Enterprise Financial Services Corp (EFSCP) shareholders
EFSCPNasdaqState Commercial BanksFiscal year ends December 31Also trades as EFSC
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Oct 30, 2026Score 13/303% above fair value
$15.66+0.02 (+0.13%)
Close on Oct 30, 2026Market cap $2.24BP/E 12.4Yield 1.97%
Ownership
Who owns Enterprise Financial Services's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
0 buys · 2 sales
Net sold $75.69K
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Wellington Group Holdings LLP Joint filing with Wellington Management Group LLP (8.80%), Wellington Investment Advisors Holdings LLP (8.80%) and 1 more | 3,250,131 | 8.80% | 13G (passive) amendment | Mar 31, 2026 |
| BlackRock, Inc. | 2,968,880 | 8.00% | 13G (passive) amendment | Mar 31, 2025 |
| Wellington Management Group LLP Joint filing with Wellington Group Holdings LLP (7.40%), Wellington Investment Advisors Holdings LLP (7.40%) and 1 more | 2,743,772 | 7.40% | 13G (passive) amendment | Mar 31, 2025 |
| Dimensional Fund Advisors LP | 2,243,405 | 6.20% | 13G (passive) amendment | Sep 30, 2026 |
| Vanguard Capital Management | 1,850,673 | 5.02% | 13G (passive) | Mar 31, 2026 |
| Earnest Partners LLC | 1,848,381 | 5.00% | 13G (passive) amendment | Mar 31, 2025 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| James Brian Lally | CEO, Director | 135,728 | Jul 8, 2026 |
| S. Turner Keene | SEVP, Chief Financial Officer | 66,464 | Jul 8, 2026 |
| Douglas Bauche | SEVP, Chief Banking Officer | 32,156 | Jul 8, 2026 |
| Nicole M. Iannacone | SEVP, Chief Legal Officer | 23,317 | Jul 8, 2026 |
| Mark G. Ponder | SEVP, Chief Admin. Officer | 9,026 | Jul 8, 2026 |
| Bridget Huffman | SEVP, Chief Risk Officer | 7,328 | Jul 8, 2026 |
| Troy Dumlao | EVP, Chief Accounting Officer | 8,935 | Jul 8, 2026 |
| Kevin L. Handley | Chief Credit Officer | 6,560 | Apr 16, 2026 |
| Scott Richard Goodman | President | 67,821 | Mar 6, 2025 |
| Stephen P. Marsh | Director | 48,597 | Aug 18, 2026 |
| Michael Holmes | Director | 24,500 | Aug 18, 2026 |
| Lina A. Young | Director | 5,510 | Aug 18, 2026 |
| Richard Sanborn | Director | 42,960 | Aug 18, 2026 |
| Michael A. Decola | Director | 54,532 | Aug 18, 2026 |
| Lars C. Anderson | Director | – | Aug 18, 2026 |
| Trease Sandra Van | Director | 57,042 | Aug 18, 2026 |
| Marcela Manjarrez | Director | 5,450 | Aug 18, 2026 |
| Nevada A. Kent | Director | 7,269 | Aug 18, 2026 |
| Lyne Andrich | Director | 7,362 | Aug 18, 2026 |
| Michael E. Finn | Director | 6,509 | Jan 16, 2026 |
| James M. Havel | Director | 15,447 | Mar 3, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Stephen P. Marsh Director | Aug 14, 2026 | Award | +1,057 | – | – | 1,057 |
| Lyne Andrich Director | Aug 14, 2026 | Award | +978 | – | – | 7,362 |
| Michael Holmes Director | Aug 14, 2026 | Award | +1,956 | – | – | 5,228 |
| Lina A. Young Director | Aug 14, 2026 | Award | +978 | – | – | 5,510 |
| Richard Sanborn Director | Aug 14, 2026 | Award | +978 | – | – | 2,010 |
| Michael A. Decola Director | Aug 14, 2026 | Award | +2,935 | – | – | 2,935 |
| Marcela Manjarrez Director | Aug 14, 2026 | Award | +978 | – | – | 5,450 |
| Nevada A. Kent Director | Aug 14, 2026 | Award | +1,057 | – | – | 2,089 |
| S. Turner Keene SEVP, Chief Financial Officer | Jun 30, 2026 | Other | +462 | $45.94 | $21.22K | 64,781 |
