DeFi Capital Markets, Inc. (DCM) shareholders
DCMNYSEWholesale-Electronic Parts & Equipment, NECFiscal year ends December 31
Financials through Q1 FY2027, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 14, 2026Score 5/301767% above fair value
$3.00−0.03 (-0.99%)
Close on Nov 13, 2026Market cap $9.09MP/E –Yield –
Ownership
Who owns DeFi Capital Markets's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
108 buys · 0 sales
Net bought $98.66M
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Ault Milton C Iii Joint filing with Hyperscale Data, Inc. (39.30%), Ault Capital Group, Inc. (39.30%) and 1 more | 1,255,796 | 40.80% | 13D (active) amendment | Sep 30, 2026 |
| Lazar David E. | 281,400 | 9.90% | 13G (passive) amendment | Jan 27, 2026 |
| Ault & Company, Inc. Joint filing with Ault Milton C Iii (10.30%) | 239,245 | 10.30% | 13D (active) amendment | Jun 4, 2025 |
| JLA Realty Associates, LLC Joint filing with Caspi Steven (9.80%) | 227,400 | 9.80% | 13D (active) amendment | Sep 25, 2025 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Harvey B. Grossblatt | Chairman, President and CEO, Director | 327,078 | 10.80% | Oct 23, 2025 |
| James Ballard Huff | Chief Financial Officer | 3,223 | 0.11% | Oct 27, 2025 |
| Milton C. Ault Iii | Director, 10% owner | 1,205,796 | 39.82% | Oct 1, 2026 |
| Ronald A. Seff | Director | 77,469 | 2.56% | Oct 29, 2025 |
| Henry Carl Nisser | Director | – | – | Oct 22, 2025 |
| Ira Bormel | Director | – | – | Oct 22, 2025 |
| Ault & Company, Inc. | Director, 10% owner | 252,970 | 8.35% | Jul 31, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Milton C. Ault Iii Director, 10% owner | Sep 30, 2026 | Buy | +18,000 | $5134.00 | $92.41M | 1,166,096 |
| Milton C. Ault Iii Director, 10% owner | Sep 23, 2026 | Buy | +300 | $4.98 | $1.49K | 10,700 |
| Milton C. Ault Iii Director, 10% owner | Sep 23, 2026 | Buy | +12,034 | $5.11 | $61.49K | 1,148,096 |
| Milton C. Ault Iii Director, 10% owner | Sep 22, 2026 | Buy | +3,000 | $5.02 | $15.06K | 1,136,062 |
| Milton C. Ault Iii Director, 10% owner | Sep 21, 2026 | Buy | +100 | $5.07 | $507 | 10,400 |
| Milton C. Ault Iii Director, 10% owner | Sep 18, 2026 | Buy | +100 | $5.01 | $501 | 10,300 |
| Milton C. Ault Iii Director, 10% owner | Sep 17, 2026 | Buy | +200 | $4.86 | $972 | 10,200 |
| Milton C. Ault Iii Director, 10% owner | Sep 8, 2026 | Buy | +300 | $5.65 | $1.70K | 1,133,062 |
| Milton C. Ault Iii Director, 10% owner | Sep 4, 2026 | Buy | +700 | $5.42 | $3.79K | 10,000 |
| Milton C. Ault Iii Director, 10% owner | Sep 4, 2026 | Buy | +700 | $5.42 | $3.79K | 9,900 |
| Milton C. Ault Iii Director, 10% owner | Sep 3, 2026 | Buy | +100 | $5.49 | $549 | 9,300 |
| Milton C. Ault Iii Director, 10% owner | Sep 3, 2026 | Buy | +100 | $5.49 | $549 | 9,200 |
| Milton C. Ault Iii Director, 10% owner | Sep 1, 2026 | Buy | +100 | $5.15 | $515 | 9,200 |
| Milton C. Ault Iii Director, 10% owner | Aug 31, 2026 | Buy | +2,500 | $5.05 | $12.63K | 1,132,762 |
| Milton C. Ault Iii Director, 10% owner | Aug 31, 2026 | Buy | +200 | $4.96 | $992 | 9,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 28, 2026 | Buy | +10,000 | $5.16 | $51.60K | 1,130,262 |
| Milton C. Ault Iii Director, 10% owner | Aug 28, 2026 | Buy | +800 | $5.49 | $4.39K | 8,900 |
| Milton C. Ault Iii Director, 10% owner | Aug 27, 2026 | Buy | +300 | $5.78 | $1.73K | 8,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 27, 2026 | Buy | +5,000 | $6.02 | $30.10K | 1,120,262 |
| Milton C. Ault Iii Director, 10% owner | Aug 26, 2026 | Buy | +10,000 | $6.08 | $60.80K | 1,115,262 |
| Milton C. Ault Iii Director, 10% owner | Aug 26, 2026 | Buy | +200 | $5.95 | $1.19K | 7,800 |
| Milton C. Ault Iii Director, 10% owner | Aug 25, 2026 | Buy | +500 | $5.85 | $2.93K | 7,600 |
| Milton C. Ault Iii Director, 10% owner | Aug 25, 2026 | Buy | +8,729 | $6.03 | $52.64K | 1,105,262 |
| Milton C. Ault Iii Director, 10% owner | Aug 24, 2026 | Buy | +10,000 | $6.59 | $65.90K | 1,096,533 |
| Milton C. Ault Iii Director, 10% owner | Aug 21, 2026 | Buy | +20,672 | $6.34 | $131.06K | 1,086,533 |
