ConnectOne Bancorp, Inc. (CNOBP) shareholders
CNOBPNasdaqState Commercial BanksFiscal year ends December 31Also trades as CNOB
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Oct 30, 2026Score 17/302% below fair value
$25.39−0.01 (-0.04%)
Close on Oct 30, 2026Market cap $1.28BP/E 8.9Yield 2.84%
Ownership
Who owns ConnectOne Bancorp's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
3 buys · 0 sales
Net bought $36.03K
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| FMR LLC Joint filing with Abigail P. Johnson (6.40%) | 3,222,812 | 6.40% | 13G (passive) amendment | Jun 30, 2025 |
| BlackRock, Inc. | 2,990,894 | 7.80% | 13G (passive) amendment | Mar 31, 2025 |
| Wellington Management Group LLP Joint filing with Wellington Group Holdings LLP (5.70%), Wellington Investment Advisors Holdings LLP (5.70%) and 1 more | 2,882,584 | 5.70% | 13G (passive) | Sep 30, 2025 |
| Vanguard Capital Management | 2,515,368 | 5.00% | 13G (passive) | Mar 31, 2026 |
| Dimensional Fund Advisors LP | 2,270,093 | 5.90% | 13G (passive) amendment | Dec 29, 2023 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Frank Sorrentino III | Chairman & CEO, Director | 888,880 | Mar 27, 2026 |
| Elizabeth Magennis | Bank President, Director | 134,415 | Mar 27, 2026 |
| Steven Primiano | EVP, Treas.& C Corp DevOfficer | 19,628 | Mar 27, 2026 |
| Robert Allan Schwartz | EVP & General Counsel | 50,954 | Mar 27, 2026 |
| William S. Burns | Senior EVP & CFO | 128,598 | Mar 27, 2026 |
| Mark J. Pappas | EVP & Chief Risk Officer | 7,763 | Mar 27, 2026 |
| Laura Criscione | EVP & Chief Compliance Officer | 105,420 | Mar 27, 2026 |
| Joseph T. Javitz | EVP & Chief Credit Officer | 21,590 | Mar 27, 2026 |
| Michael O'Malley | EVP & Chief Risk Officer | 12,271 | Mar 26, 2025 |
| Anson M. Moise | Director | 17,239 | Jun 16, 2026 |
| Peter Quick | Director | 41,155 | Jun 3, 2026 |
| Edward J. Haye | Director | 16,760 | Jun 3, 2026 |
| Daniel E. Rifkin | Director | 223,637 | Jun 3, 2026 |
| Stephen T. Boswell | Director | 355,671 | Jun 3, 2026 |
| Michael W. Kempner | Director | 218,995 | Jun 3, 2026 |
| Frank W. Baier | Director | 110,242 | Jun 3, 2026 |
| Frank Huttle III | Director | 176,749 | Jun 3, 2026 |
| Katherin Nukk-Freeman | Director | 27,570 | Jun 3, 2026 |
| Nicholas Minoia | Director | 73,215 | Jun 3, 2026 |
| Mark Sokolich | Director | 117,031 | Jun 3, 2026 |
| Susan C. O'Donnell | Director | 11,051 | Jun 3, 2026 |
| Christopher Becker | Director | 59,768 | Jun 3, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Anson M. Moise Director | Jun 15, 2026 | Buy | +860 | $33.19 | $28.54K | 17,239 |
| Anson M. Moise Director | Jun 9, 2026 | Buy | +120 | $31.39 | $3.77K | 16,379 |
| Anson M. Moise Director | Jun 8, 2026 | Buy | +120 | $30.96 | $3.72K | 16,259 |
| Stephen T. Boswell Director | Jun 1, 2026 | Award | +2,528 | – | – | 81,262 |
| Anson M. Moise Director | Jun 1, 2026 | Award | +2,528 | – | – | 16,139 |
| Katherin Nukk-Freeman Director | Jun 1, 2026 | Award | +2,528 | – | – | 25,139 |
