Great Elm Group, Inc. (GEGGL) shareholders
GEGGLNasdaqServices-Prepackaged SoftwareFiscal year ends June 30Also trades as GEG
Financials through Q4 FY2026, quarter ended Jun 30, 2026Last filing: 10-K on Aug 26, 2026Score 6/3023% below fair value
$24.85+0.00 (0.00%)
Close on Oct 30, 2026Market cap $66.85MP/E –Yield –
Ownership
Who owns Great Elm's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Jason Reese Joint filing with Imperial Capital Asset Management, LLC (19.00%), Long Ball Partners, LLC (16.10%) | 7,252,754 | 23.30% | 13D (active) amendment | Sep 8, 2026 |
| Drapkin Matthew A Joint filing with Northern Right Capital Management, L.P. (16.70%), BC Advisors, LLC (16.70%) and 1 more | 6,211,072 | 19.10% | 13D (active) amendment | Jul 10, 2026 |
| Matthew A. Drapkin Joint filing with Northern Right Capital Management, L.P. (18.10%), BC Advisors, LLC (18.10%) and 1 more | 5,918,677 | 20.10% | 13D (active) amendment | Feb 5, 2025 |
| Randall D. Smith Joint filing with Woodstead Value Fund, L.P. (14.40%) | 4,875,942 | 14.40% | 13D (active) | Aug 27, 2025 |
| Daniel J. Hopkins Joint filing with PC Elfun LLC (9.90%), Pine Crest Capital LLC (9.90%) and 1 more | 3,070,041 | 9.90% | 13G (passive) amendment | Jun 30, 2025 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Jason W. Reese | See remarks, Director, 10% owner | 7,383,973 | Sep 23, 2026 |
| Keri Davis | Chief Financial Officer | 55,846 | Sep 23, 2026 |
| Adam M. Kleinman | President | 625,498 | Sep 23, 2026 |
| Nichole Milz | Chief Operating Officer | 243,582 | Sep 23, 2026 |
| Lloyd Nathan | Director | 49,348 | Jan 12, 2026 |
| James P. Parmelee | Director | 464,462 | Jan 12, 2026 |
| David Matter | Director | 508,765 | Jan 12, 2026 |
| David W. Schwartz | Director | 626,531 | Jan 12, 2026 |
| Booker Smith | Director | 43,601 | Jan 12, 2026 |
| Matthew A. Drapkin | Director | 3,034,758 | Jan 12, 2026 |
| Eric J. Scheyer | Director | 478,862 | Jan 12, 2026 |
| James H. Hugar | Director | 343,067 | Jan 7, 2025 |
| Imperial Capital Asset Management, LLC | 10% owner | 7,483,610 | Sep 23, 2026 |
| Imperial Capital Group Holdings II, LLC | 10% owner | 7,521,474 | Sep 23, 2026 |
| Ball Partners Llc Long | 10% owner | 7,456,588 | Sep 23, 2026 |
| Advisors LLC BC | 10% owner | 3,833,591 | Jul 14, 2026 |
| Right Fund GP LLC Northern | 10% owner | 4,243,168 | Jul 14, 2026 |
| Northern Right Capital (QP), L.P. | 10% owner | 4,243,168 | Jul 14, 2026 |
| Northern Right Capital Management, L.P. | 10% owner | 3,954,959 | Jul 14, 2026 |
| Right Long Only Master Fund LP Northern | 10% owner | 409,577 | Jul 14, 2026 |
| Value Fund LP Woodstead | 10% owner | 4,875,942 | Oct 8, 2025 |
| Randall D. Smith | 10% owner | 4,875,942 | Sep 8, 2025 |
| Elfun LLC PC | 10% owner | – | Jun 17, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Keri Davis Chief Financial Officer | Sep 21, 2026 | Tax withholding | −7,642 | $2.15 | $16.43K | 55,846 |
| Keri Davis Chief Financial Officer | Sep 21, 2026 | Award | +20,052 | – | – | 63,488 |
| Imperial Capital Group Holdings II, LLC 10% owner | Sep 21, 2026 | Award | +137,501 | – | – | 1,141,828 |
