TMPNYSEState Commercial BanksFiscal year ends December 31
TOMPKINS FINANCIAL CORP
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Jul 31, 2026
$97.17−0.41 (-0.42%)
Close on Oct 19, 2026
- Market cap
- $1.39B
- P/E (TTM)
- 8.0
- Dividend yield
- 3.22%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
70.6%
10M of 14M shares
Institutional holders
221
30 new, 12 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
2 buys · 0 sales
Net bought $199.99K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Delaware Charter Guarantee & Trust Company dba Principal Trust Company as Directed Trustee for the Tompkins Financial Corporation Employee Stock Ownership Plan and Tompkins Retirement Savings Plan | 766,558 | 5.29% | 13G (passive) amendment | Dec 31, 2023 |
| Vanguard Portfolio Management | 759,185 | 5.26% | 13G (passive) | Mar 31, 2026 |
| BlackRock, Inc. | 1,908,021 | 13.20% | 13G (passive) amendment | Mar 31, 2025 |
| State Street Corporation | 1,214,293 | 8.40% | 13G (passive) | Sep 30, 2025 |
| Tompkins Community Bank | 1,181,017 | 8.20% | 13G (passive) amendment | Dec 31, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of TMP | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 2,049,724 | 14.25% | $193.74M | +47,391 | 0.00% |
| State Street Corp | 1,207,855 | 8.40% | $114.17M | +21,501 | 0.00% |
| Tompkins Financial Corp | 1,117,319 | 7.77% | $105.61M | −2,024 | 7.39% |
| Vanguard Portfolio Management LLC | 767,435 | 5.34% | $72.54M | +13,436 | 0.00% |
| Dimensional Fund Advisors LP | 607,495 | 4.22% | $57.42M | +20,029 | 0.01% |
| Vanguard Capital Management LLC | 570,388 | 3.97% | $53.91M | +4,451 | 0.00% |
| American Century Companies Inc | 412,614 | 2.87% | $39.00M | +105,272 | 0.02% |
| Geode Capital Management, LLC | 370,542 | 2.58% | $35.03M | +22,229 | 0.00% |
| Morgan Stanley | 166,711 | 1.16% | $15.76M | −480 | 0.00% |
| Northern Trust Corp | 146,925 | 1.02% | $13.89M | +9,762 | 0.00% |
| Adage Capital Partners Gp, L.L.C. | 138,848 | 0.97% | $13.12M | +25,278 | 0.02% |
| Charles Schwab Investment Management Inc | 129,450 | 0.90% | $12.24M | +3,299 | 0.00% |
| Bank of New York Mellon Corp | 121,234 | 0.84% | $11.46M | +2,051 | 0.00% |
| Cornell Pochily Investment Advisors, Inc. | 117,942 | 0.82% | $11.15M | −3,886 | 3.00% |
| Aqr Capital Management LLC | 97,778 | 0.68% | $9.24M | +22,203 | 0.00% |
| Hillsdale Investment Management Inc. | 94,400 | 0.66% | $8.92M | +1,300 | 0.20% |
| Invesco Ltd. | 90,725 | 0.63% | $8.58M | +14,354 | 0.00% |
| Vanguard Fiduciary Trust Co | 84,593 | 0.59% | $8.00M | +3,446 | 0.00% |
| ProShare Advisors LLC | 75,057 | 0.52% | $7.09M | −9,584 | 0.01% |
| John G Ullman & Associates Inc | 67,932 | 0.47% | $6.42M | −860 | 0.78% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 221 | 10M | 70.6% | 30 / 80 | 64 / 12 | 1M | 0M |
| Q1 2026 | 207 | 10M | 68.9% | 29 / 69 | 57 / 15 | 2M | 0M |
| Q4 2025 | 197 | 10M | 67.8% | 22 / 67 | 70 / 17 | 1M | 0M |
| Q3 2025 | 193 | 10M | 66.4% | 19 / 70 | 67 / 12 | 0M | 0M |
| Q2 2025 | 186 | 10M | 67.0% | 26 / 67 | 51 / 13 | 0M | 0M |
| Q1 2025 | 173 | 10M | 66.4% | 14 / 58 | 63 / 15 | 0M | 0M |
| Q4 2024 | 177 | 9M | 66.0% | 30 / 61 | 56 / 9 | 0M | 0M |
| Q3 2024 | 158 | 9M | 64.9% | 19 / 46 | 59 / 9 | 2M | 0M |
| Q2 2024 | 150 | 9M | 64.5% | 26 / 46 | 49 / 20 | 0M | 1M |
