FUSBNasdaqState Commercial BanksFiscal year ends December 31
FIRST US BANCSHARES, INC.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 6, 2026
$16.35−0.13 (-0.79%)
Close on Oct 19, 2026
- Market cap
- $94.15M
- P/E (TTM)
- 12.4
- Dividend yield
- 1.71%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
18.9%
1M of 6M shares
Institutional holders
29
3 new, 3 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
28 buys · 1 sales
Net bought $429.64K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Tontine Management, L.L.C. | 361,084 | 6.32% | 13G (passive) amendment | Sep 30, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FUSB | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Gendell Jeffrey L | 397,454 | 7.22% | $6.58M | – | 0.06% |
| Vanguard Capital Management LLC | 106,184 | 1.93% | $1.76M | +12,533 | 0.00% |
| Renaissance Technologies LLC | 79,321 | 1.44% | $1.31M | −3,000 | 0.00% |
| Geode Capital Management, LLC | 58,636 | 1.07% | $970.70K | +1,657 | 0.00% |
| Pinnacle Holdings, LLC | 52,737 | 0.96% | $872.80K | −135 | 0.27% |
| Regions Financial Corp | 49,766 | 0.90% | $823.63K | −3,574 | 0.00% |
| Northern Trust Corp | 34,280 | 0.62% | $567.33K | −12,263 | 0.00% |
| Dimensional Fund Advisors LP | 33,060 | 0.60% | $547.14K | – | 0.00% |
| Vanguard Fiduciary Trust Co | 31,074 | 0.56% | $514.28K | +212 | 0.00% |
| BlackRock, Inc. | 29,374 | 0.53% | $486.14K | +4,600 | 0.00% |
| Price T Rowe Associates Inc /Md/ | 25,753 | 0.47% | $427 | +5,339 | 0.00% |
| Blair William & Co/Il | 19,000 | 0.35% | $314.45K | – | 0.00% |
| Bridgeway Capital Management, LLC | 17,258 | 0.31% | $285.62K | +988 | 0.01% |
| Citadel Advisors LLC | 16,388 | 0.30% | $271.22K | +1,481 | 0.00% |
| Susquehanna International Group, Llp | 15,480 | 0.28% | $256.19K | −5,350 | 0.00% |
| Aptus Capital Advisors, LLC | 14,809 | 0.27% | $246.13K | New | 0.00% |
| Daytona Street Capital LLC | 12,100 | 0.22% | $204.73K | – | 0.15% |
| Diversified Enterprises, LLC | 11,493 | 0.21% | $190.21K | – | 0.01% |
| Bank Of America Corp /De/ | 11,247 | 0.20% | $186.14K | – | 0.00% |
| Empowered Funds, LLC | 10,790 | 0.20% | $178.58K | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 29 | 1M | 18.9% | 3 / 7 | 8 / 3 | 0M | 0M |
| Q1 2026 | 29 | 1M | 18.8% | 4 / 8 | 8 / 0 | 0M | 0M |
| Q4 2025 | 26 | 1M | 18.5% | 3 / 7 | 8 / 4 | 0M | 0M |
| Q3 2025 | 27 | 1M | 18.9% | 2 / 8 | 8 / 1 | 0M | 0M |
| Q2 2025 | 26 | 1M | 17.9% | 3 / 12 | 6 / 0 | 0M | 0M |
| Q1 2025 | 23 | 1M | 17.7% | 0 / 6 | 9 / 0 | 0M | 0M |
| Q4 2024 | 23 | 1M | 18.1% | 2 / 10 | 6 / 2 | 0M | 0M |
| Q3 2024 | 24 | 1M | 18.1% | 4 / 7 | 6 / 2 | 0M | 0M |
| Q2 2024 | 23 | 1M | 17.2% | 5 / 7 | 8 / 2 | 0M | 0M |
| Q1 2024 | 20 | 1M | 17.2% | 0 / 8 | 7 / 0 | 0M | 0M |
| Q4 2023 | 20 | 1M | 16.7% | 1 / 7 | 7 / 3 | 0M | 0M |
| Q3 2023 | 22 | 1M | 18.7% | 2 / 7 | 3 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of FUSB | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Extended Market Index Fund | 58,042 | 1.05% | $960.60K | 0.00% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 41,470 | 0.75% | $686.33K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 24,217 | 0.44% | $387.47K | 0.00% | May 31, 2026 |
