Alliance Entertainment Holding Corp (AENTW) shareholders
AENTWNasdaqWholesale-Durable Goods, NECFiscal year ends June 30Also trades as AENT
Financials through Q4 FY2026, quarter ended Jun 30, 2026Last filing: 10-K on Sep 10, 2026Score 7/3015% above fair value
$0.16+0.00 (0.00%)
Close on Oct 30, 2026Market cap $512.73MP/E 17.8Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
2M
Shares held, 13F filers
Institutional holders
14
2 new, 0 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of AENTW | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Aristeia Capital LLC | 733,296 | – | $326.32K | – | 0.00% |
| MMCAP International Inc. SPC | 294,000 | – | $126.57K | – | 0.01% |
| Bleichroeder LP | 200,000 | – | $89.00K | – | 0.02% |
| Wolverine Asset Management LLC | 187,497 | – | $80.72K | +5,332 | 0.00% |
| Goldman Sachs Group Inc | 104,275 | – | $41.71K | – | 0.00% |
| VR Advisory Services Ltd | 100,000 | – | $43.05K | – | 0.00% |
| Oasis Management Co Ltd. | 100,000 | – | $584.00K | – | 0.03% |
| K2 Principal Fund, L.P. | 69,325 | – | $27.73K | – | 0.00% |
| Yakira Capital Management, Inc. | 30,164 | – | $12.99K | – | 0.00% |
| Clear Street Group Inc. | 27,567 | – | $11.87K | – | 0.00% |
| Virtu Financial LLC | 20,857 | – | $9.00K | New | 0.00% |
| DRW Securities, LLC | 13,452 | – | $0 | – | 0.00% |
| UBS Group AG | 2,275 | – | $910 | New | 0.00% |
| Newbridge Financial Services Group, Inc. | 175 | – | $70 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 14 | 2M | 2 / 1 | 0 / 0 | 0M | 0M |
| Q1 2026 | 12 | 2M | 1 / 0 | 3 / 4 | 0M | 0M |
| Q4 2025 | 15 | 2M | 3 / 4 | 1 / 1 | 1M | 0M |
| Q3 2025 | 13 | 2M | 3 / 1 | 1 / 1 | 1M | 0M |
| Q2 2025 | 12 | 1M | 0 / 2 | 1 / 2 | 0M | 0M |
| Q1 2025 | 14 | 1M | 0 / 1 | 6 / 0 | 0M | 0M |
| Q4 2024 | 14 | 1M | 2 / 0 | 4 / 3 | 0M | 0M |
| Q3 2024 | 15 | 1M | 0 / 0 | 6 / 6 | 0M | 0M |
| Q2 2024 | 21 | 2M | 1 / 4 | 4 / 4 | 0M | 1M |
| Q1 2024 | 24 | 3M | 2 / 3 | 3 / 2 | 0M | 1M |
| Q4 2023 | 24 | 3M | 0 / 3 | 5 / 1 | 1M | 0M |
| Q3 2023 | 26 | 3M | 1 / 0 | 5 / 0 | 0M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Bruce A. Ogilvie Jr | Executive Chairman, Director, 10% owner | 30,569,450 | Jun 5, 2025 |
| Jeffrey Clinton Walker | Chief Executive Officer, Director, 10% owner | 45,858,040 | Mar 7, 2025 |
| Robert R. Black | Chief Compliance Officer | 30,000 | Sep 9, 2025 |
| Dmitry Kozko | Director | 2,630 | Nov 10, 2025 |
| Sheila Bangalore | Director | 2,630 | Nov 10, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Dmitry Kozko Director | Nov 6, 2025 | Award | +2,630 | – | – | 2,630 |
| Sheila Bangalore Director | Nov 6, 2025 | Award | +2,630 | – | – | 2,630 |
| Robert R. Black Chief Compliance Officer | Jun 18, 2025 | Buy | +1,000 | $3.10 | $3.10K | 20,000 |
| Robert R. Black Chief Compliance Officer | Jun 17, 2025 | Buy | +343 | $3.15 | $1.08K | 19,000 |
| Robert R. Black Chief Compliance Officer | Jun 16, 2025 | Buy | +157 | $3.15 | $495 | 18,657 |
| Robert R. Black Chief Compliance Officer | May 28, 2025 | Buy | +1,000 | $2.70 | $2.70K | 18,500 |
| Robert R. Black Chief Compliance Officer | May 27, 2025 | Buy | +2,500 | $2.67 | $6.68K | 17,500 |
| Bruce A. Ogilvie Jr Executive Chairman, Director, 10% owner | May 27, 2025 | Buy | +2,000 | $2.70 | $5.40K | 15,287,975 |
| Robert R. Black Chief Compliance Officer | May 20, 2025 | Buy | +2,500 | $2.80 | $7.00K | 15,000 |
| Jeffrey Clinton Walker Chief Executive Officer, Director, 10% owner | Feb 27, 2025 | Buy | +32,500 | $3.93 | $127.73K | 23,005,262 |
