First US Bancshares, Inc. (FUSB) shareholders
Close on Nov 13, 2026Market cap $92.74MP/E 12.4Yield 1.66%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Tontine Management, L.L.C. Joint filing with Tontine Financial Partners, L.P. (6.32%), Jeffrey L. Gendell (6.32%) | 361,084 | 6.32% | 13G (passive) amendment | Sep 30, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FUSB | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Gendell Jeffrey L | 397,454 | 7.22% | $6.58M | – | 0.06% |
| Vanguard Capital Management LLC | 106,184 | 1.93% | $1.76M | +12,533 | 0.00% |
| Renaissance Technologies LLC | 79,321 | 1.44% | $1.31M | −3,000 | 0.00% |
| Geode Capital Management, LLC | 58,636 | 1.07% | $970.70K | +1,657 | 0.00% |
| Pinnacle Holdings, LLC | 52,737 | 0.96% | $872.80K | −135 | 0.27% |
| Regions Financial Corp | 49,766 | 0.90% | $823.63K | −3,574 | 0.00% |
| Northern Trust Corp | 34,280 | 0.62% | $567.33K | −12,263 | 0.00% |
| Dimensional Fund Advisors LP | 33,060 | 0.60% | $547.14K | – | 0.00% |
| Vanguard Fiduciary Trust Co | 31,074 | 0.56% | $514.28K | +212 | 0.00% |
| BlackRock, Inc. | 29,374 | 0.53% | $486.14K | +4,600 | 0.00% |
| Price T Rowe Associates Inc /Md/ | 25,753 | 0.47% | $427.00K | +5,339 | 0.00% |
| Blair William & Co/Il | 19,000 | 0.35% | $314.45K | – | 0.00% |
| Bridgeway Capital Management, LLC | 17,258 | 0.31% | $285.62K | +988 | 0.01% |
| Citadel Advisors LLC | 16,388 | 0.30% | $271.22K | +1,481 | 0.00% |
| Susquehanna International Group, Llp | 15,480 | 0.28% | $256.19K | −5,350 | 0.00% |
| Aptus Capital Advisors, LLC | 14,809 | 0.27% | $246.13K | New | 0.00% |
| Daytona Street Capital LLC | 12,100 | 0.22% | $204.73K | – | 0.15% |
| Diversified Enterprises, LLC | 11,493 | 0.21% | $190.21K | – | 0.01% |
| Bank Of America Corp /De/ | 11,247 | 0.20% | $186.14K | – | 0.00% |
| Empowered Funds, LLC | 10,790 | 0.20% | $178.58K | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 29 | 1M | 18.9% | 3 / 7 | 8 / 3 | 0M | 0M |
| Q1 2026 | 29 | 1M | 18.8% | 4 / 8 | 8 / 0 | 0M | 0M |
| Q4 2025 | 26 | 1M | 18.5% | 3 / 7 | 8 / 4 | 0M | 0M |
| Q3 2025 | 27 | 1M | 18.9% | 2 / 8 | 8 / 1 | 0M | 0M |
| Q2 2025 | 26 | 1M | 17.9% | 3 / 12 | 6 / 0 | 0M | 0M |
| Q1 2025 | 23 | 1M | 17.7% | 0 / 6 | 9 / 0 | 0M | 0M |
| Q4 2024 | 23 | 1M | 18.1% | 2 / 10 | 6 / 2 | 0M | 0M |
| Q3 2024 | 24 | 1M | 18.1% | 4 / 7 | 6 / 2 | 0M | 0M |
| Q2 2024 | 23 | 1M | 17.2% | 5 / 7 | 8 / 2 | 0M | 0M |
| Q1 2024 | 20 | 1M | 17.2% | 0 / 8 | 7 / 0 | 0M | 0M |
| Q4 2023 | 20 | 1M | 16.7% | 1 / 7 | 7 / 3 | 0M | 0M |
| Q3 2023 | 22 | 1M | 18.7% | 2 / 7 | 3 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
26 funds held FUSB in Q2 2026, 58% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of FUSB | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Extended Market Index Fund | 58,042 | 1.05% | $960.60K | 0.00% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 41,470 | 0.75% | $686.33K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 24,217 | 0.44% | $387.47K | 0.00% | May 31, 2026 |
