HAFCNasdaqNational Commercial BanksFiscal year ends December 31
HANMI FINANCIAL CORP
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 7, 2026
$30.98−0.14 (-0.45%)
Close on Oct 19, 2026
- Market cap
- $919.77M
- P/E (TTM)
- 10.4
- Dividend yield
- 3.49%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
93.6%
28M of 30M shares
Institutional holders
228
33 new, 17 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
1 buys · 3 sales
Net sold $273.52K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 4,376,934 | – | 13G (passive) amendment | Dec 31, 2023 |
| FMR LLC | 2,424,106 | 8.00% | 13G (passive) | Jun 30, 2025 |
| Dimensional Fund Advisors LP | 1,744,499 | 5.80% | 13G (passive) amendment | Sep 30, 2024 |
| State Street Corporation | 1,540,415 | 5.20% | 13G (passive) | Mar 31, 2026 |
| Vanguard Capital Management | 1,527,958 | 5.11% | 13G (passive) | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of HAFC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 4,388,542 | 14.80% | $142.19M | −56 | 0.00% |
| Dimensional Fund Advisors LP | 1,786,314 | 6.02% | $57.88M | +25,459 | 0.01% |
| State Street Corp | 1,575,567 | 5.31% | $51.05M | +35,152 | 0.00% |
| Lsv Asset Management | 1,334,075 | 4.50% | $43.22K | −11,600 | 0.08% |
| Vanguard Capital Management LLC | 1,317,877 | 4.44% | $42.70M | +10,329 | 0.00% |
| American Century Companies Inc | 1,110,109 | 3.74% | $35.97M | +81,896 | 0.02% |
| Charles Schwab Investment Management Inc | 1,043,542 | 3.52% | $33.81M | +82,995 | 0.00% |
| Geode Capital Management, LLC | 874,145 | 2.95% | $28.33M | −30,063 | 0.00% |
| Aqr Capital Management LLC | 793,267 | 2.68% | $25.70M | +65,011 | 0.01% |
| Vanguard Portfolio Management LLC | 773,601 | 2.61% | $25.06M | +28,542 | 0.00% |
| Acadian Asset Management LLC | 692,191 | 2.33% | $22.41K | +149,935 | 0.03% |
| Goldman Sachs Group Inc | 545,862 | 1.84% | $17.69M | −69,935 | 0.00% |
| Morgan Stanley | 480,573 | 1.62% | $15.57M | +1,812 | 0.00% |
| Hotchkis & Wiley Capital Management LLC | 472,506 | 1.59% | $15.31M | −17,040 | 0.04% |
| JPMorgan Chase & Co | 460,442 | 1.55% | $14.92M | +2,135 | 0.00% |
| Arrowstreet Capital, Limited Partnership | 455,124 | 1.54% | $14.75M | +41,553 | 0.01% |
| rhino investment partners, Inc | 405,727 | 1.37% | $13.15M | −476,230 | 3.98% |
| Bank of New York Mellon Corp | 387,948 | 1.31% | $12.57M | +1,871 | 0.00% |
| Qube Research & Technologies Ltd | 371,130 | 1.25% | $12.02M | +166,227 | 0.01% |
| Northern Trust Corp | 351,911 | 1.19% | $11.40M | +20,655 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 228 | 28M | 93.6% | 33 / 88 | 69 / 17 | 2M | 2M |
| Q1 2026 | 216 | 28M | 94.6% | 30 / 85 | 68 / 30 | 5M | 3M |
| Q4 2025 | 221 | 27M | 92.4% | 48 / 85 | 61 / 12 | 3M | 3M |
| Q3 2025 | 189 | 28M | 94.1% | 17 / 66 | 77 / 16 | 2M | 2M |
| Q2 2025 | 190 | 28M | 93.6% | 26 / 63 | 73 / 20 | 2M | 2M |
| Q1 2025 | 184 | 28M | 93.2% | 21 / 68 | 69 / 17 | 2M | 2M |
| Q4 2024 | 182 | 27M | 92.2% | 26 / 61 | 69 / 10 | 2M | 3M |
