SFNYSESecurity Brokers, Dealers & Flotation CompaniesFiscal year ends December 31Also trades as SF.PB, SF.PC, SF.PD, SFB
STIFEL FINANCIAL CORP
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 5, 2026
$66.06−1.50 (-2.22%)
Close on Oct 19, 2026
- Market cap
- $10.68B
- P/E (TTM)
- 11.8
- Dividend yield
- 1.86%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
91.8%
139M of 151M shares
Institutional holders
593
61 new, 92 sold out
Net institutional buying
2M
In Q2 2026
Insider trades, 12 months
0 buys · 4 sales
Net sold $423.07K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| FMR LLC | 9,490,523 | 9.10% | 13G (passive) amendment | Mar 31, 2025 |
| BlackRock, Inc. | 9,010,689 | 8.80% | 13G (passive) amendment | Dec 31, 2023 |
| Vanguard Capital Management | 7,812,978 | 5.04% | 13G (passive) | Mar 31, 2026 |
| Abigail P. Johnson | 5,864,042 | 5.70% | 13G (passive) amendment | Sep 30, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of SF | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 14,779,953 | 9.79% | $1.03B | +292,535 | 0.02% |
| FMR LLC | 8,534,782 | 5.65% | $595.47M | +398,571 | 0.03% |
| Vanguard Portfolio Management LLC | 7,163,692 | 4.74% | $499.81M | +39,937 | 0.02% |
| Vanguard Capital Management LLC | 6,659,358 | 4.41% | $464.62M | +11,794 | 0.01% |
| Aqr Capital Management LLC | 6,001,400 | 3.97% | $418.72M | −2,468,463 | 0.15% |
| State Street Corp | 4,875,785 | 3.23% | $340.18M | +223,230 | 0.01% |
| Boston Partners | 4,403,821 | 2.92% | $307.33M | +163,441 | 0.27% |
| Stifel Financial Corp | 3,886,981 | 2.57% | $271.19M | +111,723 | 0.23% |
| Earnest Partners LLC | 3,608,530 | 2.39% | $251.77M | −81,584 | 0.91% |
| Dimensional Fund Advisors LP | 2,902,428 | 1.92% | $202.48M | +285,812 | 0.04% |
| Geode Capital Management, LLC | 2,896,899 | 1.92% | $202.17M | +45,439 | 0.01% |
| Capital Research Global Investors | 2,683,784 | 1.78% | $187.25M | −114,171 | 0.03% |
| Alliancebernstein L.P. | 2,637,266 | 1.75% | $194.95M | −69,833 | 0.06% |
| Wellington Management Group Llp | 2,565,429 | 1.70% | $178.99M | −1,132,739 | 0.03% |
| Morgan Stanley | 2,290,873 | 1.52% | $159.83M | +316,245 | 0.01% |
| Norges Bank | 2,061,688 | 1.37% | $143.84M | New | 0.01% |
| Millennium Management LLC | 1,972,193 | 1.31% | $137.60M | +1,547,637 | 0.05% |
| Bank Of America Corp /De/ | 1,770,839 | 1.17% | $123.55M | −104,662 | 0.01% |
| Goldman Sachs Group Inc | 1,670,473 | 1.11% | $116.55M | +558,515 | 0.01% |
| Fisher Asset Management, LLC | 1,652,113 | 1.09% | $115.27M | −35,698 | 0.03% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 593 | 139M | 91.8% | 61 / 190 | 258 / 92 | 15M | 13M |
| Q1 2026 | 634 | 137M | 90.7% | 81 / 261 | 246 / 68 | 32M | 17M |
| Q4 2025 | 629 | 136M | 90.0% | 128 / 217 | 202 / 40 | 17M | 12M |
| Q3 2025 | 552 | 132M | 87.5% | 98 / 204 | 164 / 31 | 11M | 13M |
| Q2 2025 | 488 | 135M | 89.2% | 55 / 169 | 193 / 84 | 13M | 13M |
| Q1 2025 | 523 | 135M | 89.1% | 75 / 207 | 151 / 53 | 12M | 9M |
| Q4 2024 | 510 | 131M | 87.1% | 93 / 161 | 175 / 21 | 7M | 8M |
| Q3 2024 | 444 | 132M | 87.7% | 46 / 156 | 164 / 36 | 21M | 6M |
| Q2 2024 | 436 | 131M | 87.0% | 60 / 138 | 158 / 55 | 14M | 18M |
| Q1 2024 | 433 | 136M | 90.1% | 90 / 142 | 133 / 33 | 12M | 7M |
| Q4 2023 | 378 | 131M | 86.5% | 60 / 102 | 167 / 41 | 8M | 7M |
| Q3 2023 | 365 | 130M | 86.1% | 46 / 129 | 130 / 45 | 10M | 9M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of SF | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Core S&P Mid-Cap ETF | 5,249,712 | 3.48% | $366.27M | 0.29% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 4,625,246 | 3.06% | $322.70M | 0.01% | Jun 30, 2026 |
