PFGNasdaqAccident & Health InsuranceFiscal year ends December 31
PRINCIPAL FINANCIAL GROUP INC
Financials through Q1 FY2026, quarter ended Mar 31, 2026Last filing: 10-Q on Jul 29, 2026
$106.86−1.95 (-1.79%)
Close on Oct 19, 2026
- Market cap
- $23.54B
- P/E (TTM)
- 15.3
- Dividend yield
- 2.88%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
79.8%
171M of 214M shares
Institutional holders
955
112 new, 54 sold out
Net institutional buying
2M
In Q2 2026
Insider trades, 12 months
1 buys · 12 sales
Net sold $5.40M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Delaware Charter Guarantee & Trust Company dba Principal Trust Company as Directed Trustee for the NORTHFIELD BANK EMPLOYEE SAVINGS PLAN and NORTHFIELD BANK AMENDED AND RESTATED EMPLOYEE STOCK OWNERSH | 3,589,484 | 8.06% | 13G (passive) amendment | Dec 31, 2023 |
| Delaware Charter Guarantee & Trust Company dba Principal Trust Company as Directed Trustee for the Presence Bank Employee Stock Ownership Plan | 221,705 | 8.27% | 13G (passive) amendment | Dec 31, 2023 |
| BlackRock, Inc. | 19,558,812 | 9.00% | 13G (passive) amendment | Mar 31, 2026 |
| Delaware Charter Guarantee & Trust Company dba Principal Trust Company as Directed Trustee for the Generations Bank 401(k) Plan and Generations Bank Employee Stock Ownership Plan IRS No | 189,737 | 8.46% | 13G (passive) amendment | Sep 30, 2024 |
| Vanguard Capital Management | 15,573,456 | 7.18% | 13G (passive) | Mar 31, 2026 |
| Vanguard Portfolio Management | 11,295,571 | 5.20% | 13G (passive) | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PFG | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 20,014,673 | 9.35% | $2.16B | −307,685 | 0.03% |
| Nippon Life Insurance Co | 18,137,000 | 8.47% | $1.95M | – | 32.37% |
| Vanguard Capital Management LLC | 13,479,468 | 6.30% | $1.45B | +5,260 | 0.03% |
| Vanguard Portfolio Management LLC | 11,266,018 | 5.26% | $1.21B | +1,184 | 0.05% |
| State Street Corp | 10,264,856 | 4.79% | $1.11B | +85,014 | 0.03% |
| Bank Of America Corp /De/ | 6,884,023 | 3.22% | $741.96M | −1,935,429 | 0.05% |
| Charles Schwab Investment Management Inc | 6,502,068 | 3.04% | $700.79M | +578,132 | 0.09% |
| Capital World Investors | 6,040,005 | 2.82% | $650.99M | +13,124 | 0.08% |
| Geode Capital Management, LLC | 5,681,672 | 2.65% | $609.99M | +21,005 | 0.03% |
| Dimensional Fund Advisors LP | 3,923,279 | 1.83% | $422.87M | +36,770 | 0.08% |
| Invesco Ltd. | 3,771,641 | 1.76% | $406.51M | +229,659 | 0.03% |
| Northern Trust Corp | 3,249,703 | 1.52% | $350.25M | −84,003 | 0.04% |
| Morgan Stanley | 2,988,144 | 1.40% | $322.06M | −18,143 | 0.02% |
| Goldman Sachs Group Inc | 2,500,019 | 1.17% | $269.45M | −254,258 | 0.02% |
| Aqr Capital Management LLC | 2,315,065 | 1.08% | $249.52M | −141,668 | 0.09% |
| UBS Asset Management Americas Inc | 2,216,125 | 1.04% | $238.85M | +244,550 | 0.04% |
| Norges Bank | 2,014,675 | 0.94% | $217.14M | New | 0.02% |