| Q3 2024 | 167 | 28M | 94.0% | 21 / 60 | 58 / 22 | 7M | 2M |
| Q2 2024 | 169 | 27M | 92.2% | 17 / 62 | 70 / 25 | 2M | 3M |
| Q1 2024 | 180 | 29M | 97.8% | 26 / 68 | 62 / 17 | 5M | 3M |
| Q4 2023 | 172 | 28M | 92.9% | 25 / 69 | 51 / 10 | 3M | 2M |
| Q3 2023 | 158 | 27M | 90.4% | 16 / 64 | 59 / 14 | 2M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of HAFC | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF | 1,781,510 | 6.01% | $57.72M | 0.05% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 945,841 | 3.19% | $30.65M | 0.00% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 898,694 | 3.03% | $27.07M | 0.10% | May 31, 2026 |
| iShares Russell 2000 ETF | 733,279 | 2.47% | $23.76M | 0.03% | Jun 30, 2026 |
| Schwab U.S. Dividend Equity ETF | 706,082 | 2.38% | $21.27M | 0.02% | May 31, 2026 |
| U.S. Small Cap Value Portfolio | 406,655 | 1.37% | $12.96M | 0.07% | Jul 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Regional Banking ETF | 349,086 | 1.18% | $11.31M | 0.24% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 341,409 | 1.15% | $11.06M | 0.01% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 330,215 | 1.11% | $10.53M | 0.03% | Jul 31, 2026 |
| State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF | 271,122 | 0.91% | $8.78M | 0.05% | Jun 30, 2026 |
| iShares Russell 2000 Value ETF | 256,834 | 0.87% | $8.32M | 0.06% | Jun 30, 2026 |
| iShares S&P Small-Cap 600 Value ETF | 254,041 | 0.86% | $8.23M | 0.10% | Jun 30, 2026 |
| Nuveen Quant Small Cap Equity Fund | 200,820 | 0.68% | $6.40M | 0.16% | Jul 31, 2026 |
| U.S. Targeted Value Portfolio | 190,718 | 0.64% | $6.08M | 0.04% | Jul 31, 2026 |
| Dimensional U.S. Targeted Value ETF | 189,000 | 0.64% | $6.03M | 0.04% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Anthony I. Kim | Chief Banking Officer | 41,615 | 0.14% | Jun 8, 2026 |
| Matthew Fuhr | Chief Credit Officer | 34,002 | 0.11% | Apr 28, 2026 |
| Bonita Lee | President & CEO | 203,555 | 0.69% | Apr 6, 2026 |
| Romolo Santarosa | Chief Financial Officer | 77,410 | 0.26% | Apr 6, 2026 |
| Michael Du | Chief Risk Officer | 15,249 | 0.05% | Apr 6, 2026 |
| Joseph Pangrazio | Chief Accounting Officer | 2,765 | 0.01% | Apr 6, 2026 |
| James A. Marasco | Director | 9,187 | 0.03% | May 28, 2026 |
| Harry Chung | Director | 39,623 | 0.13% | May 28, 2026 |
| John J. Ahn | Director | 65,623 | 0.22% | May 28, 2026 |
| David L. Rosenblum | Director | 40,143 | 0.14% | May 28, 2026 |
| Christine P. Ball | Director | 5,147 | 0.02% | May 28, 2026 |
| Thomas James Williams | Director | 28,623 | 0.10% | May 28, 2026 |
| Daniel John Medici | Director | 2,498 | 0.01% | May 28, 2026 |
| Gloria J. Lee | Director | 15,715 | 0.05% | May 28, 2026 |
| Christie K. Chu | Director | 32,608 | 0.11% | May 28, 2026 |
| Michael Yang | Director | 30,391 | 0.10% | May 29, 2025 |
| Gideon Yu | Director | 15,410 | 0.05% | May 29, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Anthony I. Kim Chief Banking Officer | Jun 8, 2026 | Sale | −5,333 | $30.73 | $163.88K | 41,615 |
