UTINYSEServices-Educational ServicesFiscal year ends September 30
UNIVERSAL TECHNICAL INSTITUTE INC
Financials through Q3 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 6, 2026
$20.81+0.23 (+1.12%)
Close on Oct 19, 2026
- Market cap
- $1.16B
- P/E (TTM)
- 33.6
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
100.0%
63M of 55M shares
Institutional holders
262
51 new, 30 sold out
Net institutional buying
6M
In Q2 2026
Insider trades, 12 months
12 buys · 14 sales
Net sold $103.99M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 7,106,625 | 12.90% | 13G (passive) amendment | May 31, 2026 |
| Adam Gray | 3,216,267 | 5.90% | 13D (active) amendment | May 12, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of UTI | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 7,553,895 | 13.71% | $323.08M | +3,930,523 | 0.00% |
| Congress Asset Management Co /Ma | 3,000,595 | 5.45% | $128.34M | +847,617 | 0.79% |
| Price T Rowe Associates Inc /Md/ | 2,582,839 | 4.69% | $110.47K | +882,553 | 0.01% |
| Driehaus Capital Management LLC | 2,499,689 | 4.54% | $106.91M | +743,138 | 0.62% |
| Vanguard Capital Management LLC | 2,211,159 | 4.01% | $94.57M | +38,775 | 0.00% |
| State Street Corp | 1,890,902 | 3.43% | $80.87M | +854,169 | 0.00% |
| Thrivent Financial for Lutherans | 1,653,529 | 3.00% | $70.72K | −135,232 | 0.12% |
| Hood River Capital Management LLC | 1,558,008 | 2.83% | $66.64M | −28,180 | 0.48% |
| Praetorian PR LLC | 1,350,000 | 2.45% | $57.74M | +350,000 | 18.40% |
| Wasatch Advisors LP | 1,296,581 | 2.35% | $55.45M | −682,195 | 0.36% |
| Dimensional Fund Advisors LP | 1,287,425 | 2.34% | $55.06M | −9,564 | 0.01% |
| American Century Companies Inc | 1,260,541 | 2.29% | $53.91M | −175,976 | 0.02% |
| Geode Capital Management, LLC | 1,239,433 | 2.25% | $53.02M | +69,941 | 0.00% |
| Royce & Associates LP | 1,198,144 | 2.17% | $51.24M | +167,562 | 0.41% |
| Conestoga Capital Advisors, LLC | 1,181,460 | 2.14% | $50.53M | −110,665 | 1.10% |
| First Eagle Investment Management, LLC | 1,140,470 | 2.07% | $48.78M | +668,335 | 0.04% |
| Needham Investment Management LLC | 1,130,000 | 2.05% | $48.33M | +100,000 | 1.45% |
| Punch & Associates Investment Management, Inc. | 1,096,078 | 1.99% | $46.88M | +19,212 | 2.32% |
| Alyeska Investment Group, L.P. | 1,075,771 | 1.95% | $46.01M | +169,513 | 0.12% |
| Gilder Gagnon Howe & Co LLC | 1,041,404 | 1.89% | $44.54M | +762,181 | 0.46% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 262 | 63M | 100.0% | 51 / 106 | 75 / 30 | 15M | 9M |
| Q1 2026 | 246 | 57M | 100.0% | 59 / 79 | 87 / 37 | 13M | 5M |
| Q4 2025 | 228 | 53M | 95.6% | 33 / 89 | 80 / 47 | 9M | 7M |
| Q3 2025 | 244 | 51M | 91.8% | 36 / 100 | 81 / 53 | 9M | 9M |
| Q2 2025 | 264 | 51M | 91.7% | 66 / 89 | 87 / 25 | 9M | 8M |
| Q1 2025 | 225 | 50M | 90.3% | 46 / 78 | 73 / 20 | 11M | 9M |
| Q4 2024 | 201 | 48M | 87.4% | 42 / 75 | 58 / 21 | 8M | 6M |