| Legal & General Group Plc | 1,529,483 | 0.71% | $164.85M | −165,113 | 0.03% |
| JPMorgan Chase & Co | 1,472,797 | 0.69% | $159.81M | +283,204 | 0.01% |
| UBS Group AG | 1,296,073 | 0.61% | $139.69M | +129,343 | 0.02% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 955 | 171M | 79.8% | 112 / 394 | 272 / 54 | 10M | 8M |
| Q1 2026 | 914 | 169M | 78.7% | 116 / 354 | 263 / 81 | 45M | 11M |
| Q4 2025 | 893 | 162M | 75.5% | 136 / 332 | 261 / 62 | 14M | 13M |
| Q3 2025 | 830 | 161M | 75.2% | 84 / 294 | 271 / 54 | 8M | 15M |
| Q2 2025 | 815 | 168M | 78.3% | 84 / 314 | 276 / 100 | 12M | 12M |
| Q1 2025 | 841 | 168M | 78.4% | 125 / 302 | 264 / 55 | 14M | 9M |
| Q4 2024 | 785 | 164M | 76.5% | 91 / 271 | 273 / 79 | 8M | 11M |
| Q3 2024 | 785 | 167M | 77.9% | 81 / 257 | 290 / 82 | 26M | 7M |
| Q2 2024 | 795 | 168M | 78.5% | 93 / 284 | 255 / 55 | 6M | 12M |
| Q1 2024 | 764 | 175M | 81.6% | 82 / 252 | 271 / 64 | 14M | 12M |
| Q4 2023 | 756 | 173M | 80.8% | 116 / 225 | 285 / 73 | 13M | 12M |
| Q3 2023 | 722 | 172M | 80.2% | 65 / 216 | 282 / 65 | 7M | 9M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of PFG | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 6,857,300 | 3.20% | $739.08M | 0.03% | Jun 30, 2026 |
| Income Fund of America | 6,000,000 | 2.80% | $682.20M | 0.46% | Jul 31, 2026 |
| Vanguard 500 Index Fund | 5,092,121 | 2.38% | $548.83M | 0.03% | Jun 30, 2026 |
| Schwab U.S. Dividend Equity ETF | 4,725,709 | 2.21% | $489.68M | 0.52% | May 31, 2026 |
| Vanguard Mid-Cap Index Fund | 4,680,236 | 2.19% | $504.44M | 0.23% | Jun 30, 2026 |
| iShares Select Dividend ETF | 2,792,796 | 1.30% | $317.54M | 1.35% | Jul 31, 2026 |
| iShares Core S&P 500 ETF | 2,703,550 | 1.26% | $291.39M | 0.03% | Jun 30, 2026 |
| Fidelity 500 Index Fund | 2,531,693 | 1.18% | $262.33M | 0.03% | May 31, 2026 |
| Vanguard Value Index Fund | 2,054,169 | 0.96% | $221.40M | 0.09% | Jun 30, 2026 |
| Invesco S&P 500 Equal Weight ETF | 1,706,272 | 0.80% | $194.00M | 0.20% | Jul 31, 2026 |
| Vanguard Mid-Cap Value Index Fund | 1,387,412 | 0.65% | $149.54M | 0.40% | Jun 30, 2026 |
| State Street(R) Financial Select Sector SPDR(R) ETF | 1,329,380 | 0.62% | $143.28M | 0.28% | Jun 30, 2026 |
| The U.S. Large Cap Value Series | 1,310,318 | 0.61% | $148.98M | 0.48% | Jul 31, 2026 |
| Vanguard Dividend Appreciation Index Fund | 1,112,190 | 0.52% | $126.46M | 0.10% | Jul 31, 2026 |
| Vanguard Institutional Index Fund | 1,066,776 | 0.50% | $114.98M | 0.03% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Daniel Joseph Houston | Executive Chairman, Director | 400,730 | 0.19% | Jul 1, 2025 |
| Christopher J. Littlefield | President - RIS | 77,290 | 0.04% | Sep 29, 2026 |
| Kathleen B. Kay | EVP-Chief Information Officer | 44,683 | 0.02% | Sep 29, 2026 |
| Kamal Bhatia | President and CEO - PAM | 65,869 | 0.03% | Sep 29, 2026 |
| Wee Yee Cheong | President - Asia & Middle East | 67,173 | 0.03% | Sep 29, 2026 |