| Douglas Bauche SEVP, Chief Banking Officer | Jun 30, 2026 | Other | +453 | $45.94 | $20.81K | 28,874 |
| Troy Dumlao EVP, Chief Accounting Officer | Jun 30, 2026 | Other | +462 | $45.94 | $21.22K | 8,935 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Jun 30, 2026 | Other | +462 | $45.94 | $21.22K | 7,309 |
| Bridget Huffman SEVP, Chief Risk Officer | Jun 30, 2026 | Other | +267 | $45.94 | $12.27K | 7,328 |
| James Brian Lally CEO, Director | Jun 30, 2026 | Other | +462 | $45.94 | $21.22K | 116,158 |
| Nicole M. Iannacone SEVP, Chief Legal Officer | Jun 30, 2026 | Other | +462 | $45.94 | $21.22K | 23,317 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Apr 28, 2026 | Sale | −625 | $60.20 | $37.63K | 625 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Apr 28, 2026 | Sale | −625 | $60.90 | $38.06K | 0 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Apr 27, 2026 | Gift | +1,250 | – | – | 1,250 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Apr 27, 2026 | Gift | −1,250 | – | – | 22,276 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Apr 27, 2026 | Gift | −200 | – | – | 23,526 |
| Bridget Huffman SEVP, Chief Risk Officer | Apr 14, 2026 | Option exercise | +380 | – | – | 7,229 |
| Bridget Huffman SEVP, Chief Risk Officer | Apr 14, 2026 | Tax withholding | −168 | $58.30 | $9.79K | 7,061 |
| Troy Dumlao EVP, Chief Accounting Officer | Apr 14, 2026 | Option exercise | +380 | – | – | 8,641 |
| Troy Dumlao EVP, Chief Accounting Officer | Apr 14, 2026 | Tax withholding | −168 | $58.30 | $9.79K | 8,473 |
| Kevin L. Handley Chief Credit Officer | Apr 14, 2026 | Option exercise | +380 | – | – | 6,560 |
| Kevin L. Handley Chief Credit Officer | Apr 14, 2026 | Tax withholding | −160 | $58.30 | $9.33K | 6,400 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 24, 2026 | Option exercise | +4,989 | – | – | 66,488 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 24, 2026 | Tax withholding | −2,169 | $57.57 | $124.87K | 64,319 |
| Douglas Bauche SEVP, Chief Banking Officer | Feb 24, 2026 | Tax withholding | −1,466 | $57.57 | $84.40K | 28,421 |
| Douglas Bauche SEVP, Chief Banking Officer | Feb 24, 2026 | Option exercise | +3,326 | – | – | 29,887 |
| James Brian Lally CEO, Director | Feb 24, 2026 | Tax withholding | −3,502 | $57.57 | $201.61K | 115,696 |
| James Brian Lally CEO, Director | Feb 24, 2026 | Option exercise | +7,982 | – | – | 119,198 |
| Nicole M. Iannacone SEVP, Chief Legal Officer | Feb 24, 2026 | Tax withholding | −1,466 | $57.57 | $84.40K | 22,855 |
| Nicole M. Iannacone SEVP, Chief Legal Officer | Feb 24, 2026 | Option exercise | +3,326 | – | – | 24,321 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 24, 2026 | Option exercise | +3,326 | – | – | 8,313 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 24, 2026 | Tax withholding | −1,466 | $57.57 | $84.40K | 6,847 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 10, 2026 | Tax withholding | −815 | $59.22 | $48.26K | 4,258 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 10, 2026 | Award | +1,651 | – | – | 5,073 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 10, 2026 | Tax withholding | −600 | $59.22 | $35.53K | 4,987 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 10, 2026 | Option exercise | +1,006 | – | – | 3,866 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 10, 2026 | Award | +1,329 | – | – | 5,587 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 10, 2026 | Tax withholding | −444 | $59.22 | $26.29K | 3,422 |
