UPLDNasdaqServices-Prepackaged SoftwareFiscal year ends December 31
Upland Software, Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 14, 2026
$3.32−0.05 (-1.48%)
Close on Oct 19, 2026
- Market cap
- $9.76M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
30.5%
1M of 3M shares
Institutional holders
27
27 new, 0 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
0 buys · 6 sales
Net sold $25.69K
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| HGGC Fund IV GP, Ltd. | 7,392,209 | 21.28% | 13D (active) amendment | Jun 15, 2024 |
| Jalak Investments B.V. | 2,600,000 | 9.00% | 13G (passive) amendment | Sep 30, 2025 |
| Petrus van Schaick | 1,442,204 | 5.10% | 13G (passive) | Jan 27, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of UPLD | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Ameriprise Financial Inc | 137,919 | 4.66% | $644.08K | New | 0.00% |
| Vanguard Capital Management LLC | 120,376 | 4.07% | $562.16K | New | 0.00% |
| Acadian Asset Management LLC | 112,368 | 3.80% | $524 | New | 0.00% |
| Rice Hall James & Associates, LLC | 101,143 | 3.42% | $472.34K | New | 0.02% |
| CastleKnight Management LP | 77,720 | 2.63% | $362.95K | New | 0.00% |
| BlackRock, Inc. | 54,961 | 1.86% | $256.67K | New | 0.00% |
| D. E. Shaw & Co., Inc. | 47,867 | 1.62% | $223.54K | New | 0.00% |
| RBF Capital, LLC | 42,754 | 1.45% | $199.66K | New | 0.01% |
| Geode Capital Management, LLC | 35,839 | 1.21% | $167.41K | New | 0.00% |
| Two Sigma Investments, LP | 26,790 | 0.91% | $125.11K | New | 0.00% |
| Man Group plc | 25,265 | 0.85% | $117.99K | New | 0.00% |
| Renaissance Technologies LLC | 24,584 | 0.83% | $114.81K | New | 0.00% |
| Vanguard Portfolio Management LLC | 23,341 | 0.79% | $109.00K | New | 0.00% |
| Russell Investments Group, Ltd. | 21,530 | 0.73% | $100.54K | New | 0.00% |
| Jane Street Group, LLC | 15,585 | 0.53% | $72.78K | New | 0.00% |
| Vanguard Fiduciary Trust Co | 14,350 | 0.49% | $67.02K | New | 0.00% |
| UBS Group AG | 11,658 | 0.39% | $54.44K | New | 0.00% |
| Barclays PLC | 3,164 | 0.11% | $14.78K | New | 0.00% |
| FMR LLC | 1,720 | 0.06% | $8.03K | New | 0.00% |
| Tower Research Capital LLC (TRC) | 1,002 | 0.03% | $4.68K | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 27 | 1M | 30.5% | 27 / 0 | 0 / 0 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of UPLD | Value | % of fund | As of |
|---|---|---|---|---|---|
| Columbia Small Cap Value Discovery Fund | 107,093 | 3.62% | $466.93K | 0.02% | Jul 31, 2026 |
| Vanguard Total Stock Market Index Fund | 91,959 | 3.11% | $429.45K | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 28,417 | 0.96% | $132.71K | 0.00% | Jun 30, 2026 |
| Vanguard Explorer Fund | 23,341 | 0.79% | $101.77K | 0.00% | Jul 31, 2026 |
| Clearwater Select Equity Fund | 20,696 | 0.70% | $96.65K | 0.02% | Jun 30, 2026 |
| Columbia Variable Portfolio - Small Cap Value Discovery Fund | 19,422 | 0.66% | $90.70K | 0.02% | Jun 30, 2026 |
| U.S. Small Cap Equity Fund | 5,416 | 0.18% | $23.61K | 0.00% | Jul 31, 2026 |
