PFSINYSEMortgage Bankers & Loan CorrespondentsFiscal year ends December 31
PennyMac Financial Services, Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 4, 2026
$59.20−1.12 (-1.86%)
Close on Oct 19, 2026
- Market cap
- $3.15B
- P/E (TTM)
- 8.1
- Dividend yield
- 2.03%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
64.7%
34M of 52M shares
Institutional holders
230
36 new, 37 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
1 buys · 49 sales
Net sold $32.69M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| T. Rowe Price Investment Management, Inc. | 3,748,813 | 7.20% | 13G (passive) amendment | Sep 30, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PFSI | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| MFN Partners Management, LP | 4,531,792 | 8.72% | $394.72M | – | 8.17% |
| T. Rowe Price Investment Management, Inc. | 3,921,911 | 7.55% | $341.60K | +321,131 | 0.22% |
| BlackRock, Inc. | 2,327,613 | 4.48% | $202.74M | +123,932 | 0.00% |
| Dimensional Fund Advisors LP | 2,130,571 | 4.10% | $185.57M | +214,300 | 0.03% |
| Donald Smith & Co., Inc. | 1,882,201 | 3.62% | $163.94M | +509,997 | 2.89% |
| Rubric Capital Management LP | 1,700,000 | 3.27% | $148.07M | +1,645,273 | 1.36% |
| Vanguard Portfolio Management LLC | 1,659,677 | 3.19% | $144.56M | +1,592 | 0.01% |
| Vanguard Capital Management LLC | 1,293,868 | 2.49% | $112.70M | +1,283 | 0.00% |
| Invesco Ltd. | 1,007,153 | 1.94% | $87.72M | +158,040 | 0.01% |
| State Street Corp | 922,212 | 1.78% | $80.32M | +65,060 | 0.00% |
| Goldman Sachs Group Inc | 819,763 | 1.58% | $71.40M | +149,912 | 0.01% |
| FMR LLC | 807,585 | 1.55% | $70.34M | +58,244 | 0.00% |
| Geode Capital Management, LLC | 758,664 | 1.46% | $66.09M | +50,720 | 0.00% |
| American Century Companies Inc | 649,995 | 1.25% | $56.61M | +217,510 | 0.03% |
| Symmetry Investments LP | 496,742 | 0.96% | $43.27M | +373,246 | 2.93% |
| Charles Schwab Investment Management Inc | 482,441 | 0.93% | $42.02M | +13,669 | 0.01% |
| Millennium Management LLC | 449,157 | 0.86% | $39.12M | −1,936,603 | 0.01% |
| Senvest Management, LLC | 401,757 | 0.77% | $34.99M | −106,876 | 1.03% |
| Ameriprise Financial Inc | 397,792 | 0.77% | $34.65M | +131,192 | 0.01% |
| BlueCrest Capital Management Ltd | 396,103 | 0.76% | $34.50M | +45,008 | 1.14% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 230 | 34M | 64.7% | 36 / 97 | 66 / 37 | 6M | 5M |
| Q1 2026 | 234 | 34M | 64.8% | 50 / 85 | 72 / 76 | 12M | 7M |
| Q4 2025 | 264 | 32M | 61.5% | 61 / 81 | 80 / 22 | 3M | 3M |
| Q3 2025 | 230 | 33M | 62.9% | 48 / 77 | 65 / 35 | 5M | 3M |
| Q2 2025 | 219 | 31M | 59.5% | 48 / 86 | 61 / 28 | 2M | 3M |
| Q1 2025 | 202 | 32M | 60.8% | 28 / 71 | 72 / 29 | 3M | 2M |
| Q4 2024 | 206 | 30M | 58.6% | 35 / 60 | 81 / 30 | 2M | 3M |
| Q3 2024 | 202 | 32M | 60.8% | 43 / 69 | 58 / 23 | 5M | 2M |
| Q2 2024 | 184 | 30M | 58.0% | 26 / 77 | 56 / 33 | 2M | 2M |
