First Capital Inc (FCAP) shareholders
FCAPNasdaqSavings Institution, Federally CharteredFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 12, 2026Score 18/3018% above fair value
$66.00+1.38 (+2.14%)
Close on Nov 12, 2026Market cap $220.75MP/E 11.5Yield 1.82%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
26.8%
1M of 3M shares
Institutional holders
63
6 new, 2 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 172,421 | 5.20% | 13G (passive) | Dec 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FCAP | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 198,569 | 5.94% | $12.84M | +24,561 | 0.00% |
| Vanguard Capital Management LLC | 142,858 | 4.27% | $9.23M | −6,565 | 0.00% |
| Geode Capital Management, LLC | 84,643 | 2.53% | $5.47M | +4,135 | 0.00% |
| Siena Capital Partners GP, LLC | 49,947 | 1.49% | $3.23M | −15,474 | 0.78% |
| State Street Corp | 46,960 | 1.40% | $3.04M | +600 | 0.00% |
| Farther Finance Advisors, LLC | 37,628 | 1.13% | $2.43M | −770 | 0.02% |
| Bridgeway Capital Management, LLC | 35,887 | 1.07% | $2.32M | – | 0.04% |
| HighTower Advisors, LLC | 28,124 | 0.84% | $1.82M | −4 | 0.00% |
| Northern Trust Corp | 26,199 | 0.78% | $1.69M | +2,275 | 0.00% |
| Dimensional Fund Advisors LP | 25,192 | 0.75% | $1.63M | +343 | 0.00% |
| Vanguard Portfolio Management LLC | 22,248 | 0.67% | $1.44M | +3,413 | 0.00% |
| Vanguard Fiduciary Trust Co | 22,134 | 0.66% | $1.43M | +1,509 | 0.00% |
| Empowered Funds, LLC | 19,452 | 0.58% | $1.26M | – | 0.01% |
| UBS Group AG | 12,991 | 0.39% | $839.74K | +2,984 | 0.00% |
| Raymond James Financial Inc | 12,720 | 0.38% | $822.23K | −302 | 0.00% |
| Arrowstreet Capital, Limited Partnership | 11,619 | 0.35% | $751.05K | – | 0.00% |
| Mariner, LLC | 11,594 | 0.35% | $749.44K | +149 | 0.00% |
| Charles Schwab Investment Management Inc | 9,078 | 0.27% | $586.80K | +840 | 0.00% |
| Morgan Stanley | 8,042 | 0.24% | $519.83K | −604 | 0.00% |
| Bank of New York Mellon Corp | 7,924 | 0.24% | $512.21K | +455 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 63 | 1M | 26.8% | 6 / 25 | 17 / 2 | 0M | 0M |
| Q1 2026 | 60 | 1M | 26.2% | 6 / 23 | 16 / 2 | 0M | 0M |
| Q4 2025 | 57 | 1M | 26.6% | 3 / 23 | 21 / 3 | 0M | 0M |
| Q3 2025 | 57 | 1M | 22.5% | 14 / 21 | 10 / 5 | 0M | 0M |
| Q2 2025 | 48 | 1M | 23.0% | 19 / 20 | 4 / 4 | 0M | 0M |
| Q1 2025 | 33 | 1M | 16.5% | 5 / 11 | 4 / 0 | 0M | 0M |
| Q4 2024 | 28 | 0M | 14.9% | 4 / 10 | 3 / 2 | 0M | 0M |
| Q3 2024 | 27 | 0M | 13.2% | 5 / 7 | 5 / 3 | 0M | 0M |
| Q2 2024 | 26 | 0M | 12.4% | 2 / 8 | 7 / 1 | 0M | 0M |
| Q1 2024 | 25 | 0M | 12.8% | 1 / 8 | 5 / 0 | 0M | 0M |
| Q4 2023 | 24 | 0M | 11.8% | 1 / 11 | 5 / 1 | 0M | 0M |
| Q3 2023 | 24 | 0M | 11.8% | 1 / 9 | 4 / 1 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
