Tompkins Financial Corp (TMP) shareholders
TMPNYSEState Commercial BanksFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Oct 30, 2026Score 16/30
$100.39+0.25 (+0.25%)
Close on Nov 13, 2026Market cap $1.44BP/E 8.0Yield 3.12%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
70.7%
10M of 14M shares
Institutional holders
221
30 new, 12 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
2 buys · 1 sales
Net bought $149.71K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 1,908,021 | 13.20% | 13G (passive) amendment | Mar 31, 2025 |
| State Street Corporation Joint filing with State Street Global Advisors Trust Company (6.40%) | 1,214,293 | 8.40% | 13G (passive) | Sep 30, 2025 |
| Tompkins Community Bank | 1,181,017 | 8.20% | 13G (passive) amendment | Dec 31, 2023 |
| Delaware Charter Guarantee & Trust Company dba Principal Trust Company as Directed Trustee for the Tompkins Financial Corporation Employee Stock Ownership Plan and Tompkins Retirement Savings Plan | 766,558 | 5.29% | 13G (passive) amendment | Dec 31, 2023 |
| Vanguard Portfolio Management | 759,185 | 5.26% | 13G (passive) | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of TMP | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 2,049,724 | 14.28% | $193.74M | +47,391 | 0.00% |
| State Street Corp | 1,207,855 | 8.42% | $114.17M | +21,501 | 0.00% |
| Tompkins Financial Corp | 1,117,319 | 7.79% | $105.61M | −2,024 | 7.39% |
| Vanguard Portfolio Management LLC | 767,435 | 5.35% | $72.54M | +13,436 | 0.00% |
| Dimensional Fund Advisors LP | 607,495 | 4.23% | $57.42M | +20,029 | 0.01% |
| Vanguard Capital Management LLC | 570,388 | 3.97% | $53.91M | +4,451 | 0.00% |
| American Century Companies Inc | 412,614 | 2.88% | $39.00M | +105,272 | 0.02% |
| Geode Capital Management, LLC | 370,542 | 2.58% | $35.03M | +22,229 | 0.00% |
| Morgan Stanley | 166,711 | 1.16% | $15.76M | −480 | 0.00% |
| Northern Trust Corp | 146,925 | 1.02% | $13.89M | +9,762 | 0.00% |
| Adage Capital Partners Gp, L.L.C. | 138,848 | 0.97% | $13.12M | +25,278 | 0.02% |
| Charles Schwab Investment Management Inc | 129,450 | 0.90% | $12.24M | +3,299 | 0.00% |
| Bank of New York Mellon Corp | 121,234 | 0.84% | $11.46M | +2,051 | 0.00% |
| Cornell Pochily Investment Advisors, Inc. | 117,942 | 0.82% | $11.15M | −3,886 | 3.00% |
| Aqr Capital Management LLC | 97,778 | 0.68% | $9.24M | +22,203 | 0.00% |
| Hillsdale Investment Management Inc. | 94,400 | 0.66% | $8.92M | +1,300 | 0.20% |
| Invesco Ltd. | 90,725 | 0.63% | $8.58M | +14,354 | 0.00% |
| Vanguard Fiduciary Trust Co | 84,593 | 0.59% | $8.00M | +3,446 | 0.00% |
| ProShare Advisors LLC | 75,057 | 0.52% | $7.09M | −9,584 | 0.01% |
| John G Ullman & Associates Inc | 67,932 | 0.47% | $6.42M | −860 | 0.78% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 221 | 10M | 70.7% | 30 / 80 | 64 / 12 | 1M | 0M |
| Q1 2026 | 207 | 10M | 69.1% | 29 / 69 | 57 / 15 | 2M | 0M |
| Q4 2025 | 197 | 10M | 67.9% | 22 / 67 | 70 / 17 | 1M | 0M |
| Q3 2025 | 193 | 10M | 66.6% | 19 / 70 | 67 / 12 | 0M | 0M |
| Q2 2025 | 186 | 10M | 67.2% | 26 / 67 | 51 / 13 | 0M | 0M |
| Q1 2025 | 173 | 10M | 66.6% | 14 / 58 | 63 / 15 | 0M | 0M |
| Q4 2024 | 177 | 9M | 66.1% | 30 / 61 | 56 / 9 | 0M | 0M |
| Q3 2024 | 158 | 9M | 65.0% | 19 / 46 | 59 / 9 | 2M | 0M |
| Q2 2024 | 150 | 9M | 64.6% | 26 / 46 | 49 / 20 | 0M | 1M |
| Q1 2024 | 147 | 10M | 66.9% | 21 / 41 | 47 / 20 | 1M | 0M |
| Q4 2023 | 147 | 9M | 65.6% | 26 / 40 | 50 / 15 | 1M | 0M |
