PRUNYSELife InsuranceFiscal year ends December 31Also trades as PFH, PRH, PRS
PRUDENTIAL FINANCIAL INC
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 5, 2026
$113.67−2.24 (-1.93%)
Close on Oct 19, 2026
- Market cap
- $39.57B
- P/E (TTM)
- 10.3
- Dividend yield
- 4.75%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
219M
Shares held, 13F filers
Institutional holders
1,409
157 new, 88 sold out
Net institutional buying
3M
In Q2 2026
Insider trades, 12 months
3 buys · 8 sales
Net sold $8.99M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 32,541,140 | 9.00% | 13G (passive) amendment | Dec 31, 2023 |
| Vanguard Capital Management | 26,137,694 | 7.51% | 13G (passive) | Mar 31, 2026 |
| Prudential Financial, Inc. | 168,111 | 21.40% | 13G (passive) amendment | Nov 14, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PRU | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 32,497,736 | – | $3.51B | −968,631 | 0.05% |
| Vanguard Capital Management LLC | 22,636,013 | – | $2.44B | +54,999 | 0.05% |
| State Street Corp | 17,164,760 | – | $1.85B | +209,179 | 0.05% |
| Vanguard Portfolio Management LLC | 16,320,636 | – | $1.76B | +33,045 | 0.08% |
| Geode Capital Management, LLC | 11,259,368 | – | $1.23B | +220,039 | 0.07% |
| Morgan Stanley | 5,881,885 | – | $634.83M | −272,669 | 0.03% |
| Invesco Ltd. | 5,121,051 | – | $552.72M | +354,376 | 0.04% |
| Goldman Sachs Group Inc | 4,876,829 | – | $526.36M | −223,421 | 0.05% |
| Northern Trust Corp | 4,138,883 | – | $446.71M | −22,607 | 0.05% |
| Arrowstreet Capital, Limited Partnership | 4,030,890 | – | $435.05M | +1,474,142 | 0.19% |
| Dimensional Fund Advisors LP | 3,909,820 | – | $422.04M | +151,275 | 0.08% |
| UBS Asset Management Americas Inc | 3,106,298 | – | $335.26M | +1,220 | 0.06% |
| Nippon Life Insurance Co | 2,560,000 | – | $276.30K | – | 4.58% |
| Charles Schwab Investment Management Inc | 2,496,215 | – | $269.42M | +33,590 | 0.04% |
| Legal & General Group Plc | 2,343,813 | – | $252.97M | −320,880 | 0.05% |
| Nordea Investment Management Ab | 2,226,087 | – | $242.06M | +27,495 | 0.20% |
| Aqr Capital Management LLC | 2,074,624 | – | $223.91M | +895,697 | 0.08% |
| Vanguard Fiduciary Trust Co | 1,948,454 | – | $210.30M | −9,963 | 0.05% |
| Bank of New York Mellon Corp | 1,936,948 | – | $209.05M | −59,127 | 0.03% |
| Bank Of America Corp /De/ | 1,936,042 | – | $208.96M | +38,815 | 0.01% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 1,409 | 219M | 157 / 541 | 468 / 88 | 12M | 9M |
| Q1 2026 | 1,365 | 216M | 137 / 522 | 489 / 156 | 57M | 12M |
| Q4 2025 | 1,410 | 215M | 213 / 517 | 466 / 89 | 14M | 11M |
| Q3 2025 | 1,312 | 212M | 102 / 481 | 492 / 77 | 10M | 10M |
| Q2 2025 | 1,313 | 212M | 116 / 518 | 461 / 117 | 11M | 11M |
| Q1 2025 | 1,334 | 213M | 111 / 503 | 503 / 123 | 11M | 10M |
| Q4 2024 | 1,373 | 215M | 182 / 505 | 461 / 84 | 15M | 9M |
| Q3 2024 | 1,301 | 209M | 102 / 500 | 480 / 90 | 40M | 8M |