| Daniel E. Rifkin Director | Jun 1, 2026 | Award | +2,528 | – | – | 206,781 |
| Edward J. Haye Director | Jun 1, 2026 | Award | +2,528 | – | – | 16,760 |
| Michael W. Kempner Director | Jun 1, 2026 | Award | +2,528 | – | – | 218,995 |
| Susan C. O'Donnell Director | Jun 1, 2026 | Award | +2,528 | – | – | 11,051 |
| Frank W. Baier Director | Jun 1, 2026 | Award | +2,528 | – | – | 110,242 |
| Christopher Becker Director | Jun 1, 2026 | Award | +2,528 | – | – | 56,360 |
| Nicholas Minoia Director | Jun 1, 2026 | Award | +2,528 | – | – | 73,215 |
| Peter Quick Director | Jun 1, 2026 | Award | +2,528 | – | – | 33,135 |
| Frank Huttle III Director | Jun 1, 2026 | Award | +2,528 | – | – | 91,525 |
| Mark Sokolich Director | Jun 1, 2026 | Award | +2,528 | – | – | 117,031 |
| Robert Allan Schwartz EVP & General Counsel | Mar 25, 2026 | Award | +9,250 | – | – | 50,954 |
| Laura Criscione EVP & Chief Compliance Officer | Mar 25, 2026 | Award | +3,552 | – | – | 104,640 |
| Laura Criscione EVP & Chief Compliance Officer | Mar 25, 2026 | Award | +1,940 | – | – | 102,058 |
| Laura Criscione EVP & Chief Compliance Officer | Mar 25, 2026 | Tax withholding | −970 | $26.27 | $25.48K | 101,088 |
| Joseph T. Javitz EVP & Chief Credit Officer | Mar 25, 2026 | Tax withholding | −842 | $26.27 | $22.12K | 21,590 |
| Joseph T. Javitz EVP & Chief Credit Officer | Mar 25, 2026 | Award | +2,015 | – | – | 22,432 |
| Joseph T. Javitz EVP & Chief Credit Officer | Mar 25, 2026 | Award | +3,687 | – | – | 25,277 |
| William S. Burns Senior EVP & CFO | Mar 25, 2026 | Award | +5,157 | – | – | 128,598 |
| William S. Burns Senior EVP & CFO | Mar 25, 2026 | Award | +11,162 | – | – | 137,182 |
| William S. Burns Senior EVP & CFO | Mar 25, 2026 | Tax withholding | −2,578 | $26.27 | $67.72K | 126,020 |
| Elizabeth Magennis Bank President, Director | Mar 25, 2026 | Award | +5,548 | – | – | 134,415 |
| Elizabeth Magennis Bank President, Director | Mar 25, 2026 | Award | +12,642 | – | – | 144,283 |
| Elizabeth Magennis Bank President, Director | Mar 25, 2026 | Tax withholding | −2,774 | $26.27 | $72.87K | 131,641 |
| Frank Sorrentino III Chairman & CEO, Director | Mar 25, 2026 | Award | +38,822 | – | – | 624,691 |
| Frank Sorrentino III Chairman & CEO, Director | Mar 25, 2026 | Award | +19,205 | – | – | 597,392 |
| Frank Sorrentino III Chairman & CEO, Director | Mar 25, 2026 | Tax withholding | −11,523 | $26.27 | $302.71K | 585,869 |
| Mark J. Pappas EVP & Chief Risk Officer | Mar 25, 2026 | Award | +3,507 | – | – | 7,763 |
| Steven Primiano EVP, Treas.& C Corp DevOfficer | Mar 25, 2026 | Award | +3,597 | – | – | 19,628 |
| Steven Primiano EVP, Treas.& C Corp DevOfficer | Mar 25, 2026 | Award | +1,736 | – | – | 16,899 |
| Steven Primiano EVP, Treas.& C Corp DevOfficer | Mar 25, 2026 | Tax withholding | −868 | $26.67 | $23.15K | 16,031 |
| William S. Burns Senior EVP & CFO | Mar 23, 2026 | Tax withholding | −1,288 | $26.72 | $34.42K | 123,441 |