| U.S. Small Cap Equity Fund | 2,478 | 0.08% | $11.57K | 0.00% | Jun 30, 2026 |
| T. Rowe Price Total Equity Market Index Fund | 2,352 | 0.08% | $10.98K | 0.00% | Jun 30, 2026 |
| VIP Disciplined Small Cap Portfolio | 1,720 | 0.06% | $8.03K | 0.00% | Jun 30, 2026 |
| Diversified Equity Alpha Master Portfolio | 981 | 0.03% | $4.58K | 0.00% | Jun 30, 2026 |
| Blackstone Alternative Multi-Strategy Fund | 470 | 0.02% | $2.19K | 0.00% | Jun 30, 2026 |
| Small Cap Core Fund | 5 | 0.00% | $23 | 0.00% | Jun 30, 2026 |
| Dunham Small Cap Value Fund | 0 | 0.00% | $2 | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Sean Nathaniel | CEO and President | 48,574 | 1.64% | Sep 21, 2026 |
| Jennifer L. Simon | Chief Financial Officer | 28,883 | 0.98% | Sep 21, 2026 |
| Dan Doman | Chief Operating & Product Ofcr | 86,473 | 2.92% | Sep 21, 2026 |
| David Tamez | Interim CFO | 6,947 | 0.23% | Aug 3, 2026 |
| Michael Douglass Hill | CFO, Treasurer & Secretary | 543,402 | 18.38% | Jun 16, 2026 |
| Karen Cummings | President and COO | 306,432 | 10.36% | Jul 1, 2025 |
| Matthew Harnden Smith | General Counsel and Secretary | 131,908 | 4.46% | Jun 17, 2025 |
| Timothy Mattox | Director | 36,053 | 1.22% | Aug 11, 2026 |
| John T. McDonald | Director | 3,004,625 | 101.60% | May 4, 2026 |
| David May | Director | 191,437 | 6.47% | Oct 29, 2025 |
| Teresa Miles Walsh | Director | 144,490 | 4.89% | Oct 29, 2025 |
| David H. S. Chung | Director | 124,484 | 4.21% | Oct 29, 2025 |
| Stephen E. Courter | Director | 124,232 | 4.20% | Oct 29, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Jennifer L. Simon Chief Financial Officer | Sep 16, 2026 | Tax withholding | −1,117 | $3.95 | $4.41K | 28,883 |
| Sean Nathaniel CEO and President | Sep 16, 2026 | Tax withholding | −1,640 | $3.95 | $6.48K | 48,574 |
| Dan Doman Chief Operating & Product Ofcr | Sep 16, 2026 | Tax withholding | −2,952 | $3.95 | $11.66K | 86,473 |
| Jennifer L. Simon Chief Financial Officer | Aug 17, 2026 | Award | +30,000 | – | – | 30,000 |
| Timothy Mattox Director | Aug 7, 2026 | Sale(10b5-1 plan) | −847.4 | $4.28 | $3.63K | 36,053 |
| Timothy Mattox Director | Aug 6, 2026 | Sale(10b5-1 plan) | −1,000 | $4.27 | $4.27K | 36,900 |
| Timothy Mattox Director | Aug 5, 2026 | Sale(10b5-1 plan) | −1,000 | $4.53 | $4.53K | 37,900 |
| Timothy Mattox Director | Aug 4, 2026 | Sale(10b5-1 plan) | −1,000 | $4.33 | $4.33K | 38,900 |
| Timothy Mattox Director | Aug 3, 2026 | Sale(10b5-1 plan) | −1,000 | $4.45 | $4.45K | 39,900 |
| Timothy Mattox Director | Jul 31, 2026 | Sale(10b5-1 plan) | −1,000 | $4.48 | $4.48K | 40,900 |
| Michael Douglass Hill CFO, Treasurer & Secretary | Jun 16, 2026 | Tax withholding | −8,931 | $0.61 | $5.45K | 383,360 |
| Dan Doman Chief Operating & Product Ofcr | Jun 16, 2026 | Tax withholding | −29,515 | $0.61 | $18.00K | 894,251 |
| Sean Nathaniel CEO and President | Jun 16, 2026 | Tax withholding | −18,605 | $0.61 | $11.35K | 502,146 |
| Sean Nathaniel CEO and President | Jun 4, 2026 | Award | +500,000 | – | – | 520,751 |
