UPXINasdaqFinance ServicesFiscal year ends June 30
UPEXI, INC.
Financials through Q4 FY2026, quarter ended Jun 30, 2026Last filing: 10-K on Sep 17, 2026
$0.91−0.06 (-6.56%)
Close on Oct 19, 2026
- Market cap
- $66.06M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
15.9%
13M of 82M shares
Institutional holders
48
11 new, 18 sold out
Net institutional buying
-2M
In Q2 2026
Insider trades, 12 months
6 buys · 0 sales
Net bought $1.07M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Polar Asset Management Partners Inc. | 9,626,474 | 9.99% | 13G (passive) amendment | Mar 31, 2026 |
| Yechuan Zhang | 8,928,365 | 9.99% | 13G (passive) amendment | Jun 30, 2026 |
| Hivemind Validation Master Fund LP | 6,841,923 | 9.99% | 13G (passive) | Jan 9, 2026 |
| MM Asset Management Inc. | 6,276,888 | 9.99% | 13G (passive) amendment | Dec 31, 2025 |
| Carlos Cristian Gil | 4,385,965 | 7.45% | 13G (passive) amendment | Sep 30, 2025 |
| Marex Group plc | 3,297,966 | 5.20% | 13G (passive) | Jan 5, 2026 |
| MMCAP International Inc. SPC | 12,941,176 | 9.99% | 13G (passive) | Jul 16, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of UPXI | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Arrington Capital Management, LLC | 2,760,107 | 3.36% | $2.16M | – | 1.33% |
| Vanguard Capital Management LLC | 2,409,720 | 2.94% | $1.89M | −972,882 | 0.00% |
| MMCAP International Inc. SPC | 2,326,777 | 2.83% | $1.82M | – | 0.15% |
| BlackRock, Inc. | 888,906 | 1.08% | $697.08K | +207,598 | 0.00% |
| Osaic Holdings, Inc. | 770,236 | 0.94% | $600.78K | −5,626 | 0.00% |
| Susquehanna International Group, Llp | 703,129 | 0.86% | $551.39K | +4,401 | 0.00% |
| Geode Capital Management, LLC | 582,895 | 0.71% | $457.35K | +44,378 | 0.00% |
| Vanguard Fiduciary Trust Co | 311,362 | 0.38% | $244.11K | −16,621 | 0.00% |
| Millennium Management LLC | 271,216 | 0.33% | $212.69K | −22,968 | 0.00% |
| UBS Group AG | 232,206 | 0.28% | $182.05K | −533,570 | 0.00% |
| XTX Topco Ltd | 229,653 | 0.28% | $180.09K | +110,199 | 0.00% |
| State Street Corp | 192,022 | 0.23% | $150.58K | – | 0.00% |
| Jane Street Group, LLC | 191,536 | 0.23% | $150.20K | +841 | 0.00% |
| Hrt Financial LP | 142,525 | 0.17% | $111 | −275,324 | 0.00% |
| J. Derek Lewis & Associates Inc. | 125,000 | 0.15% | $98.03K | +28,000 | 0.02% |
| Northern Trust Corp | 117,311 | 0.14% | $92.00K | +9,091 | 0.00% |
| Citadel Advisors LLC | 100,402 | 0.12% | $78.74K | New | 0.00% |
| Citigroup Inc | 79,135 | 0.10% | $62.06K | +79,130 | 0.00% |
| Engineers Gate Manager LP | 77,738 | 0.09% | $60.96K | +24,885 | 0.00% |
| Pinnacle Financial Partners, Inc. | 70,720 | 0.09% | $55.46K | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 48 | 13M | 15.9% | 11 / 16 | 11 / 18 | 1M | 3M |
| Q1 2026 | 55 | 15M | 18.0% | 13 / 9 | 19 / 21 | 5M | 8M |
| Q4 2025 | 65 | 18M | 21.9% | 25 / 22 | 12 / 28 | 11M | 9M |
| Q3 2025 | 69 | 16M | 19.1% | 43 / 15 | 8 / 4 | 13M | 5M |
| Q2 2025 | 30 | 7M | 8.8% | 26 / 4 | 0 / 2 | 7M | 0M |
| Q1 2025 | 6 | 0M | 0.0% | 1 / 2 | 2 / 2 | 0M | 0M |
| Q4 2024 | 7 | 0M | 0.0% | 7 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of UPXI | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 1,794,902 | 2.19% | $1.41M | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 586,729 | 0.71% | $460.11K | 0.00% | Jun 30, 2026 |
| iShares Micro-Cap ETF | 196,076 | 0.24% | $153.76K | 0.01% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 104,881 | 0.13% | $124.81K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 79,273 | 0.10% | $94.33K | 0.00% | May 31, 2026 |
| Goldman Sachs Absolute Return Tracker Fund | 56,456 | 0.07% | $44.27K | 0.00% | Jun 30, 2026 |