| Q1 2024 | 193 | 30M | 58.1% | 36 / 59 | 66 / 34 | 2M | 2M |
| Q4 2023 | 192 | 30M | 57.8% | 41 / 68 | 58 / 23 | 4M | 3M |
| Q3 2023 | 175 | 28M | 54.8% | 28 / 54 | 60 / 21 | 1M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of PFSI | Value | % of fund | As of |
|---|---|---|---|---|---|
| T. Rowe Price Small-Cap Value Fund, Inc. | 1,071,901 | 2.06% | $93.36M | 0.88% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 910,036 | 1.75% | $79.26M | 0.00% | Jun 30, 2026 |
| T. Rowe Price Small-Cap Stock Fund, Inc. | 815,933 | 1.57% | $71.07M | 0.76% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 783,607 | 1.51% | $68.25M | 0.08% | Jun 30, 2026 |
| Vanguard Small-Cap Index Fund | 654,413 | 1.26% | $57.00M | 0.03% | Jun 30, 2026 |
| Fidelity Small Cap Value Fund | 652,143 | 1.26% | $49.18M | 0.90% | Jul 31, 2026 |
| Vanguard Selected Value Fund | 531,412 | 1.02% | $40.07M | 0.58% | Jul 31, 2026 |
| T. Rowe Price Institutional Small-Cap Stock Fund | 438,412 | 0.84% | $38.19M | 0.76% | Jun 30, 2026 |
| Vanguard Small-Cap Value Index Fund | 414,893 | 0.80% | $36.14M | 0.05% | Jun 30, 2026 |
| Invesco Main Street Small Cap Fund | 388,014 | 0.75% | $33.80M | 1.27% | Jun 30, 2026 |
| Fidelity Stock Selector Small Cap Fund | 386,562 | 0.74% | $29.15M | 0.40% | Jul 31, 2026 |
| Avantis U.S. Small Cap Value ETF | 376,682 | 0.73% | $31.59M | 0.12% | May 31, 2026 |
| Vanguard Extended Market Index Fund | 333,522 | 0.64% | $29.05M | 0.03% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 328,195 | 0.63% | $24.75M | 0.07% | Jul 31, 2026 |
| U.S. Targeted Value Portfolio | 307,298 | 0.59% | $23.17M | 0.14% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| David Spector | Chairman & CEO, Director | 540,005 | 1.04% | Aug 4, 2026 |
| Doug Jones | Director, President & CMBO | 454,425 | 0.87% | Mar 3, 2026 |
| Gregory L. Hendry | MD, Chief Accounting Officer | 51,145 | 0.10% | Jul 2, 2026 |
| Daniel Stanley Perotti | Chief Financial Officer | 226,326 | 0.44% | May 18, 2026 |
| Marshall Sebring | Chief Investment Officer | 4,215 | 0.01% | Mar 25, 2026 |
| Shiva Iyer | Chief Enterprise Risk Officer | 14,671 | 0.03% | Mar 25, 2026 |
| Derek Stark | Chief Legal Officer | 20,944 | 0.04% | Mar 3, 2026 |
| Mark Elbaum | Chief Capital Markets Officer | 5,333 | 0.01% | Mar 3, 2026 |
| Abbie Tidmore | Chief Revenue Officer | 8,656 | 0.02% | Mar 3, 2026 |
| James Follette | Chief Digital Officer | 11,734 | 0.02% | Mar 3, 2026 |
| Donald J. White | Chief Risk Officer | 11,637 | 0.02% | Feb 19, 2025 |
| Steven Richard Bailey | Chief Servicing Officer | 16,389 | 0.03% | Feb 19, 2025 |
| Sunil Chandra | Director | 5,148 | 0.01% | Aug 4, 2026 |
| Farhad Nanji | Director | 4,720,008 | 9.09% | Aug 4, 2026 |
| Tiffany To | Director | 1,502 | 0.00% | Jun 9, 2026 |
| Joseph F. Mazzella | Director | 246,936 | 0.48% | May 7, 2026 |