| iShares Micro-Cap ETF | 16,467 | 0.30% | $272.53K | 0.02% | Jun 30, 2026 |
| U.S. Core Equity 2 Portfolio | 11,190 | 0.20% | $184.64K | 0.00% | Jul 31, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 10,790 | 0.20% | $178.57K | 0.01% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 9,589 | 0.17% | $153.42K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 7,920 | 0.14% | $126.72K | 0.00% | May 31, 2026 |
| Small Cap Core Fund | 7,140 | 0.13% | $118.17K | 0.03% | Jun 30, 2026 |
| Omni Small-Cap Value Fund | 6,468 | 0.12% | $107.05K | 0.01% | Jun 30, 2026 |
| U.S. Core Equity 1 Portfolio | 5,297 | 0.10% | $87.40K | 0.00% | Jul 31, 2026 |
| Schwab Total Stock Market Index Fund | 4,841 | 0.09% | $79.88K | 0.00% | Jul 31, 2026 |
| Vanguard Institutional Total Stock Market Index Fund | 3,994 | 0.07% | $66.10K | 0.00% | Jun 30, 2026 |
| Fidelity Nasdaq Composite Index Fund | 3,641 | 0.07% | $58.26K | 0.00% | May 31, 2026 |
| Dimensional U.S. Core Equity 2 ETF | 2,977 | 0.05% | $49.12K | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| James F. House | Chairman, President & CEO, Director | 151,229 | 2.75% | Feb 10, 2026 |
| Thomas S. Elley | SEVP,CFO,Trea,Ast Sec-FUSB | 43,080 | 0.78% | Jul 9, 2026 |
| Eric H. Mabowitz | SEVP, CRO, CCO, & CRA Officer | 20,172 | 0.37% | Jul 9, 2026 |
| Beverly J. Dozier | SVP,Secr,Ast Trs-FUSB;SVP-Bank | 41,036 | 0.75% | Jul 9, 2026 |
| Matthew A. Parker | SVP, Corp Controller & PAO | 3,051 | 0.06% | Jun 30, 2026 |
| William C. Mitchell | SEVP-Consumer Lending-Bank | 34,161 | 0.62% | Jun 30, 2026 |
| Robert S. Briggs | Director | 68,023 | 1.24% | Oct 1, 2026 |
| John Lee McPhearson | Director | 16,633 | 0.30% | Oct 1, 2026 |
| Stephen Nathaniel Gordon | Director | 2,700 | 0.05% | Oct 1, 2026 |
| Aubrey S. Miller | Director | 14,291 | 0.26% | Oct 1, 2026 |
| Bruce N. Wilson | Director | 15,193 | 0.28% | Oct 1, 2026 |
| David Peter Hale | Director | 22,424 | 0.41% | Oct 1, 2026 |
| Jack W. Meigs | Director | 8,216 | 0.15% | Oct 1, 2026 |
| Robert C. FIELD | Director | 17,141 | 0.31% | Oct 1, 2026 |
| Staci Pierce | Director | 10,850 | 0.20% | Aug 7, 2026 |
| Marlene M. McCain | Director | 5,507 | 0.10% | Feb 10, 2026 |
| Tracy E. Thompson | Director | 109,541 | 1.99% | Feb 10, 2026 |
| John C. Gordon | Director | 160,329 | 2.91% | Jan 31, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Robert C. FIELD Director | Sep 11, 2026 | Buy | +238 | $16.45 | $3.92K | 14,181 |
| Robert C. FIELD Director | Sep 10, 2026 | Buy | +669 | $16.46 | $11.01K | 13,943 |
| Robert C. FIELD Director | Sep 9, 2026 | Buy | +877 | $16.47 | $14.44K | 13,274 |
| Robert C. FIELD Director | Sep 8, 2026 | Buy | +284 | $16.47 | $4.68K | 12,397 |
| Robert C. FIELD Director | Sep 4, 2026 | Buy | +113 | $16.45 | $1.86K | 12,113 |
| Robert C. FIELD Director | Sep 3, 2026 | Buy | +412 | $16.40 | $6.76K | 12,000 |
| Robert C. FIELD Director | Sep 2, 2026 | Buy | +288 | $16.40 | $4.72K | 11,588 |
| Robert C. FIELD Director | Sep 1, 2026 | Buy | +3,300 | $16.39 | $54.09K | 11,300 |
