UTSINasdaqCommunications Equipment, NECFiscal year ends December 31
UTSTARCOM HOLDINGS CORP.
Financials through fiscal 2025, year ended Dec 31, 2025Last filing: 20-F on Apr 24, 2026
$2.28−0.07 (-2.94%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Who owns Utstarcom's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
0 buys · 6 sales
Net sold $82.45K
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Hua Li | CEO and Director of the Board | – | – | Mar 18, 2026 |
| Dan Jun Xie | Chief Financial Officer | 1,161 | 0.01% | Mar 18, 2026 |
| Yinghua Chen | Chief Human Resources Officer | – | – | Mar 18, 2026 |
| Lingrong Lu | Chief Technology Officer | 523 | 0.01% | Mar 18, 2026 |
| Sean Shao | Director | 5,000 | 0.05% | Aug 21, 2026 |
| Ning Shan | Director | 40,097 | 0.44% | Mar 18, 2026 |
| Yong Wang | Director | 26,378 | 0.29% | Mar 18, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Sean Shao Director | Aug 20, 2026 | Sale | −5,000 | $2.39 | $11.95K | 5,000 |
| Sean Shao Director | Aug 20, 2026 | Sale | −4,533 | $2.28 | $10.34K | 10,000 |
| Sean Shao Director | Aug 20, 2026 | Sale | −5,000 | $2.45 | $12.25K | 0 |
| Sean Shao Director | Mar 31, 2026 | Sale | −6,000 | $2.32 | $13.92K | 13,898 |
| Sean Shao Director | Mar 30, 2026 | Sale | −9,572 | $2.41 | $23.07K | 23,102 |
| Sean Shao Director | Mar 30, 2026 | Sale | −4,422 | $2.47 | $10.92K | 10,906 |
| Capital Management Shah Director | Mar 25, 2014 | Buy | +34,919 | $2.56 | $89.39K | 346,391 |
| Capital Management Shah 10% owner | Mar 11, 2014 | Buy | +2,000,000 | $2.67 | $5.34M | 8,426,057 |
| Capital Management Shah 10% owner | Jan 17, 2014 | Buy | +1,000,000 | $2.54 | $2.54M | 6,426,057 |
| Holdings Inc Et Al Softbank 10% owner | Jan 17, 2014 | Sale | −4,883,875 | $2.54 | $12.41M | 0 |
| Edmond Cheng Senior VP and CFO | Jun 24, 2011 | Other | −310,700 | – | – | 0 |
| Xiaoping Li Director | Jun 24, 2011 | Other | −0 | – | – | 0 |
| Thomas J. Toy Director | Jun 24, 2011 | Other | −310,145 | – | – | 0 |
| Hong Liang Lu Director | Jun 24, 2011 | Other | −229,000 | – | – | 0 |
| Hong Liang Lu Director | Jun 24, 2011 | Other | −80,775 | – | – | 0 |
| Hong Liang Lu Director | Jun 24, 2011 | Other | −49,225 | – | – | 0 |
| Hong Liang Lu Director | Jun 24, 2011 | Other | −2,770,342 | – | – | 0 |
| Linzhen Xie Director | Jun 24, 2011 | Other | −0 | – | – | 0 |
| Ying (Jack) Lu CEO & President, Director | Jun 24, 2011 | Other | −564,122 | – | – | 0 |
| Ying (Jack) Lu CEO & President, Director | Jun 16, 2011 | Sale | −35,878 | $1.53 | $54.89K | 564,122 |
| Edmond Cheng Senior VP and CFO | Jan 31, 2011 | Award | +100,000 | – | – | 310,700 |
| Ying (Jack) Lu CEO & President, Director | Jan 31, 2011 | Award | +300,000 | – | – | 564,122 |
| Hong Liang Lu Director | Sep 30, 2010 | Award | +23,041 | – | – | 3,042,414 |
| Hong Liang Lu Director | Sep 30, 2010 | Award | +23,041 | – | – | 3,042,414 |
| Thomas J. Toy Director | Sep 30, 2010 | Award | +144,239 | – | – | 310,144 |
| Hong Liang Lu Director | Sep 30, 2010 | Award | +23,041 | – | – | 3,042,414 |
| Bruce J. Ryan Director | Sep 30, 2010 | Award | +30,414 | – | – | 76,838 |
| Peter Blackmore CEO & President, Director | Aug 3, 2010 | Sale | −5,076 | $2.04 | $10.36K | 1,015,972 |
| Peter Blackmore CEO & President, Director | Aug 3, 2010 | Sale | −145,018 | $2.07 | $300.19K | 1,021,048 |
