Urban One, Inc. (UONEK) shareholders
Close on Oct 30, 2026Market cap $15.88MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Gene T. Pretti Joint filing with Zazove Associates LLC (11.50%), Zazove Associates, Inc. (11.50%) | 752,693 | 11.50% | 13G (passive) amendment | May 1, 2025 |
| Zazove Associates, Inc. Joint filing with Zazove Associates LLC (9.20%), Gene T. Pretti (9.20%) | 752,693 | 9.20% | 13G (passive) | Dec 31, 2024 |
| Citadel Securities Group LP Joint filing with Citadel Securities GP LLC (9.40%), Citadel Securities LLC (9.40%) and 1 more | 579,699 | 9.40% | 13G (passive) | Dec 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of UONEK | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Zazove Associates LLC | 512,035 | 14.59% | $2.46M | +3,719 | 0.20% |
| Barclays PLC | 108,392 | 3.09% | $499.69K | −11,267 | 0.00% |
| Vanguard Capital Management LLC | 83,335 | 2.37% | $384.17K | −2,014 | 0.00% |
| BlackRock, Inc. | 48,279 | 1.38% | $222.57K | – | 0.00% |
| Dimensional Fund Advisors LP | 43,390 | 1.24% | $200.05K | −1,809 | 0.00% |
| Renaissance Technologies LLC | 17,046 | 0.49% | $78.58K | −4,490 | 0.00% |
| Bridgeway Capital Management, LLC | 15,160 | 0.43% | $69.89K | – | 0.00% |
| Empowered Funds, LLC | 15,160 | 0.43% | $69.89K | – | 0.00% |
| Geode Capital Management, LLC | 13,738 | 0.39% | $63.35K | −5,209 | 0.00% |
| Vanguard Fiduciary Trust Co | 8,716 | 0.25% | $40.18K | – | 0.00% |
| Tower Research Capital LLC (TRC) | 1,515 | 0.04% | $6.98K | +1,196 | 0.00% |
| UBS Group AG | 602 | 0.02% | $2.78K | +598 | 0.00% |
| Vanguard Global Advisers, LLC | 474 | 0.01% | $2.19K | – | 0.00% |
| Morgan Stanley | 250 | 0.01% | $1.15K | −2 | 0.00% |
| Group One Trading, L.P. | 74 | 0.00% | $341 | – | 0.00% |
| Bnp Paribas Arbitrage, Snc | 43 | 0.00% | $198 | – | 0.00% |
| Osaic Holdings, Inc. | 40 | 0.00% | $184 | – | 0.00% |
| JPMorgan Chase & Co | 25 | 0.00% | $117 | – | 0.00% |
| CoreCap Advisors, LLC | 10 | 0.00% | $46 | – | 0.00% |
| Bogart Wealth, LLC | 8 | 0.00% | $37 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 22 | 1M | 24.7% | 1 / 3 | 7 / 1 | 0M | 0M |
| Q1 2026 | 22 | 1M | 25.3% | 22 / 0 | 0 / 0 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
20 funds held UONEK in Q2 2026, 66% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of UONEK | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 69,351 | 1.98% | $319.71K | 0.00% | Jun 30, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 15,160 | 0.43% | $69.89K | 0.00% | Jun 30, 2026 |
| U.S. Small Cap Value Portfolio | 9,015 | 0.26% | $45.44K | 0.00% | Jul 31, 2026 |
| Fidelity Extended Market Index Fund | 9,001 | 0.26% | $47.08K | 0.00% | May 31, 2026 |
| Vanguard Extended Market Index Fund | 7,178 | 0.20% | $33.09K | 0.00% | Jun 30, 2026 |
| U.S. Targeted Value Portfolio | 6,853 | 0.20% | $34.54K | 0.00% | Jul 31, 2026 |
| Vanguard Institutional Total Stock Market Index Fund | 6,806 | 0.19% | $31.38K | 0.00% | Jun 30, 2026 |
| U.S. Small Cap Portfolio | 4,807 | 0.14% | $24.23K | 0.00% | Jul 31, 2026 |
| U.S. Micro Cap Portfolio | 4,788 | 0.14% | $24.13K | 0.00% | Jul 31, 2026 |
| Fidelity Total Market Index Fund | 3,819 | 0.11% | $19.97K | 0.00% | May 31, 2026 |
| Dimensional U.S. Targeted Value ETF | 2,223 | 0.06% | $11.20K | 0.00% | Jul 31, 2026 |
| Fidelity Nasdaq Composite Index Fund | 2,193 | 0.06% | $11.47K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 2,193 | 0.06% | $11.47K | 0.00% | May 31, 2026 |
