Capital One Financial Corp (COF) shareholders
COFNYSENational Commercial BanksFiscal year ends December 31Also trades as COF.PI, COF.PJ, COF.PK, COF.PL, COF.PN
$195.08+1.48 (+0.76%)
Close on Nov 13, 2026Market cap $119.68BP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
538M
Shares held, 13F filers
Institutional holders
2,116
226 new, 151 sold out
Net institutional buying
12M
In Q2 2026
Insider trades, 12 months
0 buys · 70 sales
Net sold $67.83M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Vanguard Capital Management | 46,706,966 | 7.51% | 13G (passive) | Mar 31, 2026 |
| BlackRock, Inc. | 24,741,893 | 6.50% | 13G (passive) amendment | Dec 31, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of COF | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 51,054,869 | – | $10.24B | +236,643 | 0.15% |
| Vanguard Capital Management LLC | 40,646,052 | – | $8.15B | +136,467 | 0.17% |
| State Street Corp | 27,797,298 | – | $5.58B | +243,395 | 0.17% |
| JPMorgan Chase & Co | 17,785,818 | – | $3.60B | +429,972 | 0.20% |
| Geode Capital Management, LLC | 14,360,681 | – | $2.88B | +66,700 | 0.15% |
| Franklin Resources Inc | 13,440,351 | – | $2.70B | −288,295 | 0.58% |
| Vanguard Portfolio Management LLC | 12,800,697 | – | $2.57B | +921,776 | 0.12% |
| Harris Associates L P | 11,492,010 | – | $2.31B | +1,134,363 | 3.06% |
| FMR LLC | 11,130,538 | – | $2.23B | −1,429,940 | 0.10% |
| Norges Bank | 9,978,148 | – | $2.00B | New | 0.20% |
| Dodge & Cox | 9,117,926 | – | $1.83B | +342,994 | 0.96% |
| Morgan Stanley | 8,768,807 | – | $1.76B | −161,543 | 0.09% |
| Goldman Sachs Group Inc | 8,496,306 | – | $1.70B | +509,808 | 0.15% |
| Davis Selected Advisers | 8,270,946 | – | $1.66B | −268,790 | 7.13% |
| Invesco Ltd. | 7,416,162 | – | $1.49B | +849,689 | 0.12% |
| Capital World Investors | 7,371,325 | – | $1.48B | −10,749,314 | 0.17% |
| Bank Of America Corp /De/ | 7,154,376 | – | $1.44B | +414,406 | 0.09% |
| Wellington Management Group Llp | 7,108,112 | – | $1.43B | +1,887,497 | 0.25% |
| UBS Asset Management Americas Inc | 6,524,225 | – | $1.31B | −411,766 | 0.24% |
| Aristotle Capital Management, LLC | 6,400,144 | – | $1.28B | −350,652 | 2.69% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 2,116 | 538M | 226 / 823 | 768 / 151 | 57M | 45M |
| Q1 2026 | 2,078 | 528M | 195 / 784 | 820 / 297 | 96M | 61M |
| Q4 2025 | 2,207 | 551M | 359 / 817 | 727 / 115 | 41M | 52M |
| Q3 2025 | 2,002 | 564M | 178 / 817 | 663 / 112 | 45M | 44M |
| Q2 2025 | 1,962 | 564M | 649 / 1010 | 186 / 67 | 209M | 12M |
| Q1 2025 | 1,402 | 367M | 178 / 513 | 480 / 121 | 38M | 32M |
| Q4 2024 | 1,361 | 361M | 237 / 460 | 465 / 81 | 42M | 37M |
| Q3 2024 | 1,227 | 357M | 133 / 460 | 424 / 88 | 45M | 18M |
| Q2 2024 | 1,198 | 356M | 126 / 454 | 425 / 76 | 20M | 30M |
| Q1 2024 | 1,165 | 367M | 128 / 416 | 410 / 88 | 37M | 20M |
| Q4 2023 | 1,142 | 353M | 218 / 378 | 394 / 73 | 25M | 15M |
