RJFNYSESecurity Brokers, Dealers & Flotation CompaniesFiscal year ends September 30
RAYMOND JAMES FINANCIAL INC
Financials through Q3 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 5, 2026
$153.44−3.34 (-2.13%)
Close on Oct 19, 2026
- Market cap
- $30.26B
- P/E (TTM)
- 13.4
- Dividend yield
- 1.27%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
78.9%
152M of 192M shares
Institutional holders
899
75 new, 88 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 8 sales
Net sold $30.39M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Thomas A. James | 19,332,848 | 9.30% | 13G (passive) amendment | Dec 31, 2023 |
| BlackRock, Inc. | 13,629,231 | 6.60% | 13G (passive) amendment | Sep 30, 2024 |
| Vanguard Capital Management | 13,062,357 | 6.62% | 13G (passive) | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of RJF | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 14,343,870 | 7.46% | $2.18B | +224,747 | 0.03% |
| Vanguard Capital Management LLC | 11,237,644 | 5.84% | $1.71B | −121,049 | 0.04% |
| Wellington Management Group Llp | 9,446,121 | 4.91% | $1.44B | −254,055 | 0.25% |
| Primecap Management Co/Ca/ | 9,242,552 | 4.80% | $1.41B | −104,620 | 0.83% |
| Vanguard Portfolio Management LLC | 8,900,131 | 4.63% | $1.35B | −162,158 | 0.06% |
| State Street Corp | 7,889,824 | 4.10% | $1.20B | +35,294 | 0.04% |
| Geode Capital Management, LLC | 4,647,639 | 2.42% | $703.73M | +10,477 | 0.04% |
| FMR LLC | 4,404,819 | 2.29% | $669.66M | −1,441,624 | 0.03% |
| Harris Associates L P | 3,693,787 | 1.92% | $561.57M | +268,466 | 0.74% |
| T. Rowe Price Investment Management, Inc. | 2,805,776 | 1.46% | $426.56K | −621,823 | 0.28% |
| JPMorgan Chase & Co | 2,711,675 | 1.41% | $404.26M | −1,756,986 | 0.02% |
| Dimensional Fund Advisors LP | 2,449,646 | 1.27% | $372.37M | +50,008 | 0.07% |
| Norges Bank | 2,432,562 | 1.26% | $369.82M | New | 0.04% |
| Bank Of America Corp /De/ | 2,371,847 | 1.23% | $360.59M | −77,913 | 0.02% |
| Victory Capital Management Inc | 2,328,700 | 1.21% | $354.03M | −160,989 | 0.20% |
| Morgan Stanley | 2,222,277 | 1.16% | $337.85M | +72,429 | 0.02% |
| Earnest Partners LLC | 2,203,294 | 1.15% | $334.97M | −19,305 | 1.21% |
| Goldman Sachs Group Inc | 2,121,458 | 1.10% | $322.53M | +595,360 | 0.03% |
| Invesco Ltd. | 2,049,456 | 1.07% | $311.58M | −100,425 | 0.02% |
| Northern Trust Corp | 1,929,515 | 1.00% | $293.34M | +989 | 0.03% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 899 | 152M | 78.9% | 75 / 331 | 340 / 88 | 11M | 11M |
| Q1 2026 | 923 | 152M | 78.9% | 102 / 300 | 370 / 100 | 32M | 15M |
| Q4 2025 | 935 | 157M | 81.4% | 135 / 323 | 321 / 77 | 13M | 13M |
| Q3 2025 | 893 | 157M | 81.5% | 105 / 296 | 322 / 55 | 13M | 11M |
| Q2 2025 | 855 | 156M | 80.9% | 98 / 321 | 290 / 88 | 8M | 9M |
| Q1 2025 | 856 | 157M | 81.5% | 116 / 329 | 271 / 88 | 14M | 10M |