| iShares Micro-Cap ETF | 16,467 | 0.30% | $272.53K | 0.02% | Jun 30, 2026 |
| U.S. Core Equity 2 Portfolio | 11,190 | 0.20% | $184.64K | 0.00% | Jul 31, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 10,790 | 0.20% | $178.57K | 0.01% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 9,589 | 0.17% | $153.42K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 7,920 | 0.14% | $126.72K | 0.00% | May 31, 2026 |
| Small Cap Core Fund | 7,140 | 0.13% | $118.17K | 0.03% | Jun 30, 2026 |
| Omni Small-Cap Value Fund | 6,468 | 0.12% | $107.05K | 0.01% | Jun 30, 2026 |
| U.S. Core Equity 1 Portfolio | 5,297 | 0.10% | $87.40K | 0.00% | Jul 31, 2026 |
| Schwab Total Stock Market Index Fund | 4,841 | 0.09% | $79.88K | 0.00% | Jul 31, 2026 |
| Vanguard Institutional Total Stock Market Index Fund | 3,994 | 0.07% | $66.10K | 0.00% | Jun 30, 2026 |
| Fidelity Nasdaq Composite Index Fund | 3,641 | 0.07% | $58.26K | 0.00% | May 31, 2026 |
| Dimensional U.S. Core Equity 2 ETF | 2,977 | 0.05% | $49.12K | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| James F. House | Chairman, President & CEO, Director | 151,229 | 2.75% | Feb 10, 2026 |
| Thomas S. Elley | SEVP,CFO,Trea,Ast Sec-FUSB | 43,080 | 0.78% | Jul 9, 2026 |
| Eric H. Mabowitz | SEVP, CRO, CCO, & CRA Officer | 20,172 | 0.37% | Jul 9, 2026 |
| Beverly J. Dozier | SVP,Secr,Ast Trs-FUSB;SVP-Bank | 41,036 | 0.75% | Jul 9, 2026 |
| Matthew A. Parker | SVP, Corp Controller & PAO | 3,051 | 0.06% | Jun 30, 2026 |
| William C. Mitchell | SEVP-Consumer Lending-Bank | 34,161 | 0.62% | Jun 30, 2026 |
| Robert C. FIELD | Director | 17,141 | 0.31% | Sep 11, 2026 |
| Staci Pierce | Director | 10,850 | 0.20% | Aug 7, 2026 |
| Jack W. Meigs | Director | 8,216 | 0.15% | Jul 1, 2026 |
| Stephen Nathaniel Gordon | Director | 2,700 | 0.05% | Jul 1, 2026 |
| Robert S. Briggs | Director | 68,023 | 1.24% | Jul 1, 2026 |
| John Lee McPhearson | Director | 16,633 | 0.30% | Jul 1, 2026 |
| Bruce N. Wilson | Director | 15,193 | 0.28% | Jul 1, 2026 |
| Aubrey S. Miller | Director | 14,291 | 0.26% | Jul 1, 2026 |
| David Peter Hale | Director | 22,424 | 0.41% | Jul 1, 2026 |
| Marlene M. McCain | Director | 5,507 | 0.10% | Feb 10, 2026 |
| Tracy E. Thompson | Director | 109,541 | 1.99% | Feb 10, 2026 |
| John C. Gordon | Director | 160,329 | 2.91% | Jan 31, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Robert C. FIELD Director | Sep 11, 2026 | Buy | +238 | $16.45 | $3.92K | 14,181 |
| Robert C. FIELD Director | Sep 10, 2026 | Buy | +669 | $16.46 | $11.01K | 13,943 |
| Robert C. FIELD Director | Sep 9, 2026 | Buy | +877 | $16.47 | $14.44K | 13,274 |
| Robert C. FIELD Director | Sep 8, 2026 | Buy | +284 | $16.47 | $4.68K | 12,397 |
| Robert C. FIELD Director | Sep 4, 2026 | Buy | +113 | $16.45 | $1.86K | 12,113 |
