USBCNYSEFinance ServicesFiscal year ends December 31
USBC, Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 7, 2026
$0.44−0.00 (-0.05%)
Close on Oct 19, 2026
- Market cap
- $170.01M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
0.5%
2M of 388M shares
Institutional holders
25
10 new, 3 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Todd Baszucki | 430,000 | 14.00% | 13G (passive) | Feb 18, 2025 |
| Goldeneye 1995 LLC | 357,815,000 | 92.10% | 13D (active) amendment | Sep 19, 2025 |
| Robert Gregory Kidd | 357,815,000 | 93.10% | 13D (active) | Aug 6, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of USBC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Crcm LP | 555,325 | 0.14% | $173.82K | – | 0.06% |
| Vanguard Capital Management LLC | 272,014 | 0.07% | $85.14K | +122,218 | 0.00% |
| Geode Capital Management, LLC | 218,753 | 0.06% | $68.47K | −40,657 | 0.00% |
| Vontobel Holding Ltd. | 190,653 | 0.05% | $59.67K | +179 | 0.00% |
| Vanguard Fiduciary Trust Co | 145,320 | 0.04% | $45.49K | +127,989 | 0.00% |
| State Street Corp | 92,900 | 0.02% | $29.08K | New | 0.00% |
| Jane Street Group, LLC | 75,226 | 0.02% | $23.55K | +58,210 | 0.00% |
| Northern Trust Corp | 71,799 | 0.02% | $22.47K | New | 0.00% |
| Virtu Financial LLC | 53,607 | 0.01% | $17 | New | 0.00% |
| Two Sigma Securities, LLC | 37,223 | 0.01% | $11.65K | New | 0.00% |
| XTX Topco Ltd | 35,551 | 0.01% | $11.13K | +8,886 | 0.00% |
| Osaic Holdings, Inc. | 27,200 | 0.01% | $8.47K | +8,859 | 0.00% |
| UBS Group AG | 25,833 | 0.01% | $8.09K | New | 0.00% |
| Scientech Research LLC | 20,144 | 0.01% | $6.31K | New | 0.01% |
| Lido Advisors, LLC | 20,000 | 0.01% | $6.26K | New | 0.00% |
| Susquehanna International Group, Llp | 13,873 | 0.00% | $4.34K | New | 0.00% |
| McGuire Capital Advisors Inc | 5,500 | 0.00% | $1.72K | New | 0.00% |
| Citigroup Inc | 4,299 | 0.00% | $1.35K | New | 0.00% |
| Morgan Stanley | 986 | 0.00% | $309 | – | 0.00% |
| Allworth Financial LP | 500 | 0.00% | $157 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 25 | 2M | 0.5% | 10 / 6 | 2 / 3 | 1M | 0M |
| Q1 2026 | 20 | 1M | 0.4% | 4 / 4 | 3 / 11 | 0M | 3M |
| Q4 2025 | 28 | 4M | 0.9% | 7 / 10 | 4 / 5 | 1M | 0M |
| Q3 2025 | 27 | 3M | 0.7% | 15 / 5 | 3 / 3 | 3M | 0M |
| Q2 2025 | 15 | 0M | 0.1% | 7 / 3 | 0 / 2 | 0M | 0M |
| Q1 2025 | 10 | 0M | 0.0% | 10 / 0 | 0 / 0 | 0M | 0M |
| Q1 2021 | 0 | 0M | 0.0% | 0 / 0 | 0 / 1 | 0M | 0M |
| Q4 2020 | 1 | 0M | 0.0% | 0 / 0 | 1 / 0 | 0M | 0M |
| Q3 2020 | 1 | 0M | 0.0% | 0 / 1 | 0 / 0 | 0M | 0M |
| Q2 2020 | 1 | 0M | 0.0% | 1 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of USBC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Extended Market Index Fund | 272,014 | 0.07% | $85.14K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 136,059 | 0.04% | $46.72K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 30,353 | 0.01% | $10.42K | 0.00% | May 31, 2026 |
| Fidelity Total Market Index Fund | 19,574 | 0.01% | $6.72K | 0.00% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Robert Gregory Kidd | CEO, President, Chairman, Director, 10% owner | 357,815,000 | 92.19% | Aug 8, 2025 |
| Daniel J. Beck | Chief Financial Officer | – | – | Sep 16, 2026 |
