NeoVolta Inc. (NEOVW) shareholders
Close on Oct 30, 2026Market cap $127.47MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Infinite Grid Capital, LP Joint filing with Infinite Grid Capital Fund I, LP (6.80%) | 4,500,000 | 7.60% | 13G (passive) amendment | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NEOVW | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Warberg Asset Management LLC | 125,321 | – | $175.10K | −25,841 | 0.03% |
| Clear Street Group Inc. | 50,944 | – | $72.34K | −1,102 | 0.00% |
| Walleye Capital LLC | 25,544 | – | $36.27K | +815 | 0.00% |
| Legacy Wealth Managment, LLC/ID | 15,776 | – | $22.40K | – | 0.01% |
| Osaic Holdings, Inc. | 1,000 | – | $1.42K | New | 0.00% |
| UBS Group AG | 1,000 | – | $1.42K | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 6 | 0M | 1 / 1 | 2 / 0 | 0M | 0M |
| Q1 2026 | 5 | 0M | 2 / 0 | 3 / 1 | 0M | 0M |
| Q4 2025 | 4 | 0M | 0 / 1 | 1 / 0 | 0M | 0M |
| Q3 2025 | 4 | 0M | 1 / 1 | 1 / 1 | 0M | 0M |
| Q2 2025 | 6 | 0M | 1 / 1 | 3 / 0 | 0M | 0M |
| Q1 2025 | 5 | 0M | 0 / 1 | 1 / 0 | 0M | 0M |
| Q4 2024 | 6 | 0M | 0 / 1 | 5 / 0 | 0M | 0M |
| Q3 2024 | 6 | 0M | 3 / 1 | 0 / 0 | 0M | 0M |
| Q2 2024 | 3 | 0M | 0 / 2 | 0 / 1 | 0M | 0M |
| Q1 2024 | 4 | 0M | 0 / 1 | 2 / 0 | 0M | 0M |
| Q4 2023 | 4 | 0M | 0 / 0 | 2 / 1 | 0M | 0M |
| Q3 2023 | 5 | 0M | 1 / 2 | 1 / 0 | 0M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Steve Bond | Executive Vice President, Director | 840,000 | Jun 2, 2026 |
| Henry Ardes Johnson | CEO & President, Director | – | Feb 25, 2026 |
| Jing Nealis | Chief Financial Officer | – | May 19, 2026 |
| Thomas Enzendorfer | Chief Technology Officer | 142,080 | Mar 23, 2026 |
| Amany Ibrahim | Chief Operating Officer | 37,500 | Mar 23, 2026 |
| Michael Mendik | Chief Operating Officer | – | Jan 15, 2025 |
| John A. Hass | Director | 101,190 | Jun 12, 2026 |
| Chandler G. Weeks | Director | 70,000 | Jan 15, 2025 |
| Brent Willson | 10% owner | 3,600,000 | Oct 10, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| John A. Hass Director | Jun 11, 2026 | Buy | +25,000 | $1.92 | $48.00K | 101,190 |
| Steve Bond Executive Vice President, Director | Jun 1, 2026 | Buy | +43,000 | $1.99 | $85.57K | 840,000 |
| Steve Bond Executive Vice President, Director | May 19, 2026 | Buy | +47,000 | $2.09 | $98.23K | 797,000 |
| Amany Ibrahim Chief Operating Officer | Mar 19, 2026 | Option exercise | +37,500 | – | – | 37,500 |
| Thomas Enzendorfer Chief Technology Officer | Mar 19, 2026 | Option exercise | +37,500 | – | – | 37,500 |
| Brent Willson 10% owner | Oct 8, 2025 | Sale | −500,000 | $0.01 | $5.00K | 3,550,000 |
| John A. Hass Director | Oct 18, 2024 | Award | +36,609 | – | – | 56,966 |
| James F. Amos Director | Oct 18, 2024 | Award | +36,609 | – | – | 134,966 |
| Susan H. Snow Director | Oct 18, 2024 | Award | +25,626 | – | – | 25,626 |
| Susan H. Snow Director | Oct 11, 2023 | Award | +14,250 | – | – | 14,250 |
| John A. Hass Director | Oct 11, 2023 | Award | +20,357 | – | – | 20,357 |
| Susan H. Snow Director | Oct 11, 2023 | Award | +14,250 | – | – | 14,250 |
| James F. Amos Director | Oct 11, 2023 | Award | +20,357 | – | – | 98,357 |
| Steve Bond Chief Financial Officer, Director | Jan 1, 2023 | Option exercise | +250,000 | – | – | 750,000 |
| Brent Willson Chief Executive Officer, Director | Jan 1, 2023 | Option exercise | +50,000 | – | – | 50,000 |
| James F. Amos Director | Oct 28, 2022 | Award | +25,000 | – | – | 78,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of NeoVolta's stock actually held short. Settlement fails (shares not delivered on time) peaked at 1,596 shares on Sep 29, 2026 over the last 90 days.