| Q3 2024 | 183 | 47M | 85.1% | 27 / 66 | 61 / 19 | 9M | 4M |
| Q2 2024 | 176 | 46M | 82.9% | 42 / 49 | 64 / 32 | 8M | 11M |
| Q1 2024 | 166 | 49M | 88.8% | 47 / 65 | 42 / 10 | 14M | 8M |
| Q4 2023 | 130 | 43M | 77.8% | 36 / 45 | 30 / 6 | 20M | 3M |
| Q3 2023 | 101 | 26M | 46.7% | 9 / 28 | 33 / 4 | 1M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of UTI | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF | 3,052,500 | 5.54% | $130.56M | 0.12% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 1,579,286 | 2.87% | $67.55M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 1,250,742 | 2.27% | $53.49M | 0.06% | Jun 30, 2026 |
| Needham Aggressive Growth Fund | 1,130,000 | 2.05% | $48.33M | 1.85% | Jun 30, 2026 |
| T. Rowe Price New Horizons Fund, Inc. | 1,103,348 | 2.00% | $47.19M | 0.32% | Jun 30, 2026 |
| Hood River Small-Cap Growth Fund | 1,033,052 | 1.88% | $44.18M | 0.66% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 1,018,191 | 1.85% | $38.09M | 0.14% | May 31, 2026 |
| Congress Small Cap Growth Fund | 1,000,000 | 1.82% | $39.31M | 1.96% | Jul 31, 2026 |
| Thrivent Small Cap Stock Fund | 805,357 | 1.46% | $31.66M | 1.09% | Jul 31, 2026 |
| Conestoga Small Cap Fund | 783,645 | 1.42% | $33.52M | 1.64% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 581,531 | 1.06% | $24.87M | 0.03% | Jun 30, 2026 |
| Lord Abbett Developing Growth Fund Inc | 552,571 | 1.00% | $21.72M | 0.98% | Jul 31, 2026 |
| Fidelity Small Cap Index Fund | 524,397 | 0.95% | $20.61M | 0.06% | Jul 31, 2026 |
| ClearBridge Small Cap Growth Fund | 516,765 | 0.94% | $20.31M | 1.06% | Jul 31, 2026 |
| First Eagle Small Cap Opportunity Fund | 503,825 | 0.91% | $19.81M | 0.68% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Jerome Alan Grant | Chief Executive Officer, Director | 384,676 | 0.70% | Jun 30, 2026 |
| Kevin Prehn | Concorde Division President | 27,025 | 0.05% | Jun 24, 2026 |
| Christine Kline | Senior Vice President and CAO | 43,006 | 0.08% | Jun 8, 2026 |
| Tracy Kay Lorenz | SVP and UTI Division President | 65,445 | 0.12% | May 27, 2026 |
| Christopher E. Kevane | EVP and Chief Legal Officer | 83,521 | 0.15% | Mar 31, 2026 |
| Todd A. Hitchcock | EVP/COO | 104,084 | 0.19% | Mar 6, 2026 |
| Sherrell Smith | EVP, Chief Academic Officer | 170,594 | 0.31% | Mar 6, 2026 |
| Carolyn Ann Frank | SVP/Chief HR Officer | 30,272 | 0.05% | Feb 17, 2026 |
| Bruce Schuman | Chief Financial Officer | 39,577 | 0.07% | Dec 19, 2025 |
| Adrienne Dawn DeTray | SVP and CIO | 28,770 | 0.05% | Dec 19, 2025 |
| Lori B. Smith | SVP Chief Information Officer | 265,517 | 0.48% | Dec 17, 2024 |
| Robert Thomas Devincenzi | Director | 153,330 | 0.28% | Sep 30, 2026 |
| Coliseum Capital Management, LLC | Director | 3,971,440 | 7.21% | Jun 10, 2026 |
| Coliseum Capital Partners, L.P. | Director | 971,440 | 1.76% | Jun 10, 2026 |
| Christopher S. Shackelton | Director | 2,716,267 | 4.93% | Jun 10, 2026 |