| Nichole Milz Chief Operating Officer | Sep 21, 2026 | Award | +48,698 | – | – | 243,582 |
| Nichole Milz Chief Operating Officer | Sep 21, 2026 | Tax withholding | −23,701 | $2.15 | $50.96K | 219,881 |
| Adam M. Kleinman President | Sep 21, 2026 | Award | +40,104 | – | – | 625,498 |
| Adam M. Kleinman President | Sep 21, 2026 | Tax withholding | −17,367 | $2.15 | $37.34K | 608,131 |
| Right Fund GP LLC Northern 10% owner | Jul 10, 2026 | Other | −7,887 | $2.18 | $17.19K | 4,243,168 |
| Right Fund GP LLC Northern 10% owner | Jul 10, 2026 | Other | +7,887 | $2.18 | $17.19K | 4,243,168 |
| Jason W. Reese See remarks, Director, 10% owner | May 28, 2026 | Gift | −99,637 | – | – | 1,004,327 |
| Imperial Capital Asset Management, LLC 10% owner | Mar 3, 2026 | Award | +27,022 | – | – | 1,103,964 |
| Booker Smith Director | Jan 8, 2026 | Award | +26,531 | – | – | 43,601 |
| Booker Smith Director | Jan 8, 2026 | Award | +30,612 | – | – | 74,213 |
| David W. Schwartz Director | Jan 8, 2026 | Award | +26,531 | – | – | 626,531 |
| David W. Schwartz Director | Jan 8, 2026 | Award | +32,877 | – | – | 659,408 |
| James P. Parmelee Director | Jan 8, 2026 | Award | +26,531 | – | – | 464,462 |
| James P. Parmelee Director | Jan 8, 2026 | Award | +48,980 | – | – | 513,442 |
| Lloyd Nathan Director | Jan 8, 2026 | Award | +26,531 | – | – | 49,348 |
| Eric J. Scheyer Director | Jan 8, 2026 | Award | +30,612 | – | – | 478,862 |
| Eric J. Scheyer Director | Jan 8, 2026 | Award | +26,531 | – | – | 448,250 |
| Matthew A. Drapkin Director | Jan 8, 2026 | Award | +26,531 | – | – | 755,280 |
| Matthew A. Drapkin Director | Jan 8, 2026 | Award | +26,531 | – | – | 843,035 |
| Matthew A. Drapkin Director | Jan 8, 2026 | Award | +61,224 | – | – | 816,504 |
| David Matter Director | Jan 8, 2026 | Award | +26,531 | – | – | 508,765 |
| David Matter Director | Jan 8, 2026 | Award | +30,612 | – | – | 539,377 |
| Ball Partners Llc Long 10% owner | Nov 11, 2025 | Gift | −100,000 | – | – | 1,076,942 |
| Adam M. Kleinman President | Sep 23, 2025 | Tax withholding | −18,313 | $2.80 | $51.28K | 585,394 |
| Nichole Milz Chief Operating Officer | Sep 23, 2025 | Tax withholding | −18,227 | $2.80 | $51.04K | 194,884 |
| Keri Davis Chief Financial Officer | Sep 23, 2025 | Tax withholding | −5,418 | $2.80 | $15.17K | 43,436 |
| Imperial Capital Asset Management, LLC 10% owner | Sep 20, 2025 | Award | +183,823 | – | – | 1,176,942 |
| Adam M. Kleinman President | Sep 19, 2025 | Award | +22,977 | – | – | 603,707 |
| Nichole Milz Chief Operating Officer | Sep 19, 2025 | Award | +36,764 | – | – | 213,111 |
| Keri Davis Chief Financial Officer | Sep 19, 2025 | Award | +9,191 | – | – | 48,854 |
| Booker Smith Director | Sep 8, 2025 | Award | +8,535 | – | – | 17,070 |
| Booker Smith Director | Sep 8, 2025 | Award | +8,535 | – | – | 8,535 |
| Lloyd Nathan Director | Sep 8, 2025 | Award | +10,220 | – | – | 22,817 |
| Lloyd Nathan Director | Aug 8, 2025 | Award | +12,597 | – | – | 12,597 |
| Northern Right Capital (QP), L.P. 10% owner | Jul 14, 2025 | Other | +207,570 | $2.07 | $429.67K | 4,243,168 |
