Stifel Financial Corp (SFB) shareholders
SFBNYSESecurity Brokers, Dealers & Flotation CompaniesFiscal year ends December 31Also trades as SF, SF.PB, SF.PC, SF.PD
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 5, 2026Score 10/306% below fair value
$17.81−0.14 (-0.78%)
Close on Oct 30, 2026Market cap $2.88BP/E 3.2Yield 6.89%
Ownership
Who owns Stifel Financial's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
0 buys · 4 sales
Net sold $423.07K
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| FMR LLC Joint filing with Abigail P. Johnson (9.10%) | 9,490,523 | 9.10% | 13G (passive) amendment | Mar 31, 2025 |
| BlackRock, Inc. | 9,010,689 | 8.80% | 13G (passive) amendment | Dec 31, 2023 |
| Vanguard Capital Management | 7,812,978 | 5.04% | 13G (passive) | Mar 31, 2026 |
| Abigail P. Johnson Joint filing with FMR LLC (5.70%) | 5,864,042 | 5.70% | 13G (passive) amendment | Sep 30, 2025 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Ronald J. Kruszewski | Chief Executive Officer, Director | 1,884,713 | 0.84% | Mar 3, 2026 |
| David D. Sliney | Chief Operating Officer | 254,910 | 0.11% | Mar 3, 2026 |
| Thomas B. Michaud | Senior Vice President | 129,735 | 0.06% | Mar 3, 2026 |
| Mark P. Fisher | Senior VP & General Counsel | 81,977 | 0.04% | Mar 3, 2026 |
| James M. Marischen | Chief Financial Officer | 112,545 | 0.05% | Mar 3, 2026 |
| James M. Zemlyak | President | 1,767,320 | 0.79% | Mar 3, 2026 |
| Christopher K. Reichert | CEO of Stifel Bank & Trust | 89,220 | 0.04% | Mar 3, 2026 |
| Maryam S. Brown | Director | 5,729 | 0.00% | Jul 27, 2026 |
| Maura A. Markus | Director | 44,688 | 0.02% | Jun 11, 2026 |
| Michael W. Brown | Director | 103,264 | 0.05% | Jun 11, 2026 |
| Michael J. Zimmerman | Director | 71,562 | 0.03% | Jun 11, 2026 |
| Victor Nesi | Director | 423,382 | 0.19% | Jun 11, 2026 |
| Robert Edward Grady | Director | 23,144 | 0.01% | Jun 11, 2026 |
| David A. Peacock | Director | 15,664 | 0.01% | Jun 11, 2026 |
| Adam T. Berlew | Director | 24,475 | 0.01% | Jun 11, 2026 |
| James P. Kavanaugh | Director | 13,626 | 0.01% | Jun 11, 2026 |
| Lisa Landau Carnoy | Director | 10,611 | 0.00% | Jun 11, 2026 |
| Thomas W. Weisel | Director | 19,557 | 0.01% | Feb 20, 2026 |
| Daniel J. Ludeman | Director | 14,442 | 0.01% | Mar 10, 2025 |
| Charles Bradford Raymond | – | 117,780 | 0.05% | Mar 11, 2026 |
| Brantley McDuffie | – | 1,881 | 0.00% | Mar 3, 2026 |
| David Rubulotta | – | 1,488 | 0.00% | Mar 3, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Maryam S. Brown Director | Jul 23, 2026 | Sale | −2,200 | $79.14 | $174.11K | 5,729 |
| Maryam S. Brown Director | Jul 23, 2026 | Sale | −2,500 | $79.25 | $198.13K | 7,929 |
| Maryam S. Brown Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 10,429 |
| Michael W. Brown Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 103,264 |
| Maura A. Markus Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 44,688 |
| Michael J. Zimmerman Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 71,562 |
| James P. Kavanaugh Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 13,626 |
| Lisa Landau Carnoy Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 10,611 |
| David A. Peacock Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 13,764 |
| Adam T. Berlew Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 24,475 |
| Charles Bradford Raymond – | Mar 9, 2026 | Option exercise | +53,241 | – | – | 117,780 |
| Charles Bradford Raymond – | Mar 9, 2026 | Tax withholding | −29,443 | $73.05 | $2.15M | 88,337 |