| Adam Gray | Director | 6,850,636 | 12.43% | Jun 10, 2026 |
| Coliseum Capital, LLC | Director | 3,216,267 | 5.84% | Jun 10, 2026 |
| William J. Lennox Jr | Director | 118,568 | 0.22% | Jun 8, 2026 |
| Linda J. Srere | Director | 127,564 | 0.23% | May 13, 2026 |
| George W. Brochick | Director | 31,795 | 0.06% | Mar 18, 2026 |
| Shannon Lei Okinaka | Director | 19,808 | 0.04% | Mar 9, 2026 |
| Michael A. Slubowski | Director | 20,675 | 0.04% | Mar 6, 2026 |
| Loretta Lydia Sanchez | Director | 21,590 | 0.04% | Mar 6, 2026 |
| Kenneth R. Trammell | Director | 136,083 | 0.25% | Mar 6, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Robert Thomas Devincenzi Director | Sep 28, 2026 | Buy | +1,000 | $19.68 | $19.68K | 153,330 |
| Robert Thomas Devincenzi Director | Sep 21, 2026 | Buy | +1,000 | $19.83 | $19.83K | 152,330 |
| Robert Thomas Devincenzi Director | Aug 27, 2026 | Buy | +1,000 | $21.80 | $21.80K | 151,330 |
| Robert Thomas Devincenzi Director | Aug 25, 2026 | Buy | +1,000 | $21.77 | $21.77K | 150,330 |
| Robert Thomas Devincenzi Director | Aug 12, 2026 | Buy | +1,000 | $25.95 | $25.95K | 149,330 |
| Robert Thomas Devincenzi Director | Aug 10, 2026 | Buy | +8,000 | $28.21 | $225.68K | 148,330 |
| Jerome Alan Grant Chief Executive Officer, Director | Jun 29, 2026 | Sale | −45,539 | $41.15 | $1.87M | 384,676 |
| Jerome Alan Grant Chief Executive Officer, Director | Jun 29, 2026 | Sale | −48,961 | $41.63 | $2.04M | 335,715 |
| Kevin Prehn Concorde Division President | Jun 22, 2026 | Sale | −4,545 | $40.00 | $181.80K | 27,025 |
| Coliseum Capital Partners, L.P. Director | Jun 8, 2026 | Sale | −3,000,000 | $41.40 | $124.20M | 971,440 |
| William J. Lennox Jr Director | Jun 5, 2026 | Gift | −4,600 | – | – | 118,568 |
| Christine Kline Senior Vice President and CAO | Jun 5, 2026 | Sale | −3,500 | $44.42 | $155.47K | 43,006 |
| Tracy Kay Lorenz SVP and UTI Division President | May 27, 2026 | Tax withholding | −3,353 | $40.06 | $134.32K | 65,445 |
| Tracy Kay Lorenz SVP and UTI Division President | May 27, 2026 | Tax withholding | −18,720 | $40.06 | $749.92K | 68,798 |
| Tracy Kay Lorenz SVP and UTI Division President | May 25, 2026 | Award | +42,243 | – | – | 87,518 |
| Linda J. Srere Director | May 11, 2026 | Sale | −15,000 | $36.59 | $548.85K | 127,564 |
| Christopher E. Kevane EVP and Chief Legal Officer | Mar 27, 2026 | Sale | −23,654 | $37.55 | $888.21K | 83,521 |
| George W. Brochick Director | Mar 17, 2026 | Sale | −5,000 | $36.59 | $182.95K | 27,516 |
| Shannon Lei Okinaka Director | Mar 6, 2026 | Sale | −10,000 | $34.74 | $347.40K | 19,808 |
| Michael A. Slubowski Director | Mar 5, 2026 | Award | +3,565 | – | – | 20,675 |
| Linda J. Srere Director | Mar 5, 2026 | Award | +3,565 | – | – | 142,564 |
| Kenneth R. Trammell Director | Mar 5, 2026 | Award | +3,565 | – | – | 136,083 |
| William J. Lennox Jr Director | Mar 5, 2026 | Award | +3,565 | – | – | 123,168 |
