USBC, Inc. (USBC) shareholders
USBCNYSEFinance ServicesFiscal year ends December 31
$0.37−0.02 (-6.37%)
Close on Nov 12, 2026Market cap $142.10MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
0.5%
2M of 388M shares
Institutional holders
25
10 new, 3 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Goldeneye 1995 LLC Joint filing with Robert Gregory Kidd (92.10%) | 357,815,000 | 92.10% | 13D (active) amendment | Sep 19, 2025 |
| Robert Gregory Kidd Joint filing with Goldeneye 1995 LLC (93.10%) | 357,815,000 | 93.10% | 13D (active) | Aug 6, 2025 |
| Todd Baszucki | 430,000 | 14.00% | 13G (passive) | Feb 18, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of USBC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Crcm LP | 555,325 | 0.14% | $173.82K | – | 0.06% |
| Vanguard Capital Management LLC | 272,014 | 0.07% | $85.14K | +122,218 | 0.00% |
| Geode Capital Management, LLC | 218,753 | 0.06% | $68.47K | −40,657 | 0.00% |
| Vontobel Holding Ltd. | 190,653 | 0.05% | $59.67K | +179 | 0.00% |
| Vanguard Fiduciary Trust Co | 145,320 | 0.04% | $45.49K | +127,989 | 0.00% |
| State Street Corp | 92,900 | 0.02% | $29.08K | New | 0.00% |
| Jane Street Group, LLC | 75,226 | 0.02% | $23.55K | +58,210 | 0.00% |
| Northern Trust Corp | 71,799 | 0.02% | $22.47K | New | 0.00% |
| Virtu Financial LLC | 53,607 | 0.01% | $17.00K | New | 0.00% |
| Two Sigma Securities, LLC | 37,223 | 0.01% | $11.65K | New | 0.00% |
| XTX Topco Ltd | 35,551 | 0.01% | $11.13K | +8,886 | 0.00% |
| Osaic Holdings, Inc. | 27,200 | 0.01% | $8.47K | +8,859 | 0.00% |
| UBS Group AG | 25,833 | 0.01% | $8.09K | New | 0.00% |
| Scientech Research LLC | 20,144 | 0.01% | $6.31K | New | 0.01% |
| Lido Advisors, LLC | 20,000 | 0.01% | $6.26K | New | 0.00% |
| Susquehanna International Group, Llp | 13,873 | 0.00% | $4.34K | New | 0.00% |
| McGuire Capital Advisors Inc | 5,500 | 0.00% | $1.72K | New | 0.00% |
| Citigroup Inc | 4,299 | 0.00% | $1.35K | New | 0.00% |
| Morgan Stanley | 986 | 0.00% | $309 | – | 0.00% |
| Allworth Financial LP | 500 | 0.00% | $157 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 25 | 2M | 0.5% | 10 / 6 | 2 / 3 | 1M | 0M |
| Q1 2026 | 20 | 1M | 0.4% | 4 / 4 | 3 / 11 | 0M | 3M |
| Q4 2025 | 28 | 4M | 0.9% | 7 / 10 | 4 / 5 | 1M | 0M |
| Q3 2025 | 27 | 3M | 0.7% | 15 / 5 | 3 / 3 | 3M | 0M |
| Q2 2025 | 15 | 0M | 0.1% | 7 / 3 | 0 / 2 | 0M | 0M |
| Q1 2025 | 10 | 0M | 0.0% | 10 / 0 | 0 / 0 | 0M | 0M |
| Q1 2021 | 0 | 0M | 0.0% | 0 / 0 | 0 / 1 | 0M | 0M |
| Q4 2020 | 1 | 0M | 0.0% | 0 / 0 | 1 / 0 | 0M | 0M |
| Q3 2020 | 1 | 0M | 0.0% | 0 / 1 | 0 / 0 | 0M | 0M |
| Q2 2020 | 1 | 0M | 0.0% | 1 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
4 funds held USBC in Q2 2026, 59% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of USBC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Extended Market Index Fund | 272,014 | 0.07% | $85.14K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 136,059 | 0.04% | $46.72K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 30,353 | 0.01% | $10.42K | 0.00% | May 31, 2026 |
| Fidelity Total Market Index Fund | 19,574 | 0.01% | $6.72K | 0.00% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Robert Gregory Kidd | CEO, President, Chairman, Director, 10% owner | 357,815,000 | 92.19% | Aug 8, 2025 |
| Daniel J. Beck | Chief Financial Officer | – | – | Oct 5, 2026 |