| Q4 2024 | 838 | 154M | 79.9% | 140 / 273 | 299 / 50 | 9M | 15M |
| Q3 2024 | 765 | 161M | 83.5% | 76 / 281 | 265 / 52 | 25M | 8M |
| Q2 2024 | 748 | 158M | 82.1% | 79 / 280 | 247 / 51 | 6M | 14M |
| Q1 2024 | 727 | 166M | 86.1% | 72 / 295 | 223 / 56 | 12M | 9M |
| Q4 2023 | 718 | 163M | 84.8% | 120 / 243 | 238 / 47 | 11M | 4M |
| Q3 2023 | 656 | 156M | 81.2% | 65 / 217 | 242 / 47 | 5M | 8M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of RJF | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 5,410,886 | 2.81% | $822.62M | 0.04% | Jun 30, 2026 |
| Vanguard 500 Index Fund | 4,368,248 | 2.27% | $664.10M | 0.04% | Jun 30, 2026 |
| Vanguard Primecap Fund | 3,963,484 | 2.06% | $602.57M | 0.63% | Jun 30, 2026 |
| Vanguard Mid-Cap Index Fund | 3,640,731 | 1.89% | $553.50M | 0.25% | Jun 30, 2026 |
| Vanguard Equity Income Fund | 3,275,426 | 1.70% | $497.96M | 0.76% | Jun 30, 2026 |
| Vanguard Capital Opportunity Fund | 2,611,274 | 1.36% | $396.99M | 1.21% | Jun 30, 2026 |
| iShares Core S&P 500 ETF | 2,386,048 | 1.24% | $362.75M | 0.04% | Jun 30, 2026 |
| Fidelity 500 Index Fund | 2,244,745 | 1.17% | $321.92M | 0.04% | May 31, 2026 |
| Oakmark Fund | 1,945,000 | 1.01% | $295.70M | 1.23% | Jun 30, 2026 |
| Vanguard Windsor Fund | 1,835,372 | 0.95% | $322.99M | 1.28% | Jul 31, 2026 |
| Vanguard Value Index Fund | 1,599,124 | 0.83% | $243.11M | 0.10% | Jun 30, 2026 |
| Victory Sycamore Established Value Fund | 1,510,000 | 0.78% | $229.57M | 1.49% | Jun 30, 2026 |
| T. Rowe Price Mid-Cap Growth Fund, Inc. | 1,475,003 | 0.77% | $224.24M | 0.97% | Jun 30, 2026 |
| Vanguard Primecap Core Fund | 1,417,251 | 0.74% | $215.46M | 1.19% | Jun 30, 2026 |
| Vanguard Wellesley Income Fund | 1,257,870 | 0.65% | $191.23M | 0.40% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Paul M. Shoukry | CEO, Director | 57,514 | 0.03% | Dec 17, 2025 |
| Paul C. Reilly | Executive Chair, Director | 485,958 | 0.25% | Dec 15, 2025 |
| Bella Loykhter Allaire | Chief Admin Officer | 47,386 | 0.02% | Aug 31, 2026 |
| Tarek Helal | Chief Strategy Officer | 25,798 | 0.01% | Aug 27, 2026 |
| Scott A. Curtis | Chief Operating Officer | 195,686 | 0.10% | Aug 20, 2026 |
| Tashtego S. Elwyn | President, PCG | 52,866 | 0.03% | Jul 29, 2026 |
| Steven M. Raney | Executive Chair RJBank | 46,270 | 0.02% | Jul 28, 2026 |
| Christopher S. Aisenbrey | Chief Human Resources Officer | 18,224 | 0.01% | Mar 3, 2026 |
| Jonathan N. Santelli | EVP, General Counsel | 27,407 | 0.01% | Feb 5, 2026 |
| Vincent Campagnoli | EVP, Technology & Operations | 33,887 | 0.02% | Dec 17, 2025 |
| James E. Bunn | President, Capital Markets | 116,651 | 0.06% | Dec 17, 2025 |
| Jonathan W. Oorlog JR | Chief Financial Officer | 25,002 | 0.01% | Dec 17, 2025 |
| David Krauss | Chief Risk Officer | – | – | Dec 17, 2025 |
