SoundHound AI, Inc. (SOUNW) shareholders
Close on Oct 30, 2026Market cap $1.87BP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 33,209,578 | 8.30% | 13G (passive) amendment | Jun 30, 2026 |
| Vanguard Portfolio Management | 25,864,638 | 6.62% | 13G (passive) | Mar 31, 2026 |
| Vanguard Capital Management | 20,345,734 | 5.21% | 13G (passive) | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of SOUNW | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Aristeia Capital LLC | 224,965 | – | $429.68K | −7,434 | 0.01% |
| Jane Street Group, LLC | 69,616 | – | $133.66K | +18 | 0.00% |
| VR Advisory Services Ltd | 25,000 | – | $48.00K | – | 0.00% |
| Envestnet Asset Management Inc | 24,800 | – | $47.62K | +5,700 | 0.00% |
| UBS Group AG | 1,069 | – | $2.05K | +374 | 0.00% |
| Morgan Stanley | 1,000 | – | $1.92K | New | 0.00% |
| Osaic Holdings, Inc. | 500 | – | $960 | +200 | 0.00% |
| Bank Of Montreal /Can/ | 250 | – | $480 | New | 0.00% |
| Hilton Head Capital Partners, LLC | 141 | – | $271 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 9 | 0M | 2 / 4 | 1 / 1 | 0M | 0M |
| Q1 2026 | 8 | 0M | 1 / 1 | 3 / 2 | 0M | 0M |
| Q4 2025 | 9 | 0M | 3 / 1 | 3 / 2 | 0M | 0M |
| Q3 2025 | 8 | 0M | 1 / 2 | 1 / 2 | 0M | 0M |
| Q2 2025 | 9 | 0M | 5 / 2 | 0 / 1 | 0M | 0M |
| Q1 2025 | 6 | 0M | 0 / 2 | 2 / 4 | 0M | 0M |
| Q4 2024 | 10 | 0M | 5 / 2 | 1 / 3 | 0M | 0M |
| Q3 2024 | 8 | 0M | 0 / 2 | 1 / 0 | 0M | 0M |
| Q2 2024 | 8 | 0M | 1 / 1 | 4 / 1 | 0M | 0M |
| Q1 2024 | 8 | 0M | 2 / 3 | 0 / 7 | 0M | 1M |
| Q4 2023 | 13 | 1M | 2 / 4 | 1 / 0 | 0M | 0M |
| Q3 2023 | 11 | 1M | 0 / 2 | 2 / 0 | 0M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| James Ming Hom | Chief Product Officer, Director | 2,956,873 | Sep 17, 2026 |
| Keyvan Mohajer | CEO, Director, 10% owner | 17,824,011 | Sep 17, 2026 |
| Majid Emami | CSO & SVP, Engineering, 10% owner | 17,456,739 | Sep 17, 2026 |
| Michael Zagorsek | Chief Operating Officer | 2,600,231 | Sep 17, 2026 |
| John DeNeen Collins | Chief Financial Officer | 50,573 | Sep 9, 2026 |
| Timothy Stonehocker | Chief Technology Officer | 502,290 | Jun 17, 2026 |
| Nitesh Sharan | Chief Financial Officer | 1,661,121 | Mar 24, 2026 |
| Diana Sroka | Director | 171,719 | Sep 21, 2026 |
| Lawrence Marcus | Director | 224,748 | Sep 17, 2026 |
| Eric R. Ball | Director | 483,750 | Sep 17, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Diana Sroka Director | Sep 17, 2026 | Sale(10b5-1 plan) | −1,552 | $6.11 | $9.48K | 171,719 |
| Michael Zagorsek Chief Operating Officer | Sep 15, 2026 | Sale | −71,113 | $6.33 | $450.15K | 2,600,231 |
| Keyvan Mohajer CEO, Director, 10% owner | Sep 15, 2026 | Sale | −137,290 | $6.33 | $869.05K | 3,684,947 |
| James Ming Hom Chief Product Officer, Director | Sep 15, 2026 | Sale | −38,730 | $6.33 | $245.16K | 1,105,555 |
| Majid Emami CSO & SVP, Engineering, 10% owner | Sep 15, 2026 | Sale | −38,730 | $6.33 | $245.16K | 834,253 |
| John DeNeen Collins Chief Financial Officer | Sep 4, 2026 | Award | +50,573 | – | – | 50,573 |
| John DeNeen Collins Chief Financial Officer | Sep 4, 2026 | Award | +1,000,000 | – | – | 1,050,573 |
| Diana Sroka Director | Aug 27, 2026 | Sale(10b5-1 plan) | −1,343 | $7.15 | $9.60K | 173,271 |
| Keyvan Mohajer CEO, Director, 10% owner | Jul 31, 2026 | Award | +375,000 | – | – | 3,822,237 |
| Keyvan Mohajer CEO, Director, 10% owner | Jul 31, 2026 | Award | +1,500,000 | – | – | 3,447,237 |