| Q1 2024 | 147 | 10M | 66.8% | 21 / 41 | 47 / 20 | 1M | 0M |
| Q4 2023 | 147 | 9M | 65.5% | 26 / 40 | 50 / 15 | 1M | 0M |
| Q3 2023 | 137 | 9M | 62.9% | 16 / 47 | 44 / 18 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of TMP | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF | 762,720 | 5.30% | $72.09M | 0.06% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 411,363 | 2.86% | $38.88M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 359,375 | 2.50% | $33.97M | 0.04% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 305,705 | 2.13% | $26.34M | 0.10% | May 31, 2026 |
| Vanguard Small-Cap Index Fund | 296,578 | 2.06% | $28.03M | 0.01% | Jun 30, 2026 |
| Vanguard Small-Cap Value Index Fund | 188,057 | 1.31% | $17.78M | 0.03% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 151,697 | 1.05% | $15.15M | 0.04% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 145,671 | 1.01% | $13.77M | 0.01% | Jun 30, 2026 |
| iShares Russell 2000 Value ETF | 130,734 | 0.91% | $12.36M | 0.09% | Jun 30, 2026 |
| State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF | 116,631 | 0.81% | $11.02M | 0.07% | Jun 30, 2026 |
| iShares S&P Small-Cap 600 Value ETF | 108,841 | 0.76% | $10.29M | 0.13% | Jun 30, 2026 |
| U.S. Targeted Value Portfolio | 98,585 | 0.69% | $9.84M | 0.06% | Jul 31, 2026 |
| Dimensional U.S. Targeted Value ETF | 86,483 | 0.60% | $8.63M | 0.06% | Jul 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Regional Banking ETF | 85,012 | 0.59% | $8.04M | 0.17% | Jun 30, 2026 |
| ProShares Russell 2000 Dividend Growers ETF | 83,163 | 0.58% | $7.16M | 1.09% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Stephen S. Romaine | President & CEO, Director | 89,501 | 0.62% | Jul 30, 2026 |
| Alyssa H. Fontaine | EVP, General Counsel & CRO | 11,843 | 0.08% | Sep 4, 2026 |
| John M. McKenna | EVP, Pres. Tompkins Comm. Bank | 19,853 | 0.14% | Aug 10, 2026 |
| David Kershaw | SVP, PAO | 9,131 | 0.06% | Aug 5, 2026 |
| Eric W. Taylor | EVP, President TFA | 1,360 | 0.01% | Aug 3, 2026 |
| Diane D. Torcello | EVP & President, Tompkins WNY | 9,213 | 0.06% | Jul 29, 2026 |
| John E. Huhtala | EVP, President of TCB CNY | 230 | 0.00% | Jun 1, 2026 |
| David M. DeMilia | EVP, Pres of TCB Hudson Valley | 9,791 | 0.07% | May 20, 2026 |
| Ginger G. Kunkel | President TCB Pennsylvania | 6,290 | 0.04% | May 20, 2026 |
| Phillip M. Quintana | EVP & TCB President | – | – | Apr 28, 2026 |
| Johanna B. Anderson | EVP, President TCB CNY | 337 | 0.00% | Jan 5, 2026 |
| Stacie M. Mastin | SVP, Director of HR | 3,205 | 0.02% | Nov 14, 2025 |
| Matthew D. Tomazin | EVP, CFO & Treasurer | 5,910 | 0.04% | Nov 14, 2025 |
| Charles J. Guarino | SVP Chief Bank Operations Off. | 5,220 | 0.04% | Nov 14, 2025 |
| David S. Boyce | EVP, Pres. & CEO Tompkins Ins. | 25,615 | 0.18% | Nov 4, 2025 |
| Janet M. Coletti | Director | 2,000 | 0.01% | Jul 6, 2026 |
| Angela B. Lee | Director | 1,994 | 0.01% | Jul 6, 2026 |
| Helen Eaton | Director | – | – | Jul 6, 2026 |
| Daniel J. Fessenden | Director | 2,521 | 0.02% | Jul 2, 2026 |
| Heidi M. Davidson | Director | – | – | Jul 2, 2026 |
| Patricia A. Johnson | Director | 9,252 | 0.06% | Jul 2, 2026 |
| Ita M. Rahilly | Director | 11,849 | 0.08% | May 26, 2026 |
| Nancy E. Catarisano | Director | – | – | Apr 2, 2026 |
| Michael H. Spain | Director | 139,415 | 0.97% | Jan 16, 2026 |