| Q2 2024 | 1,300 | 208M | 124 / 480 | 473 / 74 | 9M | 20M |
| Q1 2024 | 1,262 | 220M | 122 / 462 | 452 / 76 | 17M | 9M |
| Q4 2023 | 1,233 | 212M | 155 / 390 | 485 / 62 | 20M | 8M |
| Q3 2023 | 1,158 | 200M | 114 / 418 | 416 / 88 | 9M | 10M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of PRU | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 11,016,751 | – | $1.19B | 0.05% | Jun 30, 2026 |
| Vanguard 500 Index Fund | 8,991,172 | – | $970.42M | 0.06% | Jun 30, 2026 |
| Vanguard Mid-Cap Index Fund | 7,519,007 | – | $811.53M | 0.36% | Jun 30, 2026 |
| iShares Core S&P 500 ETF | 4,773,501 | – | $515.20M | 0.06% | Jun 30, 2026 |
| Fidelity 500 Index Fund | 4,453,363 | – | $448.19M | 0.05% | May 31, 2026 |
| iShares Select Dividend ETF | 4,253,450 | – | $519.26M | 2.21% | Jul 31, 2026 |
| Vanguard Value Index Fund | 3,299,601 | – | $356.13M | 0.14% | Jun 30, 2026 |
| State Street(R) Financial Select Sector SPDR(R) ETF | 2,347,172 | – | $253.33M | 0.49% | Jun 30, 2026 |
| Vanguard Mid-Cap Value Index Fund | 2,228,724 | – | $240.55M | 0.65% | Jun 30, 2026 |
| Vanguard Institutional Index Fund | 1,883,988 | – | $203.34M | 0.06% | Jun 30, 2026 |
| Invesco S&P 500 Equal Weight ETF | 1,773,221 | – | $216.47M | 0.22% | Jul 31, 2026 |
| iShares Russell Mid-Cap ETF | 1,428,819 | – | $154.21M | 0.27% | Jun 30, 2026 |
| Vanguard High Dividend Yield Index Fund | 1,400,462 | – | $170.97M | 0.17% | Jul 31, 2026 |
| Fidelity Mid Cap Index Fund | 1,318,324 | – | $160.94M | 0.31% | Jul 31, 2026 |
| Fidelity High Dividend ETF | 1,249,127 | – | $152.49M | 1.50% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Andrew F. Sullivan | Chief Executive Officer, Director | 50,672 | Sep 14, 2026 |
| Charles F. Lowrey | Chairman of the Board, Director | 209,478 | Mar 3, 2026 |
| Robert E. Boyle | Senior Vice President | 7,049 | Sep 2, 2026 |
| Ann M. Kappler | EVP and General Counsel | 15,316 | Aug 18, 2026 |
| Jacques Chappuis | Executive Vice President | 5,618 | May 4, 2026 |
| George P. Waldeck Jr. | Executive Vice President | 68,837 | Mar 3, 2026 |
| Timothy L. Schmidt | Senior Vice President | 19,772 | Mar 3, 2026 |
| Scott Case | Executive Vice President | 1,766 | Mar 3, 2026 |
| Yanela Frias | EVP and CFO | 21,263 | Mar 3, 2026 |
| Vicki Walia | Executive Vice President | 4,346 | Mar 3, 2026 |
| Caroline Feeney | Executive Vice President | 86,056 | Feb 11, 2026 |
| Robert Axel | SVP and Controller | 12,376 | Mar 17, 2025 |
| Lucien Alziari | Executive Vice President | 53,972 | Mar 4, 2025 |
| Robert Falzon | EVP and Vice Chairman | 252,147 | Mar 4, 2025 |
| Michael Todman | Director | 375 | Sep 14, 2026 |
| Joseph J. Wolk | Director | 400 | Sep 14, 2026 |
| Christine A. Poon | Director | 13,348 | Sep 14, 2026 |
| Martina Hundmejean | Director | 128 | Sep 14, 2026 |
| Sandra Pianalto | Director | 451 | Sep 14, 2026 |
| Thomas D. Stoddard | Director | 250 | Sep 14, 2026 |