| Q3 2023 | 1,010 | 343M | 96 / 321 | 406 / 92 | 14M | 19M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
1,028 funds held COF in Q2 2026, 41% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of COF | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 19,756,098 | – | $3.96B | 0.17% | Jun 30, 2026 |
| Vanguard 500 Index Fund | 16,126,149 | – | $3.24B | 0.19% | Jun 30, 2026 |
| iShares Core S&P 500 ETF | 8,560,222 | – | $1.72B | 0.19% | Jun 30, 2026 |
| Fidelity 500 Index Fund | 7,999,409 | – | $1.50B | 0.18% | May 31, 2026 |
| Dodge & Cox Stock Fund | 6,481,435 | – | $1.30B | 1.10% | Jun 30, 2026 |
| Vanguard Value Index Fund | 5,926,277 | – | $1.19B | 0.47% | Jun 30, 2026 |
| Putnam Large Cap Value Fund | 4,771,762 | – | $997.35M | 1.80% | Jul 31, 2026 |
| Vanguard Windsor Ii Fund | 4,249,624 | – | $888.21M | 1.33% | Jul 31, 2026 |
| State Street(R) Financial Select Sector SPDR(R) ETF | 4,208,993 | – | $844.41M | 1.64% | Jun 30, 2026 |
| Vanguard Institutional Index Fund | 3,378,388 | – | $677.77M | 0.19% | Jun 30, 2026 |
| Vanguard Equity Income Fund | 3,297,272 | – | $661.50M | 1.01% | Jun 30, 2026 |
| Washington Mutual Investors Fund | 3,070,837 | – | $641.84M | 0.29% | Jul 31, 2026 |
| Six Circles U.S. Unconstrained Equity Fund | 3,039,699 | – | $609.82M | 1.71% | Jun 30, 2026 |
| Oakmark Fund | 3,018,000 | – | $605.47M | 2.52% | Jun 30, 2026 |
| Vanguard High Dividend Yield Index Fund | 2,509,850 | – | $524.58M | 0.53% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Richard D. Fairbank | Chairman and CEO, Director | 4,076,022 | Nov 6, 2026 |
| Celia Karam | Pres, Retail Bank | 55,774 | Oct 19, 2026 |
| Lia Dean | Pres, Banking & Prem. Products | 59,308 | Oct 19, 2026 |
| Matthew W. Cooper | General Counsel & Corp Secy | 79,694 | Oct 7, 2026 |
| Mark Daniel Mouadeb | President, Card | 49,132 | Aug 17, 2026 |
| Michael Zamsky | Chief Credit & Fin'l Risk Off. | 27,992 | Aug 11, 2026 |
| Ravi Raghu | Pres, Software, Intl & Sm Bus | 26,278 | Aug 10, 2026 |
| Jason P. Hanson | Pres.- Global Payment Network | 41,351 | Aug 4, 2026 |
| Timothy P. Golden | SVP, Chief Accounting Officer | 7,429 | Jul 30, 2026 |
| Kaitlin Haggerty | Chief Human Resources Officer | 49,181 | May 14, 2026 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 70,113 | Apr 9, 2026 |
| Kara West | Chief Enterprise Risk Officer | 46,665 | Mar 11, 2026 |
| Yajnik Sanjiv | President, Financial Services | 149,383 | Mar 11, 2026 |
| Andrew M. Young | Chief Financial Officer | 62,698 | Mar 11, 2026 |
| Neal Blinde | President, Commercial Banking | 38,269 | Mar 11, 2026 |
| Robert M. Alexander | Chief Information Officer | 77,394 | Mar 11, 2026 |
| Peter E. Raskind | Director | 31,455 | Nov 12, 2026 |
| Suni P. Harford | Director | 4,314 | May 12, 2026 |
| Mayo A. Shattuck Iii | Director | 67,911 | May 12, 2026 |
| Jennifer L. Wong | Director | 15,226 | May 12, 2026 |
| Peter Thomas Killalea | Director | 21,378 | May 12, 2026 |
| Christine Rose Detrick | Director | 8,923 | May 12, 2026 |
