Dow Inc. (DOW) shareholders
DOWNYSEPlastic Materials, Synth Resins & Nonvulcan ElastomersFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Oct 23, 2026Score 8/3012% below fair value
$33.04−0.11 (-0.33%)
Close on Nov 13, 2026Market cap $23.92BP/E –Yield 2.12%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
77.9%
564M of 724M shares
Institutional holders
1,201
141 new, 232 sold out
Net institutional buying
52M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Vanguard Capital Management | 53,373,360 | 7.41% | 13G (passive) | Mar 31, 2026 |
| BlackRock, Inc. | 47,213,620 | 6.70% | 13G (passive) amendment | Dec 31, 2023 |
| State Street Corporation | 37,921,179 | 5.30% | 13G (passive) | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of DOW | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 61,742,580 | 8.53% | $1.69B | +8,405,052 | 0.03% |
| Vanguard Capital Management LLC | 47,031,008 | 6.50% | $1.29B | +837,193 | 0.03% |
| State Street Corp | 37,869,410 | 5.23% | $1.04B | +2,756,021 | 0.03% |
| Vanguard Portfolio Management LLC | 34,887,097 | 4.82% | $954.51M | +2,051,568 | 0.04% |
| Geode Capital Management, LLC | 19,281,367 | 2.66% | $525.44M | +503,058 | 0.03% |
| Two Sigma Investments, LP | 17,873,366 | 2.47% | $489.02M | +13,367,989 | 0.35% |
| Capital World Investors | 15,744,500 | 2.18% | $430.77M | +8,641,482 | 0.05% |
| Aqr Capital Management LLC | 15,698,239 | 2.17% | $429.50M | +5,381,487 | 0.15% |
| Morgan Stanley | 15,099,766 | 2.09% | $413.13M | +1,123,029 | 0.02% |
| Pzena Investment Management LLC | 12,507,011 | 1.73% | $342.19M | −6,440,591 | 1.00% |
| Invesco Ltd. | 9,669,204 | 1.34% | $264.55M | +37,074 | 0.02% |
| FMR LLC | 9,383,872 | 1.30% | $256.74M | +1,199,188 | 0.01% |
| Norges Bank | 9,303,665 | 1.29% | $254.55M | New | 0.03% |
| Goldman Sachs Group Inc | 8,825,633 | 1.22% | $241.47M | +2,591,081 | 0.02% |
| Charles Schwab Investment Management Inc | 7,851,245 | 1.08% | $214.81M | +42,024 | 0.03% |
| D. E. Shaw & Co., Inc. | 7,313,258 | 1.01% | $200.09M | +4,179,797 | 0.10% |
| Qube Research & Technologies Ltd | 6,879,031 | 0.95% | $188.21M | New | 0.17% |
| Northern Trust Corp | 6,612,409 | 0.91% | $180.92M | −95,132 | 0.02% |
| Voloridge Investment Management, LLC | 6,442,341 | 0.89% | $176.26M | +4,464,192 | 0.75% |
| Bank Of America Corp /De/ | 6,147,792 | 0.85% | $168.20M | +543,203 | 0.01% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 1,201 | 564M | 77.9% | 141 / 408 | 448 / 232 | 114M | 63M |
| Q1 2026 | 1,316 | 514M | 71.0% | 312 / 429 | 381 / 102 | 167M | 68M |
| Q4 2025 | 1,122 | 500M | 69.1% | 147 / 337 | 466 / 108 | 64M | 36M |
| Q3 2025 | 1,106 | 473M | 65.4% | 95 / 325 | 505 / 183 | 52M | 63M |
| Q2 2025 | 1,213 | 486M | 67.1% | 103 / 469 | 466 / 216 | 54M | 41M |
| Q1 2025 | 1,343 | 474M | 65.4% | 122 / 512 | 533 / 177 | 42M | 38M |
| Q4 2024 | 1,420 | 472M | 65.2% | 191 / 419 | 640 / 233 | 43M | 75M |