| Vanguard Small-Cap Index Fund | 3,342,994 | 2.21% | $233.24M | 0.12% | Jun 30, 2026 |
| Disciplined Value Mid Cap Fund | 2,895,481 | 1.92% | $202.02M | 0.87% | Jun 30, 2026 |
| SMALLCAP World Fund Inc | 2,319,931 | 1.54% | $161.86M | 0.17% | Jun 30, 2026 |
| Vanguard Small-Cap Value Index Fund | 2,117,154 | 1.40% | $147.71M | 0.22% | Jun 30, 2026 |
| Fidelity Low-Priced Stock Fund | 1,931,185 | 1.28% | $160.11M | 0.64% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 1,758,424 | 1.16% | $122.69M | 0.13% | Jun 30, 2026 |
| Fullerthaler Behavioral Small Cap Equity | 1,375,705 | 0.91% | $95.98M | 0.76% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 786,529 | 0.52% | $55.18M | 0.13% | May 31, 2026 |
| Fidelity Stock Selector Small Cap Fund | 781,117 | 0.52% | $64.76M | 0.88% | Jul 31, 2026 |
| Fidelity Mid-Cap Stock Fund | 778,223 | 0.52% | $64.52M | 0.72% | Jul 31, 2026 |
| State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF | 776,499 | 0.51% | $54.18M | 0.29% | Jun 30, 2026 |
| AQR Long-Short Equity Fund | 751,809 | 0.50% | $52.45M | 0.67% | Jun 30, 2026 |
| Nomura Small Cap Value Fund | 663,476 | 0.44% | $46.54M | 1.34% | May 29, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Ronald J. Kruszewski | Chief Executive Officer, Director | 1,884,713 | 1.25% | Mar 3, 2026 |
| David D. Sliney | Chief Operating Officer | 254,910 | 0.17% | Mar 3, 2026 |
| Thomas B. Michaud | Senior Vice President | 129,735 | 0.09% | Mar 3, 2026 |
| Mark P. Fisher | Senior VP & General Counsel | 81,977 | 0.05% | Mar 3, 2026 |
| James M. Marischen | Chief Financial Officer | 112,545 | 0.07% | Mar 3, 2026 |
| James M. Zemlyak | President | 1,767,320 | 1.17% | Mar 3, 2026 |
| Christopher K. Reichert | CEO of Stifel Bank & Trust | 89,220 | 0.06% | Mar 3, 2026 |
| Maryam S. Brown | Director | 5,729 | 0.00% | Jul 27, 2026 |
| Maura A. Markus | Director | 44,688 | 0.03% | Jun 11, 2026 |
| Michael W. Brown | Director | 103,264 | 0.07% | Jun 11, 2026 |
| Michael J. Zimmerman | Director | 71,562 | 0.05% | Jun 11, 2026 |
| Victor Nesi | Director | 423,382 | 0.28% | Jun 11, 2026 |
| Robert Edward Grady | Director | 23,144 | 0.02% | Jun 11, 2026 |
| David A. Peacock | Director | 15,664 | 0.01% | Jun 11, 2026 |
| Adam T. Berlew | Director | 24,475 | 0.02% | Jun 11, 2026 |
| James P. Kavanaugh | Director | 13,626 | 0.01% | Jun 11, 2026 |
| Lisa Landau Carnoy | Director | 10,611 | 0.01% | Jun 11, 2026 |
| Thomas W. Weisel | Director | 19,557 | 0.01% | Feb 20, 2026 |
| Daniel J. Ludeman | Director | 14,442 | 0.01% | Mar 10, 2025 |
| Charles Bradford Raymond | – | 117,780 | 0.08% | Mar 11, 2026 |
| Brantley McDuffie | – | 1,881 | 0.00% | Mar 3, 2026 |
| David Rubulotta | – | 1,488 | 0.00% | Mar 3, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Maryam S. Brown Director | Jul 23, 2026 | Sale | −2,200 | $79.14 | $174.11K | 5,729 |
| Maryam S. Brown Director | Jul 23, 2026 | Sale | −2,500 | $79.25 | $198.13K | 7,929 |
| Maryam S. Brown Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 10,429 |
| Michael W. Brown Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 103,264 |
| Maura A. Markus Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 44,688 |
| Michael J. Zimmerman Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 71,562 |
| James P. Kavanaugh Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 13,626 |
| Lisa Landau Carnoy Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 10,611 |