| Wendy Elizabeth Jones | Director | 1,000 | Sep 14, 2026 |
| Maryann T. Mannen | Director | 0 | Sep 14, 2026 |
| Sibio Carmine Di | Director | 200 | Sep 14, 2026 |
| Gilbert F. Casellas | Director | 500 | Sep 14, 2026 |
| Douglas A. Scovanner | Director | 26,290 | May 15, 2025 |
| Kathleen Murphy | Director | 0 | Mar 17, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Robert E. Boyle Senior Vice President | Aug 31, 2026 | Option exercise | +353 | – | – | 6,087 |
| Robert E. Boyle Senior Vice President | Aug 31, 2026 | Tax withholding | −115 | $117.60 | $13.52K | 5,972 |
| Ann M. Kappler EVP and General Counsel | Aug 14, 2026 | Sale | −7,652 | $125.01 | $956.58K | 14,407 |
| Ann M. Kappler EVP and General Counsel | May 14, 2026 | Sale | −13,580 | $103.25 | $1.40M | 22,059 |
| Gilbert F. Casellas Director | May 12, 2026 | Returned to company | −1,765 | $102.58 | $181.05K | 500 |
| Gilbert F. Casellas Director | May 12, 2026 | Option exercise | +1,765 | – | – | 2,265 |
| Christine A. Poon Director | May 12, 2026 | Option exercise | +1,765 | – | – | 13,348 |
| Christine A. Poon Director | May 12, 2026 | Returned to company | −1,765 | $102.58 | $181.05K | 11,583 |
| Jacques Chappuis Executive Vice President | Apr 30, 2026 | Tax withholding | −2,304 | $98.11 | $226.05K | 5,618 |
| Jacques Chappuis Executive Vice President | Apr 30, 2026 | Option exercise | +4,165 | – | – | 7,922 |
| Jacques Chappuis Executive Vice President | Apr 30, 2026 | Tax withholding | −3,411 | $98.11 | $334.65K | 3,757 |
| Jacques Chappuis Executive Vice President | Apr 30, 2026 | Option exercise | +6,168 | – | – | 7,168 |
| Vicki Walia Executive Vice President | Feb 28, 2026 | Option exercise | +678 | – | – | 4,346 |
| Vicki Walia Executive Vice President | Feb 28, 2026 | Tax withholding | −361 | $98.38 | $35.52K | 5,237 |
| Vicki Walia Executive Vice President | Feb 28, 2026 | Option exercise | +1,041 | – | – | 5,598 |
| Vicki Walia Executive Vice President | Feb 28, 2026 | Option exercise | +665 | – | – | 4,782 |
| Vicki Walia Executive Vice President | Feb 28, 2026 | Tax withholding | −225 | $98.38 | $22.14K | 4,557 |
| Vicki Walia Executive Vice President | Feb 28, 2026 | Tax withholding | −229 | $98.38 | $22.53K | 4,117 |
| Ann M. Kappler EVP and General Counsel | Feb 28, 2026 | Option exercise | +2,502 | – | – | 35,553 |
| Ann M. Kappler EVP and General Counsel | Feb 28, 2026 | Option exercise | +2,349 | – | – | 36,737 |
| Ann M. Kappler EVP and General Counsel | Feb 28, 2026 | Tax withholding | −1,034 | $98.38 | $101.72K | 33,051 |
| Ann M. Kappler EVP and General Counsel | Feb 28, 2026 | Option exercise | +2,220 | – | – | 34,085 |
| Ann M. Kappler EVP and General Counsel | Feb 28, 2026 | Tax withholding | −1,165 | $98.38 | $114.61K | 34,388 |
| Ann M. Kappler EVP and General Counsel | Feb 28, 2026 | Tax withholding | −1,098 | $98.38 | $108.02K | 35,639 |