| Q3 2024 | 1,494 | 506M | 69.9% | 96 / 513 | 648 / 134 | 73M | 17M |
| Q2 2024 | 1,548 | 501M | 69.2% | 101 / 591 | 619 / 143 | 34M | 53M |
| Q1 2024 | 1,610 | 522M | 72.2% | 153 / 565 | 638 / 119 | 61M | 24M |
| Q4 2023 | 1,597 | 485M | 67.0% | 200 / 443 | 732 / 84 | 57M | 23M |
| Q3 2023 | 1,507 | 453M | 62.6% | 114 / 535 | 612 / 101 | 25M | 27M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
577 funds held DOW in Q2 2026, 64% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of DOW | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 22,883,335 | 3.16% | $626.09M | 0.03% | Jun 30, 2026 |
| Vanguard 500 Index Fund | 18,671,596 | 2.58% | $510.85M | 0.03% | Jun 30, 2026 |
| Growth Fund of America | 12,260,916 | 1.69% | $413.81M | 0.11% | May 31, 2026 |
| iShares Core S&P 500 ETF | 9,902,162 | 1.37% | $270.92M | 0.03% | Jun 30, 2026 |
| Fidelity 500 Index Fund | 9,182,304 | 1.27% | $309.90M | 0.04% | May 31, 2026 |
| Vanguard Small-Cap Index Fund | 8,267,178 | 1.14% | $226.19M | 0.12% | Jun 30, 2026 |
| State Street(R) Materials Select Sector SPDR(R) ETF | 7,876,423 | 1.09% | $215.50M | 2.64% | Jun 30, 2026 |
| Vanguard Mid-Cap Index Fund | 7,807,559 | 1.08% | $213.61M | 0.10% | Jun 30, 2026 |
| Invesco S&P 500 Equal Weight ETF | 5,442,740 | 0.75% | $164.86M | 0.17% | Jul 31, 2026 |
| Vanguard Small-Cap Value Index Fund | 5,235,376 | 0.72% | $143.24M | 0.21% | Jun 30, 2026 |
| Vanguard Institutional Index Fund | 3,908,975 | 0.54% | $106.95M | 0.03% | Jun 30, 2026 |
| Neuberger Large Cap Value Fund | 3,672,187 | 0.51% | $123.94M | 1.25% | May 31, 2026 |
| Vanguard Value Index Fund | 3,426,873 | 0.47% | $93.76M | 0.04% | Jun 30, 2026 |
| New World Fund Inc | 3,200,784 | 0.44% | $96.95M | 0.11% | Jul 31, 2026 |
| State Street(R) SPDR(R) Portfolio S&P 500(R) High Dividend ETF | 3,099,941 | 0.43% | $84.81M | 1.15% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Karen S. Carter | Chief Executive Officer, Director | 176,177 | 0.02% | Jul 6, 2026 |
| James R. Fitterling | Chair and CEO, Director | 478,030 | 0.07% | May 1, 2026 |
| Jeffrey L. Tate | Chief Financial Officer | 93,197 | 0.01% | Oct 28, 2026 |
| Charles Ross Zimmer Jr | President, Perf Mat & Coatings | 12,223 | 0.00% | Oct 23, 2026 |
| Mattos Cunha Neto Nestor de | President, Ind Interm & Infras | 11,043 | 0.00% | Aug 14, 2026 |
| John Maurice Sampson | Senior Vice President | 137,028 | 0.02% | Mar 2, 2026 |
| Amy E. Wilson | General Counsel / Secretary | 113,714 | 0.02% | Mar 2, 2026 |
| Lisa Bryant | Chief Human Resources Officer | 33,378 | 0.00% | Mar 2, 2026 |
| Andrea L. Dominowski | Controller and Vice President | 26,315 | 0.00% | Mar 2, 2026 |
| Philo Brendy Lange | President, Perf Mat & Coatings | 24,503 | 0.00% | Mar 2, 2026 |
| Keith Cleason | President, Pkg & Spec Plastics | 63,586 | 0.01% | Mar 2, 2026 |
| Andre Argenton | Chief Tech & Sustainability | 62,798 | 0.01% | Mar 2, 2026 |
