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DeFi Capital Markets, Inc. (DCM) company profile

DCMNYSEWholesale-Electronic Parts & Equipment, NECFiscal year ends December 31
Financials through Q1 FY2027, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 14, 2026Score 5/301767% above fair value
$3.00−0.03 (-0.99%)

Close on Nov 13, 2026Market cap $9.09MP/E –Yield –

About DeFi Capital Markets

Wholesale-Electronic Parts & Equipment, NEC, SIC 5065

Universal Safety Products, Inc. designs, markets, and imports safety and electrical products, and develops decentralized finance infrastructure. The company’s historical product lines include residential smoke and carbon monoxide alarms, door chimes, ventilation products, ground fault circuit interrupters, and other electrical devices. Its offerings serve do-it-yourself retail consumers through retail stores, wholesale distributors, home centers, catalog and mail order companies, and television retailers. Through its subsidiary Universal Safety Electric, Inc., it supplies professional electrical products to the electrical distribution trade, including lighting distributors and manufactured housing companies. Through Universal DeFi LLC, the company also engages in decentralized finance activities, including operating licensed nodes and a validator on the Ault Blockchain and developing an asset tokenization platform for issuers.

The company operates in the United States and maintains sales to foreign customers through exporters. It previously maintained a national distribution system utilizing eight regional stocking warehouses across the United States, alongside independent sales organizations and warehousing representatives. Universal Safety Products, Inc. maintains its principal executive offices in Owings Mills, Maryland.

Summary of the business section of DeFi Capital Markets's latest annual report, written by StockData.

Company profile

Company

Legal name
DeFi Capital Markets, Inc.
Founded
1969
Headquarters
Owings Mills, MD
Address
11407 Cronhill Drive, Suites A-D 21117-3586
Phone
(410) 363-3000
Employees
7, Mar 31, 2026
Industry
Wholesale-Electronic Parts & Equipment, NEC
Incorporated in
Maryland
Fiscal year ends
December 31
Auditor
CBIZ CPAs P.C., Philadelphia, PA

Stock & identifiers

Ticker
DCM
Exchange
NYSE
IPO date
Oct 15, 2026
Shares outstanding
3M, Aug 14, 2026
Public float
$8.40M, Sep 30, 2025
Filer category
Non-accelerated filer<br>Smaller reporting company
Stock splits
4-for-3, Oct 17, 2006; 2-for-1, Mar 2, 1976
SEC CIK
102109
CUSIP
913821302
ISIN
US9138213023
FIGI
BBG000BW56H9
Share class FIGI
BBG001S5X3R3
EIN
52-0898545

Executives and directors

Officers and directors who filed ownership reports (Forms 3, 4, 5) in the last two years

NamePositionShares owned
Harvey B. GrossblattChairman, President and CEO, Director327,078
James Ballard HuffChief Financial Officer3,223
Milton C. Ault IiiDirector1,205,796
Ronald A. SeffDirector77,469
Henry Carl NisserDirector–
Ira BormelDirector–
Ault & Company, Inc.Director252,970

CEO pay and shareholder return

Pay versus performance table from the proxy statement

Fiscal yearCEO total payCEO pay actually paidOther executives (avg)Value of $100 investedPeer group
FY2026$513.50K$513.50K$244.22K$369–
FY2025$433.28K$433.28K$216.55K$94–
FY2024$423.45K$423.45K$217.39K$37–
FY2023$440.53K$440.53K$202.78K$34–

“Actually paid” adjusts reported pay for changes in the value of equity awards. Shareholder return assumes $100 invested at the start of the measurement period, as disclosed by the company.

Executive compensation, fiscal 2026

Summary compensation table from the latest proxy statement

ExecutiveSalaryOption awardsOtherTotalvs. prior year
Harvey B. Grossblatt
President and CEO
$352.29K$88.00K$73.22K$513.50K+19%
James B. Huff
Secretary/Treasurer/CFO
$239.43K$44.00K$17.14K$301.93K+39%

Stock and option awards are grant-date fair values, not realized pay. “Other” includes pension value changes and all other compensation. Source proxy statement.

Employees

Headcount reported in annual reports

“As of March 31, 2026, we had seven full-time employees located in the U.S., of whom five were engaged in sales and marketing and two in general administration and finance.”

Corporate history

Events identified from SEC filings

DateEventDetails
Oct 15, 2026Name changeName changed from UNIVERSAL SAFETY PRODUCTS, INC. to DeFi Capital Markets, Inc.
Jun 29, 2026Late filingNotification of late filing
Feb 13, 2026Late filingNotification of late filing
Nov 13, 2025Late filingNotification of late filing
Aug 14, 2025Late filingNotification of late filing
Jul 21, 2025Listing noticeNotice of delisting or failure to satisfy a listing rule (8-K Item 3.01)
Jun 27, 2025Late filingNotification of late filing
Jun 6, 2025Auditor changeChange in certifying accountant (8-K Item 4.01)
Jun 6, 2025Name changeName changed from UNIVERSAL SECURITY INSTRUMENTS INC to UNIVERSAL SAFETY PRODUCTS, INC.
May 29, 2025Acquisition / saleCompletion of acquisition or disposition of assets (8-K Item 2.01)
Dec 23, 2024Merger voteDefinitive merger proxy statement
Nov 13, 2024Late filingNotification of late filing
Aug 14, 2024Late filingNotification of late filing
Jun 27, 2024Late filingNotification of late filing
Feb 13, 2024Late filingNotification of late filing
Nov 13, 2023Late filingNotification of late filing
Sep 20, 2023Listing noticeNotice of delisting or failure to satisfy a listing rule (8-K Item 3.01)
Aug 11, 2023Late filingNotification of late filing
Jun 28, 2023Late filingNotification of late filing
Apr 5, 2023Listing noticeNotice of delisting or failure to satisfy a listing rule (8-K Item 3.01)
Feb 14, 2023Late filingNotification of late filing
Nov 10, 2022Late filingNotification of late filing
Aug 12, 2022Late filingNotification of late filing
Jun 28, 2022Late filingNotification of late filing
May 16, 2022MergerRegistration of securities for a merger or exchange offer (S-4)
Feb 14, 2022Late filingNotification of late filing
Nov 12, 2021Late filingNotification of late filing
Aug 13, 2021Late filingNotification of late filing
Jun 29, 2021Late filingNotification of late filing
Nov 10, 2020Listing noticeNotice of delisting or failure to satisfy a listing rule (8-K Item 3.01)

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