UGNasdaqPerfumes, Cosmetics & Other Toilet PreparationsFiscal year ends December 31
UNITED GUARDIAN INC
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 11, 2026
$6.81−0.03 (-0.44%)
Close on Oct 19, 2026
- Market cap
- $31.29M
- P/E (TTM)
- 12.6
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
19.2%
1M of 5M shares
Institutional holders
28
3 new, 1 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of UG | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Renaissance Technologies LLC | 166,766 | 3.63% | $1.19M | −9,000 | 0.00% |
| Gamco Investors, Inc. Et Al | 164,388 | 3.58% | $1.17M | – | 0.01% |
| Vanguard Capital Management LLC | 128,340 | 2.79% | $916.35K | – | 0.00% |
| Dimensional Fund Advisors LP | 73,170 | 1.59% | $522.43K | +4,632 | 0.00% |
| Rodgers Brothers Inc. | 59,600 | 1.30% | $425.54K | −4,000 | 0.04% |
| Teton Advisors, LLC | 53,761 | 1.17% | $383.85K | – | 0.22% |
| Parthenon LLC | 50,636 | 1.10% | $361.54K | – | 0.04% |
| Gabelli Funds LLC | 38,000 | 0.83% | $271.32K | – | 0.00% |
| Geode Capital Management, LLC | 35,424 | 0.77% | $253.00K | −1,183 | 0.00% |
| United Capital Financial Advisers, LLC | 20,070 | 0.44% | $143.30K | – | 0.00% |
| Vanguard Fiduciary Trust Co | 18,380 | 0.40% | $131.23K | – | 0.00% |
| Susquehanna International Group, Llp | 16,579 | 0.36% | $118.37K | +459 | 0.00% |
| BlackRock, Inc. | 14,714 | 0.32% | $105.06K | +3,050 | 0.00% |
| First Manhattan Co. LLC. | 13,062 | 0.28% | $93.26K | −3,000 | 0.00% |
| HighTower Advisors, LLC | 11,000 | 0.24% | $78.54K | – | 0.00% |
| Hikari Tsushin, Inc. | 9,500 | 0.21% | $67.83K | – | 0.00% |
| Caldwell Sutter Capital, Inc. | 3,324 | 0.07% | $23.73K | – | 0.01% |
| UBS Group AG | 2,187 | 0.05% | $15.62K | +1,698 | 0.00% |
| Vanguard Global Advisers, LLC | 1,547 | 0.03% | $11.05K | – | 0.00% |
| Wells Fargo & Company/Mn | 1,000 | 0.02% | $7.14K | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 28 | 1M | 19.2% | 3 / 7 | 5 / 1 | 0M | 0M |
| Q1 2026 | 26 | 1M | 19.7% | 3 / 7 | 5 / 2 | 0M | 0M |
| Q4 2025 | 26 | 1M | 20.5% | 1 / 5 | 9 / 6 | 0M | 0M |
| Q3 2025 | 31 | 1M | 21.7% | 3 / 5 | 8 / 3 | 0M | 0M |
| Q2 2025 | 32 | 1M | 22.6% | 3 / 10 | 8 / 2 | 0M | 0M |
| Q1 2025 | 31 | 1M | 22.4% | 1 / 5 | 14 / 3 | 0M | 0M |
| Q4 2024 | 33 | 1M | 22.4% | 4 / 5 | 10 / 2 | 0M | 0M |
| Q3 2024 | 31 | 1M | 21.9% | 4 / 6 | 11 / 2 | 0M | 0M |
| Q2 2024 | 30 | 1M | 22.7% | 3 / 7 | 10 / 2 | 0M | 0M |
| Q1 2024 | 29 | 1M | 23.3% | 1 / 8 | 8 / 1 | 0M | 0M |
| Q4 2023 | 29 | 1M | 23.2% | 5 / 7 | 10 / 2 | 0M | 0M |
| Q3 2023 | 26 | 1M | 22.8% | 3 / 7 | 7 / 3 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of UG | Value | % of fund | As of |
|---|---|---|---|---|---|
| 1290 VT GAMCO Small Company Value Portfolio | 156,888 | 3.41% | $1.12M | 0.02% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 90,264 | 1.96% | $644.48K | 0.00% | Jun 30, 2026 |
| TETON Westwood Mighty Mites Fund | 53,761 | 1.17% | $383.85K | 0.18% | Jun 30, 2026 |
| The Gabelli Small Cap Growth Fund | 38,000 | 0.83% | $271.32K | 0.01% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 36,009 | 0.78% | $257.10K | 0.00% | Jun 30, 2026 |
| U.S. Micro Cap Portfolio | 32,274 | 0.70% | $227.53K | 0.00% | Jul 31, 2026 |
| Fidelity Extended Market Index Fund | 18,071 | 0.39% | $125.05K | 0.00% | May 31, 2026 |
| iShares Micro-Cap ETF | 11,161 | 0.24% | $79.69K | 0.01% | Jun 30, 2026 |
| Dimensional U.S. Small Cap ETF | 10,372 | 0.23% | $73.12K | 0.00% | Jul 31, 2026 |
| Ultra-Small Company Market Fund | 8,466 | 0.18% | $60.45K | 0.04% | Jun 30, 2026 |
| U.S. Small Cap Portfolio | 8,416 | 0.18% | $59.33K | 0.00% | Jul 31, 2026 |
| Fidelity Series Total Market Index Fund | 5,228 | 0.11% | $36.18K | 0.00% | May 31, 2026 |
| U.S. Core Equity 2 Portfolio | 4,655 | 0.10% | $32.82K | 0.00% | Jul 31, 2026 |
| Fidelity Total Market Index Fund | 4,379 | 0.10% | $30.30K | 0.00% | May 31, 2026 |
| Schwab Total Stock Market Index Fund | 3,342 | 0.07% | $23.56K | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Kenneth H. Globus | Director | 2,404,839 | 52.34% | Jan 23, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Kenneth H. Globus Director | Jan 21, 2026 | Gift | −7,480 | – | – | 1,031,546 |
| Kenneth H. Globus President, Director, 10% owner | Feb 19, 2021 | Gift | −8,400 | – | – | 1,318,053 |
| Kenneth H. Globus President, Director, 10% owner | Mar 5, 2020 | Gift | −8,000 | – | – | 1,334,853 |
| Kenneth H. Globus President, Director, 10% owner | May 20, 2019 | Gift | −5,600 | – | – | 1,350,853 |
| Kenneth H. Globus President, Director, 10% owner | Sep 24, 2018 | Gift | −5,620 | – | – | 1,362,053 |
| Kenneth H. Globus President, Director, 10% owner | Aug 1, 2017 | Gift | −2,000 | – | – | 1,373,293 |