| Loretta Lydia Sanchez Director | Mar 5, 2026 | Award | +3,565 | – | – | 21,590 |
| Shannon Lei Okinaka Director | Mar 5, 2026 | Award | +3,565 | – | – | 29,808 |
| Robert Thomas Devincenzi Director | Mar 5, 2026 | Award | +3,565 | – | – | 140,330 |
| George W. Brochick Director | Mar 5, 2026 | Award | +3,565 | – | – | 4,279 |
| Todd A. Hitchcock EVP/COO | Mar 4, 2026 | Sale | −16,500 | $37.33 | $615.95K | 104,084 |
| Sherrell Smith EVP, Chief Academic Officer | Mar 2, 2026 | Sale | −30,000 | $36.99 | $1.11M | 129,375 |
| Sherrell Smith EVP, Chief Academic Officer | Mar 2, 2026 | Sale | −22,671 | $37.10 | $841.09K | 37,474 |
| Jerome Alan Grant Chief Executive Officer, Director | Feb 27, 2026 | Sale | −60,040 | $34.95 | $2.10M | 430,215 |
| Carolyn Ann Frank SVP/Chief HR Officer | Feb 13, 2026 | Sale | −1,750 | $30.08 | $52.64K | 30,272 |
| Carolyn Ann Frank SVP/Chief HR Officer | Jan 21, 2026 | Tax withholding | −2,162 | $27.49 | $59.43K | 32,022 |
| Sherrell Smith EVP, Chief Academic Officer | Dec 17, 2025 | Tax withholding | −836 | $26.06 | $21.79K | 60,145 |
| Sherrell Smith EVP, Chief Academic Officer | Dec 17, 2025 | Tax withholding | −1,321 | $26.06 | $34.43K | 159,375 |
| Christopher E. Kevane EVP and Chief Legal Officer | Dec 17, 2025 | Tax withholding | −1,670 | $26.06 | $43.52K | 107,175 |
| Bruce Schuman Chief Financial Officer | Dec 17, 2025 | Tax withholding | −2,537 | $26.06 | $66.11K | 39,577 |
| Jerome Alan Grant Chief Executive Officer, Director | Dec 17, 2025 | Tax withholding | −9,276 | $26.06 | $241.73K | 490,255 |
| Tracy Kay Lorenz UTI Division President | Dec 17, 2025 | Tax withholding | −880 | $26.06 | $22.93K | 45,275 |
| Adrienne Dawn DeTray SVP and CIO | Dec 17, 2025 | Tax withholding | −1,766 | $26.06 | $46.02K | 28,770 |
| Christine Kline Senior Vice President and CAO | Dec 17, 2025 | Tax withholding | −2,171 | $26.06 | $56.58K | 46,506 |
| Kevin Prehn Concorde Division President | Dec 17, 2025 | Tax withholding | −921 | $26.06 | $24.00K | 17,241 |
| Carolyn Ann Frank SVP/Chief HR Officer | Dec 17, 2025 | Tax withholding | −778 | $26.06 | $20.27K | 34,184 |
| Todd A. Hitchcock EVP/COO | Dec 17, 2025 | Tax withholding | −2,454 | $26.06 | $63.95K | 120,584 |
| Sherrell Smith EVP, Chief Academic Officer | Dec 11, 2025 | Tax withholding | −7,219 | $24.55 | $177.23K | 63,638 |
| Sherrell Smith EVP, Chief Academic Officer | Dec 11, 2025 | Tax withholding | −1,776 | $24.55 | $43.60K | 61,862 |
| Sherrell Smith EVP, Chief Academic Officer | Dec 11, 2025 | Tax withholding | −881 | $24.55 | $21.63K | 60,981 |
| Sherrell Smith EVP, Chief Academic Officer | Dec 11, 2025 | Tax withholding | −4,587 | $24.55 | $112.61K | 163,208 |
| Sherrell Smith EVP, Chief Academic Officer | Dec 11, 2025 | Tax withholding | −2,512 | $24.55 | $61.67K | 160,696 |
| Sherrell Smith EVP, Chief Academic Officer | Dec 11, 2025 | Tax withholding | −19,129 | $24.55 | $469.62K | 167,795 |
