SPRSOTCWholesale-Electronic Parts & Equipment, NECFiscal year ends November 30
SURGE COMPONENTS INC
Financials through Q3 FY2026, quarter ended Aug 31, 2026Last filing: 10-Q on Oct 14, 2026
$3.25−0.02 (-0.54%)
Close on Oct 19, 2026
- Market cap
- $19.45M
- P/E (TTM)
- 18.1
- Dividend yield
- –
Ownership
Who owns Surge Components's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Zeff Capital, LP | 462,215 | 8.10% | 13G (passive) amendment | Dec 31, 2025 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Ira Levy | CEO, CFO & President, Director, 10% owner | 1,344,946 | 23.45% | Apr 2, 2026 |
| Steven J. Lubman | V P, Secretary & Treasurer, Director | 1,620,952 | 28.26% | May 27, 2025 |
| Alan Plafker | Director | 26,334 | 0.46% | May 27, 2025 |
| Lawrence Chariton | Director | 163,849 | 2.86% | May 27, 2025 |
| Gary Mark Jacobs | Director | 152,000 | 2.65% | May 23, 2025 |
| Peter Levy | Director | – | – | May 23, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Ira Levy CEO, CFO & President, Director, 10% owner | Apr 22, 2025 | Award | +14,659 | – | – | 1,344,946 |
| Steven J. Lubman V P, Secretary & Treasurer, Director | Apr 10, 2025 | Option exercise | +50,000 | $1.41 | $70.50K | 1,070,952 |
| Steven J. Lubman V P, Secretary & Treasurer, Director | Apr 10, 2025 | Tax withholding | −21,986 | $2.20 | $48.37K | 1,048,966 |
| Ira Levy CEO, CFO & President, Director, 10% owner | Apr 10, 2025 | Award | +50,000 | $1.41 | $70.50K | 1,330,287 |
| Gary Mark Jacobs Director | Apr 10, 2025 | Option exercise | +10,000 | $1.41 | $14.10K | 152,000 |
| Lawrence Chariton Director | Apr 9, 2025 | Tax withholding | −8,724 | $2.00 | $17.45K | 163,849 |
| Lawrence Chariton Director | Apr 9, 2025 | Option exercise | +15,000 | $1.41 | $21.15K | 172,573 |
| Gary Mark Jacobs Director | Apr 9, 2025 | Option exercise | +15,000 | $1.41 | $21.15K | 142,000 |
| Ira Levy CEO, CFO & President, Director, 10% owner | May 22, 2024 | Award | +5,085 | – | – | 1,280,287 |
| Ira Levy CEO, CFO & President, Director, 10% owner | Apr 17, 2023 | Award | +17,341 | – | – | 1,275,202 |
| Steven J. Lubman V P, Secretary & Treasurer, Director | Apr 17, 2023 | Award | +10,838 | – | – | 1,020,952 |
| Ira Levy CEO, CFO & President, Director, 10% owner | Mar 7, 2022 | Award | +16,000 | – | – | 1,257,786 |
| Steven J. Lubman VP,Secretary & Treasurer, Director | Mar 7, 2022 | Award | +10 | – | – | 1,010,114 |
| Steven J. Lubman VP, Secretary & Treasurer, Director | May 10, 2021 | Award | +12,054 | – | – | 1,000,114 |
| Ira Levy CEO, CFO & President, Director, 10% owner | May 10, 2021 | Award | +14,732 | – | – | 1,241,786 |
| Alan Plafker Director | Apr 30, 2021 | Option exercise | +7,446 | $1.41 | $10.50K | 26,334 |
| Lawrence Chariton Director | Jul 8, 2020 | Option exercise | +25,000 | $0.87 | $21.75K | 157,573 |
| Gary Mark Jacobs Director | Jul 8, 2020 | Option exercise | +50,000 | $0.87 | $43.50K | 127,000 |
| Gary Mark Jacobs Director | Apr 29, 2020 | Award | +15,000 | – | – | 77,000 |
| Ira Levy CEO, CFO & President, Director, 10% owner | Apr 24, 2020 | Award | +27,500 | – | – | 1,227,054 |
| Ira Levy Chief Executive Officer, Director, 10% owner | May 15, 2019 | Award | +29,255 | – | – | 1,199,554 |
| Steven J. Lubman Vice President | May 15, 2019 | Award | +17,952 | – | – | 988,060 |
| Alan Plafker Director | Mar 18, 2019 | Option exercise | +25,000 | $0.87 | $21.75K | 33,197 |
| Alan Plafker Director | Mar 18, 2019 | Tax withholding | −14,309 | $1.52 | $21.75K | 18,888 |
| Lawrence Chariton Director | Nov 21, 2018 | Option exercise | +25,000 | $0.82 | $20.50K | 153,073 |