| Thomas R. Rochon | Director | 13,482 | 0.09% | May 15, 2025 |
| Jennifer R. Tegan | Director | – | – | May 15, 2025 |
| Alfred J. Weber | Director | 14,690 | 0.10% | Nov 21, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Alyssa H. Fontaine EVP, General Counsel & CRO | Sep 2, 2026 | Option exercise | +802 | $76.90 | $61.67K | 10,889 |
| Alyssa H. Fontaine EVP, General Counsel & CRO | Sep 2, 2026 | Tax withholding | −713 | $97.56 | $69.56K | 10,176 |
| John M. McKenna EVP, Pres. Tompkins Comm. Bank | Aug 7, 2026 | Option exercise | +802 | $76.90 | $61.67K | 17,285 |
| John M. McKenna EVP, Pres. Tompkins Comm. Bank | Aug 7, 2026 | Tax withholding | −712 | $98.73 | $70.30K | 16,573 |
| David Kershaw SVP, PAO | Aug 4, 2026 | Option exercise | +260 | $76.90 | $19.99K | 5,077 |
| David Kershaw SVP, PAO | Aug 4, 2026 | Tax withholding | −220 | $101.54 | $22.34K | 4,857 |
| Eric W. Taylor EVP, President TFA | Aug 1, 2026 | Tax withholding | −45 | $99.84 | $4.49K | 1,360 |
| Stephen S. Romaine President & CEO, Director | Jul 28, 2026 | Option exercise | +1,734 | $76.90 | $133.34K | 71,621 |
| Stephen S. Romaine President & CEO, Director | Jul 28, 2026 | Tax withholding | −1,530 | $101.25 | $154.91K | 70,091 |
| Diane D. Torcello EVP & President, Tompkins WNY | Jul 27, 2026 | Tax withholding | −214 | $99.68 | $21.33K | 7,348 |
| Diane D. Torcello EVP & President, Tompkins WNY | Jul 27, 2026 | Option exercise | +250 | $76.90 | $19.23K | 7,562 |
| Angela B. Lee Director | Jul 1, 2026 | Award | +219 | $95.92 | $21.01K | 1,994 |
| Daniel J. Fessenden Director | Jul 1, 2026 | Award | +130 | $95.92 | $12.47K | 1,848 |
| Patricia A. Johnson Director | Jul 1, 2026 | Award | +189 | $95.92 | $18.13K | 6,968 |
| Ita M. Rahilly Director | May 26, 2026 | Buy | +1,164.14 | $85.90 | $100.00K | 11,849 |
| John M. McKenna EVP, Pres. Tompkins Comm. Bank | May 18, 2026 | Award | +730 | – | – | 16,747 |
| John M. McKenna EVP, Pres. Tompkins Comm. Bank | May 18, 2026 | Tax withholding | −264 | $84.18 | $22.22K | 16,483 |
| Alyssa H. Fontaine EVP, General Counsel & CRO | May 18, 2026 | Award | +730 | – | – | 10,352 |
| Alyssa H. Fontaine EVP, General Counsel & CRO | May 18, 2026 | Tax withholding | −359 | $84.18 | $30.22K | 9,993 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | May 18, 2026 | Award | +730 | – | – | 7,527 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | May 18, 2026 | Tax withholding | −264 | $84.18 | $22.22K | 7,263 |
| Stephen S. Romaine President & CEO, Director | May 18, 2026 | Award | +3,095 | – | – | 71,467 |
| Stephen S. Romaine President & CEO, Director | May 18, 2026 | Tax withholding | −1,580 | $84.18 | $133.00K | 69,887 |
| Ginger G. Kunkel President TCB Pennsylvania | May 18, 2026 | Award | +730 | – | – | 6,075 |
| Ginger G. Kunkel President TCB Pennsylvania | May 18, 2026 | Tax withholding | −201 | $84.18 | $16.92K | 5,874 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | May 13, 2026 | Small purchase | +1.21 | $82.75 | $100 | 6,769 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Apr 14, 2026 | Small purchase | +1.18 | $84.50 | $100 | 6,768 |
| Angela B. Lee Director | Apr 6, 2026 | Award | +262 | $80.09 | $20.98K | 1,775 |
| Daniel J. Fessenden Director | Apr 6, 2026 | Award | +155 | $80.09 | $12.41K | 1,718 |