95 funds held FCAP in Q2 2026, 68% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of FCAP | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 100,894 | 3.02% | $6.52M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 84,301 | 2.52% | $5.45M | 0.01% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 37,224 | 1.11% | $2.41M | 0.00% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 36,357 | 1.09% | $2.30M | 0.01% | Jul 31, 2026 |
| iShares Russell 2000 Value ETF | 29,916 | 0.89% | $1.93M | 0.01% | Jun 30, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 19,452 | 0.58% | $1.26M | 0.05% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 18,085 | 0.54% | $1.12M | 0.00% | May 31, 2026 |
| Vanguard Russell 2000 Index Fund | 16,860 | 0.50% | $1.04M | 0.01% | May 31, 2026 |
| Omni Small-Cap Value Fund | 15,035 | 0.45% | $971.86K | 0.07% | Jun 30, 2026 |
| iShares Micro-Cap ETF | 11,179 | 0.33% | $722.61K | 0.05% | Jun 30, 2026 |
| Schwab Small-Cap Index Fund | 8,004 | 0.24% | $506.49K | 0.01% | Jul 31, 2026 |
| Fidelity Total Market Index Fund | 5,981 | 0.18% | $369.69K | 0.00% | May 31, 2026 |
| Master Small Cap Index Series | 5,651 | 0.17% | $365.28K | 0.01% | Jun 30, 2026 |
| Fidelity Series Total Market Index Fund | 5,067 | 0.15% | $313.19K | 0.00% | May 31, 2026 |
| Nuveen Small Cap Blend Index Fund | 4,728 | 0.14% | $299.19K | 0.01% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Chris Frederick | CHIEF EXECUTIVE OFFICER, Director | 8,637 | 0.26% | Mar 2, 2026 |
| Joshua Paul Stevens | CHIEF FINANCIAL OFFICER | 2,495 | 0.07% | Mar 2, 2026 |
| William W. Harrod | Director | 17,093 | 0.51% | Feb 17, 2026 |
| William I. Orwick Sr | Director | 5,847 | 0.17% | Feb 17, 2026 |
| Carolyn E. Wallace | Director | 2,264 | 0.07% | Feb 17, 2026 |
| Pamela G. Kraft | Director | 3,277 | 0.10% | Feb 17, 2026 |
| Christopher L. Byrd | Director | 6,164 | 0.18% | Feb 17, 2026 |
| Dana L. Huber | Director | 14,235 | 0.43% | Feb 17, 2026 |
| Lou Ann Moore | Director | 775 | 0.02% | Feb 17, 2026 |
| Robert C. Guilfoyle | Director | 837 | 0.03% | Feb 17, 2026 |
| Jill Saegesser | Director | 1,260 | 0.04% | Feb 17, 2026 |
| John Shireman | Director | 1,575 | 0.05% | Feb 17, 2026 |
| Mark D. Shireman | Director | 52,076 | 1.56% | Feb 17, 2026 |
| Kathy Ernstberger | Director | 3,543 | 0.11% | Feb 17, 2026 |
| Michael L. Shireman | Director | 16,872 | 0.50% | Feb 14, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Mark D. Shireman Director | Sep 26, 2026 | Other | +22.66 | $46.10 | $1.04K | 41,884 |
| Christopher L. Byrd Director | Sep 26, 2026 | Other | +24.41 | $46.10 | $1.13K | 6,164 |
| Kathy Ernstberger Director | Sep 26, 2026 | Other | +19.09 | $46.10 | $880 | 3,543 |