| Fidelity Nasdaq Composite Index Fund | 38,770 | 0.05% | $46.14K | 0.00% | May 31, 2026 |
| Vanguard Balanced Index Fund | 28,089 | 0.03% | $22.03K | 0.00% | Jun 30, 2026 |
| 1290 VT Micro Cap Portfolio | 13,143 | 0.02% | $10.31K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 8,663 | 0.01% | $10.31K | 0.00% | May 31, 2026 |
| Total Stock Market Index Trust | 1,206 | 0.00% | $946 | 0.00% | Jun 30, 2026 |
| State Street Balanced Index Fund | 493 | 0.00% | $387 | 0.00% | Jun 30, 2026 |
| Knights of Columbus U.S. ALL CAP INDEX FUND | 311 | 0.00% | $235 | 0.00% | Jul 31, 2026 |
| Blackstone Alternative Multi-Strategy Fund | -18,700 | -0.02% | -$14.66K | -0.00% | Jun 30, 2026 |
| U.S. Small Cap Equity Fund | -20,965 | -0.03% | -$15.84K | -0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Andrew James Norstrud | Chief Financial Officer, Director | 1,049,138 | 1.28% | Jul 20, 2026 |
| Allan Marshall | Chief Executive Officer, Director | 6,046,261 | 7.36% | Jul 20, 2026 |
| Brian Benjamin Rudick | Chief Strategy Officer | 1,238,597 | 1.51% | Jul 20, 2026 |
| Gene Salkind | Director | 537,500 | 0.65% | Jul 20, 2026 |
| Lawrence Dugan | Director | 216,389 | 0.26% | Jul 20, 2026 |
| Thomas Charles Williams | Director | 100,000 | 0.12% | Jul 24, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Allan Marshall Chief Executive Officer, Director | Jul 3, 2026 | Award | +2,000,000 | – | – | 6,046,261 |
| Andrew James Norstrud Chief Financial Officer, Director | Jul 3, 2026 | Award | +400,000 | – | – | 1,049,138 |
| Lawrence Dugan Director | Jul 3, 2026 | Award | +100,000 | – | – | 216,389 |
| Gene Salkind Director | Jul 3, 2026 | Award | +100,000 | – | – | 318,750 |
| Brian Benjamin Rudick Chief Strategy Officer | Jul 3, 2026 | Award | +400,000 | – | – | 1,238,597 |
| Allan Marshall Chief Executive Officer, Director | Dec 23, 2025 | Buy | +50,000 | $1.80 | $90.00K | 4,046,261 |
| Allan Marshall Chief Executive Officer, Director | Dec 16, 2025 | Buy | +50,000 | $2.07 | $103.50K | 3,996,261 |
| Allan Marshall Chief Executive Officer, Director | Dec 15, 2025 | Buy | +100,000 | $2.07 | $207.00K | 3,946,261 |
| Gene Salkind Director | Nov 20, 2025 | Buy | +50,000 | $2.55 | $127.50K | 218,750 |
| Gene Salkind Director | Nov 17, 2025 | Buy | +100,000 | $2.65 | $265.00K | 569,470 |
| Gene Salkind Director | Nov 17, 2025 | Buy | +100,000 | $2.81 | $281.00K | 168,750 |
| Allan Marshall Chief Executive Officer, Director | Oct 1, 2025 | Award | +1,600,000 | – | – | 3,846,261 |
| Andrew James Norstrud Chief Financial Officer, Director | Oct 1, 2025 | Award | +240,000 | – | – | – |
| Lawrence Dugan Director | Jul 22, 2025 | Buy | +4,000 | $7.50 | $30.00K | 116,389 |
| Gene Salkind Director, 10% owner | Jul 16, 2025 | Award | +50,000 | – | – | 435,370 |
| Gene Salkind Director, 10% owner | Jul 16, 2025 | Award | +150,000 | – | – | 585,370 |
| Brian Benjamin Rudick CSO | Jul 16, 2025 | Award | +400,000 | – | – | 838,597 |
| Thomas Charles Williams Director | Jul 16, 2025 | Award | +50,000 | – | – | 100,000 |
| Thomas Charles Williams Director | Jul 16, 2025 | Award | +50,000 | – | – | 50,000 |
| Allan Marshall Chief Executive Officer, Director, 10% owner | Jul 16, 2025 | Award | +1,200,000 | – | – | 2,246,261 |
| Andrew James Norstrud Chief Financial Officer, Director | Jul 16, 2025 | Award | +250,000 | – | – | 409,138 |
| Lawrence Dugan Director | Jul 16, 2025 | Award | +50,000 | – | – | 101,389 |
| Lawrence Dugan Director | Jul 16, 2025 | Award | +50,000 | – | – | 51,389 |
| Lawrence Dugan Director | Jul 16, 2025 | Buy | +1,000 | $5.60 | $5.60K | 112,389 |