| Patricia A. Johnson Director | Apr 6, 2026 | Award | +226 | $80.09 | $18.10K | 6,779 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Mar 12, 2026 | Small purchase | +1.34 | $74.49 | $100 | 6,767 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Feb 13, 2026 | Small purchase | +1.2 | $83.32 | $100 | 6,737 |
| Michael H. Spain Director | Jan 15, 2026 | Option exercise | +1,563.85 | – | – | 139,415 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Jan 14, 2026 | Small purchase | +1.35 | $72.45 | $98 | 6,737 |
| Angela B. Lee Director | Jan 6, 2026 | Award | +291 | $72.20 | $21.01K | 1,513 |
| Patricia A. Johnson Director | Jan 6, 2026 | Award | +251 | $72.20 | $18.12K | 6,498 |
| Daniel J. Fessenden Director | Jan 6, 2026 | Award | +172 | $72.20 | $12.42K | 1,557 |
| Johanna B. Anderson EVP, President TCB CNY | Dec 31, 2025 | Returned to company | −2,405 | – | – | 296 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Dec 12, 2025 | Small purchase | +1.34 | $74.66 | $100 | 6,737 |
| Ita M. Rahilly Director | Nov 21, 2025 | Buy | +1,462.76 | $68.36 | $99.99K | 10,511 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Nov 14, 2025 | Small purchase | +2.07 | $66.82 | $138 | 6,737 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Nov 12, 2025 | Small purchase | +1.46 | $68.51 | $100 | 6,737 |
| John M. McKenna EVP, Pres. Tompkins Comm. Bank | Nov 12, 2025 | Award | +1,365 | $67.79 | $92.53K | 16,017 |
| Eric W. Taylor EVP, President TFA | Nov 12, 2025 | Award | +910 | $67.79 | $61.69K | 1,405 |
| Johanna B. Anderson EVP, President TCB CNY | Nov 12, 2025 | Award | +730 | $67.79 | $49.49K | 2,701 |
| Charles J. Guarino SVP Chief Bank Operations Off. | Nov 12, 2025 | Award | +685 | $67.79 | $46.44K | 3,599 |
| David Kershaw SVP, PAO | Nov 12, 2025 | Award | +550 | $67.79 | $37.28K | 4,743 |
| Ginger G. Kunkel President TCB Pennsylvania | Nov 12, 2025 | Award | +900 | $67.79 | $61.01K | 5,304 |
| Alyssa H. Fontaine EVP, General Counsel & CRO | Nov 12, 2025 | Award | +910 | $67.79 | $61.69K | 9,366 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Nov 12, 2025 | Award | +990 | $67.79 | $67.11K | 6,638 |
| Matthew D. Tomazin EVP, CFO & Treasurer | Nov 12, 2025 | Award | +1,365 | $67.79 | $92.53K | 4,726 |
| Stacie M. Mastin SVP, Director of HR | Nov 12, 2025 | Award | +685 | $67.79 | $46.44K | 2,191 |
| Stephen S. Romaine President & CEO, Director | Nov 12, 2025 | Award | +4,645 | $67.79 | $314.88K | 68,372 |
| Diane D. Torcello EVP & President, Tompkins WNY | Nov 12, 2025 | Award | +1,025 | $67.79 | $69.48K | 7,163 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Nov 9, 2025 | Tax withholding | −105 | $66.68 | $7.00K | 5,648 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Nov 9, 2025 | Tax withholding | −66 | $66.68 | $4.40K | 5,753 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Nov 9, 2025 | Tax withholding | −123 | $66.68 | $8.20K | 5,819 |
| David M. DeMilia EVP, Pres of TCB Hudson Valley | Nov 9, 2025 | Tax withholding | −52 | $66.68 | $3.47K | 5,942 |
| Charles J. Guarino SVP Chief Bank Operations Off. | Nov 9, 2025 | Tax withholding | −48 | $66.68 | $3.20K | 3,100 |
| Charles J. Guarino SVP Chief Bank Operations Off. | Nov 9, 2025 | Tax withholding | −105 | $66.68 | $7.00K | 2,914 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.