| Robert C. FIELD Director | Sep 3, 2026 | Buy | +412 | $16.40 | $6.76K | 12,000 |
| Robert C. FIELD Director | Sep 2, 2026 | Buy | +288 | $16.40 | $4.72K | 11,588 |
| Robert C. FIELD Director | Sep 1, 2026 | Buy | +3,300 | $16.39 | $54.09K | 11,300 |
| Staci Pierce Director | Aug 7, 2026 | Buy | +245 | $16.51 | $4.04K | 10,850 |
| Staci Pierce Director | Aug 4, 2026 | Buy | +619 | $16.48 | $10.20K | 10,605 |
| Staci Pierce Director | Aug 3, 2026 | Buy | +136 | $16.53 | $2.25K | 9,986 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Jul 8, 2026 | Option exercise | +2,550 | $10.01 | $25.53K | 10,619 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Jul 8, 2026 | Option exercise | +3,000 | $14.11 | $42.33K | 10,224 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Jul 8, 2026 | Tax withholding | −1,867 | $16.95 | $31.65K | 8,752 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Jul 8, 2026 | Tax withholding | −2,034 | $16.95 | $34.48K | 8,069 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Jul 8, 2026 | Option exercise | +2,550 | $11.71 | $29.86K | 10,103 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Jul 8, 2026 | Tax withholding | −2,671 | $16.95 | $45.27K | 7,553 |
| Eric H. Mabowitz SEVP, CRO, CCO, & CRA Officer | Jul 8, 2026 | Tax withholding | −2,813 | $16.95 | $47.68K | 20,089 |
| Eric H. Mabowitz SEVP, CRO, CCO, & CRA Officer | Jul 8, 2026 | Option exercise | +5,000 | $14.11 | $70.55K | 23,710 |
| Eric H. Mabowitz SEVP, CRO, CCO, & CRA Officer | Jul 8, 2026 | Tax withholding | −4,408 | $16.95 | $74.72K | 19,302 |
| Eric H. Mabowitz SEVP, CRO, CCO, & CRA Officer | Jul 8, 2026 | Option exercise | +3,600 | $11.71 | $42.16K | 22,902 |
| Eric H. Mabowitz SEVP, CRO, CCO, & CRA Officer | Jul 8, 2026 | Option exercise | +3,000 | $10.01 | $30.03K | 23,089 |
| Eric H. Mabowitz SEVP, CRO, CCO, & CRA Officer | Jul 8, 2026 | Tax withholding | −2,132 | $16.95 | $36.14K | 20,957 |
| Thomas S. Elley SEVP,CFO,Trea,Ast Sec-FUSB | Jul 8, 2026 | Option exercise | +6,300 | $11.71 | $73.77K | 43,080 |
| Thomas S. Elley SEVP,CFO,Trea,Ast Sec-FUSB | Jul 8, 2026 | Tax withholding | −4,924 | $16.95 | $83.46K | 38,156 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Jun 29, 2026 | Tax withholding | −6,164 | $16.98 | $104.66K | 24,568 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Jun 29, 2026 | Option exercise | +7,000 | $14.11 | $98.77K | 30,732 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Jun 29, 2026 | Option exercise | +5,100 | $11.71 | $59.72K | 29,668 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Jun 29, 2026 | Tax withholding | −3,981 | $16.98 | $67.60K | 25,687 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Jun 29, 2026 | Option exercise | +5,600 | $10.01 | $56.06K | 31,287 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Jun 29, 2026 | Tax withholding | −3,975 | $16.98 | $67.50K | 27,312 |
| Matthew A. Parker SVP, Corp Controller & PAO | Jun 26, 2026 | Tax withholding | −221 | $16.75 | $3.70K | 3,051 |