| Kenneth A. McCullum | EVP - Chief Risk Officer | 41,141 | 0.02% | Sep 29, 2026 |
| Amy Christine Friedrich | President - Benefits & Protect | 113,582 | 0.05% | Sep 29, 2026 |
| Joel Pitz | EVP & CFO | 48,619 | 0.02% | Sep 29, 2026 |
| Deanna D. Strable-Soethout | Chair, President and CEO | 228,044 | 0.11% | Sep 29, 2026 |
| Vivek Agrawal | EVP & Chief Growth Officer | 46,762 | 0.02% | Sep 29, 2026 |
| Timothy W. Brown | EVP, General Counsel and Sec | 22,442 | 0.01% | Sep 29, 2026 |
| George Djurasovic | Interim General Counsel | 21,905 | 0.01% | Apr 30, 2026 |
| Natalie Lamarque | EVP, General Counsel, and Secr | 100,573 | 0.05% | Jul 1, 2025 |
| Jonathan Auerbach | Director | 23,112 | 0.01% | Sep 29, 2026 |
| H. Elizabeth Mitchell | Director | 13,278 | 0.01% | Sep 29, 2026 |
| Mary E. Beams | Director | 17,066 | 0.01% | Sep 29, 2026 |
| Miller Jocelyn Carter | Director | 91,979 | 0.04% | Sep 29, 2026 |
| Blair Pickerell | Director | 40,100 | 0.02% | Sep 29, 2026 |
| Clare Stack Richer | Director | 21,550 | 0.01% | Sep 29, 2026 |
| Scott Mills | Director | 36,386 | 0.02% | Sep 29, 2026 |
| Diane C. Nordin | Director | 31,548 | 0.01% | Sep 29, 2026 |
| Claudio Muruzabal | Director | 13,699 | 0.01% | Sep 29, 2026 |
| Alfredo Rivera | Director | 16,624 | 0.01% | Sep 29, 2026 |
| Roger C. Hochschild | Director | 41,762 | 0.02% | Sep 29, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Joel Pitz EVP & CFO | Sep 25, 2026 | Award | +2 | – | – | 2,930 |
| Joel Pitz EVP & CFO | Sep 25, 2026 | Award | +226 | – | – | 44,224 |
| Roger C. Hochschild Director | Sep 25, 2026 | Award | +285 | – | – | 41,762 |
| Kenneth A. McCullum EVP - Chief Risk Officer | Sep 25, 2026 | Award | +71 | – | – | 41,141 |
| Alfredo Rivera Director | Sep 25, 2026 | Award | +113 | – | – | 16,624 |
| Kamal Bhatia President and CEO - PAM | Sep 25, 2026 | Award | +415 | – | – | 65,869 |
| Claudio Muruzabal Director | Sep 25, 2026 | Award | +97 | – | – | 13,699 |
| Christopher J. Littlefield President - RIS | Sep 25, 2026 | Award | +538 | – | – | 77,279 |
| Diane C. Nordin Director | Sep 25, 2026 | Award | +211 | – | – | 31,548 |
| Jonathan Auerbach Director | Sep 25, 2026 | Award | +161 | – | – | 23,112 |
| Clare Stack Richer Director | Sep 25, 2026 | Award | +138 | – | – | 21,550 |
| Amy Christine Friedrich President - Benefits & Protect | Sep 25, 2026 | Award | +577 | – | – | 109,440 |
| Blair Pickerell Director | Sep 25, 2026 | Award | +273 | – | – | 40,100 |
| Kathleen B. Kay EVP-Chief Information Officer | Sep 25, 2026 | Award | +383 | – | – | 44,683 |
| Miller Jocelyn Carter Director | Sep 25, 2026 | Award | +648 | – | – | 91,979 |
| Mary E. Beams Director | Sep 25, 2026 | Award | +105 | – | – | 17,066 |
| Vivek Agrawal EVP & Chief Growth Officer | Sep 25, 2026 | Award | +226 | – | – | 46,762 |
| H. Elizabeth Mitchell Director | Sep 25, 2026 | Award | +78 | – | – | 13,278 |
