Northern Trust Corp (NTRSO) shareholders
NTRSONasdaqState Commercial BanksFiscal year ends December 31Also trades as NTRS
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Oct 29, 2026Score 11/3020% above fair value
$17.40−0.42 (-2.36%)
Close on Oct 30, 2026Market cap $30.95BP/E 13.2Yield 1.83%
Ownership
Who owns Northern Trust's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
5 buys · 18 sales
Net sold $14.65M
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 15,311,708 | 7.40% | 13G (passive) amendment | Dec 31, 2023 |
| Vanguard Capital Management | 13,678,574 | 7.38% | 13G (passive) | Mar 31, 2026 |
| FMR LLC Joint filing with Abigail P. Johnson (5.80%) | 10,787,489 | 5.80% | 13G (passive) amendment | Mar 31, 2026 |
| State Street Corporation | 9,493,634 | 5.00% | 13G (passive) | Sep 30, 2025 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Michael O'Grady | Chairman and CEO, Director | 495,452 | Mar 4, 2026 |
| Michael Hunstad | President/Asset Management | 25,223 | Sep 3, 2026 |
| Thomas A. South | Executive Vice President | 97,234 | Aug 25, 2026 |
| Aengus Hallinan | Executive Vice President | 9,461 | Jun 4, 2026 |
| David W. Fox Jr | EVP & Chief Financial Officer | 33,138 | Apr 29, 2026 |
| Clive Bellows | Co-President Asset Servicing | 28,217 | Apr 28, 2026 |
| Guy Gibson | Co-President Asset Servicing | 29,332 | Mar 6, 2026 |
| Susan Cohen Levy | EVP and General Counsel | 132,816 | Mar 4, 2026 |
| John Landers | Controller | 7,814 | Mar 4, 2026 |
| Alexandria Taylor | Chief Administrative Officer | 47,452 | Mar 4, 2026 |
| Jason J. Tyler | President/Wealth Management | 89,395 | Mar 4, 2026 |
| Peter Cherecwich | Chief Operating Officer | 73,033 | Mar 4, 2026 |
| Steven L. Fradkin | Vice Chairman | 249,773 | Dec 5, 2025 |
| Teresa Parker | President/Asset Servicing | 82,144 | Aug 1, 2025 |
| Kelley Conway | Executive Vice President | 12,213 | May 13, 2025 |
| Daniel Gamba | President / Asset Management | 61,848 | Apr 7, 2025 |
| Jane Karpinski | Executive Vice President | 27,998 | Mar 4, 2025 |
| Mark C. Gossett | Executive Vice President | 42,658 | Mar 4, 2025 |
| David Byron Smith Jr | Director | 1,079,825 | Aug 4, 2026 |
| Robert Edward Moritz Jr. | Director | 8,400 | Jul 30, 2026 |
| Susan Crown | Director | 382,456 | Jul 2, 2026 |
| Siddharth N. Mehta | Director | 12,488 | Jul 2, 2026 |
| Charles A. Tribbett | Director | 40,592 | Jul 2, 2026 |
| Dean M. Harrison | Director | 35,952 | Jul 2, 2026 |
| Martin P. Slark | Director | 27,166 | Jul 2, 2026 |
| Marcy S. Klevorn | Director | 13,560 | Jul 2, 2026 |
| Donald Thompson | Director | 33,421 | Jul 2, 2026 |
| Richard Petrino | Director | 4,344 | Jul 2, 2026 |
| Chandra Dhandapani | Director | 6,909 | Jul 2, 2026 |
| Jay L. Henderson | Director | 19,307 | Apr 23, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Michael Hunstad President/Asset Management | Sep 1, 2026 | Tax withholding | −622 | $183.86 | $114.36K | 25,223 |
| Thomas A. South Executive Vice President | Aug 24, 2026 | Sale | −1,800 | $184.90 | $332.82K | 92,917 |
| David Byron Smith Jr Director | Jul 31, 2026 | Gift | +1,120 | – | – | 87,157 |
| Robert Edward Moritz Jr. Director | Jul 29, 2026 | Buy | +255 | $179.57 | $45.79K | 8,400 |
| Dean M. Harrison Director | Jul 1, 2026 | Award | +130.96 | $175.60 | $23.00K | 34,905 |
