PhenixFIN Corp (PFXNZ) shareholders
PFXNZNasdaqFiscal year ends September 30Also trades as PFX
Financials through Q3 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 5, 2026Score 5/3032% below fair value
$24.15−0.40 (-1.63%)
Close on Nov 6, 2026Market cap $46.64MP/E 10.0Yield –
Ownership
Who owns PhenixFIN's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
17 buys · 0 sales
Net bought $2.70M
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| David A. Lorber | 248,576 | 12.90% | 13D (active) amendment | May 12, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| David A. Lorber | CHAIRMAN AND CEO, Director, 10% owner | 254,049 | Jun 3, 2026 |
| Ellida McMillan | CHIEF FINANCIAL OFFICER | 3,428 | Dec 29, 2025 |
| Howard Amster | Director, 10% owner | 275,475 | Mar 5, 2026 |
| Lowell W. Robinson | Director | 3,000 | Sep 18, 2025 |
| Karin Hirtler-Garvey | Director | 1,500 | Feb 14, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 3, 2026 | Buy | +800 | $44.40 | $35.52K | 250,671 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 3, 2026 | Buy | +3,183 | $45.49 | $144.79K | 253,854 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 2, 2026 | Buy | +2,473 | $44.95 | $111.16K | 249,871 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 1, 2026 | Buy | +836 | $44.99 | $37.61K | 247,398 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 1, 2026 | Buy | +1,363 | $44.37 | $60.48K | 246,562 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 1, 2026 | Buy | +1 | $41.20 | $41 | 245,199 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | May 12, 2026 | Buy | +42,065 | $39.95 | $1.68M | 245,198 |
| Howard Amster Director, 10% owner | Mar 3, 2026 | Buy | +11,500 | $42.56 | $489.44K | 248,248 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 24, 2025 | Buy | +572 | $46.05 | $26.34K | 146,596 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 23, 2025 | Buy | +133 | $45.59 | $6.06K | 146,024 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Dec 23, 2025 | Buy | +150 | $45.33 | $6.80K | 3,428 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 22, 2025 | Buy | +1,000 | $45.44 | $45.44K | 145,891 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Dec 22, 2025 | Buy | +6 | $45.00 | $270 | 3,278 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Dec 17, 2025 | Buy | +37 | $44.00 | $1.63K | 3,272 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 17, 2025 | Buy | +908 | $44.74 | $40.62K | 144,891 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 16, 2025 | Buy | +138 | $44.45 | $6.13K | 143,983 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 15, 2025 | Buy | +100 | $44.33 | $4.43K | 143,845 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Sep 23, 2025 | Buy | +248 | $47.75 | $11.84K | 3,235 |
| Lowell W. Robinson Director | Sep 17, 2025 | Buy | +44 | $48.26 | $2.12K | 3,000 |
| Lowell W. Robinson Director | Sep 16, 2025 | Buy | +86 | $48.09 | $4.14K | 2,956 |
| Lowell W. Robinson Director | Sep 12, 2025 | Buy | +100 | $48.09 | $4.81K | 2,870 |
| Lowell W. Robinson Director | Sep 11, 2025 | Buy | +162 | $48.05 | $7.78K | 2,770 |
| Lowell W. Robinson Director | Sep 10, 2025 | Buy | +34 | $48.05 | $1.63K | 2,608 |
| Lowell W. Robinson Director | Sep 9, 2025 | Buy | +250 | $48.17 | $12.04K | 2,574 |
| Lowell W. Robinson Director | Sep 5, 2025 | Buy | +49 | $48.15 | $2.36K | 2,324 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Sep 5, 2025 | Buy | +100 | $48.93 | $4.89K | 143,745 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Sep 4, 2025 | Buy | +300 | $48.41 | $14.52K | 143,645 |
| Lowell W. Robinson Director | Sep 3, 2025 | Buy | +100 | $48.23 | $4.82K | 2,275 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Sep 3, 2025 | Buy | +200 | $47.83 | $9.57K | 143,345 |
| Lowell W. Robinson Director | Aug 20, 2025 | Buy | +75 | $49.28 | $3.70K | 2,175 |
| Lowell W. Robinson Director | Aug 19, 2025 | Buy | +189 | $49.25 | $9.31K | 2,100 |
| Lowell W. Robinson Director | Aug 18, 2025 | Buy | +100 | $49.03 | $4.90K | 1,911 |
| Lowell W. Robinson Director | Aug 15, 2025 | Buy | +15 | $48.87 | $733 | 1,811 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Aug 14, 2025 | Buy | +350 | $49.25 | $17.24K | 2,987 |
| Lowell W. Robinson Director | Aug 14, 2025 | Buy | +132 | $48.90 | $6.45K | 1,796 |
| Lowell W. Robinson Director | Aug 12, 2025 | Buy | +36 | $49.13 | $1.77K | 1,664 |
| Lowell W. Robinson Director | Aug 11, 2025 | Buy | +101 | $49.13 | $4.96K | 1,628 |
| Lowell W. Robinson Director | Aug 8, 2025 | Buy | +27 | $49.00 | $1.32K | 1,527 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Jun 23, 2025 | Buy | +1 | $48.12 | $48 | 2,637 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 18, 2025 | Buy | +300 | $49.56 | $14.87K | 143,145 |
| Howard Amster Director, 10% owner | Jun 17, 2025 | Buy | −157 | $50.04 | $7.86K | 234,608 |
| Howard Amster Director, 10% owner | Jun 17, 2025 | Buy | −167 | $49.87 | $8.33K | 234,451 |
| Howard Amster Director, 10% owner | Jun 17, 2025 | Buy | −315 | $48.64 | $15.32K | 234,284 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 16, 2025 | Buy | +700 | $47.91 | $33.54K | 142,845 |
| Howard Amster Director, 10% owner | Apr 23, 2025 | Gift | −200 | – | – | 0 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Mar 10, 2025 | Buy | +173 | $53.75 | $9.30K | 2,636 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Mar 7, 2025 | Buy | +127 | $53.95 | $6.85K | 2,463 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Mar 5, 2025 | Buy | +900 | $53.87 | $48.48K | 142,045 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Mar 5, 2025 | Buy | +100 | $54.35 | $5.44K | 142,145 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Mar 4, 2025 | Buy | +200 | $53.29 | $10.66K | 141,145 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Mar 3, 2025 | Buy | +800 | $53.72 | $42.98K | 140,945 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Feb 20, 2025 | Buy | +89 | $53.21 | $4.74K | 3,378 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Feb 20, 2025 | Buy | +47 | $53.14 | $2.50K | 140,145 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Feb 19, 2025 | Buy | +844 | $50.85 | $42.92K | 140,098 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Feb 19, 2025 | Buy | +400 | $52.00 | $20.80K | 139,254 |
| Karin Hirtler-Garvey Director | Feb 12, 2025 | Buy | +500 | $49.27 | $24.64K | 1,500 |
| Lowell W. Robinson Director | Feb 12, 2025 | Buy | +100 | $48.90 | $4.89K | 1,500 |
| Lowell W. Robinson Director | Feb 11, 2025 | Buy | +400 | $48.79 | $19.52K | 1,400 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 18, 2024 | Buy | +2,000 | $47.61 | $95.22K | 138,854 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 18, 2024 | Buy | +10,871 | $48.13 | $523.22K | 136,854 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
+36.3%
From 0M shares
Short volume, 20 days
50.7%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of PhenixFIN's stock actually held short. Settlement fails (shares not delivered on time) peaked at 233 shares on Oct 7, 2026 over the last 90 days.
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