| Eric R. Ball Director | Jul 31, 2026 | Award | +4,000 | – | – | 153,500 |
| Lawrence Marcus Director | Jul 31, 2026 | Award | +4,000 | – | – | 116,631 |
| Majid Emami CSO & SVP, Engineering, 10% owner | Jul 31, 2026 | Award | +400,000 | – | – | 872,983 |
| Diana Sroka Director | Jul 31, 2026 | Award | +4,000 | – | – | 174,614 |
| Michael Zagorsek Chief Operating Officer | Jul 31, 2026 | Award | +750,000 | – | – | 2,419,497 |
| Michael Zagorsek Chief Operating Officer | Jul 31, 2026 | Award | +250,000 | – | – | 2,669,497 |
| James Ming Hom Chief Product Officer, Director | Jul 31, 2026 | Award | +400,000 | – | – | 1,143,521 |
| James Ming Hom Chief Product Officer, Director | Jul 30, 2026 | Award | +400,000 | – | – | 1,144,285 |
| Majid Emami CSO & SVP, Engineering, 10% owner | Jul 30, 2026 | Award | +400,000 | – | – | 872,983 |
| Lawrence Marcus Director | Jul 30, 2026 | Award | +4,000 | – | – | 116,631 |
| Eric R. Ball Director | Jul 30, 2026 | Award | +4,000 | – | – | 153,500 |
| Keyvan Mohajer CEO, Director, 10% owner | Jul 30, 2026 | Award | +375,000 | – | – | 3,822,237 |
| Keyvan Mohajer CEO, Director, 10% owner | Jul 30, 2026 | Award | +1,500,000 | – | – | 3,447,237 |
| Diana Sroka Director | Jul 30, 2026 | Award | +4,000 | – | – | 174,614 |
| Michael Zagorsek Chief Operating Officer | Jul 30, 2026 | Award | +250,000 | – | – | 2,671,344 |
| Michael Zagorsek Chief Operating Officer | Jul 30, 2026 | Award | +750,000 | – | – | 2,421,344 |
| Michael Zagorsek Chief Operating Officer | Jun 15, 2026 | Sale | −64,994 | $7.46 | $484.86K | 1,669,497 |
| Majid Emami CSO & SVP, Engineering, 10% owner | Jun 15, 2026 | Sale | −28,843 | $7.46 | $215.17K | 472,983 |
| James Ming Hom Chief Product Officer, Director | Jun 15, 2026 | Sale | −28,843 | $7.46 | $215.17K | 743,521 |
| Keyvan Mohajer CEO, Director, 10% owner | Jun 15, 2026 | Sale | −126,540 | $7.46 | $943.99K | 1,947,237 |
| Timothy Stonehocker Chief Technology Officer | Jun 15, 2026 | Sale | −18,802 | $7.46 | $140.26K | 502,290 |
| Eric R. Ball Director | May 22, 2026 | Award | +20,694 | – | – | 149,500 |
| Lawrence Marcus Director | May 22, 2026 | Award | +20,694 | – | – | 112,631 |
| Diana Sroka Director | May 22, 2026 | Award | +20,694 | – | – | 170,614 |
| Diana Sroka Director | Mar 23, 2026 | Sale(10b5-1 plan) | −1,343 | $6.77 | $9.09K | 149,920 |
| Keyvan Mohajer CEO, Director, 10% owner | Mar 20, 2026 | Sale | −124,510 | $6.79 | $845.42K | 2,073,777 |
| Timothy Stonehocker Chief Technology Officer | Mar 20, 2026 | Sale | −23,087 | $6.79 | $156.76K | 521,092 |
| Michael Zagorsek Chief Operating Officer | Mar 20, 2026 | Sale | −52,968 | $6.79 | $359.65K | 1,734,491 |
| Majid Emami CSO & SVP, Engineering, 10% owner | Mar 20, 2026 | Sale | −31,019 | $6.79 | $210.62K | 501,826 |
| James Ming Hom Chief Product Officer, Director | Mar 20, 2026 | Sale | −31,019 | $6.79 | $210.62K | 772,364 |
| Nitesh Sharan Chief Financial Officer | Mar 20, 2026 | Sale | −44,027 | $6.79 | $298.94K | 1,661,121 |
| Timothy Stonehocker Chief Technology Officer | Jan 9, 2026 | Sale(10b5-1 plan) | −29,676 | $12.00 | $356.11K | 544,179 |
| Majid Emami CSO & SVP, Engineering, 10% owner | Dec 26, 2025 | Sale(10b5-1 plan) | −32,741 | $10.66 | $349.02K | 532,845 |
| Timothy Stonehocker Chief Technology Officer | Dec 24, 2025 | Sale(10b5-1 plan) | −2,121 | $10.97 | $23.27K | 573,855 |
