USCBNasdaqState Commercial BanksFiscal year ends December 31
USCB FINANCIAL HOLDINGS, INC.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 7, 2026
$22.24−0.11 (-0.49%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- 16.7
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
67.5%
12M of 18M shares
Institutional holders
96
8 new, 4 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
0 buys · 23 sales
Net sold $8.16M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| AllianceBernstein L.P. | 941,357 | 5.20% | 13G (passive) | Dec 31, 2025 |
| Howard Feinglass | 4,036,123 | 20.10% | 13D (active) amendment | Sep 2, 2025 |
| T. Rowe Price Investment Management, Inc. | 1,568,820 | 8.60% | 13G (passive) amendment | Jun 30, 2026 |
| Guillermo Bueso Anduray | 1,500,000 | 8.20% | 13G (passive) | Jul 15, 2026 |
| Endeavour Capital Advisors Inc. | 1,057,369 | 5.80% | 13G (passive) amendment | Dec 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of USCB | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Patriot Financial Partners GP II, L.P. | 1,806,286 | 9.78% | $36.96M | −50,000 | 9.45% |
| T. Rowe Price Investment Management, Inc. | 1,568,820 | 8.49% | $32.10K | +247,875 | 0.02% |
| BlackRock, Inc. | 1,071,823 | 5.80% | $21.93M | +162,986 | 0.00% |
| Endeavour Capital Advisors Inc | 1,052,333 | 5.70% | $21.53M | +27,595 | 4.42% |
| Alliancebernstein L.P. | 974,023 | 5.27% | $18.06M | +36,666 | 0.01% |
| Mendon Capital Advisors Corp | 597,788 | 3.24% | $12.23M | +23,688 | 4.32% |
| RMB Capital Management, LLC | 550,085 | 2.98% | $11.25M | +22,981 | 0.17% |
| Wellington Management Group Llp | 539,779 | 2.92% | $11.04M | +81,450 | 0.00% |
| Vanguard Capital Management LLC | 489,668 | 2.65% | $10.02M | +1,789 | 0.00% |
| Basswood Capital Management, L.L.C. | 436,892 | 2.36% | $8.94M | – | 0.36% |
| Pacific Ridge Capital Partners, LLC | 339,688 | 1.84% | $6.95M | −2,632 | 1.26% |
| Geode Capital Management, LLC | 282,557 | 1.53% | $5.78M | +30,395 | 0.00% |
| Kennedy Capital Management LLC | 239,386 | 1.30% | $4.90M | −4,050 | 0.09% |
| Dimensional Fund Advisors LP | 226,776 | 1.23% | $4.64M | +27,931 | 0.00% |
| State Street Corp | 157,682 | 0.85% | $3.23M | +3,528 | 0.00% |
| American Century Companies Inc | 155,295 | 0.84% | $3.18M | +94,910 | 0.00% |
| Maltese Capital Management LLC | 130,000 | 0.70% | $2.66M | −4,197 | 0.48% |
| Elizabeth Park Capital Advisors, Ltd. | 110,599 | 0.60% | $2.26M | – | 1.56% |
| Banc Funds Co LLC | 95,580 | 0.52% | $1.96M | – | 0.32% |
| Renaissance Technologies LLC | 92,000 | 0.50% | $1.88M | +800 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 96 | 12M | 67.5% | 8 / 50 | 18 / 4 | 1M | 0M |
| Q1 2026 | 93 | 12M | 62.9% | 11 / 26 | 32 / 9 | 1M | 0M |
| Q4 2025 | 92 | 11M | 61.4% | 13 / 40 | 20 / 5 | 1M | 1M |
| Q3 2025 | 84 | 11M | 61.0% | 17 / 28 | 23 / 5 | 4M | 1M |