| Northern Right Capital (QP), L.P. 10% owner | Jul 14, 2025 | Other | −207,570 | $2.07 | $429.67K | 4,243,168 |
| Advisors LLC BC 10% owner | Jan 13, 2025 | Other | −409,577 | $1.81 | $741.33K | 3,833,591 |
| Advisors LLC BC 10% owner | Jan 13, 2025 | Other | −409,577 | – | – | 3,833,591 |
| James P. Parmelee Director | Jan 3, 2025 | Award | +46,704 | – | – | 437,714 |
| James P. Parmelee Director | Jan 3, 2025 | Award | +35,714 | – | – | 391,227 |
| Matthew A. Drapkin Director, 10% owner | Jan 3, 2025 | Award | +35,714 | – | – | 728,749 |
| Matthew A. Drapkin Director, 10% owner | Jan 3, 2025 | Award | +35,714 | – | – | 610,617 |
| Matthew A. Drapkin Director, 10% owner | Jan 3, 2025 | Award | +82,418 | – | – | 693,035 |
| Eric J. Scheyer Director | Jan 3, 2025 | Award | +46,704 | – | – | 421,719 |
| Eric J. Scheyer Director | Jan 3, 2025 | Award | +35,714 | – | – | 375,015 |
| James H. Hugar Director | Jan 3, 2025 | Award | +35,714 | – | – | 343,067 |
| David Matter Director | Jan 3, 2025 | Award | +41,209 | – | – | 482,234 |
| David Matter Director | Jan 3, 2025 | Award | +35,714 | – | – | 441,025 |
| Keri Davis Chief Financial Officer | Sep 20, 2024 | Award | +27,344 | – | – | 39,663 |
| Nichole Milz Chief Operating Officer | Sep 20, 2024 | Award | +55,339 | – | – | 176,347 |
| Ball Partners Llc Long 10% owner | Sep 20, 2024 | Award | +130,208 | – | – | 993,119 |
| Adam M. Kleinman President | Sep 20, 2024 | Award | +32,552 | – | – | 580,730 |
| Advisors LLC BC 10% owner | May 23, 2024 | Buy | +5,015 | $1.75 | $8.78K | 4,243,168 |
| Ball Partners Llc Long 10% owner | May 23, 2024 | Buy | +5,015 | $1.75 | $8.78K | 6,379,646 |
| Matthew A. Drapkin Director, 10% owner | May 23, 2024 | Buy | +5,015 | $1.75 | $8.78K | 1,963,690 |
| Advisors LLC BC 10% owner | May 22, 2024 | Buy | +20,001 | $1.76 | $35.20K | 4,238,153 |
| Ball Partners Llc Long 10% owner | May 22, 2024 | Buy | +20,001 | $1.76 | $35.20K | 6,374,631 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
3.2
At 0M shares a day
Change since last report
+83.7%
From 0M shares
Short volume, 20 days
55.7%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Great Elm's stock actually held short. Settlement fails (shares not delivered on time) peaked at 7 shares on Sep 25, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Great Elm Group, Inc. 10% Stockholder | Mar 11, 2024 | 1,673,900 | $1.69M | Mar 11, 2024 | SEC Registered Offering |
| Great Elm Group, Inc. 10% Stockholder | Mar 8, 2024 | 449,950 | $453.94K | Mar 8, 2024 | SEC Registered Offering |
| Great Elm Group, Inc. 10% Stockholder | Mar 7, 2024 | 594,525 | $600.03K | Mar 7, 2024 | SEC Registered Offering |
| Great Elm Group, Inc. 10% Stockholder | Mar 6, 2024 | 1,054,500 | $1.06M | Mar 6, 2024 | SEC Registered Offering |
| Great Elm Group, Inc. 10% Stockholder | Mar 5, 2024 | 142,550 | $143.77K | Mar 5, 2024 | SEC Registered Offering |
| Great Elm Group, Inc. 10% Stockholder | Mar 4, 2024 | 348,125 | $351.56K | Mar 4, 2024 | SEC Registered Offering |
| Great Elm Group, Inc. 10% Stockholder | Dec 6, 2023 | 104,175 | $103.74K | Dec 5, 2023 | SEC Registered Offering |