| David A. Peacock Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 13,764 |
| Adam T. Berlew Director | Jun 4, 2026 | Option exercise | +2,812 | – | – | 24,475 |
| Charles Bradford Raymond – | Mar 9, 2026 | Option exercise | +53,241 | – | – | 117,780 |
| Charles Bradford Raymond – | Mar 9, 2026 | Tax withholding | −29,443 | $73.05 | $2.15M | 88,337 |
| James M. Zemlyak President | Feb 18, 2026 | Tax withholding | −13,847 | $120.49 | $1.67M | 1,170,720 |
| James M. Zemlyak President | Feb 18, 2026 | Option exercise | +31,434 | – | – | 1,184,567 |
| James M. Marischen Chief Financial Officer | Feb 18, 2026 | Option exercise | +7,859 | – | – | 78,493 |
| James M. Marischen Chief Financial Officer | Feb 18, 2026 | Tax withholding | −3,463 | $120.49 | $417.26K | 75,030 |
| Mark P. Fisher Senior VP & General Counsel | Feb 18, 2026 | Option exercise | +7,859 | – | – | 58,892 |
| Mark P. Fisher Senior VP & General Counsel | Feb 18, 2026 | Tax withholding | −4,241 | $120.49 | $511.00K | 54,651 |
| Thomas B. Michaud Senior Vice President | Feb 18, 2026 | Option exercise | +16,179 | – | – | 94,473 |
| Thomas B. Michaud Senior Vice President | Feb 18, 2026 | Tax withholding | −7,983 | $120.49 | $961.87K | 86,490 |
| Ronald J. Kruszewski Chief Executive Officer, Director | Feb 18, 2026 | Tax withholding | −32,581 | $120.49 | $3.93M | 1,255,459 |
| Ronald J. Kruszewski Chief Executive Officer, Director | Feb 18, 2026 | Option exercise | +73,963 | – | – | 1,288,040 |
| Victor Nesi Director | Feb 18, 2026 | Tax withholding | −18,879 | $120.49 | $2.27M | 165,047 |
| Victor Nesi Director | Feb 18, 2026 | Option exercise | +36,981 | – | – | 183,926 |
| Thomas W. Weisel Director | Feb 18, 2026 | Tax withholding | −1,693 | $120.49 | $203.99K | 12,871 |
| Thomas W. Weisel Director | Feb 18, 2026 | Option exercise | +4,623 | – | – | 14,564 |
| David D. Sliney Chief Operating Officer | Feb 18, 2026 | Option exercise | +11,094 | – | – | 174,827 |
| David D. Sliney Chief Operating Officer | Feb 18, 2026 | Tax withholding | −4,887 | $120.49 | $588.83K | 169,940 |
| Christopher K. Reichert CEO of Stifel Bank & Trust | Feb 18, 2026 | Option exercise | +7,396 | – | – | 62,741 |
| Christopher K. Reichert CEO of Stifel Bank & Trust | Feb 18, 2026 | Tax withholding | −3,261 | $120.49 | $392.92K | 59,480 |
| David Rubulotta – | Feb 2, 2026 | Sale | −400 | $124.31 | $49.72K | 992 |
| Victor Nesi Director | Jan 30, 2026 | Tax withholding | −3,522 | $126.24 | $444.62K | 146,945 |
| Victor Nesi Director | Jan 30, 2026 | Option exercise | +6,898 | – | – | 150,467 |
| Thomas W. Weisel Director | Jan 30, 2026 | Tax withholding | −260 | $126.24 | $32.82K | 9,941 |
| Thomas W. Weisel Director | Jan 30, 2026 | Option exercise | +628 | – | – | 10,201 |
| Christopher K. Reichert CEO of Stifel Bank & Trust | Jan 30, 2026 | Option exercise | +1,568 | – | – | 56,039 |
| Christopher K. Reichert CEO of Stifel Bank & Trust | Jan 30, 2026 | Tax withholding | −694 | $126.24 | $87.61K | 55,345 |
| Mark P. Fisher Senior VP & General Counsel | Jan 30, 2026 | Option exercise | +1,725 | – | – | 51,964 |
| Mark P. Fisher Senior VP & General Counsel | Jan 30, 2026 | Tax withholding | −931 | $126.24 | $117.53K | 51,033 |
| James M. Marischen Chief Financial Officer | Jan 30, 2026 | Option exercise | +1,568 | – | – | 71,325 |
| James M. Marischen Chief Financial Officer | Jan 30, 2026 | Tax withholding | −691 | $126.24 | $87.23K | 70,634 |