| Dimensional VA U.S. Targeted Value Portfolio | 721 | 0.02% | $3.63K | 0.00% | Jul 31, 2026 |
| JNL/DFA U.S. Small Cap Fund | 706 | 0.02% | $3.25K | 0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Lemuel Deon Levingston | Co-President, Audio Division | 1,600 | 0.05% | Sep 2, 2026 |
| Peter Thompson | CFO/EVP | 149,241 | 4.25% | Jun 25, 2026 |
| Kristopher Simpson | SVP & General Counsel | 0 | – | Dec 10, 2025 |
| David M. Kantor | CEO, Radio Division | 118,411 | 3.37% | Jan 15, 2025 |
| Karen Wishart | CAO/EVP | 41,278 | 1.18% | Dec 17, 2024 |
| D. Geoffrey Armstrong | Director | 57,806 | 1.65% | Jul 16, 2026 |
| Terry L. Jones | Director | 560,744 | 15.98% | Jul 16, 2026 |
| Brian W. McNeill | Director | 518,732 | 14.78% | Jul 16, 2026 |
| B. Doyle Mitchell Jr | Director | 39,151 | 1.12% | Jul 16, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Lemuel Deon Levingston Co-President, Audio Division | Aug 31, 2026 | Sale | −5,646 | $4.15 | $23.43K | 1,600 |
| Lemuel Deon Levingston Co-President, Audio Division | Aug 11, 2026 | Sale | −2,891 | $5.40 | $15.61K | 7,246 |
| Lemuel Deon Levingston Co-President, Audio Division | Aug 10, 2026 | Sale | −88 | $5.40 | $475 | 10,137 |
| Lemuel Deon Levingston Co-President, Audio Division | Aug 7, 2026 | Sale | −1,677 | $5.40 | $9.06K | 10,225 |
| Lemuel Deon Levingston Co-President, Audio Division | Aug 6, 2026 | Sale | −160 | $5.40 | $864 | 11,902 |
| D. Geoffrey Armstrong Director | Jul 15, 2026 | Award | +17,442 | – | – | 57,806 |
| Terry L. Jones Director | Jul 15, 2026 | Award | +17,442 | – | – | 66,616 |
| Brian W. McNeill Director | Jul 15, 2026 | Award | +17,442 | – | – | 40,863 |
| B. Doyle Mitchell Jr Director | Jul 15, 2026 | Award | +17,442 | – | – | 39,151 |
| Peter Thompson CFO/EVP | Jun 24, 2026 | Returned to company | −72,655 | $4.50 | $326.95K | 38,293 |
| Peter Thompson CFO/EVP | Jun 16, 2026 | Tax withholding | −59,626 | $4.50 | $268.32K | 110,948 |
| Peter Thompson CFO/EVP | Jun 16, 2026 | Award | +156,500 | – | – | 170,575 |
| Terry L. Jones Director | Dec 26, 2025 | Sale | −1,400 | $0.85 | $1.19K | 491,741 |
| Terry L. Jones Director | Dec 24, 2025 | Sale | −987 | $0.84 | $829 | 493,141 |
| Terry L. Jones Director | Dec 23, 2025 | Sale | −619 | $0.92 | $569 | 494,128 |
| Terry L. Jones Director | Dec 22, 2025 | Sale | −1,630 | $0.96 | $1.56K | 494,747 |
| Kristopher Simpson SVP & General Counsel | Dec 4, 2025 | Returned to company | −137,734 | $0.82 | $112.94K | 0 |
| Kristopher Simpson SVP & General Counsel | Nov 24, 2025 | Award | +245,298 | – | – | 245,298 |
| Kristopher Simpson SVP & General Counsel | Nov 24, 2025 | Tax withholding | −107,564 | $0.61 | $65.61K | 137,564 |
| Brian W. McNeill Director | Aug 27, 2025 | Sale | −220,901 | $0.82 | $181.14K | 234,213 |
| Brian W. McNeill Director | Jul 15, 2025 | Award | +123,558 | – | – | 455,114 |
| Terry L. Jones Director | Jul 15, 2025 | Award | +123,558 | – | – | 496,377 |
| D. Geoffrey Armstrong Director | Jul 15, 2025 | Award | +123,558 | – | – | 403,636 |
| B. Doyle Mitchell Jr Director | Jul 15, 2025 | Award | +123,558 | – | – | 217,091 |
| David M. Kantor CEO, Radio Division | Jan 13, 2025 | Tax withholding | −29,650 | $0.98 | $29.06K | 78,411 |
| David M. Kantor CEO, Radio Division | Jan 13, 2025 | Sale | −70,350 | $0.98 | $68.94K | 8,061 |
| David M. Kantor CEO, Radio Division | Jan 13, 2025 | Award | +100,000 | – | – | 108,061 |