| Timothy W. Brown EVP, General Counsel and Sec | Sep 25, 2026 | Award | +163 | – | – | 22,442 |
| Deanna D. Strable-Soethout Chair, President and CEO | Sep 25, 2026 | Award | +42 | – | – | 53,584 |
| Deanna D. Strable-Soethout Chair, President and CEO | Sep 25, 2026 | Award | +593 | – | – | 174,460 |
| Wee Yee Cheong President - Asia & Middle East | Sep 25, 2026 | Award | +354 | – | – | 67,173 |
| Scott Mills Director | Sep 25, 2026 | Award | +246 | – | – | 36,386 |
| Deanna D. Strable-Soethout Chair, President and CEO | Sep 3, 2026 | Award | +18,380 | $63.98 | $1.18M | 229,007 |
| Deanna D. Strable-Soethout Chair, President and CEO | Sep 3, 2026 | Award | +18,380 | $63.98 | $1.18M | 192,247 |
| Deanna D. Strable-Soethout Chair, President and CEO | Sep 3, 2026 | Award | +18,380 | $63.98 | $1.18M | 210,627 |
| Deanna D. Strable-Soethout Chair, President and CEO | Sep 3, 2026 | Returned to company | −55,140 | $120.60 | $6.65M | 173,867 |
| Amy Christine Friedrich President - Benefits & Protect | Aug 7, 2026 | Returned to company | −35,680 | $113.80 | $4.06M | 108,863 |
| Amy Christine Friedrich President - Benefits & Protect | Aug 7, 2026 | Award | +35,680 | $63.98 | $2.28M | 144,543 |
| Scott Mills Director | Jun 26, 2026 | Award | +253 | – | – | 36,140 |
| Alfredo Rivera Director | Jun 26, 2026 | Award | +117 | – | – | 16,511 |
| Christopher J. Littlefield President - RIS | Jun 26, 2026 | Award | +559 | – | – | 76,741 |
| Claudio Muruzabal Director | Jun 26, 2026 | Award | +100 | – | – | 13,602 |
| Kamal Bhatia President and CEO - PAM | Jun 26, 2026 | Award | +430 | – | – | 65,454 |
| Kathleen B. Kay EVP-Chief Information Officer | Jun 26, 2026 | Award | +398 | – | – | 44,300 |
| Jonathan Auerbach Director | Jun 26, 2026 | Award | +166 | – | – | 22,952 |
| Wee Yee Cheong President - Asia & Middle East | Jun 26, 2026 | Award | +368 | – | – | 66,819 |
| Clare Stack Richer Director | Jun 26, 2026 | Award | +142 | – | – | 21,412 |
| Deanna D. Strable-Soethout Chair, President and CEO | Jun 26, 2026 | Award | +612 | – | – | 173,867 |
| Deanna D. Strable-Soethout Chair, President and CEO | Jun 26, 2026 | Award | +44 | – | – | 53,542 |
| Roger C. Hochschild Director | Jun 26, 2026 | Award | +294 | – | – | 41,477 |
| Amy Christine Friedrich President - Benefits & Protect | Jun 26, 2026 | Award | +599 | – | – | 108,863 |
| Blair Pickerell Director | Jun 26, 2026 | Award | +281 | – | – | 39,827 |
| Kenneth A. McCullum EVP - Chief Risk Officer | Jun 26, 2026 | Award | +73 | – | – | 41,070 |
| Diane C. Nordin Director | Jun 26, 2026 | Award | +217 | – | – | 31,337 |
| Miller Jocelyn Carter Director | Jun 26, 2026 | Award | +669 | – | – | 91,331 |
| Vivek Agrawal EVP & Chief Growth Officer | Jun 26, 2026 | Award | +234 | – | – | 46,536 |
| Joel Pitz EVP & CFO | Jun 26, 2026 | Award | +2 | – | – | 2,928 |
| Joel Pitz EVP & CFO | Jun 26, 2026 | Award | +234 | – | – | 43,998 |
| H. Elizabeth Mitchell Director | Jun 26, 2026 | Award | +80 | – | – | 13,200 |