| Peter Blackmore CEO & President, Director | Jul 31, 2010 | Option exercise | +87,500 | – | – | 1,166,066 |
| Hong Liang Lu Director | Jun 3, 2010 | Sale | −29,212 | $2.01 | $58.72K | 3,019,373 |
| Hong Liang Lu Director | Jun 2, 2010 | Sale | −18,002 | $2.01 | $36.18K | 3,048,585 |
| Hong Liang Lu Director | Jun 1, 2010 | Sale | −11,329 | $2.01 | $22.77K | 3,066,587 |
| Edmond Cheng Senior VP and CFO | May 31, 2010 | Award | +200,000 | – | – | 211,200 |
| Henry Li SVP and General Counsel | May 31, 2010 | Award | +200,000 | – | – | 200,000 |
| Hong Liang Lu Director | May 28, 2010 | Sale | −30,000 | $2.08 | $62.40K | 3,077,916 |
| Hong Liang Lu Director | May 27, 2010 | Sale | −36,487 | $2.08 | $75.89K | 3,107,916 |
| Hong Liang Lu Director | May 26, 2010 | Sale | −23,513 | $2.05 | $48.20K | 3,144,403 |
| Ying (Jack) Lu Senior VP & COO | Mar 31, 2010 | Award | +300,000 | – | – | 300,000 |
| Hong Liang Lu Director | Mar 8, 2010 | Sale | −158,497 | $2.00 | $316.99K | 3,167,916 |
| Peter Blackmore CEO & President, Director | Mar 2, 2010 | Sale | −5,232 | $2.04 | $10.67K | 1,078,566 |
| Viraj J. Patel Int CFO, VP, Controller & CAO | Mar 2, 2010 | Sale | −1,669 | $2.04 | $3.40K | 63,846 |
| Peter Blackmore CEO & President, Director | Mar 1, 2010 | Sale | −88,781 | $2.06 | $182.89K | 1,083,798 |
| Viraj J. Patel Int CFO, VP, Controller & CAO | Mar 1, 2010 | Sale | −28,326 | $2.06 | $58.35K | 65,515 |
| Viraj J. Patel Int CFO, VP, Controller & CAO | Feb 26, 2010 | Option exercise | +7,500 | – | – | 70,533 |
| Viraj J. Patel Int CFO, VP, Controller & CAO | Feb 26, 2010 | Option exercise | +4,661 | – | – | 75,194 |
| Viraj J. Patel Int CFO, VP, Controller & CAO | Feb 26, 2010 | Option exercise | +18,647 | – | – | 93,841 |
| Viraj J. Patel Int CFO, VP, Controller & CAO | Feb 26, 2010 | Option exercise | +30,000 | – | – | 63,033 |
| Viraj J. Patel Int CFO, VP, Controller & CAO | Feb 26, 2010 | Option exercise | +15,179 | – | – | 33,033 |
| Peter Blackmore CEO & President, Director | Feb 26, 2010 | Option exercise | +28,091 | – | – | 1,098,194 |
| Peter Blackmore CEO & President, Director | Feb 26, 2010 | Option exercise | +74,385 | – | – | 1,172,579 |
| Peter Blackmore CEO & President, Director | Feb 26, 2010 | Option exercise | +21,250 | – | – | 1,027,603 |
| Peter Blackmore CEO & President, Director | Feb 26, 2010 | Option exercise | +42,500 | – | – | 1,070,103 |
| Kenneth Luk Senior VP and CFO | Dec 31, 2009 | Award | +300,000 | – | – | 300,000 |
| Viraj J. Patel Int CFO, VP, Controller & CAO | Nov 9, 2009 | Sale | −4,646 | $1.77 | $8.22K | 17,854 |
| Thomas J. Toy Director | Sep 30, 2009 | Award | +79,187 | – | – | 165,905 |
| Jeff Clarke Director | Sep 30, 2009 | Award | +29,665 | – | – | 87,249 |
| Allen U. Lenzmeier Director | Sep 30, 2009 | Award | +29,904 | – | – | 136,278 |
| Bruce J. Ryan Director | Sep 30, 2009 | Award | +33,732 | – | – | 46,424 |
| Hong Liang Lu Director | Sep 16, 2009 | Sale | −50,000 | $2.01 | $100.50K | 3,326,413 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Sean Shao Director | Aug 20, 2026 | 14,533 | $35.02K | Aug 21, 2026 | EQUITY INCENTIVE PLAN |
| Sean Shao Director | Mar 24, 2026 | 20,000 | $49.14K | Mar 26, 2026 | EQUITY INCENTIVE PLAN |
| Sean Shao Director | Sep 29, 2025 | 3,000 | $7.44K | Sep 30, 2025 | EQUITY INCENTIVE PLAN |
| Sean Shao Director | Sep 29, 2025 | 12,027 | $27.38K | Sep 9, 2025 | EQUITY INCENTIVE PLAN-See Remarks |