| Theodore W. Tozer | Director | 26,998 | 0.05% | Feb 13, 2026 |
| Jeffrey A. Perlowitz | Director | 20,302 | 0.04% | Feb 13, 2026 |
| Lisa M. Shalett | Director | 13,105 | 0.03% | Feb 13, 2026 |
| Patrick Kinsella | Director | 34,210 | 0.07% | Feb 13, 2026 |
| Anne McCallion | Director | 158,466 | 0.31% | Feb 13, 2026 |
| Jonathon S. Jacobson | Director | 10,579 | 0.02% | Feb 13, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| David Spector Chairman & CEO, Director | Jul 31, 2026 | Other | −25,000 | – | – | 479,401 |
| Farhad Nanji Director | Jul 31, 2026 | Award | +379 | $82.17 | $31.14K | 188,216 |
| Sunil Chandra Director | Jul 31, 2026 | Award | +377 | $82.17 | $30.98K | 5,148 |
| Gregory L. Hendry MD, Chief Accounting Officer | Jul 1, 2026 | Option exercise | +2,177 | $24.40 | $53.12K | 51,145 |
| Gregory L. Hendry MD, Chief Accounting Officer | Jul 1, 2026 | Sale(10b5-1 plan) | −2,177 | $86.89 | $189.16K | 48,968 |
| Gregory L. Hendry MD, Chief Accounting Officer | Jun 22, 2026 | Option exercise | +2,943 | $18.05 | $53.12K | 51,911 |
| Gregory L. Hendry MD, Chief Accounting Officer | Jun 22, 2026 | Sale(10b5-1 plan) | −2,943 | $81.71 | $240.47K | 48,968 |
| Daniel Stanley Perotti Chief Financial Officer | May 15, 2026 | Sale(10b5-1 plan) | −2,925 | $87.50 | $255.94K | 210,625 |
| David Spector Chairman & CEO, Director | May 12, 2026 | Sale(10b5-1 plan) | −2,772 | $86.88 | $240.83K | 67,832 |
| David Spector Chairman & CEO, Director | May 12, 2026 | Sale(10b5-1 plan) | −3,144 | $88.02 | $276.73K | 64,688 |
| David Spector Chairman & CEO, Director | May 12, 2026 | Sale(10b5-1 plan) | −4,084 | $88.71 | $362.29K | 60,604 |
| David Spector Chairman & CEO, Director | May 8, 2026 | Other | −25,000 | – | – | 504,401 |
| Joseph F. Mazzella Director | May 7, 2026 | Award | +359 | $93.03 | $33.40K | 81,905 |
| Farhad Nanji Director | May 7, 2026 | Award | +338 | $93.03 | $31.44K | 187,837 |
| Sunil Chandra Director | May 7, 2026 | Award | +336 | $93.03 | $31.26K | 4,771 |
| David Spector Chairman & CEO, Director | Apr 14, 2026 | Sale(10b5-1 plan) | −9,583 | $92.80 | $889.30K | 71,021 |
| David Spector Chairman & CEO, Director | Apr 14, 2026 | Sale(10b5-1 plan) | −417 | $93.47 | $38.98K | 70,604 |
| David Spector Chairman & CEO, Director | Mar 6, 2026 | Sale(10b5-1 plan) | −1,020 | $86.93 | $88.67K | 80,604 |
| David Spector Chairman & CEO, Director | Mar 6, 2026 | Sale(10b5-1 plan) | −10,210 | $86.42 | $882.35K | 530,710 |
| David Spector Chairman & CEO, Director | Mar 6, 2026 | Sale(10b5-1 plan) | −917 | $85.26 | $78.18K | 540,920 |
| David Spector Chairman & CEO, Director | Mar 6, 2026 | Sale(10b5-1 plan) | −1,309 | $86.93 | $113.79K | 529,401 |
| David Spector Chairman & CEO, Director | Mar 6, 2026 | Sale(10b5-1 plan) | −8,251 | $86.42 | $713.05K | 81,624 |
| David Spector Chairman & CEO, Director | Mar 6, 2026 | Sale(10b5-1 plan) | −729 | $85.26 | $62.15K | 89,875 |
