DCMNYSEWholesale-Electronic Parts & Equipment, NECFiscal year ends December 31Also trades as UUU
DeFi Capital Markets, Inc.
Financials through Q1 FY2027, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 14, 2026
Share price
Not available yet
Price, market cap and P/E appear here once daily prices are connected.
Ownership
Who owns DeFi Capital Markets's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
107 buys · 0 sales
Net bought $6.25M
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Lazar David E. | 281,400 | 9.90% | 13G (passive) amendment | Jan 27, 2026 |
| Ault & Company, Inc. | 239,245 | 10.30% | 13D (active) amendment | Jun 4, 2025 |
| JLA Realty Associates, LLC | 227,400 | 9.80% | 13D (active) amendment | Sep 25, 2025 |
| Ault Milton C Iii | 1,255,796 | 40.80% | 13D (active) amendment | Sep 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Harvey B. Grossblatt | Chairman, President and CEO, Director | 327,078 | Oct 23, 2025 |
| James Ballard Huff | Chief Financial Officer | 3,223 | Oct 27, 2025 |
| Milton C. Ault Iii | Director, 10% owner | 2,323,758 | Sep 24, 2026 |
| Ronald A. Seff | Director | 77,469 | Oct 29, 2025 |
| Henry Carl Nisser | Director | – | Oct 22, 2025 |
| Ira Bormel | Director | – | Oct 22, 2025 |
| Ault & Company, Inc. | Director, 10% owner | 252,970 | Jul 31, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Milton C. Ault Iii Director, 10% owner | Sep 23, 2026 | Buy | +300 | $4.98 | $1.49K | 10,700 |
| Milton C. Ault Iii Director, 10% owner | Sep 23, 2026 | Buy | +12,034 | $5.11 | $61.49K | 1,148,096 |
| Milton C. Ault Iii Director, 10% owner | Sep 22, 2026 | Buy | +3,000 | $5.02 | $15.06K | 1,136,062 |
| Milton C. Ault Iii Director, 10% owner | Sep 21, 2026 | Buy | +100 | $5.07 | $507 | 10,400 |
| Milton C. Ault Iii Director, 10% owner | Sep 18, 2026 | Buy | +100 | $5.01 | $501 | 10,300 |
| Milton C. Ault Iii Director, 10% owner | Sep 17, 2026 | Buy | +200 | $4.86 | $972 | 10,200 |
| Milton C. Ault Iii Director, 10% owner | Sep 8, 2026 | Buy | +300 | $5.65 | $1.70K | 1,133,062 |
| Milton C. Ault Iii Director, 10% owner | Sep 4, 2026 | Buy | +700 | $5.42 | $3.79K | 10,000 |
| Milton C. Ault Iii Director, 10% owner | Sep 4, 2026 | Buy | +700 | $5.42 | $3.79K | 9,900 |
| Milton C. Ault Iii Director, 10% owner | Sep 3, 2026 | Buy | +100 | $5.49 | $549 | 9,300 |
| Milton C. Ault Iii Director, 10% owner | Sep 3, 2026 | Buy | +100 | $5.49 | $549 | 9,200 |
| Milton C. Ault Iii Director, 10% owner | Sep 1, 2026 | Buy | +100 | $5.15 | $515 | 9,200 |
| Milton C. Ault Iii Director, 10% owner | Aug 31, 2026 | Buy | +2,500 | $5.05 | $12.63K | 1,132,762 |
| Milton C. Ault Iii Director, 10% owner | Aug 31, 2026 | Buy | +200 | $4.96 | $992 | 9,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 28, 2026 | Buy | +10,000 | $5.16 | $51.60K | 1,130,262 |
| Milton C. Ault Iii Director, 10% owner | Aug 28, 2026 | Buy | +800 | $5.49 | $4.39K | 8,900 |
| Milton C. Ault Iii Director, 10% owner | Aug 27, 2026 | Buy | +300 | $5.78 | $1.73K | 8,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 27, 2026 | Buy | +5,000 | $6.02 | $30.10K | 1,120,262 |
| Milton C. Ault Iii Director, 10% owner | Aug 26, 2026 | Buy | +10,000 | $6.08 | $60.80K | 1,115,262 |
| Milton C. Ault Iii Director, 10% owner | Aug 26, 2026 | Buy | +200 | $5.95 | $1.19K | 7,800 |
| Milton C. Ault Iii Director, 10% owner | Aug 25, 2026 | Buy | +500 | $5.85 | $2.93K | 7,600 |
| Milton C. Ault Iii Director, 10% owner | Aug 25, 2026 | Buy | +8,729 | $6.03 | $52.64K | 1,105,262 |
| Milton C. Ault Iii Director, 10% owner | Aug 24, 2026 | Buy | +10,000 | $6.59 | $65.90K | 1,096,533 |
| Milton C. Ault Iii Director, 10% owner | Aug 21, 2026 | Buy | +20,672 | $6.34 | $131.06K | 1,086,533 |