| Q2 2025 | 73 | 13M | 68.7% | 8 / 27 | 20 / 4 | 0M | 0M |
| Q1 2025 | 70 | 13M | 68.6% | 7 / 18 | 26 / 4 | 1M | 0M |
| Q4 2024 | 68 | 12M | 67.5% | 3 / 28 | 18 / 2 | 1M | 0M |
| Q3 2024 | 67 | 12M | 65.7% | 11 / 22 | 18 / 5 | 1M | 0M |
| Q2 2024 | 62 | 12M | 63.9% | 13 / 19 | 18 / 4 | 1M | 0M |
| Q1 2024 | 53 | 11M | 61.1% | 6 / 14 | 20 / 7 | 0M | 1M |
| Q4 2023 | 54 | 12M | 65.1% | 8 / 22 | 11 / 2 | 2M | 1M |
| Q3 2023 | 49 | 12M | 62.3% | 2 / 14 | 16 / 2 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of USCB | Value | % of fund | As of |
|---|---|---|---|---|---|
| T. Rowe Price Small-Cap Stock Fund, Inc. | 708,456 | 3.83% | $14.50M | 0.16% | Jun 30, 2026 |
| RMB Mendon Financial Services Fund | 550,000 | 2.98% | $11.25M | 4.36% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 370,796 | 2.01% | $7.59M | 0.00% | Jun 30, 2026 |
| T. Rowe Price Institutional Small-Cap Stock Fund | 370,149 | 2.00% | $7.57M | 0.15% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 312,522 | 1.69% | $6.39M | 0.01% | Jun 30, 2026 |
| Adara Smaller Companies Fund | 133,720 | 0.72% | $2.48M | 0.30% | May 31, 2026 |
| Fidelity Small Cap Index Fund | 131,580 | 0.71% | $2.89M | 0.01% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 101,328 | 0.55% | $2.07M | 0.00% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 93,963 | 0.51% | $1.74M | 0.01% | May 31, 2026 |
| iShares Russell 2000 Value ETF | 91,769 | 0.50% | $1.88M | 0.01% | Jun 30, 2026 |
| Vanguard Russell 2000 Index Fund | 60,364 | 0.33% | $1.12M | 0.01% | May 31, 2026 |
| Dimensional U.S. Small Cap ETF | 45,432 | 0.25% | $998.14K | 0.01% | Jul 31, 2026 |
| BlackRock Advantage Small Cap Growth Fund | 45,291 | 0.25% | $926.65K | 0.11% | Jun 30, 2026 |
| iShares Russell 2000 Growth ETF | 43,934 | 0.24% | $898.89K | 0.01% | Jun 30, 2026 |
| iShares Micro-Cap ETF | 42,662 | 0.23% | $872.86K | 0.06% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| La Aguilera Luis De | President and CEO, Director | 292,359 | 1.58% | May 22, 2026 |
| Sergio E. Garrido | SVP, Chief Credit Officer | 25,197 | 0.14% | Jul 9, 2026 |
| Andres Collazo | EVP, Operations & IT | 31,521 | 0.17% | Jun 8, 2026 |
| Maricarmen Logrono | EVP and Chief Risk Officer | 30,892 | 0.17% | Mar 25, 2026 |
| Oscar Gomez | EVP, Global Banking | 33,168 | 0.18% | Mar 10, 2026 |
| Martha Guerra-Kattou | EVP, Sales and Marketing | 40,638 | 0.22% | Mar 10, 2026 |
| Robert B. Anderson | EVP and CFO | 122,699 | 0.66% | Mar 10, 2026 |
| Nicholas Bustle | EVP and Chief Lending Officer | 62,989 | 0.34% | Mar 10, 2026 |
| William Turner | EVP and Chief Credit Officer | 10,692 | 0.06% | Jan 28, 2026 |
| Ramon M. Rodriguez | Director | 0 | – | Jun 3, 2026 |
| Ramon Abadin | Director | 24,561 | 0.13% | May 15, 2026 |
| Howard Feinglass | Director, 10% owner | 3,974,623 | 21.51% | Dec 2, 2025 |
| Aida Levitan | Director | 24,968 | 0.14% | Oct 9, 2025 |