| Eileen Serra | Director | 12,844 | May 12, 2026 |
| Francois Locoh-Donou | Director | 14,802 | May 12, 2026 |
| Cornelis PAJ Leenaars | Director | 15,192 | May 12, 2026 |
| Michael Shepherd | Director | 27,987 | May 12, 2026 |
| Ime Archibong | Director | 9,977 | May 12, 2026 |
| craig a. williams | Director | 10,218 | May 12, 2026 |
| Thomas G. Maheras | Director | 0 | May 20, 2025 |
| Ann F. Hackett | Director | 56,244 | May 14, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Peter E. Raskind Director | Nov 9, 2026 | Sale(10b5-1 plan) | −1,260 | $203.00 | $255.78K | 31,455 |
| Peter E. Raskind Director | Nov 6, 2026 | Sale(10b5-1 plan) | −1,681 | $201.79 | $339.21K | 32,715 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Sale(10b5-1 plan) | −7,798 | $214.61 | $1.67M | 3,968,520 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Sale(10b5-1 plan) | −4,929 | $213.66 | $1.05M | 3,976,318 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Sale(10b5-1 plan) | −1,500 | $211.26 | $316.89K | 3,981,247 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Sale(10b5-1 plan) | −3,773 | $210.42 | $793.91K | 3,982,747 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Sale(10b5-1 plan) | −2,502 | $208.98 | $522.87K | 3,986,520 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Sale(10b5-1 plan) | −700 | $207.99 | $145.59K | 3,989,022 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Sale(10b5-1 plan) | −2,900 | $206.88 | $599.95K | 3,989,722 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Sale(10b5-1 plan) | −2,101 | $205.71 | $432.20K | 3,992,622 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Sale(10b5-1 plan) | −400 | $204.17 | $81.67K | 3,994,723 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Sale(10b5-1 plan) | −24,613 | $203.49 | $5.01M | 3,995,123 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Sale(10b5-1 plan) | −9,942 | $202.49 | $2.01M | 4,019,736 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Sale(10b5-1 plan) | −18,816 | $201.61 | $3.79M | 4,029,678 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Sale(10b5-1 plan) | −5,315 | $200.60 | $1.07M | 4,048,494 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Sale(10b5-1 plan) | −5,454 | $199.55 | $1.09M | 4,053,809 |
| Richard D. Fairbank Chairman and CEO, Director | Nov 4, 2026 | Option exercise | +40,743 | $86.34 | $3.52M | 4,059,263 |
| Richard D. Fairbank Chairman and CEO, Director | Oct 27, 2026 | Sale(10b5-1 plan) | −6,873 | $204.19 | $1.40M | 4,018,520 |
| Richard D. Fairbank Chairman and CEO, Director | Oct 27, 2026 | Sale(10b5-1 plan) | −37,025 | $203.29 | $7.53M | 4,025,393 |
| Richard D. Fairbank Chairman and CEO, Director | Oct 27, 2026 | Sale(10b5-1 plan) | −46,845 | $202.32 | $9.48M | 4,062,418 |
| Richard D. Fairbank Chairman and CEO, Director | Oct 27, 2026 | Option exercise | +40,743 | $86.34 | $3.52M | 4,109,263 |
| Celia Karam Pres, Retail Bank | Oct 15, 2026 | Sale(10b5-1 plan) | −1,927 | $195.86 | $377.42K | 55,774 |
