TRI-CONTINENTAL Corp (TY.P) shareholders
TY.PNYSEFiscal year ends December 31Also trades as TY
$39.11+0.56 (+1.45%)
Close on Oct 30, 2026Market cap –P/E –Yield –
Ownership
Who owns Tri-Continental's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
0 buys · 1 sales
Net sold $87.18K
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Christie M. Wiley | Vice President | – | Apr 1, 2026 |
| Victoria K. Bender | Vice President | – | Feb 4, 2026 |
| Joseph D'Alessandro | VP and Assistant Secretary | – | Feb 3, 2026 |
| Christopher O. Petersen | SVP & Asst Secretary | 0 | Sep 8, 2025 |
| Ryan Collins Larrenaga | See Remarks | 100 | Aug 21, 2025 |
| William F. Truscott | Senior Vice President | 6,000 | Nov 19, 2024 |
| Nancy Therese Lukitsh | Director | 100 | Jan 2, 2026 |
| Pamela G. Carlton | Director | 1,584 | Mar 11, 2025 |
| Yan Jin | – | 20,419 | May 28, 2026 |
| Nicolas Janvier | – | – | May 7, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Yan Jin – | May 27, 2026 | Sale | −2,500 | $34.87 | $87.18K | 12,919 |
| Christopher O. Petersen SVP & Asst Secretary | Sep 4, 2025 | Sale | −151.28 | $33.56 | $5.08K | 0 |
| Ryan Collins Larrenaga See Remarks | Aug 20, 2025 | Buy | +100 | $33.04 | $3.30K | 100 |
| Pamela G. Carlton Director | Mar 7, 2025 | Sale | −332 | $31.25 | $10.38K | 1,584 |
| Pamela G. Carlton Director | Mar 7, 2025 | Sale | −1,483 | $31.22 | $46.30K | 101 |
| William F. Truscott Senior Vice President | Nov 18, 2024 | Buy | +4,000 | $33.60 | $134.40K | 4,000 |
| William F. Truscott Senior Vice President | Nov 8, 2024 | Gift | −2,000 | – | – | 0 |
| Janet Carrig Director | Aug 29, 2023 | Sale | −27 | $27.71 | $748 | 73 |
| Raghavendran Sivaraman – | Jul 6, 2023 | Buy | +415 | $27.10 | $11.25K | 3,000 |
| Raghavendran Sivaraman – | Jul 6, 2023 | Buy | +1,873 | $27.06 | $50.68K | 1,873 |
| Raghavendran Sivaraman – | Jul 6, 2023 | Buy | +712 | $27.08 | $19.28K | 2,585 |
| Grace Lee – | Mar 14, 2022 | Buy | +2,000 | $29.15 | $58.30K | 2,000 |
| Daniel Beckman Senior Vice President | May 6, 2021 | Buy | +325 | $34.00 | $11.05K | 325 |
| Christopher O. Petersen President & Prin Exec Off | Nov 17, 2020 | Buy | +100 | $28.40 | $2.84K | 100 |
| David L. King – | Mar 2, 2020 | Buy | +37 | $26.44 | $978 | 149,891 |
| David L. King – | Mar 2, 2020 | Buy | +247 | $26.45 | $6.53K | 149,854 |
| David L. King – | Mar 2, 2020 | Buy | +32 | $26.46 | $847 | 149,607 |
| David L. King – | Mar 2, 2020 | Buy | +10 | $26.40 | $264 | 149,575 |
| David L. King – | Mar 2, 2020 | Buy | +247 | $26.28 | $6.49K | 149,565 |
| David L. King – | Mar 2, 2020 | Buy | +822 | $26.29 | $21.61K | 149,318 |
| David L. King – | Mar 2, 2020 | Buy | +51 | $26.50 | $1.35K | 148,496 |
| David L. King – | Mar 2, 2020 | Buy | +54 | $26.60 | $1.44K | 148,445 |
| David L. King – | Mar 2, 2020 | Buy | +150 | $26.36 | $3.95K | 148,303 |