| James J. Lynch | 10% owner | 3,285,909 | 17.79% | May 1, 2026 |
| Patriot Financial Manager, LLC | 10% owner | – | – | May 1, 2026 |
| Patriot Financial Manager, L.P. | 10% owner | – | – | May 1, 2026 |
| James F. Deutsch | 10% owner | 2,035,909 | 11.02% | May 1, 2026 |
| Ira M. Lubert | 10% owner | 1,813,786 | 9.82% | May 1, 2026 |
| W. Kirk Wycoff | 10% owner | 2,014,582 | 10.90% | May 1, 2026 |
| Patriot Financial Partners Parallel II, L.P. | 10% owner | 1,895,286 | 10.26% | May 1, 2026 |
| Patriot Financial Partners GP II, L.P. | 10% owner | – | – | May 1, 2026 |
| Patriot Financial Partners GP II, LLC | 10% owner | 1,863,786 | 10.09% | May 1, 2026 |
| Patriot Financial Partners II, L.P. | 10% owner | – | – | May 1, 2026 |
| Capital Associates II LLC Priam | 10% owner | 4,024,623 | 21.78% | Dec 2, 2025 |
| Priam Capital Fund II, L.P. | 10% owner | 3,982,123 | 21.55% | Dec 2, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Sergio E. Garrido SVP, Chief Credit Officer | Jul 6, 2026 | Award | +15,000 | – | – | 25,197 |
| Andres Collazo EVP, Operations & IT | Jun 8, 2026 | Sale | −1,000 | $19.00 | $19.00K | 31,521 |
| La Aguilera Luis De President and CEO, Director | May 21, 2026 | Option exercise | +49,414 | $12.05 | $595.44K | 292,359 |
| La Aguilera Luis De President and CEO, Director | May 21, 2026 | Sale | −49,414 | $18.30 | $904.28K | 242,945 |
| La Aguilera Luis De President and CEO, Director | May 20, 2026 | Option exercise | +36,826 | $12.05 | $443.75K | 279,771 |
| La Aguilera Luis De President and CEO, Director | May 20, 2026 | Sale | −36,826 | $18.15 | $668.39K | 242,945 |
| La Aguilera Luis De President and CEO, Director | May 19, 2026 | Sale | −4,931 | $18.01 | $88.81K | 242,945 |
| La Aguilera Luis De President and CEO, Director | May 19, 2026 | Option exercise | +4,931 | $12.05 | $59.42K | 247,876 |
| La Aguilera Luis De President and CEO, Director | May 18, 2026 | Sale | −2,485 | $18.06 | $44.88K | 242,945 |
| La Aguilera Luis De President and CEO, Director | May 18, 2026 | Option exercise | +2,485 | $12.05 | $29.94K | 245,430 |
| La Aguilera Luis De President and CEO, Director | May 15, 2026 | Sale | −805 | $18.05 | $14.53K | 242,945 |
| La Aguilera Luis De President and CEO, Director | May 15, 2026 | Option exercise | +805 | $12.05 | $9.70K | 243,750 |
| La Aguilera Luis De President and CEO, Director | May 14, 2026 | Sale | −22,883 | $18.20 | $416.47K | 242,945 |
| La Aguilera Luis De President and CEO, Director | May 14, 2026 | Option exercise | +22,883 | $12.05 | $275.74K | 265,828 |
| Ramon Abadin Director | May 14, 2026 | Sale | −9,000 | $18.21 | $163.89K | 24,561 |
| Ramon Abadin Director | May 14, 2026 | Option exercise | +4,000 | $11.35 | $45.40K | 33,561 |
| Ramon Abadin Director | May 14, 2026 | Option exercise | +5,000 | $7.50 | $37.50K | 29,561 |