| Lia Dean Pres, Banking & Prem. Products | Oct 15, 2026 | Sale(10b5-1 plan) | −1,887 | $195.86 | $369.59K | 59,308 |
| Matthew W. Cooper General Counsel & Corp Secy | Oct 6, 2026 | Sale(10b5-1 plan) | −3,500 | $196.22 | $686.77K | 79,694 |
| Celia Karam Pres, Retail Bank | Sep 15, 2026 | Sale(10b5-1 plan) | −2,017 | $206.07 | $415.64K | 57,696 |
| Lia Dean Pres, Banking & Prem. Products | Sep 15, 2026 | Sale(10b5-1 plan) | −2,066 | $206.07 | $425.74K | 61,195 |
| Matthew W. Cooper General Counsel & Corp Secy | Sep 1, 2026 | Sale(10b5-1 plan) | −3,500 | $214.10 | $749.35K | 83,194 |
| Lia Dean Pres, Banking & Prem. Products | Aug 17, 2026 | Sale(10b5-1 plan) | −1 | $225.92 | $226 | 63,261 |
| Lia Dean Pres, Banking & Prem. Products | Aug 17, 2026 | Sale(10b5-1 plan) | −2,192 | $225.52 | $494.34K | 63,262 |
| Celia Karam Pres, Retail Bank | Aug 17, 2026 | Sale(10b5-1 plan) | −1,887 | $225.52 | $425.56K | 59,709 |
| Celia Karam Pres, Retail Bank | Aug 17, 2026 | Sale(10b5-1 plan) | −1 | $225.92 | $226 | 59,708 |
| Mark Daniel Mouadeb President, Card | Aug 13, 2026 | Sale(10b5-1 plan) | −1,199 | $225.00 | $269.78K | 49,132 |
| Michael Zamsky Chief Credit & Fin'l Risk Off. | Aug 10, 2026 | Sale | −5,473 | $218.02 | $1.19M | 27,992 |
| Ravi Raghu Pres, Software, Intl & Sm Bus | Aug 7, 2026 | Sale(10b5-1 plan) | −50 | $218.49 | $10.92K | 26,278 |
| Mark Daniel Mouadeb President, Card | Aug 4, 2026 | Sale(10b5-1 plan) | −1,183 | $220.00 | $260.26K | 50,331 |
| Matthew W. Cooper General Counsel & Corp Secy | Aug 4, 2026 | Sale(10b5-1 plan) | −3,500 | $219.33 | $767.66K | 86,694 |
| Mark Daniel Mouadeb President, Card | Aug 3, 2026 | Sale(10b5-1 plan) | −690 | $215.00 | $148.35K | 51,514 |
| Jason P. Hanson Pres.- Global Payment Network | Aug 1, 2026 | Tax withholding | −893 | $209.01 | $186.65K | 41,351 |
| Jason P. Hanson Pres.- Global Payment Network | Aug 1, 2026 | Option exercise | +2,014 | – | – | 42,244 |
| Ravi Raghu Pres, Software, Intl & Sm Bus | Jul 31, 2026 | Sale(10b5-1 plan) | −5,820 | $210.02 | $1.22M | 26,772 |
| Ravi Raghu Pres, Software, Intl & Sm Bus | Jul 31, 2026 | Sale(10b5-1 plan) | −3,462 | $209.27 | $724.49K | 32,592 |
| Ravi Raghu Pres, Software, Intl & Sm Bus | Jul 31, 2026 | Sale(10b5-1 plan) | −444 | $210.70 | $93.55K | 26,328 |
| Timothy P. Golden SVP, Chief Accounting Officer | Jul 29, 2026 | Sale | −3,487 | $211.00 | $735.76K | 7,429 |
| Matthew W. Cooper General Counsel & Corp Secy | Jul 7, 2026 | Sale(10b5-1 plan) | −3,500 | $208.00 | $728.00K | 90,194 |
| Matthew W. Cooper General Counsel & Corp Secy | Jun 2, 2026 | Sale(10b5-1 plan) | −3,500 | $183.36 | $641.76K | 93,694 |
| Kaitlin Haggerty Chief Human Resources Officer | May 13, 2026 | Sale(10b5-1 plan) | −119 | $182.59 | $21.73K | 49,181 |
| Matthew W. Cooper General Counsel & Corp Secy | May 12, 2026 | Sale(10b5-1 plan) | −3,500 | $183.93 | $643.76K | 97,194 |