| David D. Sliney Chief Operating Officer | Jan 30, 2026 | Tax withholding | −995 | $126.24 | $125.61K | 163,733 |
| David D. Sliney Chief Operating Officer | Jan 30, 2026 | Option exercise | +2,258 | – | – | 164,728 |
| Ronald J. Kruszewski Chief Executive Officer, Director | Jan 30, 2026 | Tax withholding | −5,525 | $126.24 | $697.48K | 1,214,077 |
| Ronald J. Kruszewski Chief Executive Officer, Director | Jan 30, 2026 | Option exercise | +12,542 | – | – | 1,219,602 |
| Thomas B. Michaud Senior Vice President | Jan 30, 2026 | Option exercise | +2,665 | – | – | 79,609 |
| Thomas B. Michaud Senior Vice President | Jan 30, 2026 | Tax withholding | −1,315 | $126.24 | $166.01K | 78,294 |
| James M. Zemlyak President | Jan 30, 2026 | Tax withholding | −2,487 | $126.24 | $313.96K | 1,153,133 |
| James M. Zemlyak President | Jan 30, 2026 | Option exercise | +5,644 | – | – | 1,155,620 |
| James M. Zemlyak President | Jan 29, 2026 | Sale | −9 | $123.90 | $1.12K | 7,072 |
| Victor Nesi Director | Jan 26, 2026 | Tax withholding | −11,981 | $129.20 | $1.55M | 143,569 |
| Victor Nesi Director | Jan 26, 2026 | Option exercise | +25,591 | – | – | 155,550 |
| James M. Marischen Chief Financial Officer | Jan 13, 2026 | Tax withholding | −5,749 | $125.22 | $719.89K | 69,757 |
| James M. Marischen Chief Financial Officer | Jan 13, 2026 | Option exercise | +12,055 | – | – | 75,506 |
| Ronald J. Kruszewski Chief Executive Officer, Director | Jan 13, 2026 | Option exercise | +52,427 | – | – | 1,229,034 |
| Ronald J. Kruszewski Chief Executive Officer, Director | Jan 13, 2026 | Tax withholding | −21,974 | $125.22 | $2.75M | 1,207,060 |
| David Rubulotta – | Jan 13, 2026 | Option exercise | +2,302 | – | – | 2,302 |
| David Rubulotta – | Jan 13, 2026 | Tax withholding | −910 | $125.22 | $113.95K | 1,392 |
| David D. Sliney Chief Operating Officer | Jan 13, 2026 | Tax withholding | −3,677 | $125.22 | $460.43K | 162,470 |
| David D. Sliney Chief Operating Officer | Jan 13, 2026 | Option exercise | +10,854 | – | – | 166,147 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Maryam S. Brown Director | Jul 27, 2026 | 4,700 | $372.23K | Jul 23, 2026 | Shares acquired from Issuer |
| Maryam S. Brown Director | Jul 23, 2026 | 4,755 | $377.12K | Jul 23, 2026 | Shares acquired from Issuer |
| Michael J. Zimmerman Director | Jun 6, 2025 | 10,000 | $966.95K | Jun 6, 2025 | Shares Acquired from Issuer |
| David A. Peacock Director | May 13, 2025 | 12,922 | $1.27M | May 13, 2025 | Merger/Acquisition |
| Thomas W. Weisel Director | Nov 22, 2024 | 13,000 | $1.50M | Nov 22, 2024 | Shares Acquired from Issuer |
| David D. Sliney Officer | Nov 12, 2024 | 25,000 | $2.90M | Nov 12, 2024 | Shares Acquired from issuer |
| David A. Peacock Director | May 2, 2024 | 13,000 | $1.04M | May 2, 2024 | Shares Acquired from Issuer |
| David D. Sliney Officer | Mar 15, 2024 | 3,795 | $280.87K | Mar 15, 2024 | Shares Acquired from Issuer |
| David D. Sliney Officer | Mar 13, 2024 | 17,000 | $1.27M | Mar 13, 2024 | Shares Acquired from Issuer |
| Thomas B. Michaud Officer | Mar 11, 2024 | 25,421 | $1.89M | Mar 11, 2024 | Shares acquired from Issuer |
| Victor Nesi Officer | Feb 21, 2024 | 36,000 | $2.72M | Feb 21, 2024 | Shares acquired from Issuer |
| Mark P. Fisher Officer | Dec 13, 2023 | 8,100 | $522.94K | Dec 13, 2023 | Shares acquired from Issuer |
| Christopher K. Reichert Officer | Aug 18, 2023 | 25,000 | $1.54M | Aug 18, 2023 | Shares acquired from Issuer |
| Thomas B. Michaud Officer | May 16, 2023 | 59,036 | $3.41M | May 16, 2023 | Shares acquired from Issuer. |