| Milton C. Ault Iii Director, 10% owner | Aug 21, 2026 | Buy | +1,000 | $6.37 | $6.37K | 7,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 20, 2026 | Buy | +1,500 | $6.07 | $9.11K | 22,700 |
| Milton C. Ault Iii Director, 10% owner | Aug 20, 2026 | Buy | +6,006 | $6.15 | $36.94K | 1,065,861 |
| Milton C. Ault Iii Director, 10% owner | Aug 19, 2026 | Buy | +1,500 | $4.53 | $6.80K | 5,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 19, 2026 | Buy | +24,328 | $5.58 | $135.75K | 1,059,855 |
| Milton C. Ault Iii Director, 10% owner | Aug 19, 2026 | Buy | +1,000 | $5.87 | $5.87K | 6,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 18, 2026 | Buy | +5,275 | $4.44 | $23.42K | 1,035,527 |
| Milton C. Ault Iii Director, 10% owner | Aug 18, 2026 | Buy | +700 | $4.38 | $3.07K | 3,600 |
| Milton C. Ault Iii Director, 10% owner | Aug 17, 2026 | Buy | +300 | $3.83 | $1.15K | 2,900 |
| Milton C. Ault Iii Director, 10% owner | Aug 17, 2026 | Buy | +5,000 | $4.09 | $20.45K | 1,030,252 |
| Milton C. Ault Iii Director, 10% owner | Aug 17, 2026 | Buy | +1,200 | $4.12 | $4.94K | 21,200 |
| Milton C. Ault Iii Director, 10% owner | Jul 8, 2026 | Buy | +100 | $3.89 | $389 | 2,600 |
| Milton C. Ault Iii Director, 10% owner | Jul 8, 2026 | Buy | +200 | $3.96 | $792 | 6,200 |
| Milton C. Ault Iii Director, 10% owner | Jul 7, 2026 | Buy | +300 | $4.06 | $1.22K | 2,500 |
| Milton C. Ault Iii Director, 10% owner | May 15, 2026 | Buy | +185,000 | $5.75 | $1.06M | 1,025,252 |
| Milton C. Ault Iii Director, 10% owner | Apr 30, 2026 | Buy | +155,000 | $5.75 | $891.25K | 840,252 |
| Milton C. Ault Iii Director, 10% owner | Mar 31, 2026 | Buy | +5,000 | $5.84 | $29.20K | 20,000 |
| Milton C. Ault Iii Director, 10% owner | Mar 31, 2026 | Buy | +5,000 | $5.85 | $29.25K | 685,252 |
| Milton C. Ault Iii Director, 10% owner | Mar 31, 2026 | Buy | +100 | $5.54 | $554 | 2,200 |
| Milton C. Ault Iii Director, 10% owner | Mar 30, 2026 | Buy | +500 | $5.39 | $2.70K | 2,100 |
| Milton C. Ault Iii Director, 10% owner | Mar 30, 2026 | Buy | +2,008 | $5.54 | $11.12K | 680,252 |
| Milton C. Ault Iii Director, 10% owner | Mar 27, 2026 | Buy | +1,405 | $5.81 | $8.16K | 678,244 |
| Milton C. Ault Iii Director, 10% owner | Mar 26, 2026 | Buy | +1,000 | $6.01 | $6.01K | 676,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 25, 2026 | Buy | +5,000 | $6.12 | $30.60K | 675,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 24, 2026 | Buy | +10,000 | $6.02 | $60.20K | 670,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 23, 2026 | Buy | +10,000 | $6.01 | $60.10K | 660,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 20, 2026 | Buy | +10,000 | $6.35 | $63.50K | 650,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 19, 2026 | Buy | +4,000 | $6.01 | $24.04K | 640,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 18, 2026 | Buy | +2,000 | $6.35 | $12.70K | 636,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 17, 2026 | Buy | +3,207 | $5.94 | $19.05K | 634,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 17, 2026 | Buy | +200 | $6.11 | $1.22K | 1,600 |
| Milton C. Ault Iii Director, 10% owner | Mar 16, 2026 | Buy | +10,000 | $5.78 | $57.80K | 631,632 |
| Milton C. Ault Iii Director, 10% owner | Mar 13, 2026 | Buy | +10,000 | $6.08 | $60.80K | 621,632 |
| Milton C. Ault Iii Director, 10% owner | Mar 12, 2026 | Buy | +15,200 | $5.89 | $89.53K | 611,632 |
| Milton C. Ault Iii Director, 10% owner | Mar 11, 2026 | Buy | +200 | $5.58 | $1.12K | 1,400 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
0.78%
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
-57.4%
From 0M shares
Short volume, 16 days
36.3%
Of volume reported to FINRA
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of DeFi Capital Markets's stock actually held short. No settlement fails above the SEC's reporting threshold in the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Harvey B. Grossblatt Officer, Director | May 19, 2026 | 100,000 | $620.00K | May 26, 2026 | Exercise of stock option |
| Ronald A. Seff Director | Mar 26, 2026 | 32,186 | $192.15K | Apr 1, 2026 | Option Exercise |
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