| Kenneth H. Globus President, Director, 10% owner | Jul 5, 2017 | Gift | −6,700 | – | – | 1,377,293 |
| Kenneth H. Globus President, Director, 10% owner | Dec 9, 2016 | Gift | −5,300 | – | – | 1,390,693 |
| Joseph J. Vernice Vice President | Aug 15, 2016 | Sale | −3,126 | $14.95 | $46.73K | 3,400 |
| Joseph J. Vernice Vice President | Aug 15, 2016 | Sale | +1,400 | $14.76 | $20.66K | 2,000 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −200 | $18.22 | $3.64K | 442,211 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −1,000 | $18.20 | $18.20K | 442,411 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −66 | $18.04 | $1.19K | 443,411 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −100 | $18.06 | $1.81K | 443,477 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −50 | $18.08 | $904 | 443,577 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −100 | $18.26 | $1.83K | 443,627 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −400 | $18.25 | $7.30K | 443,727 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −100 | $18.26 | $1.83K | 444,127 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −100 | $18.28 | $1.83K | 444,227 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −50 | $18.25 | $913 | 444,327 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −100 | $18.11 | $1.81K | 438,923 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −200 | $18.37 | $3.67K | 444,781 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −100 | $18.43 | $1.84K | 444,981 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −100 | $18.44 | $1.84K | 445,081 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −100 | $18.43 | $1.84K | 445,181 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −130 | $18.46 | $2.40K | 445,281 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −100 | $18.44 | $1.84K | 445,411 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −100 | $18.43 | $1.84K | 445,511 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −100 | $18.44 | $1.84K | 445,611 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −100 | $18.47 | $1.85K | 445,711 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −100 | $18.49 | $1.85K | 445,811 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −500 | $18.50 | $9.25K | 445,911 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −2,994 | $18.20 | $54.49K | 439,217 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −194 | $18.15 | $3.52K | 439,023 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −404 | $18.35 | $7.41K | 444,377 |
| Betsee Parker 10% owner | Sep 22, 2015 | Sale | −112 | $18.10 | $2.03K | 438,811 |
| Betsee Parker 10% owner | Aug 26, 2015 | Sale | −1,189 | $18.00 | $21.40K | 446,411 |
| Betsee Parker 10% owner | Aug 26, 2015 | Sale | −214 | $18.01 | $3.85K | 447,600 |
| Betsee Parker 10% owner | Aug 26, 2015 | Sale | −2,000 | $18.00 | $36.00K | 447,814 |
| Betsee Parker 10% owner | Aug 26, 2015 | Sale | −84 | $18.20 | $1.53K | 449,814 |
| Betsee Parker 10% owner | Aug 26, 2015 | Sale | −998 | $18.23 | $18.19K | 449,898 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −500 | $18.11 | $9.06K | 454,253 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −3,000 | $18.06 | $54.18K | 454,753 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −100 | $18.07 | $1.81K | 457,753 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −500 | $18.06 | $9.03K | 457,853 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −100 | $18.07 | $1.81K | 458,353 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −300 | $18.09 | $5.43K | 458,453 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −1,000 | $18.06 | $18.06K | 458,753 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −1,000 | $18.05 | $18.05K | 459,753 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −100 | $18.08 | $1.81K | 460,753 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −400 | $18.05 | $7.22K | 460,853 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −100 | $18.08 | $1.81K | 461,253 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −100 | $18.11 | $1.81K | 461,353 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −1,857 | $18.00 | $33.43K | 450,896 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −700 | $18.06 | $12.64K | 452,753 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −100 | $18.07 | $1.81K | 453,453 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −100 | $18.06 | $1.81K | 453,553 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −100 | $18.08 | $1.81K | 453,653 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −500 | $18.06 | $9.03K | 453,753 |
| Betsee Parker 10% owner | Aug 25, 2015 | Sale | −2,000 | $18.25 | $36.50K | 462,848 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.