| Todd A. Hitchcock EVP/COO | Dec 11, 2025 | Tax withholding | −9,467 | $24.55 | $232.41K | 128,520 |
| Todd A. Hitchcock EVP/COO | Dec 11, 2025 | Tax withholding | −3,148 | $24.55 | $77.28K | 125,372 |
| Todd A. Hitchcock EVP/COO | Dec 11, 2025 | Tax withholding | −2,334 | $24.55 | $57.30K | 123,038 |
| Jerome Alan Grant Chief Executive Officer, Director | Dec 11, 2025 | Tax withholding | −80,391 | $24.55 | $1.97M | 530,860 |
| Jerome Alan Grant Chief Executive Officer, Director | Dec 11, 2025 | Tax withholding | −19,232 | $24.55 | $472.15K | 511,628 |
| Jerome Alan Grant Chief Executive Officer, Director | Dec 11, 2025 | Tax withholding | −12,097 | $24.55 | $296.98K | 499,531 |
| Jerome Alan Grant Chief Executive Officer, Director | Dec 11, 2025 | Award | +72,233 | – | – | 611,251 |
| Christopher E. Kevane EVP and Chief Legal Officer | Dec 11, 2025 | Tax withholding | −10,828 | $24.55 | $265.83K | 114,739 |
| Christopher E. Kevane EVP and Chief Legal Officer | Dec 11, 2025 | Tax withholding | −2,542 | $24.55 | $62.41K | 108,845 |
| Christopher E. Kevane EVP and Chief Legal Officer | Dec 11, 2025 | Tax withholding | −3,352 | $24.55 | $82.29K | 111,387 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Jerome Alan Grant Officer, Director | Jun 29, 2026 | 94,500 | $3.91M | Jun 29, 2026 | Restricted Stock Vesting |
| Kevin Prehn Officer | Jun 22, 2026 | 4,545 | $181.80K | Jun 22, 2026 | Restricted Stock Vesting |
| Coliseum Capital Management, LLC Director | Jun 8, 2026 | 3,971,440 | $173.04M | Jun 8, 2026 | Purchases directly from Issuer and Open Market Purchases |
| Christine Kline Officer | Jun 5, 2026 | 3,500 | $155.44K | Jun 5, 2026 | Restricted Stock Vesting |
| Linda J. Srere Director | May 13, 2026 | 15,000 | $536.10K | May 11, 2026 | Stock Award |
| Linda J. Srere Director | May 11, 2026 | 15,000 | $536.10K | May 11, 2026 | Stock Award |
| Christopher E. Kevane Officer | Mar 27, 2026 | 23,654 | $888.12K | Mar 27, 2026 | Restricted Stock Vesting |
| George W Brochick, Ttee OFFICER | Mar 18, 2026 | 5,000 | $182.74K | Mar 17, 2026 | STOCK BONUS |
| Todd A. Hitchcock Officer | Mar 4, 2026 | 16,500 | $615.95K | Mar 4, 2026 | Restricted Stock Vesting |
| Shannon Lei Okinaka Director | Mar 4, 2026 | 10,000 | $375.00K | Mar 4, 2026 | Stock Award |
| Sherrell Smith Officer | Mar 2, 2026 | 30,000 | $1.11M | Mar 2, 2026 | Restricted Stock Vesting |
| Sherrell Smith Member of immediate family of any of the foregoing | Mar 2, 2026 | 22,671 | $841.20K | Mar 2, 2026 | Restricted Stock Vesting |
| Jerome Alan Grant Officer, Director | Feb 27, 2026 | 60,040 | $2.10M | Feb 27, 2026 | Restricted Stock Vesting |
| Carolyn Ann Frank Officer | Feb 13, 2026 | 1,750 | $52.63K | Feb 13, 2026 | Restricted Stock Vesting |
| Todd A. Hitchcock Officer | May 15, 2025 | 27,500 | $917.40K | May 15, 2025 | Restricted Stock Vesting |