| Jeffrey Clinton Walker Chief Executive Officer, Director, 10% owner | Feb 27, 2025 | Buy | +32,500 | $39297.00 | $1.28B | 23,005,262 |
| Jeffrey Clinton Walker Chief Executive Officer, Director, 10% owner | Feb 26, 2025 | Buy | +36,684 | $3.85 | $141.23K | 22,972,762 |
| Jeffrey Clinton Walker Chief Executive Officer, Director, 10% owner | Feb 26, 2025 | Buy | +36,684 | $38533.00 | $1.41B | 22,972,762 |
| Robert R. Black Chief Compliance Officer | Feb 24, 2025 | Buy | +500 | $3.65 | $1.83K | 12,500 |
| Bruce A. Ogilvie Jr Executive Chairman, Director, 10% owner | Feb 22, 2025 | Buy | +2,000 | $3.63 | $7.26K | 15,284,475 |
| Bruce A. Ogilvie Jr Executive Chairman, Director, 10% owner | Feb 22, 2025 | Buy | +1,500 | $3.69 | $5.54K | 15,285,975 |
| Bruce A. Ogilvie Jr Executive Chairman, Director, 10% owner | Feb 21, 2025 | Buy | +1,000 | $4.03 | $4.03K | 15,282,475 |
| Robert R. Black Chief Compliance Officer | Feb 19, 2025 | Buy | +2,000 | $5.00 | $10.00K | 12,000 |
| Bruce A. Ogilvie Jr Executive Chairman, Director, 10% owner | May 30, 2024 | Buy | +1,900 | $2.20 | $4.18K | 15,281,475 |
| Terilea J. Wielenga Director | May 15, 2024 | Buy | +5,000 | $2.55 | $12.75K | 13,000 |
| Terilea J. Wielenga Director | May 14, 2024 | Buy | +3,000 | $2.55 | $7.65K | 8,000 |
| Walter Tommy Donaldson III Director | May 14, 2024 | Buy | +15,000 | $2.54 | $38.10K | 40,000 |
| Bruce A. Ogilvie Jr Director | Mar 1, 2024 | Buy | +100 | $1.69 | $169 | 15,279,575 |
| Bruce A. Ogilvie Jr Director | Feb 27, 2024 | Buy | +200 | $1.65 | $330 | 15,279,475 |
| Walter Tommy Donaldson III Director | Jun 30, 2023 | Buy | +83,300 | $3.00 | $249.90K | 83,300 |
| Jeffrey Clinton Walker Chief Executive Officer, Director, 10% owner | Jun 30, 2023 | Buy | +83,300 | $3.00 | $249.90K | 22,936,078 |
| Thomas M. Finke Director | Jun 30, 2023 | Buy | +83,300 | $3.00 | $249.90K | 247,164 |
| Bruce A. Ogilvie Jr Executive Chairman, Director, 10% owner | Jun 30, 2023 | Buy | +83,300 | $3.00 | $249.90K | 15,279,275 |
| Terilea J. Wielenga Director | Jun 15, 2023 | Award | +5,000 | – | – | 5,000 |
| Chris Nagelson Director | Jun 15, 2023 | Award | +5,000 | – | – | 5,000 |
| John Edwin Kutch Chief Financial Officer, Director | Jun 15, 2023 | Award | +12,500 | – | – | 12,500 |
| Thomas M. Finke Director | Feb 10, 2023 | Option exercise | +1,200,000 | – | – | 1,200,000 |
| Thomas M. Finke Director | Feb 10, 2023 | Option exercise | +50,000 | – | – | 50,000 |
| Thomas M. Finke Director | Feb 10, 2023 | Other | −1,200,000 | – | – | 0 |
| Thomas M. Finke Director | Feb 10, 2023 | Other | +113,864 | – | – | 163,864 |
| Thomas M. Finke Director | Feb 10, 2023 | Other | +73,864 | – | – | 73,864 |
| Walter Tommy Donaldson III Director | Feb 10, 2023 | Other | +547,727 | – | – | 547,727 |
| Walter Tommy Donaldson III Director | Feb 10, 2023 | Option exercise | +25,000 | – | – | 25,000 |
| Paul G. Porter Chief Financial Officer | Feb 10, 2023 | Option exercise | +50,000 | – | – | 50,000 |
| Paul G. Porter Chief Financial Officer | Feb 10, 2023 | Other | +40,000 | – | – | 40,000 |
| Sponsor LLC Adara 10% owner | Feb 10, 2023 | Option exercise | +1,200,000 | – | – | 1,200,000 |
| Sponsor LLC Adara 10% owner | Feb 10, 2023 | Other | −1,200,000 | – | – | 0 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
-56.1%
From 0M shares
Short volume, 20 days
30.0%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Alliance Entertainment's stock actually held short. Settlement fails (shares not delivered on time) peaked at 3,925 shares on Sep 10, 2026 over the last 90 days.