| Karen Wishart CAO/EVP | Dec 13, 2024 | Sale | −50,000 | $1.01 | $50.50K | 41,278 |
| Kristopher Simpson SVP & General Counsel | Dec 11, 2024 | Sale | −9,210 | $1.07 | $9.85K | 0 |
| Peter Thompson CFO/EVP | Dec 11, 2024 | Sale | −100,000 | $1.07 | $107.00K | 220,642 |
| David M. Kantor CEO, Radio Division | Nov 27, 2024 | Sale | −350,000 | $0.98 | $343.00K | 8,061 |
| Peter Thompson CFO/EVP | Sep 23, 2024 | Sale | −200,000 | $1.23 | $246.00K | 320,642 |
| Brian W. McNeill Director | Jul 5, 2024 | Award | +53,571 | – | – | 331,556 |
| Terry L. Jones Director | Jul 5, 2024 | Award | +319,248 | $1.40 | $446.95K | 372,819 |
| Terry L. Jones Director | Jul 5, 2024 | Award | +53,571 | – | – | 372,819 |
| D. Geoffrey Armstrong Director | Jul 5, 2024 | Award | +53,571 | – | – | 280,078 |
| B. Doyle Mitchell Jr Director | Jul 5, 2024 | Award | +53,571 | – | – | 93,533 |
| Brian W. McNeill Director | Jul 5, 2024 | Award | +277,985 | – | – | 331,556 |
| Brian W. McNeill Director | Mar 5, 2024 | Award | +9,025 | – | – | 277,985 |
| D. Geoffrey Armstrong Director | Mar 5, 2024 | Award | +9,025 | – | – | 226,507 |
| B. Doyle Mitchell Jr Director | Mar 5, 2024 | Award | +9,025 | – | – | 39,962 |
| Terry L. Jones Director | Mar 5, 2024 | Award | +9,025 | – | – | 319,248 |
| Kristopher Simpson SVP & General Counsel | Jan 5, 2024 | Returned to company | −12,785 | $3.71 | $47.43K | 9,210 |
| Kristopher Simpson SVP & General Counsel | Jan 5, 2024 | Tax withholding | −14,506 | $3.71 | $53.82K | 21,995 |
| Kristopher Simpson SVP & General Counsel | Jan 5, 2024 | Award | +27,291 | – | – | 36,501 |
| Alfred C. Liggins CEO, Director, 10% owner | Jan 5, 2024 | Tax withholding | +112,203 | $3.71 | $416.27K | 12,790,203 |
| Alfred C. Liggins CEO, Director, 10% owner | Jan 5, 2024 | Award | +383,781 | – | – | 12,902,406 |
| Kristopher Simpson SVP & General Counsel | Jan 5, 2024 | Award | +27,291 | – | – | 36,501 |
| Kristopher Simpson SVP & General Counsel | Jan 5, 2024 | Returned to company | −12,785 | $3.71 | $47.43K | 9,210 |
| Kristopher Simpson SVP & General Counsel | Jan 5, 2024 | Tax withholding | −14,506 | $3.71 | $53.82K | 21,995 |
| Catherine L. Hughes Chairperson & Secretary, Director, 10% owner | Jan 5, 2024 | Tax withholding | −78,100 | $3.71 | $289.75K | 4,794,249 |
| Catherine L. Hughes Chairperson & Secretary, Director, 10% owner | Jan 5, 2024 | Award | +230,269 | – | – | 4,872,349 |
| David M. Kantor CEO, Radio Division | Jan 5, 2024 | Award | +114,198 | – | – | 387,725 |
| David M. Kantor CEO, Radio Division | Jan 5, 2024 | Tax withholding | +29,664 | $3.71 | $110.05K | 358,061 |
| Karen Wishart CAO/EVP | Jan 5, 2024 | Award | +44,474 | – | – | 108,354 |
| Karen Wishart CAO/EVP | Jan 5, 2024 | Tax withholding | −17,076 | $3.71 | $63.35K | 91,278 |
| Peter Thompson CFO/EVP | Jan 5, 2024 | Award | +131,402 | – | – | 585,471 |
| Peter Thompson CFO/EVP | Jan 5, 2024 | Tax withholding | −64,829 | $3.71 | $240.52K | 520,642 |
| David M. Kantor CEO, Radio Division | Dec 28, 2023 | Sale | −87 | $3.75 | $326 | 273,527 |
| Terry L. Jones Director | Jul 5, 2023 | Award | +8,418 | – | – | 310,223 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Urban One's stock actually held short. Settlement fails (shares not delivered on time) peaked at 1,379 shares on Aug 25, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Terry L. Jones Director | Dec 22, 2025 | 116,051 | $113.16K | Dec 22, 2025 | Vesting of restricted stock unit award |