Prudential Financial Inc (PRS) shareholders
PRSNYSELife InsuranceFiscal year ends December 31Also trades as PFH, PRH, PRU
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 5, 2026Score 13/304% below fair value
$19.30−0.05 (-0.26%)
Close on Nov 2, 2026Market cap $40.81BP/E 10.7Yield 4.56%
Ownership
Who owns Prudential Financial's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
3 buys · 8 sales
Net sold $8.99M
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 32,541,140 | 9.00% | 13G (passive) amendment | Dec 31, 2023 |
| Vanguard Capital Management | 26,137,694 | 7.51% | 13G (passive) | Mar 31, 2026 |
| Prudential Financial, Inc. | 168,111 | 21.40% | 13G (passive) amendment | Nov 14, 2024 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Andrew F. Sullivan | Chief Executive Officer, Director | 50,672 | Sep 14, 2026 |
| Charles F. Lowrey | Chairman of the Board, Director | 209,478 | Mar 3, 2026 |
| Robert E. Boyle | Senior Vice President | 7,049 | Sep 2, 2026 |
| Ann M. Kappler | EVP and General Counsel | 15,316 | Aug 18, 2026 |
| Jacques Chappuis | Executive Vice President | 5,618 | May 4, 2026 |
| George P. Waldeck Jr. | Executive Vice President | 68,837 | Mar 3, 2026 |
| Timothy L. Schmidt | Senior Vice President | 19,772 | Mar 3, 2026 |
| Scott Case | Executive Vice President | 1,766 | Mar 3, 2026 |
| Yanela Frias | EVP and CFO | 21,263 | Mar 3, 2026 |
| Vicki Walia | Executive Vice President | 4,346 | Mar 3, 2026 |
| Caroline Feeney | Executive Vice President | 86,056 | Feb 11, 2026 |
| Robert Axel | SVP and Controller | 12,376 | Mar 17, 2025 |
| Lucien Alziari | Executive Vice President | 53,972 | Mar 4, 2025 |
| Robert Falzon | EVP and Vice Chairman | 252,147 | Mar 4, 2025 |
| Michael Todman | Director | 375 | Sep 14, 2026 |
| Joseph J. Wolk | Director | 400 | Sep 14, 2026 |
| Christine A. Poon | Director | 13,348 | Sep 14, 2026 |
| Martina Hundmejean | Director | 128 | Sep 14, 2026 |
| Sandra Pianalto | Director | 451 | Sep 14, 2026 |
| Thomas D. Stoddard | Director | 250 | Sep 14, 2026 |
| Wendy Elizabeth Jones | Director | 1,000 | Sep 14, 2026 |
| Maryann T. Mannen | Director | 0 | Sep 14, 2026 |
| Sibio Carmine Di | Director | 200 | Sep 14, 2026 |
| Gilbert F. Casellas | Director | 500 | Sep 14, 2026 |
| Douglas A. Scovanner | Director | 26,290 | May 15, 2025 |
| Kathleen Murphy | Director | 0 | Mar 17, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Robert E. Boyle Senior Vice President | Aug 31, 2026 | Option exercise | +353 | – | – | 6,087 |
| Robert E. Boyle Senior Vice President | Aug 31, 2026 | Tax withholding | −115 | $117.60 | $13.52K | 5,972 |
| Ann M. Kappler EVP and General Counsel | Aug 14, 2026 | Sale | −7,652 | $125.01 | $956.58K | 14,407 |
| Ann M. Kappler EVP and General Counsel | May 14, 2026 | Sale | −13,580 | $103.25 | $1.40M | 22,059 |
| Gilbert F. Casellas Director | May 12, 2026 | Returned to company | −1,765 | $102.58 | $181.05K | 500 |
| Gilbert F. Casellas Director | May 12, 2026 | Option exercise | +1,765 | – | – | 2,265 |
| Christine A. Poon Director | May 12, 2026 | Option exercise | +1,765 | – | – | 13,348 |
| Christine A. Poon Director | May 12, 2026 | Returned to company | −1,765 | $102.58 | $181.05K | 11,583 |
| Jacques Chappuis Executive Vice President | Apr 30, 2026 | Tax withholding | −2,304 | $98.11 | $226.05K | 5,618 |
| Jacques Chappuis Executive Vice President | Apr 30, 2026 | Option exercise | +4,165 | – | – | 7,922 |
| Jacques Chappuis Executive Vice President | Apr 30, 2026 | Tax withholding | −3,411 | $98.11 | $334.65K | 3,757 |
| Jacques Chappuis Executive Vice President | Apr 30, 2026 | Option exercise | +6,168 | – | – | 7,168 |