| Timothy L. Schmidt Senior Vice President | Feb 28, 2026 | Option exercise | +1,647 | – | – | 19,462 |
| Timothy L. Schmidt Senior Vice President | Feb 28, 2026 | Tax withholding | −788 | $98.38 | $77.52K | 18,674 |
| Timothy L. Schmidt Senior Vice President | Feb 28, 2026 | Option exercise | +1,616 | – | – | 20,290 |
| Timothy L. Schmidt Senior Vice President | Feb 28, 2026 | Tax withholding | −773 | $98.38 | $76.05K | 19,517 |
| Timothy L. Schmidt Senior Vice President | Feb 28, 2026 | Option exercise | +1,516 | – | – | 21,033 |
| Timothy L. Schmidt Senior Vice President | Feb 28, 2026 | Tax withholding | −724 | $98.38 | $71.23K | 20,309 |
| Yanela Frias EVP and CFO | Feb 28, 2026 | Tax withholding | −328 | $98.38 | $32.27K | 21,259 |
| Yanela Frias EVP and CFO | Feb 28, 2026 | Option exercise | +678 | – | – | 20,867 |
| Yanela Frias EVP and CFO | Feb 28, 2026 | Tax withholding | −230 | $98.38 | $22.63K | 20,637 |
| Yanela Frias EVP and CFO | Feb 28, 2026 | Option exercise | +950 | – | – | 21,587 |
| Yanela Frias EVP and CFO | Feb 28, 2026 | Option exercise | +2,379 | – | – | 23,638 |
| Yanela Frias EVP and CFO | Feb 28, 2026 | Tax withholding | −844 | $98.38 | $83.03K | 22,794 |
| Charles F. Lowrey Chairman of the Board, Director | Feb 28, 2026 | Tax withholding | −5,555 | $98.38 | $546.50K | 209,164 |
| Charles F. Lowrey Chairman of the Board, Director | Feb 28, 2026 | Option exercise | +11,086 | – | – | 220,250 |
| Charles F. Lowrey Chairman of the Board, Director | Feb 28, 2026 | Tax withholding | −5,871 | $98.38 | $577.59K | 214,379 |
| Charles F. Lowrey Chairman of the Board, Director | Feb 28, 2026 | Tax withholding | −5,512 | $98.38 | $542.27K | 219,275 |
| Charles F. Lowrey Chairman of the Board, Director | Feb 28, 2026 | Option exercise | +10,408 | – | – | 224,787 |
| Charles F. Lowrey Chairman of the Board, Director | Feb 28, 2026 | Option exercise | +10,491 | – | – | 214,719 |
| Andrew F. Sullivan Chief Executive Officer | Feb 28, 2026 | Tax withholding | −1,798 | $98.38 | $176.89K | 50,216 |
| Andrew F. Sullivan Chief Executive Officer | Feb 28, 2026 | Option exercise | +3,717 | – | – | 52,014 |
| Andrew F. Sullivan Chief Executive Officer | Feb 28, 2026 | Tax withholding | −1,916 | $98.38 | $188.50K | 48,297 |
| Andrew F. Sullivan Chief Executive Officer | Feb 28, 2026 | Option exercise | +3,959 | – | – | 50,213 |
| Andrew F. Sullivan Chief Executive Officer | Feb 28, 2026 | Tax withholding | −1,954 | $98.38 | $192.23K | 46,254 |
| Andrew F. Sullivan Chief Executive Officer | Feb 28, 2026 | Option exercise | +4,035 | – | – | 48,208 |
| Robert E. Boyle Senior Vice President | Feb 28, 2026 | Option exercise | +899 | – | – | 4,318 |
| Robert E. Boyle Senior Vice President | Feb 28, 2026 | Tax withholding | −289 | $98.38 | $28.43K | 4,029 |
| Robert E. Boyle Senior Vice President | Feb 28, 2026 | Option exercise | +832 | – | – | 4,861 |
| Robert E. Boyle Senior Vice President | Feb 28, 2026 | Tax withholding | −267 | $98.38 | $26.27K | 4,594 |