| Joshua Paul Stevens CHIEF FINANCIAL OFFICER | Feb 27, 2026 | Award | +300 | $50.80 | $15.24K | 2,495 |
| Chris Frederick CHIEF EXECUTIVE OFFICER, Director | Feb 27, 2026 | Award | +300 | $50.80 | $15.24K | 3,525 |
| Mark D. Shireman Director | Dec 26, 2025 | Other | +17.58 | $59.81 | $1.05K | 41,901 |
| Robert C. Guilfoyle Director | Dec 26, 2025 | Other | +3.62 | $59.81 | $217 | 837 |
| Pamela G. Kraft Director | Dec 26, 2025 | Other | +9.76 | $59.81 | $584 | 2,142 |
| Christopher L. Byrd Director | Dec 26, 2025 | Other | +18.94 | $59.81 | $1.13K | 6,183 |
| Kathy Ernstberger Director | Dec 26, 2025 | Other | +14.81 | $59.81 | $886 | 3,558 |
| Robert C. Guilfoyle Director | Sep 26, 2025 | Other | +4.67 | $46.10 | $215 | 833 |
| Pamela G. Kraft Director | Sep 26, 2025 | Other | +12.57 | $46.10 | $579 | 2,132 |
| Kathy Ernstberger Director | Aug 29, 2025 | Buy | +971.93 | $41.10 | $39.95K | 3,499 |
| Joshua Paul Stevens CHIEF FINANCIAL OFFICER | Aug 15, 2025 | Buy | +200 | $37.50 | $7.50K | 2,195 |
| Chris Frederick CHIEF EXECUTIVE OFFICER, Director | Aug 15, 2025 | Buy | +200 | $38.25 | $7.65K | 1,200 |
| Joshua Paul Stevens CHIEF FINANCIAL OFFICER | Aug 15, 2025 | Award | +200 | $37.50 | $7.50K | 2,195 |
| Chris Frederick CHIEF EXECUTIVE OFFICER, Director | Aug 15, 2025 | Award | +200 | $38.25 | $7.65K | 1,200 |
| Mark D. Shireman Director | Jun 27, 2025 | Other | +22.93 | $42.32 | $970 | 41,861 |
| Robert C. Guilfoyle Director | Jun 27, 2025 | Other | +4.11 | $42.32 | $174 | 828 |
| Pamela G. Kraft Director | Jun 27, 2025 | Other | +12.11 | $42.32 | $512 | 2,120 |
| Christopher L. Byrd Director | Jun 27, 2025 | Other | +24.09 | $42.32 | $1.02K | 6,140 |
| Kathy Ernstberger Director | Jun 27, 2025 | Other | +12.09 | $42.32 | $512 | 3,524 |
| Pamela G. Kraft Director | May 1, 2025 | Buy | +140 | $44.38 | $6.21K | 2,555 |
| Pamela G. Kraft Director | May 1, 2025 | Buy | +60 | $45.70 | $2.74K | 2,415 |
| Mark D. Shireman Director | Mar 28, 2025 | Other | +25.19 | $38.24 | $963 | 41,838 |
| Robert C. Guilfoyle Director | Mar 28, 2025 | Other | +4.51 | $38.24 | $172 | 824 |
| Pamela G. Kraft Director | Mar 28, 2025 | Other | +13.3 | $38.24 | $509 | 2,107 |
| Christopher L. Byrd Director | Mar 28, 2025 | Other | +26.46 | $38.24 | $1.01K | 6,116 |
| Kathy Ernstberger Director | Mar 28, 2025 | Other | +13.29 | $38.24 | $508 | 3,512 |
| Jill Saegesser Director | Mar 11, 2025 | Award | +75 | $37.90 | $2.84K | 1,260 |
| Mark D. Shireman Director | Mar 11, 2025 | Award | +75 | $37.90 | $2.84K | 41,813 |
| Robert C. Guilfoyle Director | Mar 11, 2025 | Award | +75 | $37.90 | $2.84K | 820 |
| William W. Harrod Director | Mar 11, 2025 | Award | +75 | $37.90 | $2.84K | 12,592 |
| John Shireman Director | Mar 11, 2025 | Award | +75 | $37.90 | $2.84K | 1,575 |