| Derek Stark Chief Legal Officer | Mar 3, 2026 | Sale(10b5-1 plan) | −1,066 | $87.66 | $93.45K | 20,944 |
| Abbie Tidmore Chief Revenue Officer | Feb 28, 2026 | Tax withholding | −300 | $91.93 | $27.58K | 8,656 |
| Doug Jones Director, President & CMBO | Feb 28, 2026 | Tax withholding | −1,704 | $91.93 | $156.65K | 29,088 |
| Gregory L. Hendry MD, Chief Accounting Officer | Feb 28, 2026 | Tax withholding | −32 | $91.93 | $2.94K | 48,968 |
| Mark Elbaum Chief Capital Markets Officer | Feb 28, 2026 | Tax withholding | −71 | $91.93 | $6.53K | 5,333 |
| David Spector Chairman & CEO, Director | Feb 28, 2026 | Tax withholding | −3,097 | $91.93 | $284.71K | 541,837 |
| James Follette Chief Digital Officer | Feb 28, 2026 | Tax withholding | −599 | $91.93 | $55.07K | 11,734 |
| Derek Stark Chief Legal Officer | Feb 28, 2026 | Tax withholding | −467 | $91.93 | $42.93K | 22,010 |
| Daniel Stanley Perotti Chief Financial Officer | Feb 28, 2026 | Tax withholding | −849 | $91.93 | $78.05K | 15,701 |
| Derek Stark Chief Legal Officer | Feb 25, 2026 | Sale(10b5-1 plan) | −1,903 | $91.50 | $174.12K | 22,477 |
| Daniel Stanley Perotti Chief Financial Officer | Feb 24, 2026 | Tax withholding | −616 | $90.33 | $55.64K | 16,550 |
| James Follette Chief Digital Officer | Feb 24, 2026 | Tax withholding | −554 | $90.33 | $50.04K | 12,333 |
| Doug Jones Director, President & CMBO | Feb 24, 2026 | Tax withholding | −1,597 | $90.33 | $144.26K | 30,792 |
| Abbie Tidmore Chief Revenue Officer | Feb 24, 2026 | Tax withholding | −204 | $90.33 | $18.43K | 8,956 |
| David Spector Chairman & CEO, Director | Feb 24, 2026 | Tax withholding | −3,106 | $90.33 | $280.56K | 544,934 |
| Gregory L. Hendry MD, Chief Accounting Officer | Feb 24, 2026 | Tax withholding | −45 | $90.33 | $4.06K | 49,000 |
| Derek Stark Chief Legal Officer | Feb 24, 2026 | Tax withholding | −345 | $90.33 | $31.16K | 24,380 |
| Gregory L. Hendry MD, Chief Accounting Officer | Feb 20, 2026 | Tax withholding | −126 | $94.33 | $11.89K | 49,045 |
| Gregory L. Hendry MD, Chief Accounting Officer | Feb 20, 2026 | Option exercise | +304 | – | – | 49,171 |
| Doug Jones Director, President & CMBO | Feb 20, 2026 | Option exercise | +7,610 | – | – | 35,120 |
| Doug Jones Director, President & CMBO | Feb 20, 2026 | Tax withholding | −2,731 | $94.33 | $257.62K | 32,389 |
| Abbie Tidmore Chief Revenue Officer | Feb 20, 2026 | Tax withholding | −565 | $94.33 | $53.30K | 9,160 |
| Abbie Tidmore Chief Revenue Officer | Feb 20, 2026 | Option exercise | +2,054 | – | – | 9,725 |
| James Follette Chief Digital Officer | Feb 20, 2026 | Tax withholding | −1,228 | $94.33 | $115.84K | 12,887 |
| James Follette Chief Digital Officer | Feb 20, 2026 | Option exercise | +3,424 | – | – | 14,115 |
| Derek Stark Chief Legal Officer | Feb 20, 2026 | Option exercise | +2,130 | – | – | 25,505 |