| Elizabeth Magennis Bank President, Director | Mar 23, 2026 | Tax withholding | −1,385 | $26.72 | $37.01K | 128,867 |
| Steven Primiano EVP, Treas.& C Corp DevOfficer | Mar 23, 2026 | Tax withholding | −484 | $26.72 | $12.93K | 15,163 |
| Laura Criscione EVP & Chief Compliance Officer | Mar 23, 2026 | Tax withholding | −560 | $26.72 | $14.96K | 100,118 |
| Frank Sorrentino III Chairman & CEO, Director | Mar 23, 2026 | Tax withholding | −5,752 | $26.72 | $153.69K | 578,187 |
| Joseph T. Javitz EVP & Chief Credit Officer | Mar 23, 2026 | Tax withholding | −466 | $26.72 | $12.45K | 19,497 |
| Mark J. Pappas EVP & Chief Risk Officer | Mar 23, 2026 | Tax withholding | +514 | $26.72 | $13.73K | 4,256 |
| William S. Burns Senior EVP & CFO | Mar 20, 2026 | Tax withholding | −1,418 | $25.95 | $36.80K | 124,729 |
| William S. Burns Senior EVP & CFO | Mar 20, 2026 | Tax withholding | −2,211 | $25.95 | $57.38K | 126,147 |
| Elizabeth Magennis Bank President, Director | Mar 20, 2026 | Tax withholding | −1,604 | $25.95 | $41.62K | 130,252 |
| Elizabeth Magennis Bank President, Director | Mar 20, 2026 | Tax withholding | −2,379 | $25.95 | $61.74K | 131,856 |
| Steven Primiano EVP, Treas.& C Corp DevOfficer | Mar 20, 2026 | Tax withholding | −532 | $25.95 | $13.81K | 15,647 |
| Steven Primiano EVP, Treas.& C Corp DevOfficer | Mar 20, 2026 | Tax withholding | −496 | $25.95 | $12.87K | 16,179 |
| Laura Criscione EVP & Chief Compliance Officer | Mar 20, 2026 | Tax withholding | −508 | $25.95 | $13.18K | 100,678 |
| Laura Criscione EVP & Chief Compliance Officer | Mar 20, 2026 | Tax withholding | −832 | $25.95 | $21.59K | 101,186 |
| Frank Sorrentino III Chairman & CEO, Director | Mar 20, 2026 | Tax withholding | −9,882 | $25.95 | $256.44K | 590,214 |
| Frank Sorrentino III Chairman & CEO, Director | Mar 20, 2026 | Tax withholding | −6,275 | $25.95 | $162.84K | 583,939 |
| Robert Allan Schwartz EVP & General Counsel | Mar 20, 2026 | Tax withholding | −186 | $25.95 | $4.83K | 41,704 |
| Joseph T. Javitz EVP & Chief Credit Officer | Mar 20, 2026 | Tax withholding | −722 | $25.95 | $18.74K | 20,424 |
| Joseph T. Javitz EVP & Chief Credit Officer | Mar 20, 2026 | Tax withholding | −461 | $25.95 | $11.96K | 19,963 |
| Mark J. Pappas EVP & Chief Risk Officer | Mar 20, 2026 | Tax withholding | −440 | $25.95 | $11.42K | 4,770 |
| Michael W. Kempner Director | Mar 17, 2026 | Gift | −7,707 | – | – | 216,467 |
| Joseph T. Javitz EVP & Chief Credit Officer | Sep 3, 2025 | Sale | −1,700 | $25.46 | $43.28K | 21,146 |
| Stephen T. Boswell Director | Aug 13, 2025 | Gift | −11,700 | – | – | 268,767 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
+45.9%
From 0M shares
Short volume, 20 days
31.8%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of ConnectOne Bancorp's stock actually held short. Settlement fails (shares not delivered on time) peaked at 1,252 shares on Aug 5, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Michael W. Kempner Director | Aug 9, 2023 | 47,500 | $983.44K | Aug 9, 2023 | Board Compensation |