| Q3 2023 | 137 | 9M | 63.0% | 16 / 47 | 44 / 18 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
231 funds held TMP in Q2 2026, 69% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of TMP | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF | 762,720 | 5.31% | $72.09M | 0.06% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 411,363 | 2.87% | $38.88M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 359,375 | 2.50% | $33.97M | 0.04% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 305,705 | 2.13% | $26.34M | 0.10% | May 31, 2026 |
| Vanguard Small-Cap Index Fund | 296,578 | 2.07% | $28.03M | 0.01% | Jun 30, 2026 |
| Vanguard Small-Cap Value Index Fund | 188,057 | 1.31% | $17.78M | 0.03% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 151,697 | 1.06% | $15.15M | 0.04% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 145,671 | 1.02% | $13.77M | 0.01% | Jun 30, 2026 |
| iShares Russell 2000 Value ETF | 130,734 | 0.91% | $12.36M | 0.09% | Jun 30, 2026 |
| State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF | 116,631 | 0.81% | $11.02M | 0.07% | Jun 30, 2026 |
| iShares S&P Small-Cap 600 Value ETF | 108,841 | 0.76% | $10.29M | 0.13% | Jun 30, 2026 |
| U.S. Targeted Value Portfolio | 98,585 | 0.69% | $9.84M | 0.06% | Jul 31, 2026 |
| Dimensional U.S. Targeted Value ETF | 86,483 | 0.60% | $8.63M | 0.06% | Jul 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Regional Banking ETF | 85,012 | 0.59% | $8.04M | 0.17% | Jun 30, 2026 |
| ProShares Russell 2000 Dividend Growers ETF | 83,163 | 0.58% | $7.16M | 1.09% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Stephen S. Romaine | President & CEO, Director | 89,883 | 0.63% | Nov 13, 2026 |
| Charles J. Guarino | EVP Chief Bank Operations Off. | 5,782 | 0.04% | Nov 13, 2026 |
| Alyssa H. Fontaine | EVP, General Counsel & CRO | 11,378 | 0.08% | Nov 13, 2026 |
| Stacie M. Mastin | EVP, Chief HR Officer | 3,681 | 0.03% | Nov 13, 2026 |
| Matthew D. Tomazin | EVP, CFO & Treasurer | 6,819 | 0.05% | Nov 13, 2026 |
| John E. Huhtala | EVP, President of TCB CNY | 835 | 0.01% | Nov 12, 2026 |
| Diane D. Torcello | EVP & President, Tompkins WNY | 9,867 | 0.07% | Nov 12, 2026 |
| David Kershaw | SVP, PAO | 8,824 | 0.06% | Nov 12, 2026 |
| Eric W. Taylor | EVP, President TFA | 1,995 | 0.01% | Nov 12, 2026 |
| David M. DeMilia | EVP, Pres of TCB Hudson Valley | 10,114 | 0.07% | Nov 12, 2026 |
| Ginger G. Kunkel | President TCB Pennsylvania | 6,643 | 0.05% | Nov 12, 2026 |
| Phillip M. Quintana | EVP & TBT President | 950 | 0.01% | Nov 12, 2026 |
| John M. McKenna | EVP, Pres. Tompkins Comm. Bank | 19,853 | 0.14% | Aug 10, 2026 |
| Johanna B. Anderson | EVP, President TCB CNY | 337 | 0.00% | Jan 5, 2026 |
| David S. Boyce | EVP, Pres. & CEO Tompkins Ins. | 25,615 | 0.18% | Nov 4, 2025 |
| Janet M. Coletti | Director | 2,000 | 0.01% | Oct 6, 2026 |
| Daniel J. Fessenden | Director | 2,661 | 0.02% | Oct 5, 2026 |
| Helen Eaton | Director | – | – | Oct 5, 2026 |
| Nancy E. Catarisano | Director | – | – | Oct 5, 2026 |
| Angela B. Lee | Director | 2,210 | 0.02% | Oct 5, 2026 |
| Heidi M. Davidson | Director | – | – | Oct 5, 2026 |
| Patricia A. Johnson | Director | 9,543 | 0.07% | Oct 2, 2026 |
| Ita M. Rahilly | Director | 11,849 | 0.08% | May 26, 2026 |
| Michael H. Spain | Director | 139,415 | 0.97% | Jan 16, 2026 |
| Thomas R. Rochon | Director | 13,482 | 0.09% | May 15, 2025 |
| Jennifer R. Tegan | Director | – | – | May 15, 2025 |