| Derek Stark Chief Legal Officer | Feb 20, 2026 | Tax withholding | −780 | $94.33 | $73.58K | 24,725 |
| Daniel Stanley Perotti Chief Financial Officer | Feb 20, 2026 | Option exercise | +3,805 | – | – | 18,532 |
| Daniel Stanley Perotti Chief Financial Officer | Feb 20, 2026 | Tax withholding | −1,366 | $94.33 | $128.85K | 17,166 |
| David Spector Chairman & CEO, Director | Feb 20, 2026 | Option exercise | +13,699 | – | – | 555,431 |
| David Spector Chairman & CEO, Director | Feb 20, 2026 | Tax withholding | −7,391 | $94.33 | $697.19K | 548,040 |
| David Spector Chairman & CEO, Director | Feb 19, 2026 | Sale(10b5-1 plan) | −1,723 | $95.81 | $165.08K | 90,604 |
| David Spector Chairman & CEO, Director | Feb 19, 2026 | Sale(10b5-1 plan) | −733 | $94.85 | $69.53K | 542,260 |
| David Spector Chairman & CEO, Director | Feb 19, 2026 | Sale(10b5-1 plan) | −1,689 | $93.97 | $158.72K | 542,993 |
| David Spector Chairman & CEO, Director | Feb 19, 2026 | Sale(10b5-1 plan) | −528 | $95.81 | $50.59K | 541,732 |
| David Spector Chairman & CEO, Director | Feb 19, 2026 | Sale(10b5-1 plan) | −2,451 | $94.85 | $232.48K | 92,327 |
| David Spector Chairman & CEO, Director | Feb 19, 2026 | Sale(10b5-1 plan) | −5,826 | $93.97 | $547.47K | 94,778 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Joseph F. Mazzella Officer | Aug 4, 2026 | 3,401 | $263.22K | Aug 4, 2026 | Vesting of restricted stock unit awards |
| Gregory L. Hendry Officer | Jul 1, 2026 | 2,177 | $189.16K | Jul 1, 2026 | Exercise of employee stock options |
| Gregory L. Hendry Officer | Jun 22, 2026 | 2,943 | $240.47K | Jun 22, 2026 | Exercise of employee stock options |
| Daniel Stanley Perotti Officer | May 15, 2026 | 2,925 | $255.94K | May 15, 2026 | Vesting of restricted stock unit award |
| Spector David Officer | May 12, 2026 | 10,000 | $886.30K | May 12, 2026 | Acquired as a gift |
| Spector David Officer | Apr 14, 2026 | 10,000 | $926.70K | Apr 14, 2026 | Acquired as a gift |
| Mark Elbaum Officer | Apr 9, 2026 | 419 | $38.60K | Apr 8, 2026 | Vesting of restricted stock unit awards |
| Spector David Officer | Mar 6, 2026 | 22,436 | $1.93M | Mar 6, 2026 | Acquired as a gift |
| Derek Stark Officer | Mar 3, 2026 | 1,066 | $93.45K | Mar 3, 2026 | Vesting of restricted stock unit award |
| Derek Stark Officer | Feb 25, 2026 | 1,903 | $174.12K | Feb 25, 2026 | Vesting of restricted stock unit award |
| Spector David Officer | Feb 19, 2026 | 12,950 | $1.22M | Feb 19, 2026 | Acquired as a gift |
| Daniel Stanley Perotti Officer | Feb 17, 2026 | 2,925 | $272.90K | Feb 17, 2026 | Vesting of restricted stock unit award |
| Spector David Officer | Jan 13, 2026 | 10,000 | $1.46M | Jan 13, 2026 | Acquired as a gift |
| Gregory L. Hendry Officer | Dec 18, 2025 | 3,530 | $464.70K | Dec 18, 2025 | Exercise of employee stock options |
| Doug Jones Officer | Nov 25, 2025 | 20,000 | $2.65M | Nov 25, 2025 | Vesting of restricted stock unit award |