| John T. McDonald Director | Apr 30, 2026 | Award | +250,000 | – | – | 2,640,887 |
| Michael Douglass Hill CFO, Treasurer & Secretary | Mar 16, 2026 | Tax withholding | −8,931 | $0.54 | $4.82K | 392,291 |
| Dan Doman Chief Operating & Product Ofcr | Mar 16, 2026 | Tax withholding | −33,491 | $0.54 | $18.09K | 923,766 |
| John T. McDonald CEO, Director | Mar 16, 2026 | Tax withholding | −18,605 | $0.54 | $10.05K | 2,390,887 |
| Dan Doman Chief Operating & Product Ofcr | Feb 27, 2026 | Award | +100,000 | – | – | 957,257 |
| Dan Doman Chief Operating & Product Ofcr | Feb 23, 2026 | Award | +150,000 | – | – | 857,257 |
| Michael Douglass Hill CFO, Treasurer & Secretary | Feb 23, 2026 | Award | +70,000 | – | – | 401,222 |
| John T. McDonald CEO, Director | Dec 16, 2025 | Tax withholding | −19,677 | $1.49 | $29.32K | 2,409,492 |
| Dan Doman Chief Operating & Product Ofcr | Dec 16, 2025 | Tax withholding | −24,595 | $1.49 | $36.65K | 707,257 |
| Michael Douglass Hill CFO, Treasurer & Secretary | Dec 16, 2025 | Tax withholding | −8,856 | $1.49 | $13.20K | 331,222 |
| Teresa Miles Walsh Director | Oct 27, 2025 | Award | +25,000 | – | – | 144,490 |
| Timothy Mattox Director | Oct 27, 2025 | Award | +25,000 | – | – | 419,008 |
| Stephen E. Courter Director | Oct 27, 2025 | Award | +25,000 | – | – | 124,232 |
| David H. S. Chung Director | Oct 27, 2025 | Award | +25,000 | – | – | 124,484 |
| David May Director | Oct 27, 2025 | Award | +25,000 | – | – | 191,437 |
| Michael Douglass Hill CFO, Treasurer & Secretary | Sep 16, 2025 | Tax withholding | −11,152 | $2.48 | $27.66K | 340,078 |
| John T. McDonald CEO, Director | Sep 16, 2025 | Tax withholding | −22,956 | $2.48 | $56.93K | 2,429,169 |
| Dan Doman Chief Operating & Product Ofcr | Sep 16, 2025 | Tax withholding | −26,236 | $2.48 | $65.07K | 731,852 |
| John T. McDonald CEO, Director | Sep 11, 2025 | Sale | −14,438 | $2.36 | $34.07K | 2,452,125 |
| Karen Cummings President and COO | Jun 30, 2025 | Tax withholding | −40,993 | $1.95 | $79.94K | 306,432 |
| John T. McDonald CEO, Director | Jun 16, 2025 | Tax withholding | −22,957 | $1.84 | $42.24K | 2,466,563 |
| Michael Douglass Hill CFO & Treasurer | Jun 16, 2025 | Tax withholding | −11,152 | $1.84 | $20.52K | 351,230 |
| Dan Doman Chief Product Officer | Jun 16, 2025 | Tax withholding | −14,758 | $1.84 | $27.15K | 758,088 |
| Matthew Harnden Smith General Counsel and Secretary | Jun 16, 2025 | Tax withholding | −3,596 | $1.84 | $6.62K | 131,908 |
| Karen Cummings President and COO | Jun 16, 2025 | Tax withholding | −11,479 | $1.84 | $21.12K | 347,425 |
| Dan Doman Chief Product Officer | Jun 13, 2025 | Award | +350,000 | – | – | 772,846 |
| Timothy Mattox Director | Mar 17, 2025 | Sale(10b5-1 plan) | −20,000 | $3.19 | $63.80K | 394,008 |
| Matthew Harnden Smith General Counsel and Secretary | Mar 16, 2025 | Tax withholding | −4,135 | $3.10 | $12.82K | 135,504 |
| Karen Cummings President and COO | Mar 16, 2025 | Tax withholding | −8,648 | $3.10 | $26.81K | 358,904 |