| La Aguilera Luis De President and CEO, Director | May 13, 2026 | Option exercise | +19,947 | $12.05 | $240.36K | 268,171 |
| La Aguilera Luis De President and CEO, Director | May 13, 2026 | Sale | −19,947 | $18.06 | $360.24K | 242,945 |
| Ramon Abadin Director | May 13, 2026 | Sale | −6,552 | $18.03 | $118.13K | 24,561 |
| La Aguilera Luis De President and CEO, Director | May 11, 2026 | Option exercise | +5,279 | $12.05 | $63.61K | 248,224 |
| La Aguilera Luis De President and CEO, Director | May 11, 2026 | Sale | −5,279 | $18.27 | $96.45K | 242,945 |
| La Aguilera Luis De President and CEO, Director | May 7, 2026 | Option exercise | +10,005 | $11.35 | $113.56K | 252,950 |
| La Aguilera Luis De President and CEO, Director | May 7, 2026 | Sale | −10,005 | $18.14 | $181.49K | 242,945 |
| La Aguilera Luis De President and CEO, Director | May 6, 2026 | Sale | −13,100 | $18.16 | $237.90K | 242,945 |
| La Aguilera Luis De President and CEO, Director | May 6, 2026 | Option exercise | +13,100 | $11.35 | $148.69K | 256,045 |
| La Aguilera Luis De President and CEO, Director | May 5, 2026 | Option exercise | +16,895 | $11.35 | $191.76K | 259,840 |
| La Aguilera Luis De President and CEO, Director | May 5, 2026 | Sale | −16,895 | $18.12 | $306.14K | 242,945 |
| Ira M. Lubert 10% owner | May 1, 2026 | Sale | −12,848 | $18.28 | $234.86K | 1,813,786 |
| Ira M. Lubert 10% owner | Apr 30, 2026 | Sale | −37,152 | $18.24 | $677.65K | 1,826,634 |
| Martha Guerra-Kattou EVP, Sales and Marketing | Mar 8, 2026 | Tax withholding | −401 | $18.45 | $7.40K | 40,638 |
| Oscar Gomez EVP, Global Banking | Mar 8, 2026 | Tax withholding | −441 | $18.45 | $8.14K | 33,168 |
| Maricarmen Logrono EVP and Chief Risk Officer | Mar 8, 2026 | Tax withholding | −197 | $18.45 | $3.63K | 15,892 |
| Nicholas Bustle EVP and Chief Lending Officer | Mar 8, 2026 | Tax withholding | −497 | $18.45 | $9.17K | 46,919 |
| Andres Collazo EVP, Operations & IT | Mar 8, 2026 | Tax withholding | −429 | $18.45 | $7.92K | 32,521 |
| La Aguilera Luis De President and CEO, Director | Mar 8, 2026 | Tax withholding | −2,948 | $18.45 | $54.39K | 242,945 |
| Robert B. Anderson EVP and CFO | Mar 8, 2026 | Tax withholding | −1,002 | $18.45 | $18.49K | 122,699 |
| Andres Collazo EVP, Operations & IT | Mar 7, 2026 | Sale | −8,000 | $18.27 | $146.16K | 32,950 |
| Andres Collazo EVP, Operations & IT | Mar 7, 2026 | Option exercise | +8,000 | $7.50 | $60.00K | 40,950 |
| Patriot Financial Partners GP II, LLC 10% owner | Feb 5, 2026 | Option exercise | +7,500 | $7.50 | $56.25K | 1,863,786 |
| La Aguilera Luis De President and CEO, Director | Jan 29, 2026 | Sale | −10,000 | $18.02 | $180.20K | 245,893 |
| La Aguilera Luis De President and CEO, Director | Jan 29, 2026 | Option exercise | +10,000 | $7.50 | $75.00K | 255,893 |
| Maricarmen Logrono EVP and Chief Risk Officer | Jan 27, 2026 | Award | +15,000 | – | – | 30,892 |