| Matthew A. Parker SVP, Corp Controller & PAO | Jun 26, 2026 | Option exercise | +300 | $11.71 | $3.51K | 3,213 |
| Matthew A. Parker SVP, Corp Controller & PAO | Jun 26, 2026 | Tax withholding | −241 | $16.75 | $4.04K | 2,972 |
| Matthew A. Parker SVP, Corp Controller & PAO | Jun 26, 2026 | Option exercise | +300 | $10.01 | $3.00K | 3,272 |
| Thomas S. Elley SEVP,CFO,Trea,Ast Sec-FUSB | Jun 26, 2026 | Tax withholding | −6,220 | $16.75 | $104.19K | 36,780 |
| Thomas S. Elley SEVP,CFO,Trea,Ast Sec-FUSB | Jun 26, 2026 | Option exercise | +7,000 | $14.11 | $98.77K | 43,000 |
| John Lee McPhearson Director | Feb 18, 2026 | Sale | −1,500 | $8.30 | $12.45K | 10,633 |
| John Lee McPhearson Director | Feb 18, 2026 | Buy | +1,500 | $8.30 | $12.45K | 3,000 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Feb 10, 2026 | Tax withholding | −108 | $15.52 | $1.68K | 7,224 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Feb 10, 2026 | Tax withholding | −139 | $15.52 | $2.16K | 7,332 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Feb 10, 2026 | Tax withholding | −370 | $15.52 | $5.74K | 23,732 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Feb 10, 2026 | Tax withholding | −463 | $15.52 | $7.19K | 24,102 |
| Matthew A. Parker SVP, PAO & Dir. Fin. Rptg. | Feb 10, 2026 | Tax withholding | −70 | $15.52 | $1.09K | 2,983 |
| Matthew A. Parker SVP, PAO & Dir. Fin. Rptg. | Feb 10, 2026 | Tax withholding | −70 | $15.52 | $1.09K | 2,913 |
| Eric H. Mabowitz SEVP,Chief Risk Officer-Bank | Feb 10, 2026 | Tax withholding | −324 | $15.52 | $5.03K | 18,710 |
| Eric H. Mabowitz SEVP,Chief Risk Officer-Bank | Feb 10, 2026 | Tax withholding | −405 | $15.52 | $6.29K | 19,034 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Feb 9, 2026 | Tax withholding | −139 | $15.64 | $2.17K | 7,471 |
| William C. Mitchell SEVP-Consumer Lending-Bank | Feb 9, 2026 | Tax withholding | −462 | $15.64 | $7.23K | 24,565 |
| Matthew A. Parker SVP, PAO & Dir. Fin. Rptg. | Feb 9, 2026 | Tax withholding | −93 | $15.64 | $1.45K | 3,053 |
| Eric H. Mabowitz SEVP,Chief Risk Officer-Bank | Feb 9, 2026 | Tax withholding | −405 | $15.64 | $6.33K | 19,439 |
| Beverly J. Dozier SVP,Secr,Ast Trs-FUSB;SVP-Bank | Feb 9, 2026 | Award | +930 | – | – | 7,610 |
| Eric H. Mabowitz SEVP,Chief Risk Officer-Bank | Feb 9, 2026 | Award | +2,800 | – | – | 19,844 |
| Tracy E. Thompson Director | Feb 9, 2026 | Award | +1,000 | – | – | 109,541 |
| James F. House Chairman, President & CEO, Director | Feb 9, 2026 | Award | +6,500 | – | – | 151,228 |
| Marlene M. McCain Director | Feb 9, 2026 | Award | +1,000 | – | – | 5,507 |
| Staci Pierce Director | Feb 9, 2026 | Award | +1,000 | – | – | 9,850 |
| Robert C. FIELD Director | Feb 9, 2026 | Award | +1,000 | – | – | 2,960 |
| Robert S. Briggs Director | Feb 9, 2026 | Award | +1,400 | – | – | 63,593 |
| Jack W. Meigs Director | Feb 9, 2026 | Award | +425 | – | – | 7,891 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Sheri S. Cook Officer | Jun 20, 2024 | 13,126 | $129.95K | Jun 20, 2024 | Equity Compensation |