Associated Capital Group, Inc.
Close on Oct 19, 2026
- Market cap
- $664.70M
- P/E (TTM)
- 15.1
- Dividend yield
- 7.00%
About Associated Capital
Security Brokers, Dealers & Flotation Companies, SIC 6211
Associated Capital Group, Inc. provides alternative investment management services, primarily focusing on risk and event arbitrage portfolios as well as equity event-driven value strategies. The company operates through its investment advisory subsidiaries, offering investment products such as limited partnerships, offshore companies, and separate accounts. In addition to managing client assets on a discretionary basis, the firm operates a direct investment business that deploys proprietary capital into small and mid-sized operating companies through growth capital, leveraged buyouts, and restructurings. Its client base includes private wealth management clients, corporations, corporate pension and profit-sharing plans, foundations, and endowments.
The company serves both domestic and international clients, with international investors representing the majority of its assets under management. It also maintains an office location in London, United Kingdom. Associated Capital Group, Inc. is headquartered in Greenwich, Connecticut.
Summary of the business section of Associated Capital's latest annual report, written by StockData.
Company profile
Company
- Legal name
- Associated Capital Group, Inc.
- Founded
- 2015
- Headquarters
- Greenwich, CT
- Address
- 191 Mason Street 06830
- Phone
- (914) 921-5135
- Employees
- 24, Dec 31, 2024
- Industry
- Security Brokers, Dealers & Flotation Companies
- Incorporated in
- Delaware
- Fiscal year ends
- December 31
- Auditor
- Deloitte & Touche LLP, Stamford, Connecticut
Stock & identifiers
- Ticker
- ACGP
- Exchange
- OTC
- Shares outstanding
- 21M, Aug 1, 2025
- Public float
- $88.30M, Jun 30, 2024
- Filer category
- Non-accelerated filer<br>Smaller reporting company
- SEC CIK
- 1642122
- CUSIP
- 045528106
- ISIN
- US0455281065
- LEI
- 549300FBGXGSSUE01W24
Executives and directors
Officers and directors who filed ownership reports (Forms 3, 4, 5) in the last two years
No recent ownership filings by officers or directors
Associated Capital's leadership is listed in its proxy statement, last filed Apr 28, 2025.
CEO pay and shareholder return
Pay versus performance table from the proxy statement
| Fiscal year | CEO total pay | CEO pay actually paid | Other executives (avg) | Value of $100 invested | Peer group |
|---|---|---|---|---|---|
| FY2024 | $1.84M | $1.90M | $514.84K | $87 | – |
| FY2023 | $1.44M | $1.06M | $450.40K | $86 | – |
“Actually paid” adjusts reported pay for changes in the value of equity awards. Shareholder return assumes $100 invested at the start of the measurement period, as disclosed by the company.
Employees
Headcount reported in annual reports
“On March 11, 2025, we had a full-time staff of 24 teammates, of whom 9 served in the portfolio management, research and trading areas, 7 served in the marketing and shareholder servicing areas and 8 served in the finance, legal, operations and administrative areas.”
Corporate history
Events identified from SEC filings
| Date | Event | Details |
|---|---|---|
| Sep 4, 2025 | Deregistration | Termination of SEC registration (Form 15) |
| Aug 25, 2025 | Delisting | Notice of delisting from exchange (Form 25) |
| Aug 15, 2025 | Listing notice | Notice of delisting or failure to satisfy a listing rule (8-K Item 3.01) |
| Nov 10, 2020 | Late filing | Notification of late filing |
| May 12, 2020 | Late filing | Notification of late filing |
| Oct 2, 2015 | Name change | Name changed from Gabelli Securities Group, Inc. to Associated Capital Group, Inc. |
| May 12, 2015 | Spin-off | Registration as a new public company (Form 10), e.g. spin-off |