| Morgan Tarazeta J. Haynes | Chief Audit Executive | 5,943 | 0.00% | Dec 17, 2025 |
| Katherine H. Larson | Chief Accounting Officer | 2,683 | 0.00% | Dec 9, 2025 |
| Shannon B. Reid | President, ICD | 10,397 | 0.01% | Dec 17, 2024 |
| James Robert Edward Coulter | Director & CEO, RJ Ltd. | 18,463 | 0.01% | Dec 17, 2024 |
| Horace Carter | President, Fixed Income | 35,935 | 0.02% | Dec 16, 2024 |
| Jeffrey N. Edwards | Director | 31,541 | 0.02% | Feb 25, 2026 |
| Raymond W. McDaniel | Director | 6,113 | 0.00% | Feb 23, 2026 |
| Cecily Mistarz | Director | 4,242 | 0.00% | Feb 23, 2026 |
| Art A. Garcia | Director | 6,992 | 0.00% | Feb 23, 2026 |
| Raj Seshadri | Director | 13,782 | 0.01% | Feb 23, 2026 |
| Benjamin Esty | Director | 31,794 | 0.02% | Feb 23, 2026 |
| Roderick C. McGeary | Director | 24,354 | 0.01% | Feb 23, 2026 |
| Marlene Debel | Director | 8,820 | 0.00% | Feb 23, 2026 |
| Mark W. Begor | Director | 2,285 | 0.00% | Feb 23, 2026 |
| Anne Gates | Director | 16,848 | 0.01% | Feb 23, 2026 |
| Gordon L. Johnson | Director | 42,353 | 0.02% | Feb 24, 2025 |
| Thomas A. James | 10% owner | 32,513,019 | 16.90% | Jun 26, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Bella Loykhter Allaire Chief Admin Officer | Aug 28, 2026 | Sale | −7,500 | $177.60 | $1.33M | 46,086 |
| Tarek Helal Chief Strategy Officer | Aug 20, 2026 | Gift | −23,397 | – | – | 25,140 |
| Tarek Helal Chief Strategy Officer | Aug 20, 2026 | Gift | +23,397 | – | – | 48,537 |
| Scott A. Curtis Chief Operating Officer | Aug 18, 2026 | Gift | −1,000 | – | – | 191,418 |
| Tashtego S. Elwyn President, PCG | Jul 28, 2026 | Sale | −10,000 | $176.06 | $1.76M | 45,114 |
| Steven M. Raney Executive Chair RJBank | Jul 27, 2026 | Sale | −5,770 | $172.97 | $998.04K | 43,046 |
| Bella Loykhter Allaire Chief Admin Officer | Mar 19, 2026 | Sale | −29,551 | $142.34 | $4.21M | 53,586 |
| Christopher S. Aisenbrey Chief Human Resources Officer | Feb 28, 2026 | Tax withholding | −132 | $153.08 | $20.21K | 17,490 |
| Christopher S. Aisenbrey Chief Human Resources Officer | Feb 28, 2026 | Option exercise | +600 | – | – | 17,622 |
| Jeffrey N. Edwards Director | Feb 24, 2026 | Gift | +1,503.5 | – | – | 22,008 |
| Jeffrey N. Edwards Director | Feb 24, 2026 | Gift | −1,503.5 | – | – | 9,533 |
| Mark W. Begor Director | Feb 19, 2026 | Award | +1,303 | – | – | 2,285 |
| Cecily Mistarz Director | Feb 19, 2026 | Option exercise | +250 | – | – | 4,242 |
| Cecily Mistarz Director | Feb 19, 2026 | Option exercise | +1,253 | – | – | 3,742 |
| Cecily Mistarz Director | Feb 19, 2026 | Award | +1,303 | – | – | 2,489 |
| Cecily Mistarz Director | Feb 19, 2026 | Option exercise | +250 | – | – | 3,992 |
| Anne Gates Director | Feb 19, 2026 | Award | +1,303 | – | – | 16,848 |
| Marlene Debel Director | Feb 19, 2026 | Option exercise | +1,253 | – | – | 8,820 |