| Martin P. Slark Director | Jul 1, 2026 | Award | +61.6 | $175.60 | $10.82K | 22,397 |
| Marcy S. Klevorn Director | Jul 1, 2026 | Award | +57.01 | $175.60 | $10.01K | 13,560 |
| Susan Crown Director | Jul 1, 2026 | Award | +75.75 | $175.60 | $13.30K | 38,760 |
| Donald Thompson Director | Jul 1, 2026 | Award | +125.75 | $175.60 | $22.08K | 31,678 |
| Richard Petrino Director | Jul 1, 2026 | Award | +5.39 | $175.60 | $946 | 4,344 |
| Chandra Dhandapani Director | Jul 1, 2026 | Award | +25.94 | $175.60 | $4.56K | 6,909 |
| Siddharth N. Mehta Director | Jul 1, 2026 | Award | +26.88 | $175.60 | $4.72K | 12,488 |
| Charles A. Tribbett Director | Jul 1, 2026 | Award | +69.9 | $175.60 | $12.27K | 35,868 |
| Dean M. Harrison Director | Jun 30, 2026 | Award | +258.86 | $173.84 | $45.00K | 34,774 |
| Donald Thompson Director | Jun 30, 2026 | Award | +215.72 | $173.84 | $37.50K | 31,552 |
| Chandra Dhandapani Director | Jun 30, 2026 | Award | +201.33 | $173.84 | $35.00K | 6,884 |
| Aengus Hallinan Executive Vice President | Jun 3, 2026 | Sale | −1,113 | $167.96 | $186.94K | 9,461 |
| Aengus Hallinan Executive Vice President | Jun 3, 2026 | Sale | −2,555 | $167.10 | $426.94K | 10,574 |
| Aengus Hallinan Executive Vice President | Jun 1, 2026 | Tax withholding | −2,707 | $166.82 | $451.58K | 13,129 |
| Thomas A. South Executive Vice President | May 22, 2026 | Gift | −320 | – | – | 94,717 |
| Thomas A. South Executive Vice President | May 4, 2026 | Gift | −1,300 | – | – | 95,037 |
| Robert Edward Moritz Jr. Director | May 1, 2026 | Buy | +225 | $166.41 | $37.44K | 8,145 |
| David Byron Smith Jr Director | Apr 30, 2026 | Gift | +1,200 | – | – | 86,037 |
| David W. Fox Jr EVP & Chief Financial Officer | Apr 29, 2026 | Sale | −13 | $165.74 | $2.15K | 18,575 |
| David W. Fox Jr EVP & Chief Financial Officer | Apr 28, 2026 | Sale | −19,987 | $166.16 | $3.32M | 18,588 |
| Clive Bellows Co-President Asset Servicing | Apr 24, 2026 | Sale | −2,800 | $165.02 | $462.06K | 28,217 |
| Richard Petrino Director | Apr 21, 2026 | Award | +989 | – | – | 4,341 |
| Richard Petrino Director | Apr 21, 2026 | Award | +17.45 | $171.74 | $3.00K | 3,352 |
| Jay L. Henderson Director | Apr 21, 2026 | Award | +989 | – | – | 989 |
| Susan Crown Director | Apr 21, 2026 | Award | +34.89 | $171.74 | $5.99K | 37,695 |
| Susan Crown Director | Apr 21, 2026 | Award | +989 | – | – | 38,684 |
| Siddharth N. Mehta Director | Apr 21, 2026 | Award | +34.89 | $171.74 | $5.99K | 11,472 |
| Siddharth N. Mehta Director | Apr 21, 2026 | Award | +989 | – | – | 12,461 |
| Marcy S. Klevorn Director | Apr 21, 2026 | Award | +989 | – | – | 13,503 |
| Marcy S. Klevorn Director | Apr 21, 2026 | Award | +34.89 | $171.74 | $5.99K | 12,514 |
| Dean M. Harrison Director | Apr 21, 2026 | Award | +989 | – | – | 34,515 |
| Dean M. Harrison Director | Apr 21, 2026 | Award | +34.89 | $171.74 | $5.99K | 33,526 |
| Martin P. Slark Director | Apr 21, 2026 | Award | +989 | – | – | 22,335 |
| Martin P. Slark Director | Apr 21, 2026 | Award | +34.89 | $171.74 | $5.99K | 21,346 |
| Charles A. Tribbett Director | Apr 21, 2026 | Award | +989 | – | – | 35,799 |
| Chandra Dhandapani Director | Apr 21, 2026 | Award | +989 | – | – | 6,682 |
| Chandra Dhandapani Director | Apr 21, 2026 | Award | +34.89 | $171.74 | $5.99K | 5,693 |
| Robert Edward Moritz Jr. Director | Apr 21, 2026 | Award | +989 | – | – | 7,920 |