| Kirk Chapman | Chief Operating Officer | – | – | Oct 9, 2025 |
| Jon Pepper | Director | 37,850 | 0.01% | Aug 14, 2026 |
| Ichiro John Paul Takesako | Director | 144,260 | 0.04% | Aug 14, 2026 |
| William Arthur Owens | Director | 48,692 | 0.01% | Aug 14, 2026 |
| Larry K. Ellingson | Director | 25,404 | 0.01% | Aug 14, 2026 |
| Linda Jenkinson | Director | – | – | Mar 26, 2026 |
| Ronald P. Erickson | Director | 2,472,202 | 0.64% | Aug 8, 2025 |
| John E. Cronin | Director | 50,404 | 0.01% | May 7, 2025 |
| Kitty B. Payne | – | – | – | Oct 5, 2026 |
| Peter J. Conley | – | 167,750 | 0.04% | Aug 8, 2025 |
| 1995 LLC Goldeneye | 10% owner | 357,815,000 | 92.19% | Aug 8, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Ronald P. Erickson Director | Aug 6, 2025 | Award | +335,000 | – | – | 472,202 |
| Ronald P. Erickson Director | Aug 6, 2025 | Other | +2,000,000 | – | – | 2,000,000 |
| Peter J. Conley – | Jul 31, 2025 | Award | +107,500 | – | – | 157,750 |
| Ichiro John Paul Takesako Director | May 5, 2025 | Award | +25,000 | $0.44 | $11.00K | 28,875 |
| Larry K. Ellingson Director | May 5, 2025 | Award | +25,000 | $0.44 | $11.00K | 25,404 |
| John E. Cronin Director | May 5, 2025 | Award | +25,000 | $0.44 | $11.00K | 25,000 |
| John E. Cronin Director | May 5, 2025 | Award | +25,000 | $0.44 | $11.00K | 25,404 |
| Ronald P. Erickson CEO, Director | May 5, 2025 | Award | +100,000 | $0.44 | $44.00K | 137,202 |
| William Arthur Owens Director | May 5, 2025 | Award | +25,000 | $0.44 | $11.00K | 48,692 |
| Peter J. Conley Chief Financial Officer | May 5, 2025 | Award | +50,000 | $0.44 | $22.00K | 50,250 |
| Jon Pepper Director | May 5, 2025 | Award | +25,000 | $0.44 | $11.00K | 37,850 |
| Jon Pepper Director | May 24, 2024 | Gift | −14,000 | – | – | 514,000 |
| Jon Pepper Director | Feb 8, 2024 | Award | +100,000 | $0.49 | $49.00K | 528,000 |
| Larry K. Ellingson Director | Feb 8, 2024 | Award | +16,164 | $0.49 | $7.92K | 16,164 |
| John E. Cronin Director | Feb 8, 2024 | Award | +16,164 | $0.49 | $7.92K | 16,164 |
| William Arthur Owens Director | Feb 8, 2024 | Award | +100,000 | $0.49 | $49.00K | 947,703 |
| Ichiro John Paul Takesako Director | Feb 8, 2024 | Award | +100,000 | $0.49 | $49.00K | 155,000 |
| Timothy M. Londergan Director | Feb 8, 2024 | Award | +16,164 | $0.49 | $7.92K | 17,164 |
| William Arthur Owens Director | Oct 12, 2023 | Award | +35,000 | $0.25 | $8.75K | 847,703 |
| Jon Pepper Director | Oct 12, 2023 | Award | +35,000 | $0.25 | $8.75K | 428,000 |
| Ichiro John Paul Takesako Director | Oct 12, 2023 | Award | +35,000 | $0.25 | $8.75K | 55,000 |
| William Arthur Owens Director | May 16, 2023 | Option exercise | +157,983 | $0.25 | $39.50K | 812,703 |
| Ichiro John Paul Takesako Director | Mar 31, 2023 | Sale | −7,500 | $0.88 | $6.60K | 20,000 |
| Ichiro John Paul Takesako Director | Mar 30, 2023 | Sale | −7,120 | $0.87 | $6.19K | 28,880 |
| Ichiro John Paul Takesako Director | Mar 30, 2023 | Sale | −1,380 | $0.89 | $1.23K | 27,500 |
| Ichiro John Paul Takesako Director | Mar 29, 2023 | Sale | −5,000 | $0.90 | $4.50K | 36,000 |
| Jessica English Chief Marketing Officer | Mar 29, 2023 | Buy | +5,000 | $0.92 | $4.60K | 5,000 |
| Ichiro John Paul Takesako Director | Mar 28, 2023 | Sale | −5,000 | $0.90 | $4.50K | 41,000 |
| Ichiro John Paul Takesako Director | Mar 27, 2023 | Sale | −5,000 | $0.92 | $4.60K | 46,000 |