| Robert E. Boyle Senior Vice President | Feb 28, 2026 | Option exercise | +780 | – | – | 5,374 |
| Robert E. Boyle Senior Vice President | Feb 28, 2026 | Tax withholding | −249 | $98.38 | $24.50K | 5,125 |
| Scott Case Executive Vice President | Feb 28, 2026 | Tax withholding | −951 | $98.38 | $93.56K | 1,766 |
| Scott Case Executive Vice President | Feb 28, 2026 | Option exercise | +2,717 | – | – | 2,717 |
| George P. Waldeck Jr. Executive Vice President | Feb 28, 2026 | Option exercise | +1,924 | – | – | 68,487 |
| George P. Waldeck Jr. Executive Vice President | Feb 28, 2026 | Tax withholding | −558 | $98.38 | $54.90K | 66,563 |
| George P. Waldeck Jr. Executive Vice President | Feb 28, 2026 | Option exercise | +1,768 | – | – | 67,665 |
| George P. Waldeck Jr. Executive Vice President | Feb 28, 2026 | Tax withholding | −544 | $98.38 | $53.52K | 67,121 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Ann M. Kappler Officer | Aug 14, 2026 | 7,652 | $956.50K | Aug 14, 2026 | Release of Performance Shares Awarded 02/09/2021 |
| Ann M. Kappler Officer | May 14, 2026 | 13,580 | $1.40M | May 14, 2026 | Release of Performance Shares Awarded 2/08/2022 |
| Caroline Feeney Officer | Dec 11, 2025 | 6,662 | $774.66K | Dec 11, 2025 | Exercise of stock options granted 02/14/2017 |
| Timothy L. Schmidt Officer | Dec 2, 2025 | 8,000 | $861.52K | Dec 2, 2025 | Release of Performance Shares Awarded 2/09/2021 |
| Charles F. Lowrey Officer, CHAIRMAN OF THE BOARD | Nov 10, 2025 | 48,164 | $5.11M | Nov 10, 2025 | Release of Performance Shares Awarded 2/10/2015 |
| Ann M. Kappler Officer | Aug 29, 2025 | 4,000 | $438.60K | Aug 29, 2025 | Release of Performance Shares Awarded 2/09/2021 |
| Lucien Alziari Former Section 16 Insider | May 12, 2025 | 11,250 | $1.21M | May 12, 2025 | Release of Performance Shares Awarded on 02/12/2019 |
| Andrew F. Sullivan Officer | Mar 12, 2025 | 6,000 | $635.88K | Mar 12, 2025 | Release of Performance Shares Awarded on 02/09/2021 |
| Michael Todman Director | Feb 7, 2025 | 2,950 | $333.32K | Feb 7, 2025 | Open market purchase |
| Charles F. Lowrey Officer, Director, Chairman of the Board | Nov 7, 2024 | 98,909 | $12.26M | Nov 7, 2024 | Exercise of stock options granted 2/11/2020 |
| Andrew F. Sullivan Officer | Nov 7, 2024 | 27,117 | $3.37M | Nov 7, 2024 | Exercise of stock options granted 02/12/2019 |
| Robert Falzon Officer | Nov 6, 2024 | 55,453 | $7.11M | Nov 6, 2024 | Exercise of stock options granted 02/14/2017 |
| Charles F. Lowrey Officer, Director, Chairman of the Board | Nov 6, 2024 | 95,036 | $12.18M | Nov 6, 2024 | Exercise of stock options granted 2/12/2019 |
| Stacey Goodman Officer | Nov 4, 2024 | 9,649 | $1.17M | Nov 4, 2024 | Release of Restricted Stock Units Awarded on 2/09/2021 |
| Caroline Feeney Officer | Sep 3, 2024 | 1,110 | $133.18K | Sep 3, 2024 | Release of Restricted Stock Units Awarded on 2/9/2021 |