| Roderick C. McGeary Director | Feb 19, 2026 | Award | +1,303 | – | – | 24,354 |
| Jeffrey N. Edwards Director | Feb 19, 2026 | Option exercise | +1,253 | – | – | 11,037 |
| Art A. Garcia Director | Feb 19, 2026 | Award | +1,303 | – | – | 6,992 |
| Benjamin Esty Director | Feb 19, 2026 | Award | +1,303 | – | – | 31,794 |
| Raj Seshadri Director | Feb 19, 2026 | Award | +1,303 | – | – | 13,782 |
| Raymond W. McDaniel Director | Feb 19, 2026 | Award | +1,303 | – | – | 6,113 |
| Jonathan N. Santelli EVP, General Counsel | Feb 4, 2026 | Sale | −4,500 | $170.46 | $767.07K | 26,853 |
| Jeffrey N. Edwards Director | Jan 30, 2026 | Gift | +20,504.5 | – | – | 20,505 |
| Jeffrey N. Edwards Director | Jan 30, 2026 | Gift | −20,504.5 | – | – | 9,784 |
| Tarek Helal Chief Strategy Officer | Dec 30, 2025 | Gift | +81 | – | – | 81 |
| Tarek Helal Chief Strategy Officer | Dec 30, 2025 | Gift | −80 | – | – | 81 |
| Tarek Helal Chief Strategy Officer | Dec 30, 2025 | Gift | −81 | – | – | 0 |
| Steven M. Raney Executive Chair RJBank | Dec 15, 2025 | Option exercise | +3,264 | – | – | 49,718 |
| Steven M. Raney Executive Chair RJBank | Dec 15, 2025 | Option exercise | +1,474 | – | – | 51,192 |
| Steven M. Raney Executive Chair RJBank | Dec 15, 2025 | Tax withholding | −547 | $163.85 | $89.63K | 50,645 |
| Steven M. Raney Executive Chair RJBank | Dec 15, 2025 | Tax withholding | −705 | $163.85 | $115.51K | 49,940 |
| Steven M. Raney Executive Chair RJBank | Dec 15, 2025 | Tax withholding | −1,207 | $163.85 | $197.77K | 48,733 |
| Paul M. Shoukry CEO, Director | Dec 15, 2025 | Tax withholding | −1,284 | $163.85 | $210.38K | 56,136 |
| Paul M. Shoukry CEO, Director | Dec 15, 2025 | Option exercise | +3,264 | – | – | 57,420 |
| Paul M. Shoukry CEO, Director | Dec 15, 2025 | Gift | −8,704 | – | – | 40,379 |
| Paul M. Shoukry CEO, Director | Dec 15, 2025 | Option exercise | +5,441 | – | – | 48,716 |
| Paul M. Shoukry CEO, Director | Dec 15, 2025 | Tax withholding | −2,140 | $163.85 | $350.64K | 53,996 |
| Paul M. Shoukry CEO, Director | Dec 15, 2025 | Tax withholding | −2,142 | $163.85 | $350.97K | 51,854 |
| Paul M. Shoukry CEO, Director | Dec 15, 2025 | Tax withholding | −2,771 | $163.85 | $454.03K | 49,083 |
| Paul M. Shoukry CEO, Director | Dec 15, 2025 | Option exercise | +5,440 | – | – | 54,156 |
| Scott A. Curtis Chief Operating Officer | Dec 15, 2025 | Tax withholding | −1,258 | $163.85 | $206.12K | 207,113 |
| Scott A. Curtis Chief Operating Officer | Dec 15, 2025 | Option exercise | +4,761 | – | – | 205,107 |
| Scott A. Curtis Chief Operating Officer | Dec 15, 2025 | Option exercise | +27,203 | – | – | 200,346 |
| Scott A. Curtis Chief Operating Officer | Dec 15, 2025 | Tax withholding | −1,835 | $163.85 | $300.66K | 205,278 |