| Thomas James Williams Director | May 27, 2026 | Award | +2,298 | – | – | 28,623 |
| David L. Rosenblum Director | May 27, 2026 | Award | +2,298 | – | – | 38,883 |
| Christine P. Ball Director | May 27, 2026 | Award | +2,298 | – | – | 5,147 |
| Gloria J. Lee Director | May 27, 2026 | Award | +2,298 | – | – | 15,715 |
| James A. Marasco Director | May 27, 2026 | Award | +2,298 | – | – | 9,187 |
| John J. Ahn Director | May 27, 2026 | Award | +2,298 | – | – | 53,623 |
| Daniel John Medici Director | May 27, 2026 | Award | +2,298 | – | – | 2,498 |
| Christie K. Chu Director | May 27, 2026 | Award | +2,298 | – | – | 31,623 |
| Harry Chung Director | May 27, 2026 | Award | +2,298 | – | – | 39,623 |
| Matthew Fuhr Chief Credit Officer | Apr 28, 2026 | Sale | −3,300 | $30.83 | $101.74K | 34,002 |
| Matthew Fuhr Chief Credit Officer | Apr 1, 2026 | Tax withholding | −492 | $26.60 | $13.09K | 37,302 |
| Bonita Lee President & CEO | Apr 1, 2026 | Tax withholding | −3,769 | $26.60 | $100.26K | 202,555 |
| Romolo Santarosa Chief Financial Officer | Apr 1, 2026 | Tax withholding | −916 | $26.60 | $24.37K | 77,410 |
| Joseph Pangrazio Chief Accounting Officer | Apr 1, 2026 | Tax withholding | −148 | $26.60 | $3.94K | 2,765 |
| Michael Du Chief Risk Officer | Apr 1, 2026 | Tax withholding | −360 | $26.60 | $9.58K | 15,249 |
| Anthony I. Kim Chief Banking Officer | Apr 1, 2026 | Tax withholding | −563 | $26.60 | $14.98K | 46,948 |
| Anthony I. Kim Chief Banking Officer | Mar 26, 2026 | Tax withholding | −1,437 | $26.33 | $37.84K | 47,511 |
| Anthony I. Kim Chief Banking Officer | Mar 26, 2026 | Tax withholding | −339 | $26.33 | $8.93K | 44,493 |
| Anthony I. Kim Chief Banking Officer | Mar 26, 2026 | Award | +4,455 | – | – | 48,948 |
| Bonita Lee President & CEO | Mar 26, 2026 | Tax withholding | −10,518 | $26.33 | $276.94K | 206,324 |
| Bonita Lee President & CEO | Mar 26, 2026 | Award | +22,260 | – | – | 216,842 |
| Bonita Lee President & CEO | Mar 26, 2026 | Tax withholding | −2,391 | $26.33 | $62.96K | 194,582 |
| Romolo Santarosa Chief Financial Officer | Mar 26, 2026 | Award | +7,623 | – | – | 80,385 |
| Romolo Santarosa Chief Financial Officer | Mar 26, 2026 | Tax withholding | −2,059 | $26.33 | $54.21K | 78,326 |
| Romolo Santarosa Chief Financial Officer | Mar 26, 2026 | Tax withholding | −553 | $26.33 | $14.56K | 72,762 |
| Matthew Fuhr Chief Credit Officer | Mar 26, 2026 | Tax withholding | −1,193 | $26.33 | $31.41K | 37,794 |
| Matthew Fuhr Chief Credit Officer | Mar 26, 2026 | Award | +3,697 | – | – | 38,987 |
| Matthew Fuhr Chief Credit Officer | Mar 26, 2026 | Tax withholding | −297 | $26.33 | $7.82K | 35,290 |
| Michael Du Chief Risk Officer | Mar 26, 2026 | Award | +2,367 | – | – | 16,372 |
| Michael Du Chief Risk Officer | Mar 26, 2026 | Tax withholding | −169 | $26.33 | $4.45K | 14,005 |
| Michael Du Chief Risk Officer | Mar 26, 2026 | Tax withholding | −763 | $26.33 | $20.09K | 15,609 |
| Michael Du Chief Risk Officer | Mar 26, 2026 | Tax withholding | −636 | $26.33 | $16.75K | 15,736 |