| James M. Zemlyak President | Feb 18, 2026 | Tax withholding | −13,847 | $120.49 | $1.67M | 1,170,720 |
| James M. Zemlyak President | Feb 18, 2026 | Option exercise | +31,434 | – | – | 1,184,567 |
| James M. Marischen Chief Financial Officer | Feb 18, 2026 | Option exercise | +7,859 | – | – | 78,493 |
| James M. Marischen Chief Financial Officer | Feb 18, 2026 | Tax withholding | −3,463 | $120.49 | $417.26K | 75,030 |
| Mark P. Fisher Senior VP & General Counsel | Feb 18, 2026 | Option exercise | +7,859 | – | – | 58,892 |
| Mark P. Fisher Senior VP & General Counsel | Feb 18, 2026 | Tax withholding | −4,241 | $120.49 | $511.00K | 54,651 |
| Thomas B. Michaud Senior Vice President | Feb 18, 2026 | Option exercise | +16,179 | – | – | 94,473 |
| Thomas B. Michaud Senior Vice President | Feb 18, 2026 | Tax withholding | −7,983 | $120.49 | $961.87K | 86,490 |
| Ronald J. Kruszewski Chief Executive Officer, Director | Feb 18, 2026 | Tax withholding | −32,581 | $120.49 | $3.93M | 1,255,459 |
| Ronald J. Kruszewski Chief Executive Officer, Director | Feb 18, 2026 | Option exercise | +73,963 | – | – | 1,288,040 |
| Victor Nesi Director | Feb 18, 2026 | Tax withholding | −18,879 | $120.49 | $2.27M | 165,047 |
| Victor Nesi Director | Feb 18, 2026 | Option exercise | +36,981 | – | – | 183,926 |
| Thomas W. Weisel Director | Feb 18, 2026 | Tax withholding | −1,693 | $120.49 | $203.99K | 12,871 |
| Thomas W. Weisel Director | Feb 18, 2026 | Option exercise | +4,623 | – | – | 14,564 |
| David D. Sliney Chief Operating Officer | Feb 18, 2026 | Option exercise | +11,094 | – | – | 174,827 |
| David D. Sliney Chief Operating Officer | Feb 18, 2026 | Tax withholding | −4,887 | $120.49 | $588.83K | 169,940 |
| Christopher K. Reichert CEO of Stifel Bank & Trust | Feb 18, 2026 | Option exercise | +7,396 | – | – | 62,741 |
| Christopher K. Reichert CEO of Stifel Bank & Trust | Feb 18, 2026 | Tax withholding | −3,261 | $120.49 | $392.92K | 59,480 |
| David Rubulotta – | Feb 2, 2026 | Sale | −400 | $124.31 | $49.72K | 992 |
| Victor Nesi Director | Jan 30, 2026 | Tax withholding | −3,522 | $126.24 | $444.62K | 146,945 |
| Victor Nesi Director | Jan 30, 2026 | Option exercise | +6,898 | – | – | 150,467 |
| Thomas W. Weisel Director | Jan 30, 2026 | Tax withholding | −260 | $126.24 | $32.82K | 9,941 |
| Thomas W. Weisel Director | Jan 30, 2026 | Option exercise | +628 | – | – | 10,201 |
| Christopher K. Reichert CEO of Stifel Bank & Trust | Jan 30, 2026 | Option exercise | +1,568 | – | – | 56,039 |
| Christopher K. Reichert CEO of Stifel Bank & Trust | Jan 30, 2026 | Tax withholding | −694 | $126.24 | $87.61K | 55,345 |
| Mark P. Fisher Senior VP & General Counsel | Jan 30, 2026 | Option exercise | +1,725 | – | – | 51,964 |
| Mark P. Fisher Senior VP & General Counsel | Jan 30, 2026 | Tax withholding | −931 | $126.24 | $117.53K | 51,033 |
| James M. Marischen Chief Financial Officer | Jan 30, 2026 | Option exercise | +1,568 | – | – | 71,325 |
| James M. Marischen Chief Financial Officer | Jan 30, 2026 | Tax withholding | −691 | $126.24 | $87.23K | 70,634 |
| David D. Sliney Chief Operating Officer | Jan 30, 2026 | Tax withholding | −995 | $126.24 | $125.61K | 163,733 |
| David D. Sliney Chief Operating Officer | Jan 30, 2026 | Option exercise | +2,258 | – | – | 164,728 |
| Ronald J. Kruszewski Chief Executive Officer, Director | Jan 30, 2026 | Tax withholding | −5,525 | $126.24 | $697.48K | 1,214,077 |