| Kitty B. Payne | CFO, Treasurer, Secretary | – | – | Mar 26, 2026 |
| Kirk Chapman | Chief Operating Officer | – | – | Oct 9, 2025 |
| Ichiro John Paul Takesako | Director | 144,260 | 0.04% | Aug 14, 2026 |
| William Arthur Owens | Director | 48,692 | 0.01% | Aug 14, 2026 |
| Jon Pepper | Director | 37,850 | 0.01% | Aug 14, 2026 |
| Larry K. Ellingson | Director | 25,404 | 0.01% | Aug 14, 2026 |
| Linda Jenkinson | Director | – | – | Mar 26, 2026 |
| Ronald P. Erickson | Director | 2,472,202 | 0.64% | Aug 8, 2025 |
| John E. Cronin | Director | 50,404 | 0.01% | May 7, 2025 |
| 1995 LLC Goldeneye | 10% owner | 357,815,000 | 92.19% | Aug 8, 2025 |
| Peter J. Conley | – | 167,750 | 0.04% | Aug 8, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Ronald P. Erickson Director | Aug 6, 2025 | Award | +335,000 | – | – | 472,202 |
| Ronald P. Erickson Director | Aug 6, 2025 | Other | +2,000,000 | – | – | 2,000,000 |
| Peter J. Conley – | Jul 31, 2025 | Award | +107,500 | – | – | 157,750 |
| Ichiro John Paul Takesako Director | May 5, 2025 | Award | +25,000 | $0.44 | $11.00K | 28,875 |
| Larry K. Ellingson Director | May 5, 2025 | Award | +25,000 | $0.44 | $11.00K | 25,404 |
| John E. Cronin Director | May 5, 2025 | Award | +25,000 | $0.44 | $11.00K | 25,000 |
| John E. Cronin Director | May 5, 2025 | Award | +25,000 | $0.44 | $11.00K | 25,404 |
| Ronald P. Erickson CEO, Director | May 5, 2025 | Award | +100,000 | $0.44 | $44.00K | 137,202 |
| William Arthur Owens Director | May 5, 2025 | Award | +25,000 | $0.44 | $11.00K | 48,692 |
| Peter J. Conley Chief Financial Officer | May 5, 2025 | Award | +50,000 | $0.44 | $22.00K | 50,250 |
| Jon Pepper Director | May 5, 2025 | Award | +25,000 | $0.44 | $11.00K | 37,850 |
| Jon Pepper Director | May 24, 2024 | Gift | −14,000 | – | – | 514,000 |
| Jon Pepper Director | Feb 8, 2024 | Award | +100,000 | $0.49 | $49.00K | 528,000 |
| Larry K. Ellingson Director | Feb 8, 2024 | Award | +16,164 | $0.49 | $7.92K | 16,164 |
| John E. Cronin Director | Feb 8, 2024 | Award | +16,164 | $0.49 | $7.92K | 16,164 |
| William Arthur Owens Director | Feb 8, 2024 | Award | +100,000 | $0.49 | $49.00K | 947,703 |
| Ichiro John Paul Takesako Director | Feb 8, 2024 | Award | +100,000 | $0.49 | $49.00K | 155,000 |
| Timothy M. Londergan Director | Feb 8, 2024 | Award | +16,164 | $0.49 | $7.92K | 17,164 |
| William Arthur Owens Director | Oct 12, 2023 | Award | +35,000 | $0.25 | $8.75K | 847,703 |
| Jon Pepper Director | Oct 12, 2023 | Award | +35,000 | $0.25 | $8.75K | 428,000 |
| Ichiro John Paul Takesako Director | Oct 12, 2023 | Award | +35,000 | $0.25 | $8.75K | 55,000 |
| William Arthur Owens Director | May 16, 2023 | Option exercise | +157,983 | $0.25 | $39.50K | 812,703 |
| Ichiro John Paul Takesako Director | Mar 31, 2023 | Sale | −7,500 | $0.88 | $6.60K | 20,000 |
| Ichiro John Paul Takesako Director | Mar 30, 2023 | Sale | −7,120 | $0.87 | $6.19K | 28,880 |
| Ichiro John Paul Takesako Director | Mar 30, 2023 | Sale | −1,380 | $0.89 | $1.23K | 27,500 |
| Ichiro John Paul Takesako Director | Mar 29, 2023 | Sale | −5,000 | $0.90 | $4.50K | 36,000 |