| Staci Pierce Director | Aug 7, 2026 | Buy | +245 | $16.51 | $4.04K | 10,850 |
| Staci Pierce Director | Aug 4, 2026 | Buy | +619 | $16.48 | $10.20K | 10,605 |
| Staci Pierce Director | Aug 3, 2026 | Buy | +136 | $16.53 | $2.25K | 9,986 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Jul 8, 2026 | Option exercise | +2,550 | $10.01 | $25.53K | 10,619 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Jul 8, 2026 | Option exercise | +3,000 | $14.11 | $42.33K | 10,224 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Jul 8, 2026 | Tax withholding | −1,867 | $16.95 | $31.65K | 8,752 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Jul 8, 2026 | Tax withholding | −2,034 | $16.95 | $34.48K | 8,069 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Jul 8, 2026 | Option exercise | +2,550 | $11.71 | $29.86K | 10,103 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Jul 8, 2026 | Tax withholding | −2,671 | $16.95 | $45.27K | 7,553 |
| Eric H. Mabowitz SEVP, CRO, CCO, & CRA Officer | Jul 8, 2026 | Tax withholding | −2,813 | $16.95 | $47.68K | 20,089 |
| Eric H. Mabowitz SEVP, CRO, CCO, & CRA Officer | Jul 8, 2026 | Option exercise | +5,000 | $14.11 | $70.55K | 23,710 |
| Eric H. Mabowitz SEVP, CRO, CCO, & CRA Officer | Jul 8, 2026 | Tax withholding | −4,408 | $16.95 | $74.72K | 19,302 |
| Eric H. Mabowitz SEVP, CRO, CCO, & CRA Officer | Jul 8, 2026 | Option exercise | +3,600 | $11.71 | $42.16K | 22,902 |
| Eric H. Mabowitz SEVP, CRO, CCO, & CRA Officer | Jul 8, 2026 | Option exercise | +3,000 | $10.01 | $30.03K | 23,089 |
| Eric H. Mabowitz SEVP, CRO, CCO, & CRA Officer | Jul 8, 2026 | Tax withholding | −2,132 | $16.95 | $36.14K | 20,957 |
| Thomas S. Elley SEVP,CFO,Trea,Ast Sec-FUSB | Jul 8, 2026 | Option exercise | +6,300 | $11.71 | $73.77K | 43,080 |
| Thomas S. Elley SEVP,CFO,Trea,Ast Sec-FUSB | Jul 8, 2026 | Tax withholding | −4,924 | $16.95 | $83.46K | 38,156 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Jun 29, 2026 | Tax withholding | −6,164 | $16.98 | $104.66K | 24,568 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Jun 29, 2026 | Option exercise | +7,000 | $14.11 | $98.77K | 30,732 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Jun 29, 2026 | Option exercise | +5,100 | $11.71 | $59.72K | 29,668 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Jun 29, 2026 | Tax withholding | −3,981 | $16.98 | $67.60K | 25,687 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Jun 29, 2026 | Option exercise | +5,600 | $10.01 | $56.06K | 31,287 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Jun 29, 2026 | Tax withholding | −3,975 | $16.98 | $67.50K | 27,312 |
| Matthew A. Parker SVP, Corp Controller & PAO | Jun 26, 2026 | Tax withholding | −221 | $16.75 | $3.70K | 3,051 |
| Matthew A. Parker SVP, Corp Controller & PAO | Jun 26, 2026 | Option exercise | +300 | $11.71 | $3.51K | 3,213 |
| Matthew A. Parker SVP, Corp Controller & PAO | Jun 26, 2026 | Tax withholding | −241 | $16.75 | $4.04K | 2,972 |