| Milton C. Ault Iii Director, 10% owner | Aug 21, 2026 | Buy | +1,000 | $6.37 | $6.37K | 7,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 20, 2026 | Buy | +1,500 | $6.07 | $9.11K | 22,700 |
| Milton C. Ault Iii Director, 10% owner | Aug 20, 2026 | Buy | +6,006 | $6.15 | $36.94K | 1,065,861 |
| Milton C. Ault Iii Director, 10% owner | Aug 19, 2026 | Buy | +1,500 | $4.53 | $6.80K | 5,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 19, 2026 | Buy | +24,328 | $5.58 | $135.75K | 1,059,855 |
| Milton C. Ault Iii Director, 10% owner | Aug 19, 2026 | Buy | +1,000 | $5.87 | $5.87K | 6,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 18, 2026 | Buy | +5,275 | $4.44 | $23.42K | 1,035,527 |
| Milton C. Ault Iii Director, 10% owner | Aug 18, 2026 | Buy | +700 | $4.38 | $3.07K | 3,600 |
| Milton C. Ault Iii Director, 10% owner | Aug 17, 2026 | Buy | +300 | $3.83 | $1.15K | 2,900 |
| Milton C. Ault Iii Director, 10% owner | Aug 17, 2026 | Buy | +5,000 | $4.09 | $20.45K | 1,030,252 |
| Milton C. Ault Iii Director, 10% owner | Aug 17, 2026 | Buy | +1,200 | $4.12 | $4.94K | 21,200 |
| Milton C. Ault Iii Director, 10% owner | Jul 8, 2026 | Buy | +100 | $3.89 | $389 | 2,600 |
| Milton C. Ault Iii Director, 10% owner | Jul 8, 2026 | Buy | +200 | $3.96 | $792 | 6,200 |
| Milton C. Ault Iii Director, 10% owner | Jul 7, 2026 | Buy | +300 | $4.06 | $1.22K | 2,500 |
| Milton C. Ault Iii Director, 10% owner | May 15, 2026 | Buy | +185,000 | $5.75 | $1.06M | 1,025,252 |
| Milton C. Ault Iii Director, 10% owner | Apr 30, 2026 | Buy | +155,000 | $5.75 | $891.25K | 840,252 |
| Milton C. Ault Iii Director, 10% owner | Mar 31, 2026 | Buy | +5,000 | $5.84 | $29.20K | 20,000 |
| Milton C. Ault Iii Director, 10% owner | Mar 31, 2026 | Buy | +5,000 | $5.85 | $29.25K | 685,252 |
| Milton C. Ault Iii Director, 10% owner | Mar 31, 2026 | Buy | +100 | $5.54 | $554 | 2,200 |
| Milton C. Ault Iii Director, 10% owner | Mar 30, 2026 | Buy | +500 | $5.39 | $2.70K | 2,100 |
| Milton C. Ault Iii Director, 10% owner | Mar 30, 2026 | Buy | +2,008 | $5.54 | $11.12K | 680,252 |
| Milton C. Ault Iii Director, 10% owner | Mar 27, 2026 | Buy | +1,405 | $5.81 | $8.16K | 678,244 |
| Milton C. Ault Iii Director, 10% owner | Mar 26, 2026 | Buy | +1,000 | $6.01 | $6.01K | 676,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 25, 2026 | Buy | +5,000 | $6.12 | $30.60K | 675,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 24, 2026 | Buy | +10,000 | $6.02 | $60.20K | 670,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 23, 2026 | Buy | +10,000 | $6.01 | $60.10K | 660,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 20, 2026 | Buy | +10,000 | $6.35 | $63.50K | 650,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 19, 2026 | Buy | +4,000 | $6.01 | $24.04K | 640,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 18, 2026 | Buy | +2,000 | $6.35 | $12.70K | 636,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 17, 2026 | Buy | +3,207 | $5.94 | $19.05K | 634,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 17, 2026 | Buy | +200 | $6.11 | $1.22K | 1,600 |
| Milton C. Ault Iii Director, 10% owner | Mar 16, 2026 | Buy | +10,000 | $5.78 | $57.80K | 631,632 |
| Milton C. Ault Iii Director, 10% owner | Mar 13, 2026 | Buy | +10,000 | $6.08 | $60.80K | 621,632 |
| Milton C. Ault Iii Director, 10% owner | Mar 12, 2026 | Buy | +15,200 | $5.89 | $89.53K | 611,632 |
| Milton C. Ault Iii Director, 10% owner | Mar 11, 2026 | Buy | +200 | $5.58 | $1.12K | 1,400 |
| Milton C. Ault Iii Director, 10% owner | Mar 11, 2026 | Buy | +100 | $5.61 | $561 | 596,432 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Harvey B. Grossblatt Officer, Director | May 19, 2026 | 100,000 | $620.00K | May 26, 2026 | Exercise of stock option |
| Ronald A. Seff Director | Mar 26, 2026 | 32,186 | $192.15K | Apr 1, 2026 | Option Exercise |