| Mary E. Beams Director | Jun 26, 2026 | Award | +109 | – | – | 16,961 |
| Deanna D. Strable-Soethout Chair, President and CEO | Jun 12, 2026 | Award | +16,825 | $62.78 | $1.06M | 203,963 |
| Deanna D. Strable-Soethout Chair, President and CEO | Jun 12, 2026 | Award | +13,883 | $62.78 | $871.57K | 187,138 |
| Deanna D. Strable-Soethout Chair, President and CEO | Jun 12, 2026 | Returned to company | −4,263 | $111.25 | $474.26K | 173,255 |
| Deanna D. Strable-Soethout Chair, President and CEO | Jun 12, 2026 | Returned to company | −26,445 | $110.48 | $2.92M | 177,518 |
| Deanna D. Strable-Soethout Chair, President and CEO | Jun 11, 2026 | Award | +2,942 | $62.78 | $184.70K | 193,022 |
| Deanna D. Strable-Soethout Chair, President and CEO | Jun 11, 2026 | Award | +16,825 | $62.78 | $1.06M | 190,080 |
| Deanna D. Strable-Soethout Chair, President and CEO | Jun 11, 2026 | Returned to company | +19,767 | $110.06 | $2.18M | 173,255 |
| Timothy W. Brown EVP, General Counsel and Sec | Jun 8, 2026 | Award | +22,279 | – | – | 22,279 |
| Wee Yee Cheong President - Asia & Middle East | May 21, 2026 | Sale | −7,534 | $103.16 | $777.21K | 66,443 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Strable-Soethout Deanna Officer | Sep 3, 2026 | 55,140 | $6.14M | Sep 3, 2026 | Exercise of Stock Options |
| Friedrich Amy Officer | Aug 7, 2026 | 35,680 | $4.12M | Aug 7, 2026 | Exercise of Stock Options |
| Strable-Soethout Deanna Officer | Jun 12, 2026 | 30,708 | $3.37M | Jun 12, 2026 | Exercise of Stock Options |
| Strable-Soethout Deanna Officer | Jun 11, 2026 | 19,767 | $2.16M | Jun 11, 2026 | Exercise of Stock Options |
| Yee Cheong Wee Officer | May 21, 2026 | 7,534 | $777.24K | May 21, 2026 | Restricted stock vesting under a registered plan |
| Yee Cheong Wee Officer | May 20, 2026 | 3,211 | $330.92K | May 20, 2026 | Restricted stock vesting under a registered plan |
| Yee Cheong Wee Officer | May 1, 2026 | 9,183 | $929.89K | May 1, 2026 | Restricted stock vesting under a registered plan |
| Yee Cheong Wee Officer | Apr 30, 2026 | 4,737 | $478.48K | Apr 30, 2026 | Restricted stock vesting under a registered plan |
| Yee Cheong Wee Officer | Apr 29, 2026 | 1,080 | $109.08K | Apr 29, 2026 | Restricted stock vesting under a registered plan |
| Djurasovic George Officer | Apr 28, 2026 | 2,571 | $259.24K | Apr 28, 2026 | Restricted stock vesting under a registered plan |
| McCullum Ken Officer | Mar 2, 2026 | 1,616 | $154.20K | Mar 2, 2026 | Restricted Stock Units |
| Bhatia Kamal Officer | Mar 2, 2026 | 2,899 | $276.62K | Mar 2, 2026 | Restricted Stock Units |
| McCullum Ken Officer | Feb 25, 2026 | 3,071 | $291.28K | Feb 25, 2026 | Performance Stock Units |
| Bhatia Kamal Officer | Feb 25, 2026 | 5,570 | $528.31K | Feb 25, 2026 | Performance Stock Units |
| Strable-Soethout Deanna Officer | Jan 29, 2026 | 16,640 | $1.56M | Jan 29, 2026 | Performance Stock Units |