Syntec Optics Holdings, Inc. (OPTXW) shareholders
Close on Oct 30, 2026Market cap $253.36MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Al Kapoor | 29,631,090 | 73.56% | 13D (active) amendment | Sep 18, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of OPTXW | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Cable Car Capital, LP | 1,148,260 | – | $2.93M | +703,427 | 0.06% |
| Fort Baker Capital Management LP | 370,273 | – | $944.20K | New | 0.07% |
| Calamos Advisors LLC | 250,000 | – | $637.50K | – | 0.00% |
| Aristeia Capital LLC | 196,555 | – | $533.65K | New | 0.01% |
| Saba Capital Management, L.P. | 192,983 | – | $523.95K | −94,023 | 0.01% |
| Crewe Advisors LLC | 93,000 | – | $237.15K | +56,000 | 0.02% |
| Whitebox Advisors LLC | 69,750 | – | $177.86K | – | 0.00% |
| Wolverine Asset Management LLC | 66,787 | – | $170.31K | +48,228 | 0.00% |
| Hrt Financial LP | 60,710 | – | $154.00K | New | 0.00% |
| Lineage Point Capital LP | 55,500 | – | $141.53K | New | 0.03% |
| Goldman Sachs Group Inc | 45,531 | – | $116.10K | – | 0.00% |
| Greenland Capital Management LP | 37,500 | – | $95.63K | – | 0.01% |
| Mint Tower Capital Management B.V. | 22,644 | – | $58.00K | – | 0.01% |
| Clear Street Group Inc. | 18,925 | – | $48.26K | −215,376 | 0.00% |
| National Bank Of Canada /Fi/ | 3,000 | – | $37.35K | −10,500 | 0.00% |
| UBS Group AG | 2,626 | – | $6.70K | New | 0.00% |
| Longfellow Investment Management Co LLC | 213 | – | $543 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 17 | 3M | 5 / 3 | 3 / 1 | 1M | 1M |
| Q1 2026 | 14 | 2M | 4 / 0 | 3 / 4 | 1M | 1M |
| Q4 2025 | 15 | 2M | 0 / 2 | 3 / 3 | 0M | 0M |
| Q3 2025 | 18 | 3M | 3 / 0 | 3 / 0 | 1M | 0M |
| Q2 2025 | 16 | 3M | 1 / 1 | 2 / 4 | 0M | 0M |
| Q1 2025 | 19 | 3M | 1 / 0 | 3 / 2 | 0M | 0M |
| Q4 2024 | 20 | 3M | 1 / 3 | 5 / 7 | 0M | 1M |
| Q3 2024 | 26 | 3M | 3 / 0 | 4 / 2 | 1M | 0M |
| Q2 2024 | 26 | 3M | 2 / 2 | 9 / 5 | 0M | 1M |
| Q1 2024 | 29 | 4M | 4 / 2 | 6 / 4 | 1M | 0M |
| Q4 2023 | 29 | 4M | 29 / 0 | 0 / 0 | 4M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of OPTXW | Value | % of fund | As of |
|---|---|---|---|---|---|
| Calamos Market Neutral Income Fund | 250,000 | – | $243.05K | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Alok Kapoor | Chairman & CEO, Director | 30,631,090 | Sep 21, 2026 |
| Albert Manzone | Director | 33,681 | Aug 26, 2026 |
| Brent D. Rosenthal | Director | – | Feb 23, 2026 |
| Walter A. Bishop | Director | – | Feb 23, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Alok Kapoor Chairman & CEO, Director | Sep 18, 2026 | Gift | −1,000,000 | – | – | 0 |
| Albert Manzone Director | Aug 19, 2026 | Buy | +3,681 | $8.12 | $29.89K | 33,681 |
| Albert Manzone Director | Apr 14, 2026 | Buy | +5,000 | $10.00 | $50.00K | 30,000 |
| OmniLit Sponsor, LLC 10% owner | Apr 3, 2023 | Conversion | +3,000,000 | – | – | 3,000,000 |
| OmniLit Sponsor, LLC 10% owner | Jan 31, 2023 | Conversion | +1,000,000 | – | – | 1,000,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Syntec Optics's stock actually held short. Settlement fails (shares not delivered on time) peaked at 3,361 shares on Aug 12, 2026 over the last 90 days.