 |
| Robert S. Lowenthal CEO, Director | Feb 28, 2025 | Buy | +11.67 | $65.19 | $761 | 4,239 |
| Albert G. Lowenthal Chairman, Director, 10% owner | Feb 28, 2025 | Buy | +45.56 | $65.19 | $2.97K | 16,547 |
| R. Lawrence Roth Director | Jan 30, 2025 | Other | +1,500 | – | – | 17,000 |
| Stacy J. Kanter Director | Jan 30, 2025 | Other | +1,500 | – | – | 4,500 |
| Evan Behrens Director | Jan 30, 2025 | Other | +1,500 | – | – | 5,625 |
| Paul M. Friedman Director | Jan 30, 2025 | Other | +1,500 | – | – | 27,000 |
| Timothy Martin Dwyer Director | Jan 30, 2025 | Other | +1,500 | – | – | 27,000 |
| Suzanne Spaulding Director | Jan 30, 2025 | Other | +1,500 | – | – | 1,500 |
| Teresa Glasser Director | Jan 30, 2025 | Other | +1,500 | – | – | 17,000 |
| Albert G. Lowenthal CEO, Director, 10% owner | Jan 28, 2025 | Other | +39,689 | – | – | 199,151 |
| Robert S. Lowenthal Director | Jan 28, 2025 | Other | +19,308 | – | – | 94,103 |
| DENNIS P. McNAMARA Secretary | Jan 28, 2025 | Other | +3,085 | – | – | 23,766 |
| Albert G. Lowenthal CEO, Director, 10% owner | Nov 22, 2024 | Buy | +47.89 | $61.85 | $2.96K | 16,501 |
| Robert S. Lowenthal Director | Nov 22, 2024 | Buy | +12.27 | $61.85 | $759 | 4,228 |
| Albert G. Lowenthal CEO, Director, 10% owner | Aug 23, 2024 | Buy | +56.48 | $52.26 | $2.95K | 16,453 |
| Robert S. Lowenthal Director | Aug 23, 2024 | Buy | +14.47 | $52.26 | $756 | 4,216 |
| Evan Behrens Director | Aug 19, 2024 | Sale | −750 | $50.78 | $38.09K | 4,125 |
| DENNIS P. McNAMARA Secretary | Jul 31, 2024 | Sale | −6,000 | $51.28 | $307.68K | 20,681 |
| Albert G. Lowenthal CEO, Director, 10% owner | May 24, 2024 | Buy | +54.73 | $44.79 | $2.45K | 16,397 |
| Robert S. Lowenthal Director | May 24, 2024 | Buy | +14.02 | $44.79 | $628 | 4,201 |
| Evan Behrens Director | May 10, 2024 | Sale | −4,125 | $43.65 | $180.06K | 4,875 |
| Albert G. Lowenthal CEO, Director, 10% owner | Feb 23, 2024 | Buy | +60.94 | $40.08 | $2.44K | 16,343 |
| Robert S. Lowenthal Director | Feb 23, 2024 | Buy | +15.61 | $40.08 | $626 | 4,187 |
| Albert G. Lowenthal CEO, Director, 10% owner | Jan 30, 2024 | Other | +40,683 | – | – | 159,462 |
| Robert S. Lowenthal Director | Jan 30, 2024 | Other | +11,257 | – | – | 74,795 |
| DENNIS P. McNAMARA Secretary | Jan 30, 2024 | Other | +2,357 | – | – | 26,681 |
| A. Winn Oughtred Director | Jan 25, 2024 | Other | −3,000 | – | – | 23,150 |
| William Ehrhardt Director | Jan 25, 2024 | Other | −3,000 | – | – | 37,350 |
| Paul M. Friedman Director | Jan 25, 2024 | Award | +3,000 | – | – | 25,500 |
| A. Winn Oughtred Director | Jan 25, 2024 | Award | +3,000 | – | – | 26,150 |
| R. Lawrence Roth Director | Jan 25, 2024 | Award | +3,000 | – | – | 15,500 |
| William Ehrhardt Director | Jan 25, 2024 | Award | +3,000 | – | – | 40,350 |
| Stacy J. Kanter Director | Jan 25, 2024 | Award | +3,000 | – | – | 3,000 |
| Evan Behrens Director | Jan 25, 2024 | Award | +3,000 | – | – | 9,000 |
| Timothy Martin Dwyer Director | Jan 25, 2024 | Award | +3,000 | – | – | 25,500 |
| Teresa Glasser Director | Jan 25, 2024 | Award | +3,000 | – | – | 15,500 |
| Robert S. Lowenthal Director | Nov 24, 2023 | Buy | +15.32 | $40.68 | $623 | 4,171 |
| Albert G. Lowenthal CEO, Director, 10% owner | Nov 24, 2023 | Buy | +59.81 | $40.68 | $2.43K | 16,282 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
1.09%
0M shares short
Days to cover
1.1
At 0M shares a day
Change since last report
+22.6%
From 0M shares
Short volume, 20 days
46.9%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Oppenheimer's stock actually held short. Settlement fails (shares not delivered on time) peaked at 1,917 shares on Sep 8, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Paul M. Friedman Living Trust Director | Jun 10, 2025 | 3,500 | $221.58K | Jun 10, 2025 | Director Compensation |
| Paul M. Friedman Living Trust Director | Jun 9, 2025 | 3,500 | $221.62K | Jun 9, 2025 | Director Compensation |
| Paul M. Friedman Living Trust Director | Jun 6, 2025 | 3,000 | $189.32K | Jun 6, 2025 | Director Compensation |
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