| Alfred J. Weber | Director | 14,690 | 0.10% | Nov 21, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Matthew D. Tomazin EVP, CFO & Treasurer | Nov 12, 2026 | Tax withholding | −109 | $100.14 | $10.92K | 5,445 |
| Stacie M. Mastin EVP, Chief HR Officer | Nov 12, 2026 | Tax withholding | −55 | $100.14 | $5.51K | 2,569 |
| Charles J. Guarino EVP Chief Bank Operations Off. | Nov 12, 2026 | Tax withholding | −55 | $100.14 | $5.51K | 3,834 |
| Stephen S. Romaine President & CEO, Director | Nov 12, 2026 | Tax withholding | −445 | $100.14 | $44.56K | 71,500 |
| Alyssa H. Fontaine EVP, General Counsel & CRO | Nov 12, 2026 | Tax withholding | −99 | $100.14 | $9.91K | 10,307 |
| David Kershaw SVP, PAO | Nov 10, 2026 | Sale | −500 | $100.57 | $50.28K | 867 |
| John E. Huhtala EVP, President of TCB CNY | Nov 9, 2026 | Award | +605 | $100.76 | $60.96K | 835 |
| Eric W. Taylor EVP, President TFA | Nov 9, 2026 | Award | +630 | $100.76 | $63.48K | 1,995 |
| Phillip M. Quintana EVP & TBT President | Nov 9, 2026 | Award | +950 | $100.76 | $95.72K | 950 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Nov 9, 2026 | Tax withholding | −105 | $100.76 | $10.58K | 7,707 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Nov 9, 2026 | Tax withholding | −66 | $100.76 | $6.65K | 7,812 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Nov 9, 2026 | Tax withholding | −123 | $100.76 | $12.39K | 7,878 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Nov 9, 2026 | Award | +630 | $100.76 | $63.48K | 8,001 |
| Alyssa H. Fontaine EVP, General Counsel & CRO | Nov 9, 2026 | Tax withholding | −143 | $100.76 | $14.41K | 10,406 |
| Alyssa H. Fontaine EVP, General Counsel & CRO | Nov 9, 2026 | Tax withholding | −90 | $100.76 | $9.07K | 10,549 |
| Alyssa H. Fontaine EVP, General Counsel & CRO | Nov 9, 2026 | Tax withholding | −167 | $100.76 | $16.83K | 10,639 |
| Alyssa H. Fontaine EVP, General Counsel & CRO | Nov 9, 2026 | Award | +630 | $100.76 | $63.48K | 10,806 |
| Stephen S. Romaine President & CEO, Director | Nov 9, 2026 | Tax withholding | −631 | $100.76 | $63.58K | 71,945 |
| Stephen S. Romaine President & CEO, Director | Nov 9, 2026 | Tax withholding | −395 | $100.76 | $39.80K | 72,576 |
| Stephen S. Romaine President & CEO, Director | Nov 9, 2026 | Tax withholding | −370 | $100.76 | $37.28K | 72,971 |
| Stephen S. Romaine President & CEO, Director | Nov 9, 2026 | Award | +3,250 | $100.76 | $327.47K | 73,341 |
| Stacie M. Mastin EVP, Chief HR Officer | Nov 9, 2026 | Tax withholding | −40 | $100.76 | $4.03K | 2,624 |
| Stacie M. Mastin EVP, Chief HR Officer | Nov 9, 2026 | Tax withholding | −22 | $100.76 | $2.22K | 2,664 |
| Stacie M. Mastin EVP, Chief HR Officer | Nov 9, 2026 | Tax withholding | −15 | $100.76 | $1.51K | 2,686 |
| Stacie M. Mastin EVP, Chief HR Officer | Nov 9, 2026 | Award | +475 | $100.76 | $47.86K | 2,701 |
| Diane D. Torcello EVP & President, Tompkins WNY | Nov 9, 2026 | Tax withholding | −105 | $100.76 | $10.58K | 7,873 |
| Diane D. Torcello EVP & President, Tompkins WNY | Nov 9, 2026 | Tax withholding | −38 | $100.76 | $3.83K | 7,978 |
| Diane D. Torcello EVP & President, Tompkins WNY | Nov 9, 2026 | Tax withholding | −37 | $100.76 | $3.73K | 8,016 |
| Diane D. Torcello EVP & President, Tompkins WNY | Nov 9, 2026 | Award | +675 | $100.76 | $68.01K | 8,053 |
| Ginger G. Kunkel President TCB Pennsylvania | Nov 9, 2026 | Tax withholding | −80 | $100.76 | $8.06K | 6,425 |
| Ginger G. Kunkel President TCB Pennsylvania | Nov 9, 2026 | Tax withholding | −51 | $100.76 | $5.14K | 6,505 |