| Kaitlin Haggerty Chief Human Resources Officer | May 12, 2026 | Sale(10b5-1 plan) | −1,307 | $183.93 | $240.40K | 49,300 |
| Suni P. Harford Director | May 8, 2026 | Award | +1,294 | – | – | 4,314 |
| craig a. williams Director | May 8, 2026 | Award | +1,294 | – | – | 10,218 |
| Peter E. Raskind Director | May 8, 2026 | Award | +1,294 | – | – | 34,396 |
| Jennifer L. Wong Director | May 8, 2026 | Award | +1,294 | – | – | 15,226 |
| Eileen Serra Director | May 8, 2026 | Award | +1,294 | – | – | 12,844 |
| Christine Rose Detrick Director | May 8, 2026 | Award | +1,294 | – | – | 8,923 |
| Francois Locoh-Donou Director | May 8, 2026 | Award | +1,294 | – | – | 14,802 |
| Michael Shepherd Director | May 8, 2026 | Award | +1,294 | – | – | 27,987 |
| Peter Thomas Killalea Director | May 8, 2026 | Award | +1,294 | – | – | 21,378 |
| Cornelis PAJ Leenaars Director | May 8, 2026 | Award | +1,294 | – | – | 15,192 |
| Ime Archibong Director | May 8, 2026 | Award | +1,294 | – | – | 9,977 |
| Mayo A. Shattuck Iii Director | May 8, 2026 | Award | +1,294 | – | – | 67,911 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
1.19%
7M shares short
Days to cover
1.7
At 4M shares a day
Change since last report
-3.0%
From 7M shares
Short volume, 20 days
27.5%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Capital One Financial's stock actually held short. Settlement fails (shares not delivered on time) peaked at 16,447 shares on Oct 6, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Peter E. Raskind Director | Nov 9, 2026 | 1,260 | $255.78K | Nov 9, 2026 | Restricted Stock |
| Peter E. Raskind Director | Nov 6, 2026 | 1,681 | $339.21K | Nov 6, 2026 | Restricted Stock |
| Richard D. Fairbank Officer, Director | Nov 4, 2026 | 90,743 | $18.59M | Nov 4, 2026 | Exercised Shares |
| Richard D. Fairbank Officer, Director | Oct 27, 2026 | 90,743 | $18.41M | Oct 27, 2026 | Stock Option Exercise |
| Celia Karam Officer | Oct 15, 2026 | 1,927 | $377.42K | Oct 15, 2026 | Performance Shares |
| Lia Dean Officer | Oct 15, 2026 | 1,887 | $369.59K | Oct 15, 2026 | Performance Shares |
| Matthew W. Cooper Officer | Oct 6, 2026 | 3,500 | $686.77K | Oct 6, 2026 | Performance Shares |
| Celia Karam Officer | Sep 15, 2026 | 2,017 | $415.64K | Sep 15, 2026 | Performance Shares |
| Lia Dean Officer | Sep 15, 2026 | 2,067 | $425.95K | Sep 15, 2026 | Performance Shares |
| Matthew W. Cooper Officer | Sep 1, 2026 | 3,500 | $749.35K | Sep 1, 2026 | Performance Shares |
| Lia Dean Officer | Aug 17, 2026 | 2,193 | $494.57K | Aug 17, 2026 | Employee Stock Purchase Plan |
| Celia Karam Officer | Aug 17, 2026 | 1,888 | $425.78K | Aug 17, 2026 | Performance Shares |
| Mark Daniel Mouadeb Officer | Aug 13, 2026 | 1,199 | $269.78K | Aug 13, 2026 | Performance Shares |
| Michael Zamsky Officer | Aug 10, 2026 | 5,473 | $1.19M | Aug 10, 2026 | Performance Shares |
| Ravi Raghu Officer | Aug 7, 2026 | 50 | $10.92K | Aug 7, 2026 | Performance Shares |
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