| Martha Guerra-Kattou EVP, Sales and Marketing | Jan 27, 2026 | Award | +6,217 | – | – | 41,039 |
| Robert B. Anderson Executive VP and CFO | Jan 27, 2026 | Award | +8,878 | – | – | 123,701 |
| Oscar Gomez Executive VP, Global Banking | Jan 27, 2026 | Award | +6,177 | – | – | 33,609 |
| Maricarmen Logrono EVP and Chief Risk Officer | Jan 27, 2026 | Award | +6,217 | – | – | 16,089 |
| La Aguilera Luis De President and CEO, Director | Jan 27, 2026 | Award | +27,632 | – | – | 245,893 |
| Nicholas Bustle EVP and Chief Lending Officer | Jan 27, 2026 | Award | +7,015 | – | – | 47,416 |
| William Turner EVP and Chief Credit Officer | Jan 27, 2026 | Award | +5,699 | – | – | 10,692 |
| Andres Collazo Executive VP, Operations & IT | Jan 22, 2026 | Award | +6,123 | – | – | 32,950 |
| Oscar Gomez Executive VP, Global Banking | Jan 22, 2026 | Tax withholding | −284 | $20.70 | $5.88K | 27,432 |
| La Aguilera Luis De President and CEO, Director | Jan 22, 2026 | Tax withholding | −1,511 | $20.70 | $31.28K | 218,261 |
| Nicholas Bustle EVP and Chief Lending Officer | Jan 22, 2026 | Tax withholding | −322 | $20.70 | $6.67K | 40,401 |
| Maricarmen Logrono EVP and Chief Risk Officer | Jan 22, 2026 | Tax withholding | −260 | $20.70 | $5.38K | 9,872 |
| Martha Guerra-Kattou EVP, Sales and Marketing | Jan 22, 2026 | Tax withholding | −262 | $20.70 | $5.42K | 34,822 |
| Robert B. Anderson Executive VP and CFO | Jan 22, 2026 | Tax withholding | −514 | $20.70 | $10.64K | 114,823 |
| Andres Collazo Executive VP, Operations & IT | Jan 22, 2026 | Tax withholding | −281 | $20.70 | $5.82K | 26,827 |
| Oscar Gomez Executive VP, Global Banking | Jan 21, 2026 | Tax withholding | −605 | $20.38 | $12.33K | 27,752 |
| Andres Collazo Executive VP, Operations & IT | Jan 21, 2026 | Tax withholding | −600 | $20.38 | $12.23K | 27,144 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Collazo, Andres Officer | May 27, 2026 | 2,000 | $38.00K | May 27, 2026 | IPO Purchase |
| Abadin, Ramon Director | May 14, 2026 | 9,000 | $162.00K | May 14, 2026 | Option Exercise |
| Abadin, Ramon Director | May 13, 2026 | 6,552 | $120.10K | May 13, 2026 | IPO |
| Aguilera, Luis de la Director | Apr 30, 2026 | 182,570 | $3.38M | May 1, 2026 | Option Exercise |
| Patriot Financial Partners GP II, LLC 10% Stockholder | Apr 30, 2026 | 50,000 | $925.00K | Apr 30, 2026 | Reorganization |
| Collazo, Andres (USCB) Officer | Mar 6, 2026 | 8,000 | $144.00K | Mar 6, 2026 | Option Exercise |
| Aguilera, Luis de la Director | Jan 29, 2026 | 10,000 | $180.00K | Jan 29, 2026 | Option Exercise |
| Kirk Wycoff W. Director, 10% Stockholder | Nov 25, 2025 | 180,000 | $3.24M | Nov 24, 2025 | Reorganization |
| Guerra-Kattou, Martha EVP, Sales and Marketing | Sep 9, 2025 | 6,000 | $101.10K | Sep 8, 2025 | Option Exercise |
| Aguilera, Luis de la (USCB) Director | May 22, 2025 | 30,000 | $510.00K | May 21, 2025 | Option Exercise |