| Ginger G. Kunkel President TCB Pennsylvania | Nov 9, 2026 | Award | +620 | $100.76 | $62.47K | 6,556 |
| Charles J. Guarino EVP Chief Bank Operations Off. | Nov 9, 2026 | Tax withholding | −105 | $100.76 | $10.58K | 3,889 |
| Charles J. Guarino EVP Chief Bank Operations Off. | Nov 9, 2026 | Tax withholding | −43 | $100.76 | $4.33K | 3,994 |
| Charles J. Guarino EVP Chief Bank Operations Off. | Nov 9, 2026 | Tax withholding | −37 | $100.76 | $3.73K | 4,037 |
| Charles J. Guarino EVP Chief Bank Operations Off. | Nov 9, 2026 | Award | +475 | $100.76 | $47.86K | 4,074 |
| David Kershaw SVP, PAO | Nov 9, 2026 | Tax withholding | −64 | $100.76 | $6.45K | 5,109 |
| David Kershaw SVP, PAO | Nov 9, 2026 | Tax withholding | −41 | $100.76 | $4.13K | 5,173 |
| David Kershaw SVP, PAO | Nov 9, 2026 | Tax withholding | −38 | $100.76 | $3.83K | 5,214 |
| David Kershaw SVP, PAO | Nov 9, 2026 | Award | +385 | $100.76 | $38.79K | 5,252 |
| Matthew D. Tomazin EVP, CFO & Treasurer | Nov 9, 2026 | Tax withholding | −105 | $100.76 | $10.58K | 5,554 |
| Matthew D. Tomazin EVP, CFO & Treasurer | Nov 9, 2026 | Tax withholding | −43 | $100.76 | $4.33K | 5,659 |
| Matthew D. Tomazin EVP, CFO & Treasurer | Nov 9, 2026 | Tax withholding | −41 | $100.76 | $4.13K | 5,702 |
| Matthew D. Tomazin EVP, CFO & Treasurer | Nov 9, 2026 | Award | +950 | $100.76 | $95.72K | 5,743 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Oct 16, 2026 | Tax withholding | −227 | $97.58 | $22.15K | 7,371 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Oct 16, 2026 | Option exercise | +255 | $76.90 | $19.61K | 7,598 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Oct 14, 2026 | Small purchase | +1.042 | $95.97 | $100 | 7,343 |
| Angela B. Lee Director | Oct 1, 2026 | Award | +216 | $97.01 | $20.95K | 2,210 |
| Daniel J. Fessenden Director | Oct 1, 2026 | Award | +128 | $97.01 | $12.42K | 1,988 |
| Patricia A. Johnson Director | Oct 1, 2026 | Award | +187 | $97.01 | $18.14K | 7,259 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Sep 14, 2026 | Small purchase | +1.002 | $99.84 | $100 | 7,342 |
| Alyssa H. Fontaine EVP, General Counsel & CRO | Sep 2, 2026 | Option exercise | +802 | $76.90 | $61.67K | 10,889 |
| Alyssa H. Fontaine EVP, General Counsel & CRO | Sep 2, 2026 | Tax withholding | −713 | $97.56 | $69.56K | 10,176 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Aug 12, 2026 | Small purchase | +0.995 | $100.51 | $100 | 7,314 |
| John M. McKenna EVP, Pres. Tompkins Comm. Bank | Aug 7, 2026 | Option exercise | +802 | $76.90 | $61.67K | 17,285 |
| John M. McKenna EVP, Pres. Tompkins Comm. Bank | Aug 7, 2026 | Tax withholding | −712 | $98.73 | $70.30K | 16,573 |
| David Kershaw SVP, PAO | Aug 4, 2026 | Option exercise | +260 | $76.90 | $19.99K | 5,077 |
| David Kershaw SVP, PAO | Aug 4, 2026 | Tax withholding | −220 | $101.54 | $22.34K | 4,857 |
| Eric W. Taylor EVP, President TFA | Aug 1, 2026 | Tax withholding | −45 | $99.84 | $4.49K | 1,360 |
| Stephen S. Romaine President & CEO, Director | Jul 28, 2026 | Option exercise | +1,734 | $76.90 | $133.34K | 71,621 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
3.12%
0M shares short
Days to cover
3.8
At 0M shares a day
Change since last report
-7.2%
From 0M shares
Short volume, 20 days
59.6%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Tompkins Financial's stock actually held short. Settlement fails (shares not delivered on time) peaked at 2,083 shares on Sep 4, 2026 over the last 90 days.
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