StockData

PhenixFIN Corp (PFXNZ) company profile

PFXNZNasdaqFiscal year ends September 30Also trades as PFX
Financials through Q3 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 5, 2026Score 5/3032% below fair value
$24.15−0.40 (-1.63%)

Close on Nov 6, 2026Market cap $46.64MP/E 10.0Yield –

About PhenixFIN

PhenixFIN Corporation operates as an internally managed, closed-end investment company that is regulated as a business development company. Its core objective is generating current income and long-term capital appreciation. The company primarily provides debt financing—including senior secured first and second lien term loans, notes, and unitranche facilities—alongside private equity investments to privately held businesses. It also extends financing and equity to publicly traded entities, closed-end funds, and real estate investment trusts. Additionally, PhenixFIN manages specialized business operations, including asset-based lending directed at the gemstone and jewelry trade, and holds an insurance underwriting business providing life, accident, health, and property and casualty coverage.

The company focuses its direct lending activities across varied sectors, including business services, insurance, real estate, consumer services, aerospace and defense, and construction. Its principal executive offices are located in New York, New York.

Summary of the business section of PhenixFIN's latest annual report, written by StockData.

Company profile

Company

Legal name
PhenixFIN Corp
Founded
2011
Headquarters
New York, NY
Address
445 Park Avenue, 9th Floor 10022
Phone
(212) 759-0777
Employees
1,000, Sep 30, 2015
Incorporated in
Delaware
Fiscal year ends
September 30
Auditor
KPMG LLP, New York, New York

Stock & identifiers

Ticker
PFXNZ
Other tickers
PFX
Exchange
Nasdaq
IPO date
Jan 20, 2011
Shares outstanding
2M, Aug 5, 2026
Public float
$81.35M, Mar 31, 2025
Filer category
Non-accelerated filer
Stock splits
1-for-20 reverse, Jul 27, 2020
SEC CIK
1490349
CUSIP
71742W103
ISIN
US71742W1036
LEI
549300JJH1QEB0RKNO53
EIN
27-4576073

Executives and directors

Officers and directors who filed ownership reports (Forms 3, 4, 5) in the last two years

NamePositionShares owned
David A. LorberCHAIRMAN AND CEO, Director254,049
Ellida McMillanCHIEF FINANCIAL OFFICER3,428
Howard AmsterDirector275,475
Lowell W. RobinsonDirector3,000
Karin Hirtler-GarveyDirector1,500

CEO pay and shareholder return

Pay versus performance table from the proxy statement

Fiscal yearCEO total payCEO pay actually paidOther executives (avg)Value of $100 investedPeer group
FY2025$2.61M$2.61M$1.25M$284$206
FY2024$2.87M$2.87M$1.31M$276$205
FY2023$1.93M$1.93M$890.00K$213$177
FY2022$1.18M$1.18M$614.93K$196$131
FY2021$774.22K$774.22K$472.31K$241$154

“Actually paid” adjusts reported pay for changes in the value of equity awards. Shareholder return assumes $100 invested at the start of the measurement period, as disclosed by the company.

Executive compensation, fiscal 2025

Summary compensation table from the latest proxy statement

ExecutiveSalaryBonusIncentive payTotalvs. prior year
David A. Lorber
Chairman of the Board of Directors and Chief Executive Officer
$600.00K$309.38K$1.70M$2.61M–
Ellida McMillan
Chief Financial Officer
$400.00K$120.00K$725.04K$1.25M–

Stock and option awards are grant-date fair values, not realized pay. “Other” includes pension value changes and all other compensation. Source proxy statement.

Employees

Headcount reported in annual reports

“of facility space, eight production lines and employ over 1,000 non-union workers.”

Corporate history

Events identified from SEC filings

See a number that looks wrong?