| Michael Du Chief Risk Officer | Mar 26, 2026 | Award | +2,367 | – | – | 16,372 |
| Michael Du Chief Risk Officer | Mar 26, 2026 | Tax withholding | −169 | $26.33 | $4.45K | 14,005 |
| Matthew Fuhr Chief Credit Officer | Mar 26, 2026 | Award | +3,697 | – | – | 38,987 |
| Matthew Fuhr Chief Credit Officer | Mar 26, 2026 | Tax withholding | −994 | $26.33 | $26.17K | 37,993 |
| Matthew Fuhr Chief Credit Officer | Mar 26, 2026 | Tax withholding | −297 | $26.33 | $7.82K | 35,290 |
| Joseph Pangrazio Chief Accounting Officer | Mar 26, 2026 | Tax withholding | −65 | $26.33 | $1.71K | 2,913 |
| Bonita Lee President & CEO | Mar 26, 2026 | Tax withholding | −8,765 | $26.33 | $230.78K | 208,077 |
| Bonita Lee President & CEO | Mar 26, 2026 | Award | +22,260 | – | – | 216,842 |
| Bonita Lee President & CEO | Mar 26, 2026 | Tax withholding | −2,391 | $26.33 | $62.96K | 194,582 |
| Anthony I. Kim Chief Banking Officer | Mar 26, 2026 | Award | +4,455 | – | – | 48,948 |
| Anthony I. Kim Chief Banking Officer | Mar 26, 2026 | Tax withholding | −1,198 | $26.33 | $31.54K | 47,750 |
| Anthony I. Kim Chief Banking Officer | Mar 26, 2026 | Tax withholding | −339 | $26.33 | $8.93K | 44,493 |
| Romolo Santarosa Chief Financial Officer | Mar 26, 2026 | Award | +7,623 | – | – | 80,385 |
| Romolo Santarosa Chief Financial Officer | Mar 26, 2026 | Tax withholding | −2,049 | $26.33 | $53.95K | 78,336 |
| Romolo Santarosa Chief Financial Officer | Mar 26, 2026 | Tax withholding | −553 | $26.33 | $14.56K | 72,762 |
| Joseph Pangrazio Chief Accounting Officer | Mar 13, 2026 | Award | +483 | – | – | 2,978 |
| Romolo Santarosa Chief Financial Officer | Mar 13, 2026 | Award | +4,913 | – | – | 73,315 |
| Michael Du Chief Risk Officer | Mar 13, 2026 | Award | +1,596 | – | – | 14,005 |
| Matthew Fuhr Chief Credit Officer | Mar 13, 2026 | Award | +2,761 | – | – | 35,587 |
| Anthony I. Kim Chief Banking Officer | Mar 13, 2026 | Award | +3,159 | – | – | 44,832 |
| Bonita Lee President & CEO | Mar 13, 2026 | Award | +18,832 | – | – | 196,973 |
| Matthew Fuhr Chief Credit Officer | Mar 10, 2026 | Tax withholding | −319 | $25.55 | $8.15K | 32,826 |
| Joseph Pangrazio Chief Accounting Officer | Mar 10, 2026 | Tax withholding | −150 | $25.55 | $3.83K | 2,495 |
| Anthony I. Kim Chief Banking Officer | Mar 10, 2026 | Tax withholding | −385 | $25.55 | $9.84K | 41,673 |
| Michael Du Chief Risk Officer | Mar 10, 2026 | Tax withholding | −205 | $25.55 | $5.24K | 12,409 |
| Bonita Lee President & CEO | Mar 10, 2026 | Tax withholding | −1,669 | $25.55 | $42.64K | 178,141 |
| Romolo Santarosa Chief Financial Officer | Mar 10, 2026 | Tax withholding | −656 | $25.55 | $16.76K | 68,402 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Kim Anthony Officer | Jun 8, 2026 | 5,333 | $163.90K | Jun 8, 2026 | Restricted Stock Vesting Under a Registered Plan |
| Santarosa Romolo Chief Financial Officer | Nov 7, 2024 | 25,000 | $643.74K | Nov 6, 2024 | Stock Option Exercise |