| Ronald J. Kruszewski Chief Executive Officer, Director | Jan 30, 2026 | Option exercise | +12,542 | – | – | 1,219,602 |
| Thomas B. Michaud Senior Vice President | Jan 30, 2026 | Option exercise | +2,665 | – | – | 79,609 |
| Thomas B. Michaud Senior Vice President | Jan 30, 2026 | Tax withholding | −1,315 | $126.24 | $166.01K | 78,294 |
| James M. Zemlyak President | Jan 30, 2026 | Tax withholding | −2,487 | $126.24 | $313.96K | 1,153,133 |
| James M. Zemlyak President | Jan 30, 2026 | Option exercise | +5,644 | – | – | 1,155,620 |
| James M. Zemlyak President | Jan 29, 2026 | Sale | −9 | $123.90 | $1.12K | 7,072 |
| Victor Nesi Director | Jan 26, 2026 | Tax withholding | −11,981 | $129.20 | $1.55M | 143,569 |
| Victor Nesi Director | Jan 26, 2026 | Option exercise | +25,591 | – | – | 155,550 |
| James M. Marischen Chief Financial Officer | Jan 13, 2026 | Tax withholding | −5,749 | $125.22 | $719.89K | 69,757 |
| James M. Marischen Chief Financial Officer | Jan 13, 2026 | Option exercise | +12,055 | – | – | 75,506 |
| Ronald J. Kruszewski Chief Executive Officer, Director | Jan 13, 2026 | Option exercise | +52,427 | – | – | 1,229,034 |
| Ronald J. Kruszewski Chief Executive Officer, Director | Jan 13, 2026 | Tax withholding | −21,974 | $125.22 | $2.75M | 1,207,060 |
| David Rubulotta – | Jan 13, 2026 | Option exercise | +2,302 | – | – | 2,302 |
| David Rubulotta – | Jan 13, 2026 | Tax withholding | −910 | $125.22 | $113.95K | 1,392 |
| David D. Sliney Chief Operating Officer | Jan 13, 2026 | Tax withholding | −3,677 | $125.22 | $460.43K | 162,470 |
| David D. Sliney Chief Operating Officer | Jan 13, 2026 | Option exercise | +10,854 | – | – | 166,147 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
-57.4%
From 0M shares
Short volume, 20 days
35.6%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Stifel Financial's stock actually held short. Settlement fails (shares not delivered on time) peaked at 2,362 shares on Sep 15, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Maryam S. Brown Director | Jul 27, 2026 | 4,700 | $372.23K | Jul 23, 2026 | Shares acquired from Issuer |
| Maryam S. Brown Director | Jul 23, 2026 | 4,755 | $377.12K | Jul 23, 2026 | Shares acquired from Issuer |
| Michael J. Zimmerman Director | Jun 6, 2025 | 10,000 | $966.95K | Jun 6, 2025 | Shares Acquired from Issuer |
| David A. Peacock Director | May 13, 2025 | 12,922 | $1.27M | May 13, 2025 | Merger/Acquisition |
| Thomas W. Weisel Director | Nov 22, 2024 | 13,000 | $1.50M | Nov 22, 2024 | Shares Acquired from Issuer |
| David D. Sliney Officer | Nov 12, 2024 | 25,000 | $2.90M | Nov 12, 2024 | Shares Acquired from issuer |
| David A. Peacock Director | May 2, 2024 | 13,000 | $1.04M | May 2, 2024 | Shares Acquired from Issuer |
| David D. Sliney Officer | Mar 15, 2024 | 3,795 | $280.87K | Mar 15, 2024 | Shares Acquired from Issuer |
| David D. Sliney Officer | Mar 13, 2024 | 17,000 | $1.27M | Mar 13, 2024 | Shares Acquired from Issuer |
| Thomas B. Michaud Officer | Mar 11, 2024 | 25,421 | $1.89M | Mar 11, 2024 | Shares acquired from Issuer |
| Victor Nesi Officer | Feb 21, 2024 | 36,000 | $2.72M | Feb 21, 2024 | Shares acquired from Issuer |
| Mark P. Fisher Officer | Dec 13, 2023 | 8,100 | $522.94K | Dec 13, 2023 | Shares acquired from Issuer |
| Christopher K. Reichert Officer | Aug 18, 2023 | 25,000 | $1.54M | Aug 18, 2023 | Shares acquired from Issuer |
| Thomas B. Michaud Officer | May 16, 2023 | 59,036 | $3.41M | May 16, 2023 | Shares acquired from Issuer. |