| Lawrence Chariton Director | Nov 21, 2018 | Tax withholding | −20,500 | $1.00 | $20.50K | 132,573 |
| Gary Mark Jacobs Director | Nov 21, 2018 | Option exercise | +25,000 | $0.82 | $20.50K | 62,000 |
| Alan Plafker Director | Oct 18, 2018 | Option exercise | +25,000 | $0.82 | $20.50K | 25,000 |
| Alan Plafker Director | Oct 18, 2018 | Tax withholding | −16,803 | $1.22 | $20.50K | 8,197 |
| Michael D. Tofias 10% owner | Mar 13, 2017 | Sale | −1,034,799 | $1.43 | $1.48M | 232,442 |
| Michael D. Tofias 10% owner | Feb 15, 2017 | Gift | −292,000 | – | – | 1,267,241 |
| Michael D. Tofias 10% owner | Jan 13, 2017 | Gift | −8,882 | – | – | 1,559,241 |
| Steven J. Lubman Vice President, Director | Oct 4, 2016 | Buy | +10,000 | $1.06 | $10.60K | 970,108 |
| Steven J. Lubman Vice President, Director | Oct 3, 2016 | Buy | +10,000 | $1.08 | $10.80K | 958,593 |
| Steven J. Lubman Vice President, Director | Oct 3, 2016 | Buy | +1,515 | $1.03 | $1.56K | 960,108 |
| Steven J. Lubman Vice President, Director | Sep 30, 2016 | Buy | +7,400 | $1.09 | $8.07K | 948,593 |
| Steven J. Lubman Vice President, Director | Sep 29, 2016 | Option exercise | +25,000 | $0.82 | $20.50K | 886,030 |
| Steven J. Lubman Vice President, Director | Sep 29, 2016 | Option exercise | +45,938 | $0.80 | $36.75K | 931,968 |
| Steven J. Lubman Vice President, Director | Sep 29, 2016 | Buy | +9,225 | $1.05 | $9.69K | 941,193 |
| Ira Levy Chief Executive Officer, Director, 10% owner | Sep 29, 2016 | Option exercise | +62,500 | $0.80 | $50.00K | 1,170,299 |
| Ira Levy Chief Executive Officer, Director, 10% owner | Sep 29, 2016 | Option exercise | +50,000 | $0.82 | $41.00K | 1,107,799 |
| Steven J. Lubman Vice President, Director | May 25, 2016 | Award | +31,250 | – | – | 861,030 |
| Ira Levy Chief Executive Officer, Director, 10% owner | May 25, 2016 | Award | +67,901 | – | – | 1,057,799 |
| Michael D. Tofias 10% owner | Jul 22, 2015 | Gift | −8,880 | – | – | 1,568,123 |
| Michael D. Tofias 10% owner | Jul 21, 2015 | Gift | −8,882 | – | – | 1,577,003 |
| Michael D. Tofias 10% owner | Jul 17, 2015 | Gift | −8,881 | – | – | 1,585,885 |
| Michael D. Tofias 10% owner | Jul 14, 2015 | Gift | −42,510 | – | – | 1,594,766 |
| Michael D. Tofias 10% owner | Jul 10, 2015 | Gift | −26,900 | – | – | 1,637,276 |
| Ira Levy Chief Executive Officer, Director, 10% owner | May 5, 2015 | Option exercise | +250,000 | $0.25 | $62.50K | 989,898 |
| Steven J. Lubman Vice President, Director | May 5, 2015 | Option exercise | +250,000 | $0.25 | $62.50K | 829,780 |
| Gary Mark Jacobs Director | Apr 23, 2015 | Option exercise | +25,000 | $0.25 | $6.25K | 37,000 |
| David Siegel Director | Apr 23, 2015 | Option exercise | +25,000 | $0.25 | $6.25K | 92,000 |
| Ira Levy Chief Executive Officer, Director, 10% owner | Apr 23, 2015 | Award | +48,530 | – | – | 739,898 |
| Steven J. Lubman Vice President, Director | Apr 23, 2015 | Award | +29,780 | – | – | 579,780 |
| Lawrence Chariton Director | Feb 12, 2015 | Option exercise | +25,000 | $0.25 | $6.25K | 128,073 |
| Michael D. Tofias 10% owner | Aug 28, 2013 | Gift | −10,000 | – | – | 1,664,176 |
| Michael D. Tofias 10% owner | Jun 17, 2013 | Gift | −11,500 | – | – | 1,674,176 |
| Alan Plafker Director | Jun 12, 2013 | Sale | −25,000 | $0.63 | $15.75K | 0 |
| Michael D. Tofias 10% owner | May 28, 2013 | Gift | −24,000 | – | – | 1,685,676 |
| Michael D. Tofias 10% owner | May 15, 2013 | Gift | −22,000 | – | – | 1,709,676 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.