| Vicki Walia Executive Vice President | Feb 28, 2026 | Option exercise | +678 | – | – | 4,346 |
| Vicki Walia Executive Vice President | Feb 28, 2026 | Tax withholding | −361 | $98.38 | $35.52K | 5,237 |
| Vicki Walia Executive Vice President | Feb 28, 2026 | Option exercise | +1,041 | – | – | 5,598 |
| Vicki Walia Executive Vice President | Feb 28, 2026 | Option exercise | +665 | – | – | 4,782 |
| Vicki Walia Executive Vice President | Feb 28, 2026 | Tax withholding | −225 | $98.38 | $22.14K | 4,557 |
| Vicki Walia Executive Vice President | Feb 28, 2026 | Tax withholding | −229 | $98.38 | $22.53K | 4,117 |
| Ann M. Kappler EVP and General Counsel | Feb 28, 2026 | Option exercise | +2,502 | – | – | 35,553 |
| Ann M. Kappler EVP and General Counsel | Feb 28, 2026 | Option exercise | +2,349 | – | – | 36,737 |
| Ann M. Kappler EVP and General Counsel | Feb 28, 2026 | Tax withholding | −1,034 | $98.38 | $101.72K | 33,051 |
| Ann M. Kappler EVP and General Counsel | Feb 28, 2026 | Option exercise | +2,220 | – | – | 34,085 |
| Ann M. Kappler EVP and General Counsel | Feb 28, 2026 | Tax withholding | −1,165 | $98.38 | $114.61K | 34,388 |
| Ann M. Kappler EVP and General Counsel | Feb 28, 2026 | Tax withholding | −1,098 | $98.38 | $108.02K | 35,639 |
| Timothy L. Schmidt Senior Vice President | Feb 28, 2026 | Option exercise | +1,647 | – | – | 19,462 |
| Timothy L. Schmidt Senior Vice President | Feb 28, 2026 | Tax withholding | −788 | $98.38 | $77.52K | 18,674 |
| Timothy L. Schmidt Senior Vice President | Feb 28, 2026 | Option exercise | +1,616 | – | – | 20,290 |
| Timothy L. Schmidt Senior Vice President | Feb 28, 2026 | Tax withholding | −773 | $98.38 | $76.05K | 19,517 |
| Timothy L. Schmidt Senior Vice President | Feb 28, 2026 | Option exercise | +1,516 | – | – | 21,033 |
| Timothy L. Schmidt Senior Vice President | Feb 28, 2026 | Tax withholding | −724 | $98.38 | $71.23K | 20,309 |
| Yanela Frias EVP and CFO | Feb 28, 2026 | Tax withholding | −328 | $98.38 | $32.27K | 21,259 |
| Yanela Frias EVP and CFO | Feb 28, 2026 | Option exercise | +678 | – | – | 20,867 |
| Yanela Frias EVP and CFO | Feb 28, 2026 | Tax withholding | −230 | $98.38 | $22.63K | 20,637 |
| Yanela Frias EVP and CFO | Feb 28, 2026 | Option exercise | +950 | – | – | 21,587 |
| Yanela Frias EVP and CFO | Feb 28, 2026 | Option exercise | +2,379 | – | – | 23,638 |
| Yanela Frias EVP and CFO | Feb 28, 2026 | Tax withholding | −844 | $98.38 | $83.03K | 22,794 |
| Charles F. Lowrey Chairman of the Board, Director | Feb 28, 2026 | Tax withholding | −5,555 | $98.38 | $546.50K | 209,164 |
| Charles F. Lowrey Chairman of the Board, Director | Feb 28, 2026 | Option exercise | +11,086 | – | – | 220,250 |
| Charles F. Lowrey Chairman of the Board, Director | Feb 28, 2026 | Tax withholding | −5,871 | $98.38 | $577.59K | 214,379 |
| Charles F. Lowrey Chairman of the Board, Director | Feb 28, 2026 | Tax withholding | −5,512 | $98.38 | $542.27K | 219,275 |
| Charles F. Lowrey Chairman of the Board, Director | Feb 28, 2026 | Option exercise | +10,408 | – | – | 224,787 |
| Charles F. Lowrey Chairman of the Board, Director | Feb 28, 2026 | Option exercise | +10,491 | – | – | 214,719 |
| Andrew F. Sullivan Chief Executive Officer | Feb 28, 2026 | Tax withholding | −1,798 | $98.38 | $176.89K | 50,216 |
| Andrew F. Sullivan Chief Executive Officer | Feb 28, 2026 | Option exercise | +3,717 | – | – | 52,014 |
| Andrew F. Sullivan Chief Executive Officer | Feb 28, 2026 | Tax withholding | −1,916 | $98.38 | $188.50K | 48,297 |
| Andrew F. Sullivan Chief Executive Officer | Feb 28, 2026 | Option exercise | +3,959 | – | – | 50,213 |
| Andrew F. Sullivan Chief Executive Officer | Feb 28, 2026 | Tax withholding | −1,954 | $98.38 | $192.23K | 46,254 |