| Lawrence Dugan Director | Jul 16, 2025 | Buy | +10,000 | $5.70 | $57.00K | 111,389 |
| Lawrence Dugan Director | Jul 15, 2025 | Buy | +1,000 | $5.17 | $5.17K | 1,389 |
| Gene Salkind Director, 10% owner | Jul 11, 2025 | Buy | +20,243 | $4.94 | $100.00K | 385,370 |
| Allan Marshall Chief Executive Officer, Director, 10% owner | Jul 11, 2025 | Buy | +161,943 | $4.94 | $800.00K | 1,046,261 |
| Andrew James Norstrud Chief Financial Officer, Director | Apr 17, 2025 | Award | +100,000 | – | – | 159,138 |
| Andrew James Norstrud Chief Financial Officer, Director | Apr 17, 2025 | Buy | +43,860 | $2.28 | $100.00K | 59,138 |
| Allan Marshall Chief Executive Officer, Director, 10% owner | Apr 17, 2025 | Buy | +657,895 | $2.28 | $1.50M | 809,318 |
| Allan Marshall Chief Executive Officer, Director, 10% owner | Apr 17, 2025 | Award | +75,000 | – | – | 884,318 |
| Gene Salkind Director, 10% owner | Apr 17, 2025 | Buy | +241,229 | $2.28 | $550.00K | 365,127 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 12, 2024 | Buy | +64,150 | $0.57 | $36.57K | 2,939,654 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 11, 2024 | Buy | +13,623 | $0.60 | $8.17K | 2,875,504 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 5, 2024 | Buy | +103,013 | $0.70 | $72.11K | 2,861,881 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Dec 15, 2023 | Buy | +4,535 | $0.91 | $4.13K | 2,758,868 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Dec 14, 2023 | Buy | +8,381 | $0.98 | $8.21K | 2,767,249 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Dec 7, 2023 | Buy | +90,001 | $0.94 | $84.60K | 2,754,333 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Dec 5, 2023 | Buy | +19,296 | $0.84 | $16.21K | 2,664,332 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Dec 4, 2023 | Buy | +34,178 | $0.71 | $24.27K | 2,645,036 |
| Allan Marshall Chief Executive Officer, Director, 10% owner | Jun 28, 2023 | Buy | +24,000 | $2.26 | $54.24K | 2,690,803 |
| Allan Marshall Chief Executive Officer, Director, 10% owner | Jun 27, 2023 | Buy | +24,000 | $2.39 | $57.36K | 2,666,803 |
| Allan Marshall Chief Executive Officer, Director, 10% owner | Jun 26, 2023 | Buy | +23,952 | $2.43 | $58.20K | 2,642,803 |
| Allan Marshall Chief Executive Officer, Director, 10% owner | Jun 23, 2023 | Buy | +7,893 | $2.39 | $18.86K | 2,618,851 |
| Allan Marshall Chief Executive Officer, Director, 10% owner | Jun 22, 2023 | Buy | +100 | $2.28 | $228 | 2,610,958 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 22, 2023 | Buy | +22,776 | $3.41 | $77.67K | 2,610,858 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 17, 2023 | Buy | +4,095 | $4.41 | $18.06K | 2,588,082 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 16, 2023 | Buy | +4,572 | $4.48 | $20.48K | 2,583,987 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 15, 2023 | Buy | +4,334 | $4.33 | $18.77K | 2,579,415 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Dec 16, 2022 | Buy | +4,578 | $3.59 | $16.44K | 2,575,081 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Dec 15, 2022 | Buy | +2,725 | $3.66 | $9.97K | 2,570,503 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Dec 14, 2022 | Buy | +10,000 | $3.75 | $37.50K | 2,567,778 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Dec 9, 2022 | Buy | +12,000 | $4.11 | $49.32K | 2,557,778 |
| Allan Marshall CHIEF EXECUTIVE OFFICER, Director, 10% owner | Dec 1, 2022 | Buy | +18,475 | $3.96 | $73.16K | 2,545,778 |
| Gene Salkind Director, 10% owner | Mar 30, 2022 | Buy | +125,000 | $4.00 | $500.00K | 125,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.