| Scott A. Curtis Chief Operating Officer | Dec 15, 2025 | Tax withholding | −2,375 | $163.85 | $389.14K | 202,903 |
| Scott A. Curtis Chief Operating Officer | Dec 15, 2025 | Option exercise | +3,264 | – | – | 208,371 |
| Scott A. Curtis Chief Operating Officer | Dec 15, 2025 | Tax withholding | −10,485 | $163.85 | $1.72M | 192,418 |
| Morgan Tarazeta J. Haynes Chief Audit Executive | Dec 15, 2025 | Option exercise | +272 | – | – | 5,566 |
| Morgan Tarazeta J. Haynes Chief Audit Executive | Dec 15, 2025 | Option exercise | +403 | – | – | 5,294 |
| Morgan Tarazeta J. Haynes Chief Audit Executive | Dec 15, 2025 | Option exercise | +898 | – | – | 4,891 |
| Morgan Tarazeta J. Haynes Chief Audit Executive | Dec 15, 2025 | Tax withholding | −138 | $163.85 | $22.61K | 5,335 |
| Morgan Tarazeta J. Haynes Chief Audit Executive | Dec 15, 2025 | Tax withholding | −307 | $163.85 | $50.30K | 5,028 |
| Morgan Tarazeta J. Haynes Chief Audit Executive | Dec 15, 2025 | Tax withholding | −93 | $163.85 | $15.24K | 5,473 |
| Christopher S. Aisenbrey Chief Human Resources Officer | Dec 15, 2025 | Tax withholding | −1,207 | $163.85 | $197.77K | 18,245 |
| Christopher S. Aisenbrey Chief Human Resources Officer | Dec 15, 2025 | Gift | −1,223 | – | – | 17,022 |
| Christopher S. Aisenbrey Chief Human Resources Officer | Dec 15, 2025 | Option exercise | +589 | – | – | 19,952 |
| Christopher S. Aisenbrey Chief Human Resources Officer | Dec 15, 2025 | Option exercise | +3,264 | – | – | 19,363 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Bella Loykhter Allaire Officer | Aug 28, 2026 | 7,500 | $1.33M | Aug 28, 2026 | Purchased |
| Tashtego S. Elwyn Officer | Jul 28, 2026 | 10,000 | $1.76M | Jul 28, 2026 | RSU |
| Steven M. Raney Officer | Jul 27, 2026 | 5,770 | $997.99K | Jul 27, 2026 | RSU Vest |
| Jonathan N. Santelli Officer | Feb 4, 2026 | 4,500 | $764.51K | Feb 4, 2026 | RSU |
| Paul C. Reilly Officer, Director | Dec 15, 2025 | 130,687 | $21.32M | Dec 15, 2025 | Time Based RSU |
| Paul C. Reilly Officer, Director | Dec 15, 2025 | 130,687 | $21.32M | Dec 15, 2025 | Time Based RSU |
| Bella Loykhter Allaire Officer | May 29, 2025 | 6,570 | $963.23K | May 29, 2025 | RSU VESTING |
| James E. Bunn Officer | Apr 28, 2025 | 3,650 | $498.14K | Apr 28, 2025 | RSU Vesting |
| Jonathan N. Santelli Officer | Jan 31, 2025 | 4,160 | $699.89K | Jan 31, 2025 | RSU |
| Tashtego S. Elwyn Officer | Dec 13, 2024 | 10,000 | $1.59M | Dec 13, 2024 | VESTED RSU GRANTS |
| Jonathan N. Santelli Officer | Dec 5, 2024 | 3,100 | $513.28K | Dec 5, 2024 | RSU |
| Jonathan N. Santelli Officer | Dec 5, 2024 | 3,100 | $513.28K | Dec 5, 2024 | RSU |
| Shannon B. Reid Officer | Dec 4, 2024 | 1,241 | $205.11K | Dec 4, 2024 | RSU |
| Horace Carter Officer | Dec 4, 2024 | 5,000 | $823.38K | Dec 4, 2024 | RSU |
| Katherine H. Larson Officer | Dec 3, 2024 | 1,492 | $247.66K | Dec 3, 2024 | RSU |