| Bruggencate Marco ten | President, Ind Interm & Infras | 36,109 | 0.00% | Feb 17, 2026 |
| Attiganal N. Sreeram | Senior Vice President / CTO | 175,013 | 0.02% | Dec 2, 2025 |
| Jane Palmieri | President, Ind Interm & Infras | 132,855 | 0.02% | Dec 3, 2024 |
| Debra L. Dial | Director | 27,416 | 0.00% | Apr 13, 2026 |
| Jacqueline C. Hinman | Director | 36,880 | 0.01% | Apr 13, 2026 |
| Gaurdie E. Banister JR. | Director | 38,416 | 0.01% | Apr 13, 2026 |
| Mejia Luis Alberto Moreno | Director | 24,716 | 0.00% | Apr 13, 2026 |
| Daniel Yohannes | Director | 34,880 | 0.00% | Apr 13, 2026 |
| Jill S. Wyant | Director | 29,777 | 0.00% | Apr 13, 2026 |
| Jerri Devard | Director | 21,850 | 0.00% | Apr 13, 2026 |
| Wesley G. Bush | Director | 59,250 | 0.01% | Apr 13, 2026 |
| Jeff M. Fettig | Director | 101,593 | 0.01% | Apr 13, 2026 |
| Richard K. Davis | Director | 55,299 | 0.01% | Apr 13, 2026 |
| Samuel R. Allen | Director | 33,851 | 0.00% | Apr 13, 2026 |
| Rebecca B. Liebert | Director | 7,146 | 0.00% | Apr 14, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Jeffrey L. Tate Chief Financial Officer | Oct 26, 2026 | Returned to company | −25,564 | $33.99 | $868.92K | 93,197 |
| Karen S. Carter Chief Executive Officer, Director | Jul 1, 2026 | Award | +24,150 | – | – | 174,481 |
| Jerri Devard Director | Apr 9, 2026 | Award | +5,127 | – | – | 21,850 |
| Samuel R. Allen Director | Apr 9, 2026 | Award | +5,127 | – | – | 32,522 |
| Jill S. Wyant Director | Apr 9, 2026 | Award | +5,127 | – | – | 29,777 |
| Jeff M. Fettig Director | Apr 9, 2026 | Award | +5,127 | – | – | 33,157 |
| Debra L. Dial Director | Apr 9, 2026 | Award | +5,127 | – | – | 24,716 |
| Gaurdie E. Banister JR. Director | Apr 9, 2026 | Award | +5,127 | – | – | 27,492 |
| Richard K. Davis Director | Apr 9, 2026 | Award | +5,127 | – | – | 55,299 |
| Wesley G. Bush Director | Apr 9, 2026 | Award | +5,127 | – | – | 33,800 |
| Jacqueline C. Hinman Director | Apr 9, 2026 | Award | +5,127 | – | – | 33,157 |
| Daniel Yohannes Director | Apr 9, 2026 | Award | +5,127 | – | – | 34,880 |
| Mejia Luis Alberto Moreno Director | Apr 9, 2026 | Award | +5,127 | – | – | 24,716 |
| Amy E. Wilson General Counsel / Secretary | Feb 26, 2026 | Returned to company | −3,718 | $29.90 | $111.17K | 113,133 |
| Philo Brendy Lange President, Perf Mat & Coatings | Feb 26, 2026 | Returned to company | −621 | $29.90 | $18.57K | 23,161 |
| John Maurice Sampson Senior Vice President | Feb 26, 2026 | Returned to company | −3,016 | $29.90 | $90.18K | 134,544 |
| Andrea L. Dominowski Controller and Vice President | Feb 26, 2026 | Returned to company | −282 | $29.90 | $8.43K | 24,150 |
| Karen S. Carter Chief Operating Officer | Feb 26, 2026 | Returned to company | −2,969 | $29.90 | $88.77K | 150,331 |
| Andre Argenton Chief Tech & Sustainability | Feb 26, 2026 | Returned to company | −688 | $29.90 | $20.57K | 50,919 |