| Jessica English Chief Marketing Officer | Mar 29, 2023 | Buy | +5,000 | $0.92 | $4.60K | 5,000 |
| Ichiro John Paul Takesako Director | Mar 28, 2023 | Sale | −5,000 | $0.90 | $4.50K | 41,000 |
| Ichiro John Paul Takesako Director | Mar 27, 2023 | Sale | −5,000 | $0.92 | $4.60K | 46,000 |
| Ichiro John Paul Takesako Director | Mar 24, 2023 | Sale | −5,000 | $0.88 | $4.40K | 51,000 |
| William Arthur Owens Director | Mar 16, 2023 | Buy | +600 | $0.82 | $492 | 631,020 |
| William Arthur Owens Director | Mar 16, 2023 | Buy | +23,500 | $0.82 | $19.27K | 654,520 |
| William Arthur Owens Director | Mar 16, 2023 | Buy | +200 | $0.82 | $164 | 654,720 |
| Jon Pepper Director | Mar 16, 2023 | Buy | +5,000 | $0.81 | $4.05K | 393,000 |
| Leonardo Mouta Trautwein Chief Marketing Officer | Mar 15, 2023 | Buy | +6,000 | $0.84 | $5.04K | 19,980 |
| Ronald P. Erickson Director | Mar 15, 2023 | Buy | +5,000 | $0.85 | $4.25K | 545,934 |
| Leonardo Mouta Trautwein Chief Marketing Officer | Jun 10, 2022 | Buy | +10,000 | $1.65 | $16.50K | 13,980 |
| Ichiro John Paul Takesako Director | Jun 3, 2022 | Sale | −4,000 | $1.40 | $5.60K | 56,000 |
| Ichiro John Paul Takesako Director | Jun 2, 2022 | Sale | −2,000 | $1.46 | $2.92K | 62,000 |
| Ichiro John Paul Takesako Director | Jun 2, 2022 | Sale | −2,000 | $1.43 | $2.86K | 60,000 |
| Ichiro John Paul Takesako Director | Jun 1, 2022 | Sale | −4,000 | $1.50 | $6.00K | 64,000 |
| Ichiro John Paul Takesako Director | May 31, 2022 | Sale | −300 | $1.50 | $450 | 71,700 |
| Ichiro John Paul Takesako Director | May 31, 2022 | Sale | −2,000 | $1.45 | $2.90K | 69,700 |
| Ichiro John Paul Takesako Director | May 31, 2022 | Sale | −1,700 | $1.45 | $2.47K | 68,000 |
| Peter J. Conley Chief Financial Officer | May 31, 2022 | Buy | +10,000 | $1.51 | $15.10K | 10,000 |
| Ichiro John Paul Takesako Director | May 27, 2022 | Sale | −2,000 | $1.46 | $2.92K | 74,000 |
| Ichiro John Paul Takesako Director | May 27, 2022 | Sale | −2,000 | $1.43 | $2.86K | 72,000 |
| Ichiro John Paul Takesako Director | May 26, 2022 | Sale | −2,000 | $1.48 | $2.96K | 76,000 |
| Ichiro John Paul Takesako Director | May 26, 2022 | Sale | −1,225 | $1.51 | $1.85K | 78,000 |
| Ichiro John Paul Takesako Director | May 26, 2022 | Sale | −775 | $1.41 | $1.09K | 79,225 |
| Ichiro John Paul Takesako Director | Feb 23, 2022 | Sale | −25,000 | $2.00 | $50.00K | 80,000 |
| Ichiro John Paul Takesako Director | Feb 22, 2022 | Sale | −25,000 | $1.99 | $49.75K | 105,000 |
| William Arthur Owens Director | Jan 28, 2022 | Buy | +15,835 | $1.39 | $22.01K | 630,420 |
| William Arthur Owens Director | Jan 25, 2022 | Buy | +2,085 | $1.35 | $2.81K | 614,585 |
| William Arthur Owens Director | Jan 25, 2022 | Award | +2,085 | $1.35 | $2.81K | 614,585 |
| Ronald P. Erickson Director | Jan 21, 2022 | Buy | +20,000 | $1.32 | $26.40K | 540,934 |
| Ichiro John Paul Takesako Director | Jan 5, 2022 | Award | +30,000 | – | – | 130,000 |
| Jon Pepper Director | Jan 5, 2022 | Award | +30,000 | – | – | 388,000 |
| William Arthur Owens Director | Jan 5, 2022 | Award | +30,000 | – | – | 612,500 |
| Ronald P. Erickson Director | Sep 10, 2021 | Buy | +5,000 | $2.53 | $12.65K | 8,334 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.