| Matthew A. Parker SVP, Corp Controller & PAO | Jun 26, 2026 | Option exercise | +300 | $10.01 | $3.00K | 3,272 |
| Thomas S. Elley SEVP,CFO,Trea,Ast Sec-FUSB | Jun 26, 2026 | Tax withholding | −6,220 | $16.75 | $104.19K | 36,780 |
| Thomas S. Elley SEVP,CFO,Trea,Ast Sec-FUSB | Jun 26, 2026 | Option exercise | +7,000 | $14.11 | $98.77K | 43,000 |
| John Lee McPhearson Director | Feb 18, 2026 | Sale | −1,500 | $8.30 | $12.45K | 10,633 |
| John Lee McPhearson Director | Feb 18, 2026 | Buy | +1,500 | $8.30 | $12.45K | 3,000 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Feb 10, 2026 | Tax withholding | −108 | $15.52 | $1.68K | 7,224 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Feb 10, 2026 | Tax withholding | −139 | $15.52 | $2.16K | 7,332 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Feb 10, 2026 | Tax withholding | −370 | $15.52 | $5.74K | 23,732 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Feb 10, 2026 | Tax withholding | −463 | $15.52 | $7.19K | 24,102 |
| Matthew A. Parker SVP, PAO & Dir. Fin. Rptg. | Feb 10, 2026 | Tax withholding | −70 | $15.52 | $1.09K | 2,983 |
| Matthew A. Parker SVP, PAO & Dir. Fin. Rptg. | Feb 10, 2026 | Tax withholding | −70 | $15.52 | $1.09K | 2,913 |
| Eric H. Mabowitz SEVP,Chief Risk Officer-Bank | Feb 10, 2026 | Tax withholding | −324 | $15.52 | $5.03K | 18,710 |
| Eric H. Mabowitz SEVP,Chief Risk Officer-Bank | Feb 10, 2026 | Tax withholding | −405 | $15.52 | $6.29K | 19,034 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Feb 9, 2026 | Tax withholding | −139 | $15.64 | $2.17K | 7,471 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Feb 9, 2026 | Tax withholding | −462 | $15.64 | $7.23K | 24,565 |
| Matthew A. Parker SVP, PAO & Dir. Fin. Rptg. | Feb 9, 2026 | Tax withholding | −93 | $15.64 | $1.45K | 3,053 |
| Eric H. Mabowitz SEVP,Chief Risk Officer-Bank | Feb 9, 2026 | Tax withholding | −405 | $15.64 | $6.33K | 19,439 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Feb 9, 2026 | Award | +930 | – | – | 7,610 |
| Eric H. Mabowitz SEVP,Chief Risk Officer-Bank | Feb 9, 2026 | Award | +2,800 | – | – | 19,844 |
| Tracy E. Thompson Director | Feb 9, 2026 | Award | +1,000 | – | – | 109,541 |
| James F. House Chairman, President & CEO, Director | Feb 9, 2026 | Award | +6,500 | – | – | 151,228 |
| Marlene M. McCain Director | Feb 9, 2026 | Award | +1,000 | – | – | 5,507 |
| Staci Pierce Director | Feb 9, 2026 | Award | +1,000 | – | – | 9,850 |
| Robert C. FIELD Director | Feb 9, 2026 | Award | +1,000 | – | – | 2,960 |
| Robert S. Briggs Director | Feb 9, 2026 | Award | +1,400 | – | – | 63,593 |
| Jack W. Meigs Director | Feb 9, 2026 | Award | +425 | – | – | 7,891 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of First US Bancshares's stock actually held short. Settlement fails (shares not delivered on time) peaked at 1,604 shares on Sep 14, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Sheri S. Cook Officer | Jun 20, 2024 | 13,126 | $129.95K | Jun 20, 2024 | Equity Compensation |
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