| Andre Argenton Chief Tech & Sustainability | Feb 26, 2026 | Returned to company | −103 | $29.90 | $3.08K | 11,879 |
| Keith Cleason President, Pkg & Spec Plastics | Feb 26, 2026 | Returned to company | −686 | $29.90 | $20.51K | 57,052 |
| Lisa Bryant Chief Human Resources Officer | Feb 26, 2026 | Returned to company | −1,763 | $29.90 | $52.71K | 33,099 |
| James R. Fitterling Chair and CEO, Director | Feb 12, 2026 | Award | +68,230 | – | – | 190,117 |
| Karen S. Carter Chief Operating Officer | Feb 12, 2026 | Award | +24,440 | – | – | 153,300 |
| Karen S. Carter Chief Operating Officer | Feb 12, 2026 | Award | +10,224 | – | – | 128,860 |
| Bruggencate Marco ten President, Ind Interm & Infras | Feb 12, 2026 | Award | +9,170 | – | – | 34,941 |
| Bruggencate Marco ten President, Ind Interm & Infras | Feb 12, 2026 | Award | +1,453 | – | – | 25,771 |
| Philo Brendy Lange President, Perf Mat & Coatings | Feb 12, 2026 | Award | +1,972 | – | – | 13,782 |
| Philo Brendy Lange President, Perf Mat & Coatings | Feb 12, 2026 | Award | +10,000 | – | – | 23,782 |
| Jeffrey L. Tate Chief Financial Officer | Feb 12, 2026 | Award | +21,200 | – | – | 118,761 |
| Andrea L. Dominowski Controller and Vice President | Feb 12, 2026 | Award | +3,620 | – | – | 24,432 |
| Andrea L. Dominowski Controller and Vice President | Feb 12, 2026 | Award | +831 | – | – | 20,812 |
| James R. Fitterling Chair and CEO, Director | Feb 12, 2026 | Award | +68,230 | – | – | 250,849 |
| James R. Fitterling Chair and CEO, Director | Feb 12, 2026 | Award | +60,732 | – | – | 182,619 |
| Lisa Bryant Chief Human Resources Officer | Feb 12, 2026 | Award | +7,800 | – | – | 34,862 |
| Lisa Bryant Chief Human Resources Officer | Feb 12, 2026 | Award | +6,164 | – | – | 27,062 |
| Keith Cleason President, Pkg & Spec Plastics | Feb 12, 2026 | Award | +10,420 | – | – | 57,738 |
| Keith Cleason President, Pkg & Spec Plastics | Feb 12, 2026 | Award | +2,023 | – | – | 47,318 |
| John Maurice Sampson Senior Vice President | Feb 12, 2026 | Award | +11,420 | – | – | 137,560 |
| John Maurice Sampson Senior Vice President | Feb 12, 2026 | Award | +10,316 | – | – | 126,140 |
| Andre Argenton Chief Tech & Sustainability | Feb 12, 2026 | Award | +2,405 | – | – | 41,037 |
| Andre Argenton Chief Tech & Sustainability | Feb 12, 2026 | Award | +2,352 | – | – | 11,982 |
| Andre Argenton Chief Tech & Sustainability | Feb 12, 2026 | Award | +10,570 | – | – | 51,607 |
| Andre Argenton Chief Tech & Sustainability | Feb 12, 2026 | Award | +302 | – | – | 9,630 |
| Amy E. Wilson General Counsel / Secretary | Feb 12, 2026 | Award | +13,000 | – | – | 102,731 |
| Amy E. Wilson General Counsel / Secretary | Feb 12, 2026 | Award | +14,120 | – | – | 116,851 |
| James R. Fitterling Chair and CEO, Director | Feb 9, 2026 | Returned to company | −9,551 | $32.08 | $306.40K | 121,887 |
| John Maurice Sampson Senior Vice President | Feb 9, 2026 | Returned to company | −1,510 | $32.08 | $48.44K | 115,824 |