| William I. Orwick Sr Director | Mar 11, 2025 | Award | +75 | $37.90 | $2.84K | 2,775 |
| Christopher L. Byrd Director | Mar 11, 2025 | Award | +75 | $37.90 | $2.84K | 6,089 |
| Dana L. Huber Director | Mar 11, 2025 | Award | +75 | $37.90 | $2.84K | 4,235 |
| Carolyn E. Wallace Director | Mar 11, 2025 | Award | +75 | $37.90 | $2.84K | 2,264 |
| Lou Ann Moore Director | Mar 11, 2025 | Award | +75 | $37.90 | $2.84K | 775 |
| Kathy Ernstberger Director | Mar 11, 2025 | Small purchase | +75 | $37.90 | $2.84K | 2,527 |
| Pamela G. Kraft Director | Mar 11, 2025 | Small purchase | +75 | $37.90 | $2.84K | 2,630 |
| Chris Frederick CHIEF EXECUTIVE OFFICER, Director | Mar 11, 2025 | Award | +300 | $37.90 | $11.37K | 3,225 |
| Joshua Paul Stevens CHIEF FINANCIAL OFFICER | Mar 11, 2025 | Award | +300 | $37.90 | $11.37K | 1,995 |
| Joshua Paul Stevens CHIEF FINANCIAL OFFICER | Feb 3, 2025 | Small purchase | +15 | $31.07 | $466 | 1,695 |
| Joshua Paul Stevens CHIEF FINANCIAL OFFICER | Jan 31, 2025 | Small purchase | +286 | $31.76 | $9.08K | 1,680 |
| Pamela G. Kraft Director | Dec 27, 2024 | Other | +15.62 | $32.28 | $504 | 2,355 |
| Kathy Ernstberger Director | Dec 27, 2024 | Other | +15.6 | $32.28 | $504 | 2,452 |
| Robert C. Guilfoyle Director | Dec 27, 2024 | Other | +5.3 | $32.28 | $171 | 745 |
| Christopher L. Byrd Director | Dec 27, 2024 | Other | +31.07 | $32.28 | $1.00K | 6,014 |
| Mark D. Shireman Director | Dec 27, 2024 | Other | +29.58 | $32.28 | $955 | 41,738 |
| Pamela G. Kraft Director | Sep 27, 2024 | Other | +13.97 | $35.79 | $500 | 2,339 |
| Kathy Ernstberger Director | Sep 27, 2024 | Other | +13.95 | $35.79 | $499 | 2,436 |
| Robert C. Guilfoyle Director | Sep 27, 2024 | Other | +4.74 | $35.79 | $170 | 739 |
| Christopher L. Byrd Director | Sep 27, 2024 | Other | +27.79 | $35.79 | $995 | 5,983 |
| Mark D. Shireman Director | Sep 27, 2024 | Other | +26.46 | $35.79 | $947 | 41,708 |
| John Shireman Director | Aug 5, 2024 | Buy | +500 | $31.69 | $15.85K | 1,500 |
| John Shireman Director | Aug 2, 2024 | Buy | +500 | $32.12 | $16.06K | 500 |
| John Shireman Director | Aug 2, 2024 | Buy | +500 | $31.75 | $15.88K | 1,000 |
| Pamela G. Kraft Director | Jun 28, 2024 | Other | +14.13 | $30.29 | $428 | 2,325 |
| Kathy Ernstberger Director | Jun 28, 2024 | Other | +14.11 | $30.29 | $427 | 2,422 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
5.30%
0M shares short
Days to cover
9.2
At 0M shares a day
Change since last report
+2.4%
From 0M shares
Short volume, 20 days
79.8%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of First Capital's stock actually held short. Settlement fails (shares not delivered on time) peaked at 1,159 shares on Sep 1, 2026 over the last 90 days.
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