| Diana Sroka Director | Dec 23, 2025 | Sale(10b5-1 plan) | −1,343 | $10.88 | $14.61K | 151,263 |
| Nitesh Sharan Chief Financial Officer | Dec 22, 2025 | Sale | −60,780 | $11.28 | $685.60K | 1,705,148 |
| Keyvan Mohajer CEO, Director, 10% owner | Dec 22, 2025 | Sale | −144,326 | $11.28 | $1.63M | 2,198,287 |
| Timothy Stonehocker Chief Technology Officer | Dec 22, 2025 | Sale(10b5-1 plan) | −31,329 | $11.28 | $353.39K | 575,976 |
| Michael Zagorsek Chief Operating Officer | Dec 22, 2025 | Sale | −73,406 | $11.28 | $828.02K | 1,787,459 |
| Majid Emami CSO & SVP, Engineering, 10% owner | Dec 22, 2025 | Sale(10b5-1 plan) | −42,600 | $11.28 | $480.53K | 565,586 |
| James Ming Hom Chief Product Officer, Director | Dec 22, 2025 | Sale | −42,600 | $11.28 | $480.53K | 803,383 |
| Diana Sroka Director | Nov 13, 2025 | Sale(10b5-1 plan) | −1,343 | $12.99 | $17.45K | 152,606 |
| Nitesh Sharan Chief Financial Officer | Oct 14, 2025 | Sale(10b5-1 plan) | −30,376 | $21.21 | $644.27K | 1,765,928 |
| Nitesh Sharan Chief Financial Officer | Oct 14, 2025 | Sale(10b5-1 plan) | −30,000 | $21.21 | $636.30K | 1,796,304 |
| Nitesh Sharan Chief Financial Officer | Oct 14, 2025 | Option exercise | +30,000 | $7.51 | $225.30K | 1,826,304 |
| Timothy Stonehocker Chief Technology Officer | Oct 8, 2025 | Sale(10b5-1 plan) | −70,524 | $20.00 | $1.41M | 606,525 |
| Majid Emami VP, Engineering, 10% owner | Oct 8, 2025 | Sale(10b5-1 plan) | −41,167 | $20.00 | $823.34K | 608,186 |
| Keyvan Mohajer CEO, Director, 10% owner | Oct 8, 2025 | Sale(10b5-1 plan) | −118,654 | $20.00 | $2.37M | 2,342,613 |
| Majid Emami VP, Engineering, 10% owner | Sep 24, 2025 | Sale(10b5-1 plan) | −36,185 | $17.86 | $646.26K | 649,353 |
| Timothy Stonehocker Chief Technology Officer | Sep 24, 2025 | Sale(10b5-1 plan) | −2,247 | $17.90 | $40.22K | 677,049 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of SoundHound AI's stock actually held short. Settlement fails (shares not delivered on time) peaked at 10,433 shares on Sep 4, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Diana Sroka Director | Sep 17, 2026 | 1,552 | $9.20K | Sep 17, 2026 | Restricted Stock Units |
| Keyvan Mohajer Officer, Director, 10% Stockholder | Sep 15, 2026 | 137,290 | $888.27K | Sep 15, 2026 | RSU |
| James Ming Hom Officer, Director | Sep 15, 2026 | 38,730 | $250.58K | Sep 15, 2026 | RSU |
| Majid Emami Officer | Sep 15, 2026 | 38,730 | $250.58K | Sep 15, 2026 | RSU |
| Michael Zagorsek Officer | Sep 15, 2026 | 71,113 | $460.10K | Sep 15, 2026 | RSU |
| Diana Sroka Director | Aug 27, 2026 | 1,343 | $9.41K | Aug 27, 2026 | Restricted Stock Units |
| Majid Emami Officer | Jun 17, 2026 | 28,843 | $199.02K | Jun 18, 2026 | RSU |
| James Ming Hom Officer, Director | Jun 17, 2026 | 28,843 | $199.02K | Jun 18, 2026 | RSU |
| Keyvan Mohajer Officer, Director, 10% Stockholder | Jun 17, 2026 | 126,540 | $873.13K | Jun 18, 2026 | RSU |
| Michael Zagorsek Officer | Jun 17, 2026 | 64,994 | $448.46K | Jun 18, 2026 | RSU |
| Diana Sroka Director | Mar 23, 2026 | 1,343 | $8.80K | Mar 23, 2026 | Restricted Stock Units |
| Nitesh Sharan Officer | Mar 20, 2026 | 44,027 | $302.69K | Mar 20, 2026 | RSU |
| Keyvan Mohajer Officer, Director, 10% Stockholder | Mar 20, 2026 | 124,510 | $856.01K | Mar 20, 2026 | RSU |
| Majid Emami Officer | Mar 20, 2026 | 31,019 | $213.26K | Mar 20, 2026 | RSU |
| James Ming Hom Officer, Director | Mar 20, 2026 | 31,019 | $213.26K | Mar 20, 2026 | RSU |