| David Byron Smith Jr Director | Apr 21, 2026 | Award | +989 | – | – | 989 |
| Donald Thompson Director | Apr 21, 2026 | Award | +34.89 | $171.74 | $5.99K | 30,348 |
| Donald Thompson Director | Apr 21, 2026 | Award | +989 | – | – | 31,337 |
| Marcy S. Klevorn Director | Apr 1, 2026 | Award | +59.5 | $141.41 | $8.41K | 12,479 |
| Siddharth N. Mehta Director | Apr 1, 2026 | Award | +22.29 | $141.41 | $3.15K | 11,437 |
| Martin P. Slark Director | Apr 1, 2026 | Award | +65.17 | $141.41 | $9.22K | 21,312 |
| Dean M. Harrison Director | Apr 1, 2026 | Award | +149.03 | $141.41 | $21.07K | 33,491 |
| Donald Thompson Director | Apr 1, 2026 | Award | +142.85 | $141.41 | $20.20K | 30,313 |
| Chandra Dhandapani Director | Apr 1, 2026 | Award | +19.72 | $141.41 | $2.79K | 5,658 |
| Charles A. Tribbett Director | Apr 1, 2026 | Award | +86.31 | $141.41 | $12.21K | 36,712 |
| Susan Crown Director | Apr 1, 2026 | Award | +82.65 | $141.41 | $11.69K | 37,660 |
| Richard Petrino Director | Apr 1, 2026 | Award | +2.43 | $141.41 | $344 | 3,335 |
| Dean M. Harrison Director | Mar 31, 2026 | Award | +322.42 | $139.57 | $45.00K | 33,342 |
| Donald Thompson Director | Mar 31, 2026 | Award | +268.68 | $139.57 | $37.50K | 30,170 |
| Chandra Dhandapani Director | Mar 31, 2026 | Award | +250.77 | $139.57 | $35.00K | 5,639 |
| Guy Gibson Co-President Asset Servicing | Mar 5, 2026 | Sale | −3,009 | $142.39 | $428.45K | 29,332 |
| David W. Fox Jr EVP & Chief Financial Officer | Mar 4, 2026 | Sale | −3,255 | $143.89 | $468.36K | 14,552 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
2.1
At 0M shares a day
Change since last report
-9.4%
From 0M shares
Short volume, 20 days
39.8%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Northern Trust's stock actually held short. Settlement fails (shares not delivered on time) peaked at 4,464 shares on Aug 25, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Thomas A. South Affiliate | Aug 19, 2026 | 1,800 | $333.72K | Aug 20, 2026 | Vested Shares |
| Aengus Hallinan Officer | Jun 3, 2026 | 3,668 | $613.87K | Jun 3, 2026 | Restricted Stock Vesting |
| David W. Fox Jr Affiliate | Apr 28, 2026 | 20,000 | $3.36M | Apr 29, 2026 | Vested Shares |
| Clive Bellows Officer | Apr 24, 2026 | 2,800 | $462.06K | Apr 24, 2026 | Restricted Stock Vesting |
| Guy Gibson Officer | Mar 5, 2026 | 3,009 | $428.46K | Mar 5, 2026 | Restricted Stock Vesting |
| David W. Fox Jr Officer | Mar 4, 2026 | 3,255 | $468.35K | Mar 4, 2026 | Restricted Stock Vesting |
| David W. Fox Jr Officer | Feb 25, 2026 | 1,450 | $208.87K | Feb 25, 2026 | Restricted Stock Vesting |
| Guy Gibson Officer | Feb 12, 2026 | 1,043 | $153.76K | Feb 12, 2026 | Restricted Stock Vesting |
| Clive Bellows Officer | Feb 12, 2026 | 1,148 | $166.75K | Feb 12, 2026 | Restricted Stock Vesting |
| Peter Cherecwich Affiliate | Jan 26, 2026 | 25,000 | $3.72M | Jan 26, 2026 | Vested Shares |
| Thomas A. South Affiliate | Dec 10, 2025 | 5,000 | $687.90K | Dec 11, 2025 | Vested Shares |
| John Landers Affiliate | Nov 14, 2025 | 766 | $101.42K | Nov 13, 2025 | Vested Shares |
| Steven L. Fradkin Affilate | Nov 6, 2025 | 9,376 | $1.20M | Nov 6, 2025 | Vested Shares |
| Susan Cohen Levy Officer | Nov 4, 2025 | 27,591 | $3.54M | Nov 4, 2024 | Option Granted- 02/16/2016 |
| Teresa Parker Affiliate | Jul 30, 2025 | 7,602 | $1.00M | Jul 30, 2025 | Vested Shares |