| Michael Douglass Hill CFO & Treasurer | Mar 16, 2025 | Tax withholding | −12,653 | $3.10 | $39.22K | 362,382 |
| John T. McDonald CEO, Director | Mar 16, 2025 | Tax withholding | −24,273 | $3.10 | $75.25K | 2,489,520 |
| Dan Doman Chief Product Officer | Mar 16, 2025 | Tax withholding | −16,414 | $3.10 | $50.88K | 422,846 |
| John T. McDonald CEO, Director | Jan 28, 2025 | Award | +250,000 | – | – | 2,513,793 |
| Michael Douglass Hill CFO & Treasurer | Jan 28, 2025 | Award | +70,000 | – | – | 375,035 |
| Dan Doman Chief Product Officer | Jan 28, 2025 | Award | +150,000 | – | – | 439,260 |
| Matthew Harnden Smith General Counsel and Secretary | Jan 28, 2025 | Award | +50,000 | – | – | 139,639 |
| Timothy Mattox Director | Dec 17, 2024 | Sale(10b5-1 plan) | −2,768 | $4.56 | $12.62K | 414,008 |
| Dan Doman Chief Product Officer | Dec 16, 2024 | Tax withholding | −11,643 | $4.51 | $52.51K | 289,260 |
| Karen Cummings President and COO | Dec 16, 2024 | Tax withholding | −7,812 | $4.51 | $35.23K | 367,552 |
| John T. McDonald CEO, Director | Dec 16, 2024 | Tax withholding | −17,833 | $4.51 | $80.43K | 2,263,793 |
| Michael Douglass Hill CFO & Treasurer | Dec 16, 2024 | Tax withholding | −11,070 | $4.51 | $49.93K | 305,035 |
| Matthew Harnden Smith General Counsel and Secretary | Dec 16, 2024 | Tax withholding | −6,197 | $4.51 | $27.95K | 89,639 |
| John T. McDonald CEO, Director | Dec 10, 2024 | Option exercise | +187,500 | – | – | 2,355,407 |
| John T. McDonald CEO, Director | Dec 10, 2024 | Tax withholding | −73,781 | $5.31 | $391.78K | 2,281,626 |
| John T. McDonald CEO, Director | Dec 9, 2024 | Tax withholding | −49,188 | $4.89 | $240.53K | 2,167,907 |
| John T. McDonald CEO, Director | Dec 9, 2024 | Option exercise | +125,000 | – | – | 2,217,095 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| William Mattox Timothy Director | Aug 7, 2026 | 848 | $3.63K | Aug 7, 2026 | Restricted Stock |
| William Mattox Timothy Director | Aug 6, 2026 | 1,000 | $4.27K | Aug 6, 2026 | Restricted Stock |
| William Mattox Timothy Director | Aug 5, 2026 | 1,000 | $4.53K | Aug 5, 2026 | Restricted Stock |
| William Mattox Timothy Director | Aug 4, 2026 | 1,000 | $4.33K | Aug 4, 2026 | Restricted Stock |
| William Mattox Timothy Director | Aug 3, 2026 | 1,000 | $4.45K | Aug 3, 2026 | Restricted Stock |
| William Mattox Timothy Director | Jul 31, 2026 | 1,000 | $4.48K | Jul 31, 2026 | Restricted Stock |
| John T. McDonald Officer | Sep 10, 2025 | 15,000 | $34.65K | Sep 10, 2025 | stock award |
| William Mattox Timothy Director | Mar 17, 2025 | 20,000 | $63.86K | Mar 17, 2025 | Restricted Stock |
| William Mattox Timothy Director | Dec 17, 2024 | 2,768 | $12.61K | Dec 17, 2024 | Restricted Stock |
| Timothy Mattox Director | Nov 13, 2024 | 20,000 | $55.90K | Nov 13, 2024 | EXERCISED ISO |
| Stephen E. Courter Director | Nov 21, 2023 | 18,343 | $87.68K | Nov 21, 2023 | RESTRICTED STOCK |
| Dan Doman Officer | Nov 7, 2023 | 13,996 | $62.56K | Nov 7, 2023 | RESTRICTED STOCK |