| James Brian Lally CEO, Director | Feb 10, 2026 | Option exercise | +4,176 | – | – | 105,511 |
| James Brian Lally CEO, Director | Feb 10, 2026 | Tax withholding | −2,208 | $59.22 | $130.76K | 111,216 |
| James Brian Lally CEO, Director | Feb 10, 2026 | Tax withholding | −1,673 | $59.22 | $99.08K | 103,838 |
| James Brian Lally CEO, Director | Feb 10, 2026 | Award | +6,849 | – | – | 110,687 |
| James Brian Lally CEO, Director | Feb 10, 2026 | Tax withholding | −2,776 | $59.22 | $164.39K | 107,911 |
| James Brian Lally CEO, Director | Feb 10, 2026 | Award | +5,513 | – | – | 113,424 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 10, 2026 | Tax withholding | −1,127 | $59.22 | $66.74K | 61,499 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 10, 2026 | Award | +2,592 | – | – | 62,626 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 10, 2026 | Tax withholding | −1,473 | $59.22 | $87.23K | 60,034 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 10, 2026 | Award | +3,221 | – | – | 61,507 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 10, 2026 | Tax withholding | −854 | $59.22 | $50.57K | 58,286 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 10, 2026 | Option exercise | +1,964 | – | – | 59,140 |
| Troy Dumlao EVP, Chief Accounting Officer | Feb 10, 2026 | Tax withholding | −236 | $59.22 | $13.98K | 8,261 |
| Troy Dumlao EVP, Chief Accounting Officer | Feb 10, 2026 | Option exercise | +361 | – | – | 7,898 |
| Troy Dumlao EVP, Chief Accounting Officer | Feb 10, 2026 | Tax withholding | −179 | $59.22 | $10.60K | 7,719 |
| Troy Dumlao EVP, Chief Accounting Officer | Feb 10, 2026 | Award | +593 | – | – | 8,312 |
| Troy Dumlao EVP, Chief Accounting Officer | Feb 10, 2026 | Tax withholding | −293 | $59.22 | $17.35K | 8,019 |
| Troy Dumlao EVP, Chief Accounting Officer | Feb 10, 2026 | Award | +478 | – | – | 8,497 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
-32.0%
From 0M shares
Short volume, 20 days
34.7%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Enterprise Financial Services's stock actually held short. Settlement fails (shares not delivered on time) peaked at 8,805 shares on Sep 15, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Mark G. Ponder Executive Officer | Apr 27, 2026 | 1,250 | $74.88K | Apr 27, 2026 | Compensation |
| James Brian Lally Officer, Director | Jun 26, 2025 | 1,828 | $100.82K | Jun 26, 2025 | Restricted Stock Vesting |
| James Brian Lally Officer, Director | Jun 24, 2025 | 1,655 | $91.09K | Jun 24, 2025 | Restricted Stock Vesting |
| James Brian Lally Officer, Director | May 15, 2025 | 400 | $22.00K | May 15, 2025 | Restricted Stock Vesting |
| James Brian Lally Officer, Director | May 13, 2025 | 2,206 | $121.41K | May 13, 2025 | Restricted Stock Vesting |
| James Brian Lally Officer, Director | May 12, 2025 | 4,689 | $258.76K | May 12, 2025 | Restricted Stock Vesting |
| James M. Havel Director | Feb 28, 2025 | 5,525 | $328.30K | Feb 28, 2025 | Restricted Stock Award |
| Richard Sanborn Director | Nov 5, 2024 | 100,000 | $5.24M | Nov 5, 2024 | Open Market Purchase |
| Richard Sanborn Director | Jul 25, 2024 | 94,817 | $5.02M | Jul 25, 2024 | Open Market Purchase |
| Richard Sanborn Director | Dec 18, 2023 | 2,100 | $94.50K | Dec 15, 2023 | Open Market Purchase |