| Karen S. Carter Chief Operating Officer | Feb 9, 2026 | Returned to company | −1,498 | $32.08 | $48.06K | 118,636 |
| Philo Brendy Lange President, Perf Mat & Coatings | Feb 9, 2026 | Returned to company | −386 | $32.08 | $12.38K | 11,810 |
| Andre Argenton Chief Tech & Sustainability | Feb 9, 2026 | Returned to company | −256 | $32.08 | $8.21K | 9,328 |
| Andre Argenton Chief Tech & Sustainability | Feb 9, 2026 | Returned to company | −471 | $32.08 | $15.11K | 38,632 |
| Amy E. Wilson General Counsel / Secretary | Feb 9, 2026 | Returned to company | −1,904 | $32.08 | $61.08K | 89,731 |
| Keith Cleason President, Pkg & Spec Plastics | Feb 9, 2026 | Returned to company | −298 | $32.08 | $9.56K | 45,295 |
| Andrea L. Dominowski Controller and Vice President | Feb 9, 2026 | Returned to company | −385 | $32.08 | $12.35K | 19,981 |
| Lisa Bryant Chief Human Resources Officer | Feb 9, 2026 | Returned to company | −1,199 | $32.08 | $38.46K | 20,898 |
| Amy E. Wilson General Counsel / Secretary | Nov 28, 2025 | Returned to company | −926 | $23.85 | $22.09K | 91,635 |
| Karen S. Carter Chief Operating Officer | Nov 28, 2025 | Returned to company | −1,093 | $23.85 | $26.07K | 120,134 |
| Attiganal N. Sreeram Senior Vice President / CTO | Nov 28, 2025 | Returned to company | −407 | $23.85 | $9.71K | 129,791 |
| Jeffrey L. Tate Chief Financial Officer | Nov 28, 2025 | Returned to company | −524 | $23.85 | $12.50K | 97,561 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
3.81%
28M shares short
Days to cover
3.0
At 9M shares a day
Change since last report
-9.0%
From 30M shares
Short volume, 20 days
54.8%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Dow's stock actually held short. Settlement fails (shares not delivered on time) peaked at 19,500 shares on Aug 18, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Philo B Lange Iv Officer | Nov 2, 2026 | 3,976 | $135.32K | Nov 2, 2026 | Restricted Stock Vesting Under a Registered Plan |
| Bruggencate Marco ten Officer | Sep 10, 2026 | 16,184 | $482.15K | Sep 10, 2026 | ESPP Purchase |
| John Maurice Sampson Officer | Mar 4, 2024 | 3,536 | $201.59K | Mar 4, 2024 | Option Granted - 02/13/2015 |
| James R. Fitterling Officer, Director | Feb 22, 2024 | 93,714 | $5.24M | Feb 22, 2024 | Option Granted - 02/12/2016 |
| Amy E. Wilson Officer | Feb 16, 2024 | 2,720 | $152.05K | Feb 16, 2024 | Option Granted - 02/13/2015 |
| James R. Fitterling Officer, Director | Feb 16, 2024 | 67,235 | $3.74M | Feb 16, 2024 | Options Granted - 02/13/2015 |
| Mauro Gregorio Officer | Feb 16, 2024 | 25,592 | $1.42M | Feb 16, 2024 | Option Granted - 02/13/2015 |
| James R. Fitterling Officer, Director | Feb 7, 2024 | 47,200 | $2.36M | Feb 7, 2024 | Option Granted - 02/13/2015 |
| James R. Fitterling Officer, Director | Feb 7, 2024 | 44,603 | $2.42M | Feb 7, 2024 | Option Granted - 02/13/2015 |
See a number that looks wrong?