| David L. King – | Mar 2, 2020 | Buy | +148 | $26.38 | $3.90K | 148,153 |
| David L. King – | Mar 2, 2020 | Buy | +260 | $26.37 | $6.86K | 148,005 |
| David L. King – | Mar 2, 2020 | Buy | +100 | $26.36 | $2.64K | 147,745 |
| David L. King – | Mar 2, 2020 | Buy | +88 | $26.40 | $2.32K | 147,645 |
| David L. King – | Mar 2, 2020 | Buy | +100 | $26.39 | $2.64K | 147,557 |
| David L. King – | Mar 2, 2020 | Buy | +188 | $26.12 | $4.91K | 147,457 |
| David L. King – | Mar 2, 2020 | Buy | +186 | $26.12 | $4.86K | 147,269 |
| David L. King – | Mar 2, 2020 | Buy | +292 | $26.18 | $7.64K | 147,083 |
| David L. King – | Mar 2, 2020 | Buy | +100 | $26.18 | $2.62K | 146,791 |
| David L. King – | Mar 2, 2020 | Buy | +188 | $26.11 | $4.91K | 146,691 |
| David L. King – | Mar 2, 2020 | Buy | +100 | $26.13 | $2.61K | 146,503 |
| David L. King – | Mar 2, 2020 | Buy | +141 | $26.09 | $3.68K | 146,403 |
| David L. King – | Mar 2, 2020 | Buy | +109 | $26.43 | $2.88K | 150,000 |
| David L. King – | Mar 2, 2020 | Buy | +562 | $26.19 | $14.72K | 146,262 |
| David L. King – | Mar 2, 2020 | Buy | +63 | $26.24 | $1.65K | 145,700 |
| David L. King – | Mar 2, 2020 | Buy | +338 | $26.00 | $8.79K | 143,032 |
| David L. King – | Mar 2, 2020 | Buy | +191 | $26.02 | $4.97K | 142,694 |
| David L. King – | Mar 2, 2020 | Buy | +58 | $26.14 | $1.52K | 142,503 |
| David L. King – | Mar 2, 2020 | Buy | +88 | $25.90 | $2.28K | 142,445 |
| David L. King – | Mar 2, 2020 | Buy | +100 | $25.91 | $2.59K | 142,357 |
| David L. King – | Mar 2, 2020 | Buy | +178 | $25.72 | $4.58K | 142,257 |
| David L. King – | Mar 2, 2020 | Buy | +251 | $25.70 | $6.45K | 142,079 |
| David L. King – | Mar 2, 2020 | Buy | +78 | $25.71 | $2.01K | 141,828 |
| David L. King – | Mar 2, 2020 | Buy | +376 | $25.79 | $9.70K | 141,750 |
| David L. King – | Mar 2, 2020 | Buy | +51 | $25.74 | $1.31K | 141,374 |
| David L. King – | Mar 2, 2020 | Buy | +48 | $25.62 | $1.23K | 141,323 |
| David L. King – | Mar 2, 2020 | Buy | +141 | $25.44 | $3.59K | 141,275 |
| David L. King – | Mar 2, 2020 | Buy | +158 | $25.45 | $4.02K | 141,134 |
| David L. King – | Mar 2, 2020 | Buy | +680 | $25.46 | $17.31K | 140,976 |
| David L. King – | Mar 2, 2020 | Buy | +200 | $25.49 | $5.10K | 140,296 |
| David L. King – | Mar 2, 2020 | Buy | +49 | $25.51 | $1.25K | 140,096 |
| David L. King – | Mar 2, 2020 | Buy | +47 | $25.54 | $1.20K | 140,047 |
| David L. King – | Mar 2, 2020 | Buy | +233 | $26.25 | $6.12K | 145,637 |
| David L. King – | Mar 2, 2020 | Buy | +98 | $26.35 | $2.58K | 145,404 |
| David L. King – | Mar 2, 2020 | Buy | +278 | $26.33 | $7.32K | 145,306 |
| David L. King – | Mar 2, 2020 | Buy | +188 | $26.34 | $4.95K | 145,028 |
| David L. King – | Mar 2, 2020 | Buy | +847 | $26.30 | $22.28K | 144,840 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.