| Ichiro John Paul Takesako Director | Mar 24, 2023 | Sale | −5,000 | $0.88 | $4.40K | 51,000 |
| William Arthur Owens Director | Mar 16, 2023 | Buy | +600 | $0.82 | $492 | 631,020 |
| William Arthur Owens Director | Mar 16, 2023 | Buy | +23,500 | $0.82 | $19.27K | 654,520 |
| William Arthur Owens Director | Mar 16, 2023 | Buy | +200 | $0.82 | $164 | 654,720 |
| Jon Pepper Director | Mar 16, 2023 | Buy | +5,000 | $0.81 | $4.05K | 393,000 |
| Leonardo Mouta Trautwein Chief Marketing Officer | Mar 15, 2023 | Buy | +6,000 | $0.84 | $5.04K | 19,980 |
| Ronald P. Erickson Director | Mar 15, 2023 | Buy | +5,000 | $0.85 | $4.25K | 545,934 |
| Leonardo Mouta Trautwein Chief Marketing Officer | Jun 10, 2022 | Buy | +10,000 | $1.65 | $16.50K | 13,980 |
| Ichiro John Paul Takesako Director | Jun 3, 2022 | Sale | −4,000 | $1.40 | $5.60K | 56,000 |
| Ichiro John Paul Takesako Director | Jun 2, 2022 | Sale | −2,000 | $1.46 | $2.92K | 62,000 |
| Ichiro John Paul Takesako Director | Jun 2, 2022 | Sale | −2,000 | $1.43 | $2.86K | 60,000 |
| Ichiro John Paul Takesako Director | Jun 1, 2022 | Sale | −4,000 | $1.50 | $6.00K | 64,000 |
| Ichiro John Paul Takesako Director | May 31, 2022 | Sale | −300 | $1.50 | $450 | 71,700 |
| Ichiro John Paul Takesako Director | May 31, 2022 | Sale | −2,000 | $1.45 | $2.90K | 69,700 |
| Ichiro John Paul Takesako Director | May 31, 2022 | Sale | −1,700 | $1.45 | $2.47K | 68,000 |
| Peter J. Conley Chief Financial Officer | May 31, 2022 | Buy | +10,000 | $1.51 | $15.10K | 10,000 |
| Ichiro John Paul Takesako Director | May 27, 2022 | Sale | −2,000 | $1.46 | $2.92K | 74,000 |
| Ichiro John Paul Takesako Director | May 27, 2022 | Sale | −2,000 | $1.43 | $2.86K | 72,000 |
| Ichiro John Paul Takesako Director | May 26, 2022 | Sale | −2,000 | $1.48 | $2.96K | 76,000 |
| Ichiro John Paul Takesako Director | May 26, 2022 | Sale | −1,225 | $1.51 | $1.85K | 78,000 |
| Ichiro John Paul Takesako Director | May 26, 2022 | Sale | −775 | $1.41 | $1.09K | 79,225 |
| Ichiro John Paul Takesako Director | Feb 23, 2022 | Sale | −25,000 | $2.00 | $50.00K | 80,000 |
| Ichiro John Paul Takesako Director | Feb 22, 2022 | Sale | −25,000 | $1.99 | $49.75K | 105,000 |
| William Arthur Owens Director | Jan 28, 2022 | Buy | +15,835 | $1.39 | $22.01K | 630,420 |
| William Arthur Owens Director | Jan 25, 2022 | Buy | +2,085 | $1.35 | $2.81K | 614,585 |
| William Arthur Owens Director | Jan 25, 2022 | Award | +2,085 | $1.35 | $2.81K | 614,585 |
| Ronald P. Erickson Director | Jan 21, 2022 | Buy | +20,000 | $1.32 | $26.40K | 540,934 |
| Ichiro John Paul Takesako Director | Jan 5, 2022 | Award | +30,000 | – | – | 130,000 |
| Jon Pepper Director | Jan 5, 2022 | Award | +30,000 | – | – | 388,000 |
| William Arthur Owens Director | Jan 5, 2022 | Award | +30,000 | – | – | 612,500 |
| Ronald P. Erickson Director | Sep 10, 2021 | Buy | +5,000 | $2.53 | $12.65K | 8,334 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
1.00%
0M shares short
Days to cover
2.2
At 0M shares a day
Change since last report
-36.5%
From 0M shares
Short volume, 20 days
23.0%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of USBC's stock actually held short. Settlement fails (shares not delivered on time) peaked at 41,849 shares on Sep 2, 2026 over the last 90 days.
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