| Andrew F. Sullivan Chief Executive Officer | Feb 28, 2026 | Option exercise | +4,035 | – | – | 48,208 |
| Robert E. Boyle Senior Vice President | Feb 28, 2026 | Option exercise | +899 | – | – | 4,318 |
| Robert E. Boyle Senior Vice President | Feb 28, 2026 | Tax withholding | −289 | $98.38 | $28.43K | 4,029 |
| Robert E. Boyle Senior Vice President | Feb 28, 2026 | Option exercise | +832 | – | – | 4,861 |
| Robert E. Boyle Senior Vice President | Feb 28, 2026 | Tax withholding | −267 | $98.38 | $26.27K | 4,594 |
| Robert E. Boyle Senior Vice President | Feb 28, 2026 | Option exercise | +780 | – | – | 5,374 |
| Robert E. Boyle Senior Vice President | Feb 28, 2026 | Tax withholding | −249 | $98.38 | $24.50K | 5,125 |
| Scott Case Executive Vice President | Feb 28, 2026 | Tax withholding | −951 | $98.38 | $93.56K | 1,766 |
| Scott Case Executive Vice President | Feb 28, 2026 | Option exercise | +2,717 | – | – | 2,717 |
| George P. Waldeck Jr. Executive Vice President | Feb 28, 2026 | Option exercise | +1,924 | – | – | 68,487 |
| George P. Waldeck Jr. Executive Vice President | Feb 28, 2026 | Tax withholding | −558 | $98.38 | $54.90K | 66,563 |
| George P. Waldeck Jr. Executive Vice President | Feb 28, 2026 | Option exercise | +1,768 | – | – | 67,665 |
| George P. Waldeck Jr. Executive Vice President | Feb 28, 2026 | Tax withholding | −544 | $98.38 | $53.52K | 67,121 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
+401.5%
From 0M shares
Short volume, 20 days
47.8%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Prudential Financial's stock actually held short. Settlement fails (shares not delivered on time) peaked at 133 shares on Aug 13, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Ann M. Kappler Officer | Aug 14, 2026 | 7,652 | $956.50K | Aug 14, 2026 | Release of Performance Shares Awarded 02/09/2021 |
| Ann M. Kappler Officer | May 14, 2026 | 13,580 | $1.40M | May 14, 2026 | Release of Performance Shares Awarded 2/08/2022 |
| Caroline Feeney Officer | Dec 11, 2025 | 6,662 | $774.66K | Dec 11, 2025 | Exercise of stock options granted 02/14/2017 |
| Timothy L. Schmidt Officer | Dec 2, 2025 | 8,000 | $861.52K | Dec 2, 2025 | Release of Performance Shares Awarded 2/09/2021 |
| Charles F. Lowrey Officer, CHAIRMAN OF THE BOARD | Nov 10, 2025 | 48,164 | $5.11M | Nov 10, 2025 | Release of Performance Shares Awarded 2/10/2015 |
| Ann M. Kappler Officer | Aug 29, 2025 | 4,000 | $438.60K | Aug 29, 2025 | Release of Performance Shares Awarded 2/09/2021 |
| Lucien Alziari Former Section 16 Insider | May 12, 2025 | 11,250 | $1.21M | May 12, 2025 | Release of Performance Shares Awarded on 02/12/2019 |
| Andrew F. Sullivan Officer | Mar 12, 2025 | 6,000 | $635.88K | Mar 12, 2025 | Release of Performance Shares Awarded on 02/09/2021 |
| Michael Todman Director | Feb 7, 2025 | 2,950 | $333.32K | Feb 7, 2025 | Open market purchase |
| Charles F. Lowrey Officer, Director, Chairman of the Board | Nov 7, 2024 | 98,909 | $12.26M | Nov 7, 2024 | Exercise of stock options granted 2/11/2020 |
| Andrew F. Sullivan Officer | Nov 7, 2024 | 27,117 | $3.37M | Nov 7, 2024 | Exercise of stock options granted 02/12/2019 |
| Robert Falzon Officer | Nov 6, 2024 | 55,453 | $7.11M | Nov 6, 2024 | Exercise of stock options granted 02/14/2017 |
| Charles F. Lowrey Officer, Director, Chairman of the Board | Nov 6, 2024 | 95,036 | $12.18M | Nov 6, 2024 | Exercise of stock options granted 2/12/2019 |
| Stacey Goodman Officer | Nov 4, 2024 | 9,649 | $1.17M | Nov 4, 2024 | Release of Restricted Stock Units Awarded on 2/09/2021 |
| Caroline Feeney Officer | Sep 3, 2024 | 1,110 | $133.18K | Sep 3, 2024 | Release of Restricted Stock Units Awarded on 2/9/2021 |